0003946
NIST SP 800-171 Rev. 3, Protecting Controlled Unclassified Information in Nonfederal Systems and Organizations
US National Institute of Standards and Technology
International or National Standard
Free
NIST 800-171 Rev 3
NIST SP 800-171 Rev. 3, Protecting Controlled Unclassified Information in Nonfederal Systems and Organizations
2024-05-30
The document as a whole was last reviewed and released on 2024-07-26T00:00:00-0700.
0003946
Free
US National Institute of Standards and Technology
International or National Standard
NIST 800-171 Rev 3
NIST SP 800-171 Rev. 3, Protecting Controlled Unclassified Information in Nonfederal Systems and Organizations
2024-05-30
The document as a whole was last reviewed and released on 2024-07-26T00:00:00-0700.
This Authority Document In Depth Report is copyrighted - © 2024 - Network Frontiers LLC. All rights reserved. Copyright in the Authority Document analyzed herein is held by its authors. Network Frontiers makes no claims of copyright in this Authority Document.
This Authority Document In Depth Report is provided for informational purposes only and does not constitute, and should not be construed as, legal advice. The reader is encouraged to consult with an attorney experienced in these areas for further explanation and advice.
This Authority Document In Depth Report provides analysis and guidance for use and implementation of the Authority Document but it is not a substitute for the original authority document itself. Readers should refer to the original authority document as the definitive resource on obligations and compliance requirements.
This document has been mapped into the Unified Compliance Framework using a patented methodology and patented tools (you can research our patents HERE). The mapping team has taken every effort to ensure the quality of mapping is of the highest degree. To learn more about the process we use to map Authority Documents, or to become involved in that process, click HERE.
When the UCF Mapping Teams tag Citations and their associated mandates within an Authority Document, those Citations and Mandates are tied to Common Controls. In addition, and by virtue of those Citations and mandates being tied to Common Controls, there are three sets of meta data that are associated with each Citation; Controls by Impact Zone, Controls by Type, and Controls by Classification.
The online version of the mapping analysis you see here is just a fraction of the work the UCF Mapping Team has done. The downloadable version of this document, available within the Common Controls Hub (available HERE) contains the following:
Document implementation analysis – statistics about the document’s alignment with Common Controls as compared to other Authority Documents and statistics on usage of key terms and non-standard terms.
Citation and Mandate Tagging and Mapping – A complete listing of each and every Citation we found within NIST SP 800-171 Rev. 3, Protecting Controlled Unclassified Information in Nonfederal Systems and Organizations that have been tagged with their primary and secondary nouns and primary and secondary verbs in three column format. The first column shows the Citation (the marker within the Authority Document that points to where we found the guidance). The second column shows the Citation guidance per se, along with the tagging for the mandate we found within the Citation. The third column shows the Common Control ID that the mandate is linked to, and the final column gives us the Common Control itself.
Dictionary Terms – The dictionary terms listed for NIST SP 800-171 Rev. 3, Protecting Controlled Unclassified Information in Nonfederal Systems and Organizations are based upon terms either found within the Authority Document’s defined terms section(which most legal documents have), its glossary, and for the most part, as tagged within each mandate. The terms with links are terms that are the standardized version of the term.
Common Controls andAn Impact Zone is a hierarchical way of organizing our suite of Common Controls — it is a taxonomy. The top levels of the UCF hierarchy are called Impact Zones. Common Controls are mapped within the UCF’s Impact Zones and are maintained in a legal hierarchy within that Impact Zone. Each Impact Zone deals with a separate area of policies, standards, and procedures: technology acquisition, physical security, continuity, records management, etc.
The UCF created its taxonomy by looking at the corpus of standards and regulations through the lens of unification and a view toward how the controls impact the organization. Thus, we created a hierarchical structure for each impact zone that takes into account regulatory and standards bodies, doctrines, and language.
Acquisition or sale of facilities, technology, and services | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | TYPE | CLASS | |
|---|---|---|---|
| Acquisition or sale of facilities, technology, and services CC ID 01123 | IT Impact Zone | IT Impact Zone | |
| Plan for acquiring facilities, technology, or services. CC ID 06892 | Acquisition/Sale of Assets or Services | Preventive | |
| Establish, implement, and maintain a product and services acquisition strategy. CC ID 01133 [Develop and implement acquisition strategies, contract tools, and procurement methods to identify, protect against, and mitigate supply chain risks. 03.17.02 ¶ 1] | Establish/Maintain Documentation | Preventive | |
Audits and risk management | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | TYPE | CLASS | |
|---|---|---|---|
| Audits and risk management CC ID 00677 | IT Impact Zone | IT Impact Zone | |
| Establish, implement, and maintain an audit program. CC ID 00684 | Establish/Maintain Documentation | Preventive | |
| Accept the attestation engagement when all preconditions are met. CC ID 13933 | Business Processes | Preventive | |
| Audit in scope audit items and compliance documents. CC ID 06730 | Audits and Risk Management | Preventive | |
| Determine if the audit assertion's in scope controls are reasonable. CC ID 06980 | Testing | Detective | |
| Document test plans for auditing in scope controls. CC ID 06985 | Testing | Detective | |
| Determine the effectiveness of in scope controls. CC ID 06984 [Assess the security requirements for the system and its environment of operation [Assignment: organization-defined frequency] to determine if the requirements have been satisfied. 03.12.01 ¶ 1] | Testing | Detective | |
| Review incident management audit logs to determine the effectiveness of in scope controls. CC ID 12157 | Audits and Risk Management | Detective | |
| Review audit reports to determine the effectiveness of in scope controls. CC ID 12156 | Audits and Risk Management | Detective | |
| Observe processes to determine the effectiveness of in scope controls. CC ID 12155 | Audits and Risk Management | Detective | |
| Interview stakeholders to determine the effectiveness of in scope controls. CC ID 12154 | Audits and Risk Management | Detective | |
| Review documentation to determine the effectiveness of in scope controls. CC ID 16522 | Process or Activity | Preventive | |
| Review policies and procedures to determine the effectiveness of in scope controls. CC ID 12144 | Audits and Risk Management | Detective | |
| Evaluate personnel status changes to determine the effectiveness of in scope controls. CC ID 16556 | Audits and Risk Management | Detective | |
| Determine whether individuals performing a control have the appropriate staff qualifications, staff clearances, and staff competencies. CC ID 16555 | Audits and Risk Management | Detective | |
| Establish and maintain organizational audit reports. CC ID 06731 | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate the audit report to all interested personnel and affected parties identified in the distribution list. CC ID 07117 | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate the reviews of audit reports to organizational management. CC ID 00653 [Report findings to organizational personnel or roles. 03.03.05 b.] | Log Management | Detective | |
| Establish, implement, and maintain a risk management program. CC ID 12051 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain the risk assessment framework. CC ID 00685 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a risk assessment program. CC ID 00687 | Establish/Maintain Documentation | Preventive | |
| Perform risk assessments for all target environments, as necessary. CC ID 06452 [Assess the risk (including supply chain risk) of unauthorized disclosure resulting from the processing, storage, or transmission of CUI. 03.11.01 a.] | Testing | Preventive | |
| Include the probability and potential impact of pandemics in the scope of the risk assessment. CC ID 13241 | Establish/Maintain Documentation | Preventive | |
| Include physical assets in the scope of the risk assessment. CC ID 13075 | Establish/Maintain Documentation | Preventive | |
| Include the results of the risk assessment in the risk assessment report. CC ID 06481 | Establish/Maintain Documentation | Preventive | |
| Approve the results of the risk assessment as documented in the risk assessment report. CC ID 07109 | Audits and Risk Management | Preventive | |
| Update the risk assessment upon discovery of a new threat. CC ID 00708 | Establish/Maintain Documentation | Detective | |
| Review risks to the organization's audit function when changes in the supply chain occur. CC ID 01154 | Audits and Risk Management | Preventive | |
| Update the risk assessment upon changes to the risk profile. CC ID 11627 [Update risk assessments [Assignment: organization-defined frequency]. 03.11.01 b.] | Establish/Maintain Documentation | Detective | |
| Review the risk to the audit function when the audit personnel status changes. CC ID 01153 | Audits and Risk Management | Preventive | |
| Document any reasons for modifying or refraining from modifying the organization's risk assessment when the risk assessment has been reviewed. CC ID 13312 | Establish/Maintain Documentation | Preventive | |
| Create a risk assessment report based on the risk assessment results. CC ID 15695 | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate the approved risk assessment report to interested personnel and affected parties. CC ID 10633 | Communicate | Preventive | |
| Conduct external audits of risk assessments, as necessary. CC ID 13308 | Audits and Risk Management | Detective | |
| Notify the organization upon completion of the external audits of the organization's risk assessment. CC ID 13313 | Communicate | Preventive | |
| Document and communicate a corrective action plan based on the risk assessment findings. CC ID 00705 [Develop a plan of action and milestones for the system: 03.12.02 a.] | Establish/Maintain Documentation | Corrective | |
| Review and approve the risk assessment findings. CC ID 06485 | Establish/Maintain Documentation | Preventive | |
| Include risk responses in the risk management program. CC ID 13195 [Respond to findings from security assessments, monitoring, and audits. 03.11.04 ¶ 1] | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a supply chain risk management plan. CC ID 14713 [Develop a plan for managing supply chain risks associated with the research and development, design, manufacturing, acquisition, delivery, integration, operations, maintenance, and disposal of the system, system components, or system services. 03.17.01 a. Review and update the supply chain risk management plan [Assignment: organization-defined frequency]. 03.17.01 b.] | Establish/Maintain Documentation | Preventive | |
| Include processes for monitoring and reporting in the supply chain risk management plan. CC ID 15619 | Establish/Maintain Documentation | Preventive | |
| Include dates in the supply chain risk management plan. CC ID 15617 | Establish/Maintain Documentation | Preventive | |
| Include implementation milestones in the supply chain risk management plan. CC ID 15615 | Establish/Maintain Documentation | Preventive | |
| Include roles and responsibilities in the supply chain risk management plan. CC ID 15613 | Establish/Maintain Documentation | Preventive | |
| Include supply chain risk management procedures in the risk management program. CC ID 13190 [Assess the risk (including supply chain risk) of unauthorized disclosure resulting from the processing, storage, or transmission of CUI. 03.11.01 a. Establish a process for identifying and addressing weaknesses or deficiencies in the supply chain elements and processes. 03.17.03 a.] | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate the supply chain risk management procedures to all interested personnel and affected parties. CC ID 14712 | Communicate | Preventive | |
| Assign key stakeholders to review and approve supply chain risk management procedures. CC ID 13199 | Human Resources Management | Preventive | |
| Analyze supply chain risk management procedures, as necessary. CC ID 13198 | Process or Activity | Detective | |
Human Resources management | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | TYPE | CLASS | |
|---|---|---|---|
| Human Resources management CC ID 00763 | IT Impact Zone | IT Impact Zone | |
| Define and assign workforce roles and responsibilities. CC ID 13267 [Define and document user roles and responsibilities with regard to external system services, including shared responsibilities with external service providers. 03.16.03 b.] | Human Resources Management | Preventive | |
| Establish, implement, and maintain cybersecurity roles and responsibilities. CC ID 13201 | Human Resources Management | Preventive | |
| Assign roles and responsibilities for physical security, as necessary. CC ID 13113 | Establish Roles | Preventive | |
| Document the use of external experts. CC ID 16263 | Human Resources Management | Preventive | |
| Define and assign roles and responsibilities for the biometric system. CC ID 17004 | Human Resources Management | Preventive | |
| Define and assign roles and responsibilities for those involved in risk management. CC ID 13660 | Human Resources Management | Preventive | |
| Include the management structure in the duties and responsibilities for risk management. CC ID 13665 | Human Resources Management | Preventive | |
| Assign the roles and responsibilities for the change control program. CC ID 13118 | Human Resources Management | Preventive | |
| Identify and define all critical roles. CC ID 00777 | Establish Roles | Preventive | |
| Assign cybersecurity reporting responsibilities to qualified personnel. CC ID 12739 | Establish Roles | Preventive | |
| Assign responsibility for cyber threat intelligence. CC ID 12746 | Human Resources Management | Preventive | |
| Assign the role of security management to applicable controls. CC ID 06444 | Establish Roles | Preventive | |
| Assign the role of security leader to keep up to date on the latest threats. CC ID 12112 | Human Resources Management | Preventive | |
| Define and assign the data processor's roles and responsibilities. CC ID 12607 | Human Resources Management | Preventive | |
| Assign the data processor to assist the data controller in implementing security controls. CC ID 12677 | Human Resources Management | Preventive | |
| Assign the data processor to notify the data controller when personal data processing could infringe on regulations. CC ID 12617 | Communicate | Preventive | |
| Define and assign the data controller's roles and responsibilities. CC ID 00471 | Establish Roles | Preventive | |
| Assign the role of data controller to be the Point of Contact for the supervisory authority. CC ID 12616 | Human Resources Management | Preventive | |
| Assign the role of the Data Controller to cooperate with the supervisory authority. CC ID 12615 | Human Resources Management | Preventive | |
| Assign the data controller to facilitate the exercise of the data subject's rights. CC ID 12666 | Human Resources Management | Preventive | |
| Assign the role of data controller to applicable controls. CC ID 00354 | Establish Roles | Preventive | |
| Assign the role of data controller to provide advice, when requested. CC ID 12611 | Human Resources Management | Preventive | |
| Assign the role of data controller to additional personnel, as necessary. CC ID 00473 | Establish Roles | Preventive | |
| Assign the role of Information Technology operations to applicable controls. CC ID 00682 | Establish Roles | Preventive | |
| Assign the role of logical access control to applicable controls. CC ID 00772 | Establish Roles | Preventive | |
| Assign the role of asset physical security to applicable controls. CC ID 00770 | Establish Roles | Preventive | |
| Assign the role of data custodian to applicable controls. CC ID 04789 | Establish Roles | Preventive | |
| Assign the role of the Quality Management committee to applicable controls. CC ID 00769 | Establish Roles | Preventive | |
| Assign interested personnel to the Quality Management committee. CC ID 07193 | Establish Roles | Preventive | |
| Assign the roles and responsibilities for the asset management system. CC ID 14368 | Establish/Maintain Documentation | Preventive | |
| Assign personnel to a crime prevention unit and announce the members of the unit. CC ID 06348 | Establish Roles | Preventive | |
| Assign the role of fire protection management to applicable controls. CC ID 04891 | Establish Roles | Preventive | |
| Assign the role of Information Technology Service Continuity Management to applicable controls. CC ID 04894 | Establish Roles | Preventive | |
| Assign the role of the Computer Emergency Response Team to applicable controls. CC ID 04895 | Establish Roles | Preventive | |
| Assign the role of CRYPTO custodian to applicable controls. CC ID 06723 | Establish Roles | Preventive | |
| Define and assign the roles and responsibilities of security guards. CC ID 12543 | Human Resources Management | Preventive | |
| Define and assign roles and responsibilities for dispute resolution. CC ID 13626 | Human Resources Management | Preventive | |
| Define and assign the roles for Legal Support Workers. CC ID 13711 | Human Resources Management | Preventive | |
| Establish, implement, and maintain a personnel management program. CC ID 14018 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a personnel security program. CC ID 10628 | Establish/Maintain Documentation | Preventive | |
| Employ individuals who have the appropriate staff qualifications, staff clearances, and staff competencies. CC ID 00782 | Testing | Detective | |
| Perform personnel screening procedures, as necessary. CC ID 11763 [Screen individuals prior to authorizing access to the system. 03.09.01 a. Rescreen individuals in accordance with [Assignment: organization-defined conditions requiring rescreening]. 03.09.01 b.] | Human Resources Management | Preventive | |
| Establish, implement, and maintain personnel status change and termination procedures. CC ID 06549 | Establish/Maintain Documentation | Preventive | |
| Terminate access rights when notified of a personnel status change or an individual is terminated. CC ID 11826 [When individual employment is terminated: Terminate or revoke authenticators and credentials associated with the individual, and 03.09.02 a.2.] | Technical Security | Corrective | |
| Deny access to restricted data or restricted information when a personnel status change occurs or an individual is terminated. CC ID 01309 [When individual employment is terminated: Disable system access within [Assignment: organization-defined time period], 03.09.02 a.1.] | Data and Information Management | Corrective | |
| Notify all interested personnel and affected parties when personnel status changes or an individual is terminated. CC ID 06677 [Notify account managers and designated personnel or roles within: [Assignment: organization-defined time period] when accounts are no longer required. 03.01.01 g.1. Notify account managers and designated personnel or roles within: [Assignment: organization-defined time period] when users are terminated or transferred. 03.01.01 g.2. Notify account managers and designated personnel or roles within: [Assignment: organization-defined time period] when system usage or the need-to-know changes for an individual. 03.01.01 g.3.] | Behavior | Preventive | |
| Establish and maintain the staff structure in line with the strategic plan. CC ID 00764 | Establish Roles | Preventive | |
| Implement segregation of duties in roles and responsibilities. CC ID 00774 [Identify the duties of individuals requiring separation. 03.01.04 a. Define system access authorizations to support separation of duties. 03.01.04 b.] | Testing | Detective | |
| Establish, implement, and maintain segregation of duties compensating controls if segregation of duties is not practical. CC ID 06960 | Technical Security | Preventive | |
| Train all personnel and third parties, as necessary. CC ID 00785 [Train authorized individuals to ensure that publicly accessible information does not contain CUI. 03.01.22 a.] | Behavior | Preventive | |
| Provide new hires limited network access to complete computer-based training. CC ID 17008 | Training | Preventive | |
| Establish, implement, and maintain an education methodology. CC ID 06671 | Business Processes | Preventive | |
| Support certification programs as viable training programs. CC ID 13268 | Human Resources Management | Preventive | |
| Include evidence of experience in applications for professional certification. CC ID 16193 | Establish/Maintain Documentation | Preventive | |
| Include supporting documentation in applications for professional certification. CC ID 16195 | Establish/Maintain Documentation | Preventive | |
| Submit applications for professional certification. CC ID 16192 | Training | Preventive | |
| Retrain all personnel, as necessary. CC ID 01362 [{security training} Provide security literacy training to system users: When required by system changes or following [Assignment: organization-defined events], and 03.02.01 a.2. Provide role-based security training to organizational personnel: When required by system changes or following [Assignment: organization-defined events]. 03.02.02 a.2.] | Behavior | Preventive | |
| Tailor training to meet published guidance on the subject being taught. CC ID 02217 | Behavior | Preventive | |
| Tailor training to be taught at each person's level of responsibility. CC ID 06674 [Provide role-based security training to organizational personnel: Before authorizing access to the system or CUI, before performing assigned duties, and [Assignment: organization-defined frequency] thereafter 03.02.02 a.1.] | Behavior | Preventive | |
| Conduct cross-training or staff backup training to minimize dependency on critical individuals. CC ID 00786 | Behavior | Preventive | |
| Document all training in a training record. CC ID 01423 | Establish/Maintain Documentation | Detective | |
| Use automated mechanisms in the training environment, where appropriate. CC ID 06752 | Behavior | Preventive | |
| Conduct tests and evaluate training. CC ID 06672 | Testing | Detective | |
| Hire third parties to conduct training, as necessary. CC ID 13167 | Human Resources Management | Preventive | |
| Review the current published guidance and awareness and training programs. CC ID 01245 [Review and update incident response training content [Assignment: organization-defined frequency] and following [Assignment: organization-defined events]. 03.06.04 b.] | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain training plans. CC ID 00828 | Establish/Maintain Documentation | Preventive | |
| Approve training plans, as necessary. CC ID 17193 | Training | Preventive | |
| Train personnel to recognize conditions of diseases or sicknesses, as necessary. CC ID 14383 | Training | Detective | |
| Include prevention techniques in training regarding diseases or sicknesses. CC ID 14387 | Training | Preventive | |
| Include the concept of disease clusters when training to recognize conditions of diseases or sicknesses. CC ID 14386 | Training | Preventive | |
| Train personnel to identify and communicate symptoms of exposure to disease or sickness. CC ID 14385 | Training | Detective | |
| Develop or acquire content to update the training plans. CC ID 12867 [Update security literacy training content [Assignment: organization-defined frequency] and following [Assignment: organization-defined events]. 03.02.01 b. Update role-based training content [Assignment: organization-defined frequency] and following [Assignment: organization-defined events]. 03.02.02 b.] | Training | Preventive | |
| Establish, implement, and maintain a list of tasks to include in the training plan. CC ID 17101 | Training | Preventive | |
| Designate training facilities in the training plan. CC ID 16200 | Training | Preventive | |
| Include portions of the visitor control program in the training plan. CC ID 13287 | Establish/Maintain Documentation | Preventive | |
| Include ethical culture in the security awareness program. CC ID 12801 | Human Resources Management | Preventive | |
| Include insider threats in the security awareness program. CC ID 16963 | Training | Preventive | |
| Include in scope external requirements in the training plan, as necessary. CC ID 13041 | Training | Preventive | |
| Include duties and responsibilities in the training plan, as necessary. CC ID 12800 | Human Resources Management | Preventive | |
| Conduct bespoke roles and responsibilities training, as necessary. CC ID 13192 | Training | Preventive | |
| Include risk management in the security awareness program. CC ID 13040 | Training | Preventive | |
| Conduct Archives and Records Management training. CC ID 00975 | Behavior | Preventive | |
| Conduct personal data processing training. CC ID 13757 | Training | Preventive | |
| Include in personal data processing training how to provide the contact information for the categories of personal data the organization may disclose. CC ID 13758 | Training | Preventive | |
| Include cloud security in the security awareness program. CC ID 13039 | Training | Preventive | |
| Establish, implement, and maintain a security awareness program. CC ID 11746 | Establish/Maintain Documentation | Preventive | |
| Complete security awareness training prior to being granted access to information systems or data. CC ID 17009 | Training | Preventive | |
| Establish, implement, and maintain a security awareness and training policy. CC ID 14022 | Establish/Maintain Documentation | Preventive | |
| Include compliance requirements in the security awareness and training policy. CC ID 14092 | Establish/Maintain Documentation | Preventive | |
| Include coordination amongst entities in the security awareness and training policy. CC ID 14091 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain security awareness and training procedures. CC ID 14054 | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate the security awareness and training procedures to interested personnel and affected parties. CC ID 14138 | Communicate | Preventive | |
| Include management commitment in the security awareness and training policy. CC ID 14049 | Establish/Maintain Documentation | Preventive | |
| Include roles and responsibilities in the security awareness and training policy. CC ID 14048 | Establish/Maintain Documentation | Preventive | |
| Include the scope in the security awareness and training policy. CC ID 14047 | Establish/Maintain Documentation | Preventive | |
| Include the purpose in the security awareness and training policy. CC ID 14045 | Establish/Maintain Documentation | Preventive | |
| Include configuration management procedures in the security awareness program. CC ID 13967 | Establish/Maintain Documentation | Preventive | |
| Include media protection in the security awareness program. CC ID 16368 | Training | Preventive | |
| Document security awareness requirements. CC ID 12146 | Establish/Maintain Documentation | Preventive | |
| Include safeguards for information systems in the security awareness program. CC ID 13046 | Establish/Maintain Documentation | Preventive | |
| Include identity and access management in the security awareness program. CC ID 17013 | Training | Preventive | |
| Include the encryption process in the security awareness program. CC ID 17014 | Training | Preventive | |
| Include security policies and security standards in the security awareness program. CC ID 13045 | Establish/Maintain Documentation | Preventive | |
| Include physical security in the security awareness program. CC ID 16369 | Training | Preventive | |
| Include data management in the security awareness program. CC ID 17010 | Training | Preventive | |
| Include e-mail and electronic messaging in the security awareness program. CC ID 17012 | Training | Preventive | |
| Include mobile device security guidelines in the security awareness program. CC ID 11803 | Establish/Maintain Documentation | Preventive | |
| Include updates on emerging issues in the security awareness program. CC ID 13184 | Training | Preventive | |
| Include cybersecurity in the security awareness program. CC ID 13183 | Training | Preventive | |
| Include implications of non-compliance in the security awareness program. CC ID 16425 | Training | Preventive | |
| Include social networking in the security awareness program. CC ID 17011 | Training | Preventive | |
| Include the acceptable use policy in the security awareness program. CC ID 15487 | Training | Preventive | |
| Include training based on the participants' level of responsibility and access level in the security awareness program. CC ID 11802 | Establish/Maintain Documentation | Preventive | |
| Include a requirement to train all new hires and interested personnel in the security awareness program. CC ID 11800 [{security training} Provide security literacy training to system users: As part of initial training for new users and [Assignment: organization-defined frequency] thereafter, 03.02.01 a.1.] | Establish/Maintain Documentation | Preventive | |
| Include remote access in the security awareness program. CC ID 13892 | Establish/Maintain Documentation | Preventive | |
| Document the goals of the security awareness program. CC ID 12145 | Establish/Maintain Documentation | Preventive | |
| Compare current security awareness assessment reports to the security awareness baseline. CC ID 12150 | Establish/Maintain Documentation | Preventive | |
| Establish and maintain management's commitment to supporting the security awareness program. CC ID 12151 | Human Resources Management | Preventive | |
| Establish and maintain a steering committee to guide the security awareness program. CC ID 12149 | Human Resources Management | Preventive | |
| Document the scope of the security awareness program. CC ID 12148 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a security awareness baseline. CC ID 12147 | Establish/Maintain Documentation | Preventive | |
| Encourage interested personnel to obtain security certification. CC ID 11804 | Human Resources Management | Preventive | |
| Disseminate and communicate the security awareness program to all interested personnel and affected parties. CC ID 00823 | Behavior | Preventive | |
| Train all personnel and third parties on how to recognize and report security incidents. CC ID 01211 [{security training} Provide security literacy training to system users: On recognizing and reporting indicators of insider threat, social engineering, and social mining. 03.02.01 a.3.] | Behavior | Preventive | |
| Train all personnel and third parties on how to recognize and report system failures. CC ID 13475 | Training | Preventive | |
| Require personnel to acknowledge, through writing their signature, that they have read and understand the organization's security policies. CC ID 01363 | Establish/Maintain Documentation | Preventive | |
| Monitor and measure the effectiveness of security awareness. CC ID 06262 | Monitor and Evaluate Occurrences | Detective | |
| Establish, implement, and maintain an environmental management system awareness program. CC ID 15200 | Establish/Maintain Documentation | Preventive | |
| Conduct secure coding and development training for developers. CC ID 06822 | Behavior | Corrective | |
| Conduct tampering prevention training. CC ID 11875 | Training | Preventive | |
| Include the mandate to refrain from installing, refrain from replacing, and refrain from returning any asset absent verification in the tampering prevention training. CC ID 11877 | Training | Preventive | |
| Include how to identify and authenticate third parties claiming to be maintenance personnel in the tampering prevention training. CC ID 11876 | Training | Preventive | |
| Include how to report tampering and unauthorized substitution in the tampering prevention training. CC ID 11879 | Training | Preventive | |
| Include how to prevent physical tampering in the tampering prevention training. CC ID 11878 | Training | Preventive | |
| Include procedures on how to inspect devices in the tampering prevention training. CC ID 11990 | Training | Preventive | |
| Train interested personnel and affected parties to collect digital forensic evidence. CC ID 08658 | Training | Preventive | |
| Conduct crime prevention training. CC ID 06350 | Behavior | Preventive | |
| Analyze and evaluate training records to improve the training program. CC ID 06380 | Monitor and Evaluate Occurrences | Detective | |
| Establish, implement, and maintain an occupational health and safety management system. CC ID 16201 | Business Processes | Preventive | |
| Establish, implement, and maintain an occupational health and safety policy. CC ID 00716 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a travel program for all personnel. CC ID 10597 | Human Resources Management | Preventive | |
| Issue devices with secure configurations to individuals traveling to locations deemed to be of risk. CC ID 10598 [Issue systems or system components with the following configurations to individuals traveling to high-risk locations: [Assignment: organization-defined system configurations]. 03.04.12 a.] | Configuration | Preventive | |
| Scan devices for malicious code when an individual returns from locations deemed to be of risk. CC ID 10599 [Apply the following security requirements to the systems or components when the individuals return from travel: [Assignment: organization-defined security requirements]. 03.04.12 b.] | Process or Activity | Detective | |
Leadership and high level objectives | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | TYPE | CLASS | |
|---|---|---|---|
| Leadership and high level objectives CC ID 00597 | IT Impact Zone | IT Impact Zone | |
| Establish, implement, and maintain a reporting methodology program. CC ID 02072 | Business Processes | Preventive | |
| Establish, implement, and maintain communication protocols. CC ID 12245 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain alert procedures. CC ID 12406 [Generate and disseminate internal system security alerts, advisories, and directives, as necessary. 03.14.03 b.] | Establish/Maintain Documentation | Preventive | |
| Include the criteria for notifications in the notification system. CC ID 17139 | Establish/Maintain Documentation | Preventive | |
| Include the capturing and alerting of compliance violations in the notification system. CC ID 12962 | Monitor and Evaluate Occurrences | Preventive | |
| Include the capturing and alerting of unethical conduct in the notification system. CC ID 12932 | Monitor and Evaluate Occurrences | Preventive | |
| Include the capturing and alerting of performance variances in the notification system. CC ID 12929 | Monitor and Evaluate Occurrences | Preventive | |
| Include the capturing and alerting of weaknesses in the notification system. CC ID 12928 | Monitor and Evaluate Occurrences | Preventive | |
| Include the capturing and alerting of account activity in the notification system. CC ID 15314 | Monitor and Evaluate Occurrences | Preventive | |
| Analyze organizational objectives, functions, and activities. CC ID 00598 | Monitor and Evaluate Occurrences | Preventive | |
| Monitor regulatory trends to maintain compliance. CC ID 00604 | Monitor and Evaluate Occurrences | Detective | |
| Subscribe to a threat intelligence service to receive notification of emerging threats. CC ID 12135 [Receive system security alerts, advisories, and directives from external organizations on an ongoing basis. 03.14.03 a.] | Technical Security | Detective | |
| Disseminate and communicate emerging threats to all interested personnel and affected parties. CC ID 12185 [Generate and disseminate internal system security alerts, advisories, and directives, as necessary. 03.14.03 b.] | Communicate | Preventive | |
| Disseminate and communicate updated guidance documentation to interested personnel and affected parties upon discovery of a new threat. CC ID 12191 | Communicate | Corrective | |
| Establish, implement, and maintain a Quality Management framework. CC ID 07196 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a Quality Management program. CC ID 07201 | Establish/Maintain Documentation | Preventive | |
| Correct errors and deficiencies in a timely manner. CC ID 13501 [Identify, report, and correct system flaws. 03.14.01 a.] | Business Processes | Corrective | |
| Establish and maintain the scope of the organizational compliance framework and Information Assurance controls. CC ID 01241 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a policy and procedure management program. CC ID 06285 [Develop, document, and disseminate to organizational personnel or roles the policies and procedures needed to satisfy the security requirements for the protection of CUI. 03.15.01 a. Review and update policies and procedures [Assignment: organization-defined frequency]. 03.15.01 b.] | Establish/Maintain Documentation | Preventive | |
| Include contact information in the organization's policies, standards, and procedures. CC ID 17167 | Establish/Maintain Documentation | Preventive | |
| Include the effective date on all organizational policies. CC ID 06820 | Establish/Maintain Documentation | Preventive | |
| Include requirements in the organization’s policies, standards, and procedures. CC ID 12956 | Establish/Maintain Documentation | Preventive | |
| Include threats in the organization’s policies, standards, and procedures. CC ID 12953 | Establish/Maintain Documentation | Preventive | |
| Analyze organizational policies, as necessary. CC ID 14037 | Establish/Maintain Documentation | Detective | |
| Assess the impact of changes to organizational policies, standards, and procedures, as necessary. CC ID 14824 | Business Processes | Preventive | |
| Include opportunities in the organization’s policies, standards, and procedures. CC ID 12945 | Establish/Maintain Documentation | Preventive | |
| Establish and maintain an Authority Document list. CC ID 07113 | Establish/Maintain Documentation | Preventive | |
| Map in scope assets and in scope records to external requirements. CC ID 12189 | Establish/Maintain Documentation | Detective | |
| Document organizational procedures that harmonize external requirements, including all legal requirements. CC ID 00623 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain full documentation of all policies, standards, and procedures that support the organization's compliance framework. CC ID 01636 | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate the organization’s policies, standards, and procedures to all interested personnel and affected parties. CC ID 12901 | Communicate | Preventive | |
| Disseminate and communicate the list of Authority Documents that support the organization's compliance framework to interested personnel and affected parties. CC ID 01312 | Establish/Maintain Documentation | Preventive | |
| Classify controls according to their preventive, detective, or corrective status. CC ID 06436 | Establish/Maintain Documentation | Preventive | |
| Publish, disseminate, and communicate a Statement on Internal Control, as necessary. CC ID 06727 | Establish/Maintain Documentation | Preventive | |
| Include signatures of c-level executives in the Statement on Internal Control. CC ID 14778 | Establish/Maintain Documentation | Preventive | |
| Include management's assertions on the effectiveness of internal control in the Statement on Internal Control. CC ID 14771 | Establish/Maintain Documentation | Corrective | |
| Include confirmation of any significant weaknesses in the Statement on Internal Control. CC ID 06861 | Establish/Maintain Documentation | Preventive | |
| Include roles and responsibilities in the Statement on Internal Control. CC ID 14774 | Establish/Maintain Documentation | Preventive | |
| Include an assurance statement regarding the counterterror protective security plan in the Statement on Internal Control. CC ID 06866 | Establish/Maintain Documentation | Preventive | |
| Include limitations of internal control systems in the Statement on Internal Control. CC ID 14773 | Establish/Maintain Documentation | Preventive | |
| Include a description of the methodology used to evaluate internal controls in the Statement on Internal Control. CC ID 14772 | Establish/Maintain Documentation | Preventive | |
| Include the counterterror protective security plan test results in the Statement on Internal Control. CC ID 06867 | Establish/Maintain Documentation | Detective | |
| Assign legislative body jurisdiction to the organization's assets, as necessary. CC ID 06956 | Establish Roles | Preventive | |
| Approve all compliance documents. CC ID 06286 | Establish/Maintain Documentation | Preventive | |
| Align the Authority Document list with external requirements. CC ID 06288 | Establish/Maintain Documentation | Preventive | |
| Assign the appropriate roles to all applicable compliance documents. CC ID 06284 | Establish Roles | Preventive | |
| Identify and document the Designated Approval Authority for compliance documents. CC ID 07114 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a compliance exception standard. CC ID 01628 | Establish/Maintain Documentation | Preventive | |
| Include the authority for granting exemptions in the compliance exception standard. CC ID 14329 | Establish/Maintain Documentation | Preventive | |
| Include all compliance exceptions in the compliance exception standard. CC ID 01630 | Establish/Maintain Documentation | Detective | |
| Include explanations, compensating controls, or risk acceptance in the compliance exceptions Exceptions document. CC ID 01631 | Establish/Maintain Documentation | Preventive | |
| Review the compliance exceptions in the exceptions document, as necessary. CC ID 01632 | Business Processes | Preventive | |
| Include when exemptions expire in the compliance exception standard. CC ID 14330 | Establish/Maintain Documentation | Preventive | |
| Assign the approval of compliance exceptions to the appropriate roles inside the organization. CC ID 06443 | Establish Roles | Preventive | |
| Include management of the exemption register in the compliance exception standard. CC ID 14328 | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate compliance exceptions to interested personnel and affected parties. CC ID 16945 | Communicate | Preventive | |
| Disseminate and communicate compliance documents to all interested personnel and affected parties. CC ID 06282 [Develop, document, and disseminate to organizational personnel or roles the policies and procedures needed to satisfy the security requirements for the protection of CUI. 03.15.01 a.] | Behavior | Preventive | |
| Disseminate and communicate any compliance document changes when the documents are updated to interested personnel and affected parties. CC ID 06283 | Behavior | Preventive | |
Monitoring and measurement | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | TYPE | CLASS | |
|---|---|---|---|
| Monitoring and measurement CC ID 00636 | IT Impact Zone | IT Impact Zone | |
| Monitor the usage and capacity of critical assets. CC ID 14825 | Monitor and Evaluate Occurrences | Detective | |
| Monitor the usage and capacity of Information Technology assets. CC ID 00668 | Monitor and Evaluate Occurrences | Detective | |
| Monitor systems for errors and faults. CC ID 04544 [Identify, report, and correct system flaws. 03.14.01 a.] | Monitor and Evaluate Occurrences | Detective | |
| Report errors and faults to the appropriate personnel, as necessary. CC ID 14296 [Identify, report, and correct system flaws. 03.14.01 a.] | Communicate | Corrective | |
| Establish, implement, and maintain logging and monitoring operations. CC ID 00637 | Log Management | Detective | |
| Establish, implement, and maintain intrusion management operations. CC ID 00580 | Monitor and Evaluate Occurrences | Preventive | |
| Monitor systems for inappropriate usage and other security violations. CC ID 00585 [Monitor the system to detect: 03.14.06 a. {inbound communications traffic} Monitor inbound and outbound communications traffic to detect unusual or unauthorized activities or conditions. 03.14.06 c.] | Monitor and Evaluate Occurrences | Detective | |
| Monitor systems for blended attacks and multiple component incidents. CC ID 01225 [Monitor the system to detect: Attacks and indicators of potential attacks and 03.14.06 a.1.] | Monitor and Evaluate Occurrences | Detective | |
| Monitor systems for Denial of Service attacks. CC ID 01222 | Monitor and Evaluate Occurrences | Detective | |
| Monitor systems for unauthorized data transfers. CC ID 12971 | Monitor and Evaluate Occurrences | Preventive | |
| Address operational anomalies within the incident management system. CC ID 11633 | Audits and Risk Management | Preventive | |
| Monitor systems for access to restricted data or restricted information. CC ID 04721 | Monitor and Evaluate Occurrences | Detective | |
| Assign roles and responsibilities for overseeing access to restricted data or restricted information. CC ID 11950 | Human Resources Management | Detective | |
| Detect unauthorized access to systems. CC ID 06798 [Monitor the system to detect: Unauthorized connections. 03.14.06 a.2. Identify unauthorized use of the system. 03.14.06 b. Monitor the system to detect: Attacks and indicators of potential attacks and 03.14.06 a.1.] | Monitor and Evaluate Occurrences | Detective | |
| Incorporate potential red flags into the organization's incident management system. CC ID 04652 | Monitor and Evaluate Occurrences | Detective | |
| Establish, implement, and maintain an Identity Theft Prevention Program. CC ID 11634 | Audits and Risk Management | Preventive | |
| Prohibit the sale or transfer of a debt caused by identity theft. CC ID 16983 | Acquisition/Sale of Assets or Services | Preventive | |
| Alert interested personnel when suspicious activity is detected by an Intrusion Detection System or Intrusion Prevention System. CC ID 06430 | Monitor and Evaluate Occurrences | Detective | |
| Alert interested personnel and affected parties when an incident causes an outage. CC ID 06808 | Monitor and Evaluate Occurrences | Detective | |
| Monitor systems for unauthorized mobile code. CC ID 10034 [Authorize, monitor, and control the use of mobile code. 03.13.13 b.] | Monitor and Evaluate Occurrences | Preventive | |
| Operationalize key monitoring and logging concepts to ensure the audit trails capture sufficient information. CC ID 00638 | Log Management | Detective | |
| Establish, implement, and maintain event logging procedures. CC ID 01335 [Generate audit records for the selected event types and audit record content specified in 03.03.01 and 03.03.02. 03.03.03 a.] | Log Management | Detective | |
| Include the system components that generate audit records in the event logging procedures. CC ID 16426 | Data and Information Management | Preventive | |
| Include a standard to collect and interpret event logs in the event logging procedures. CC ID 00643 | Log Management | Preventive | |
| Protect the event logs from failure. CC ID 06290 [Take the following additional actions: [Assignment: organization-defined additional actions]. 03.03.04 b.] | Log Management | Preventive | |
| Overwrite the oldest records when audit logging fails. CC ID 14308 | Data and Information Management | Preventive | |
| Supply each in scope asset with audit reduction tool and report generation capabilities to support after-the-fact investigations without altering the event logs. CC ID 01427 [Implement an audit record reduction and report generation capability that supports audit record review, analysis, reporting requirements, and after-the-fact investigations of incidents. 03.03.06 a. Preserve the original content and time ordering of audit records. 03.03.06 b.] | Testing | Preventive | |
| Provide predefined suspicious activity reports for suspicious activity discovered in the event log. CC ID 06774 | Establish/Maintain Documentation | Corrective | |
| Include identity information of suspects in the suspicious activity report. CC ID 16648 | Establish/Maintain Documentation | Preventive | |
| Compile the event logs of multiple components into a system-wide time-correlated audit trail. CC ID 01424 [Analyze and correlate audit records across different repositories to gain organization-wide situational awareness. 03.03.05 c.] | Audits and Risk Management | Preventive | |
| Establish, implement, and maintain log analysis tools. CC ID 17056 | Technical Security | Preventive | |
| Review and update event logs and audit logs, as necessary. CC ID 00596 [Review and analyze system audit records [Assignment: organization-defined frequency] for indications and the potential impact of inappropriate or unusual activity. 03.03.05 a.] | Log Management | Detective | |
| Eliminate false positives in event logs and audit logs. CC ID 07047 | Log Management | Corrective | |
| Correlate log entries to security controls to verify the security control's effectiveness. CC ID 13207 | Log Management | Detective | |
| Identify cybersecurity events in event logs and audit logs. CC ID 13206 | Technical Security | Detective | |
| Follow up exceptions and anomalies identified when reviewing logs. CC ID 11925 [Review and analyze system audit records [Assignment: organization-defined frequency] for indications and the potential impact of inappropriate or unusual activity. 03.03.05 a.] | Investigate | Corrective | |
| Reproduce the event log if a log failure is captured. CC ID 01426 | Log Management | Preventive | |
| Document the event information to be logged in the event information log specification. CC ID 00639 [Specify the following event types selected for logging within the system: [Assignment: organization-defined event types]. 03.03.01 a.] | Configuration | Preventive | |
| Enable logging for all systems that meet a traceability criteria. CC ID 00640 | Log Management | Detective | |
| Synchronize system clocks to an accurate and universal time source on all devices. CC ID 01340 [Use internal system clocks to generate time stamps for audit records. 03.03.07 a.] | Configuration | Preventive | |
| Centralize network time servers to as few as practical. CC ID 06308 | Configuration | Preventive | |
| Disseminate and communicate information to customers about clock synchronization methods used by the organization. CC ID 13044 | Communicate | Preventive | |
| Review and update the list of auditable events in the event logging procedures. CC ID 10097 [Review and update the event types selected for logging [Assignment: organization-defined frequency]. 03.03.01 b.] | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a risk monitoring program. CC ID 00658 [Develop and implement a system-level continuous monitoring strategy that includes ongoing monitoring and security assessments. 03.12.03 ¶ 1 Develop and implement a system-level continuous monitoring strategy that includes ongoing monitoring and security assessments. 03.12.03 ¶ 1] | Establish/Maintain Documentation | Preventive | |
| Monitor the organization's exposure to threats, as necessary. CC ID 06494 | Monitor and Evaluate Occurrences | Preventive | |
| Monitor and evaluate environmental threats. CC ID 13481 | Monitor and Evaluate Occurrences | Detective | |
| Implement a fraud detection system. CC ID 13081 | Business Processes | Preventive | |
| Update or adjust fraud detection systems, as necessary. CC ID 13684 | Process or Activity | Corrective | |
| Monitor for new vulnerabilities. CC ID 06843 [Monitor and scan the system for vulnerabilities [Assignment: organization-defined frequency] and when new vulnerabilities affecting the system are identified. 03.11.02 a.] | Monitor and Evaluate Occurrences | Preventive | |
| Establish, implement, and maintain a compliance testing strategy. CC ID 00659 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a self-assessment approach as part of the compliance testing strategy. CC ID 12833 | Testing | Preventive | |
| Test compliance controls for proper functionality. CC ID 00660 | Testing | Detective | |
| Establish, implement, and maintain a system security plan. CC ID 01922 [Develop a system security plan that: 03.15.02 a. Review and update the system security plan [Assignment: organization-defined frequency]. 03.15.02 b.] | Testing | Preventive | |
| Include a system description in the system security plan. CC ID 16467 | Establish/Maintain Documentation | Preventive | |
| Include a description of the operational context in the system security plan. CC ID 14301 | Establish/Maintain Documentation | Preventive | |
| Include the results of the security categorization in the system security plan. CC ID 14281 | Establish/Maintain Documentation | Preventive | |
| Include the information types in the system security plan. CC ID 14696 [Develop a system security plan that: Identifies the information types processed, stored, and transmitted by the system; 03.15.02 a.2.] | Establish/Maintain Documentation | Preventive | |
| Include the security requirements in the system security plan. CC ID 14274 [Develop a system security plan that: Provides an overview of the security requirements for the system; 03.15.02 a.5. Develop a system security plan that: Describes the safeguards in place or planned for meeting the security requirements; 03.15.02 a.6. Develop a system security plan that: Includes other relevant information necessary for the protection of CUI. 03.15.02 a.8.] | Establish/Maintain Documentation | Preventive | |
| Include cryptographic key management procedures in the system security plan. CC ID 17029 | Establish/Maintain Documentation | Preventive | |
| Include threats in the system security plan. CC ID 14693 [Develop a system security plan that: Describes specific threats to the system that are of concern to the organization; 03.15.02 a.3.] | Establish/Maintain Documentation | Preventive | |
| Include network diagrams in the system security plan. CC ID 14273 [Develop a system security plan that: Defines the constituent system components; 03.15.02 a.1. Develop a system security plan that: Describes the operational environment for the system and any dependencies on or connections to other systems or system components; 03.15.02 a.4.] | Establish/Maintain Documentation | Preventive | |
| Include roles and responsibilities in the system security plan. CC ID 14682 [Develop a system security plan that: Identifies individuals that fulfill system roles and responsibilities; and 03.15.02 a.7.] | Establish/Maintain Documentation | Preventive | |
| Include backup and recovery procedures in the system security plan. CC ID 17043 | Establish/Maintain Documentation | Preventive | |
| Include the results of the privacy risk assessment in the system security plan. CC ID 14676 | Establish/Maintain Documentation | Preventive | |
| Include remote access methods in the system security plan. CC ID 16441 | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate the system security plan to interested personnel and affected parties. CC ID 14275 | Communicate | Preventive | |
| Include a description of the operational environment in the system security plan. CC ID 14272 [Develop a system security plan that: Describes the operational environment for the system and any dependencies on or connections to other systems or system components; 03.15.02 a.4.] | Establish/Maintain Documentation | Preventive | |
| Include the security categorizations and rationale in the system security plan. CC ID 14270 | Establish/Maintain Documentation | Preventive | |
| Include the authorization boundary in the system security plan. CC ID 14257 | Establish/Maintain Documentation | Preventive | |
| Align the enterprise architecture with the system security plan. CC ID 14255 | Process or Activity | Preventive | |
| Include security controls in the system security plan. CC ID 14239 | Establish/Maintain Documentation | Preventive | |
| Create specific test plans to test each system component. CC ID 00661 | Establish/Maintain Documentation | Preventive | |
| Include the roles and responsibilities in the test plan. CC ID 14299 | Establish/Maintain Documentation | Preventive | |
| Include the assessment team in the test plan. CC ID 14297 | Establish/Maintain Documentation | Preventive | |
| Include the scope in the test plans. CC ID 14293 | Establish/Maintain Documentation | Preventive | |
| Include the assessment environment in the test plan. CC ID 14271 | Establish/Maintain Documentation | Preventive | |
| Approve the system security plan. CC ID 14241 | Business Processes | Preventive | |
| Adhere to the system security plan. CC ID 11640 | Testing | Detective | |
| Review the test plans for each system component. CC ID 00662 | Establish/Maintain Documentation | Preventive | |
| Validate all testing assumptions in the test plans. CC ID 00663 | Testing | Detective | |
| Document validated testing processes in the testing procedures. CC ID 06200 | Establish/Maintain Documentation | Preventive | |
| Require testing procedures to be complete. CC ID 00664 | Testing | Detective | |
| Include error details, identifying the root causes, and mitigation actions in the testing procedures. CC ID 11827 | Establish/Maintain Documentation | Preventive | |
| Determine the appropriate assessment method for each testing process in the test plan. CC ID 00665 | Testing | Preventive | |
| Implement automated audit tools. CC ID 04882 | Acquisition/Sale of Assets or Services | Preventive | |
| Assign senior management to approve test plans. CC ID 13071 | Human Resources Management | Preventive | |
| Analyze system audit reports and determine the need to perform more tests. CC ID 00666 | Testing | Detective | |
| Monitor devices continuously for conformance with production specifications. CC ID 06201 | Monitor and Evaluate Occurrences | Detective | |
| Establish, implement, and maintain a testing program. CC ID 00654 [Develop and implement a system-level continuous monitoring strategy that includes ongoing monitoring and security assessments. 03.12.03 ¶ 1] | Behavior | Preventive | |
| Conduct Red Team exercises, as necessary. CC ID 12131 | Technical Security | Detective | |
| Establish, implement, and maintain a security assessment and authorization policy. CC ID 14031 | Establish/Maintain Documentation | Preventive | |
| Establish and maintain a scoring method for Red Team exercise results. CC ID 12136 | Establish/Maintain Documentation | Preventive | |
| Include coordination amongst entities in the security assessment and authorization policy. CC ID 14222 | Establish/Maintain Documentation | Preventive | |
| Include the scope in the security assessment and authorization policy. CC ID 14220 | Establish/Maintain Documentation | Preventive | |
| Include the purpose in the security assessment and authorization policy. CC ID 14219 | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate the security assessment and authorization policy to interested personnel and affected parties. CC ID 14218 | Communicate | Preventive | |
| Include management commitment in the security assessment and authorization policy. CC ID 14189 | Establish/Maintain Documentation | Preventive | |
| Include compliance requirements in the security assessment and authorization policy. CC ID 14183 | Establish/Maintain Documentation | Preventive | |
| Include roles and responsibilities in the security assessment and authorization policy. CC ID 14179 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain security assessment and authorization procedures. CC ID 14056 | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate security assessment and authorization procedures to interested personnel and affected parties. CC ID 14224 | Communicate | Preventive | |
| Test security systems and associated security procedures, as necessary. CC ID 11901 | Technical Security | Detective | |
| Employ third parties to carry out testing programs, as necessary. CC ID 13178 | Human Resources Management | Preventive | |
| Enable security controls which were disabled to conduct testing. CC ID 17031 | Testing | Preventive | |
| Document improvement actions based on test results and exercises. CC ID 16840 | Establish/Maintain Documentation | Preventive | |
| Disable dedicated accounts after testing is complete. CC ID 17033 | Testing | Preventive | |
| Protect systems and data during testing in the production environment. CC ID 17198 | Testing | Preventive | |
| Delete personal data upon data subject's withdrawal from testing. CC ID 17238 | Data and Information Management | Preventive | |
| Define the criteria to conduct testing in the production environment. CC ID 17197 | Testing | Preventive | |
| Obtain the data subject's consent to participate in testing in real-world conditions. CC ID 17232 | Behavior | Preventive | |
| Suspend testing in a production environment, as necessary. CC ID 17231 | Testing | Preventive | |
| Define the test requirements for each testing program. CC ID 13177 | Establish/Maintain Documentation | Preventive | |
| Test in scope systems for segregation of duties, as necessary. CC ID 13906 | Testing | Detective | |
| Include test requirements for the use of production data in the testing program. CC ID 17201 | Testing | Preventive | |
| Include test requirements for the use of human subjects in the testing program. CC ID 16222 | Testing | Preventive | |
| Test the in scope system in accordance with its intended purpose. CC ID 14961 | Testing | Preventive | |
| Perform network testing in accordance with organizational standards. CC ID 16448 | Testing | Preventive | |
| Notify interested personnel and affected parties prior to performing testing. CC ID 17034 | Communicate | Preventive | |
| Test user accounts in accordance with organizational standards. CC ID 16421 | Testing | Preventive | |
| Identify risk management measures when testing in scope systems. CC ID 14960 | Process or Activity | Detective | |
| Scan organizational networks for rogue devices. CC ID 00536 | Testing | Detective | |
| Include mechanisms for emergency stops in the testing program. CC ID 14398 | Establish/Maintain Documentation | Preventive | |
| Scan the network for wireless access points. CC ID 00370 | Testing | Detective | |
| Document the business need justification for authorized wireless access points. CC ID 12044 | Establish/Maintain Documentation | Preventive | |
| Scan wireless networks for rogue devices. CC ID 11623 | Technical Security | Detective | |
| Test the wireless device scanner's ability to detect rogue devices. CC ID 06859 | Testing | Detective | |
| Implement incident response procedures when rogue devices are discovered. CC ID 11880 | Technical Security | Corrective | |
| Alert appropriate personnel when rogue devices are discovered on the network. CC ID 06428 | Monitor and Evaluate Occurrences | Corrective | |
| Deny network access to rogue devices until network access approval has been received. CC ID 11852 | Configuration | Preventive | |
| Isolate rogue devices after a rogue device has been detected. CC ID 07061 | Configuration | Corrective | |
| Establish, implement, and maintain conformity assessment procedures. CC ID 15032 | Establish/Maintain Documentation | Preventive | |
| Share conformity assessment results with affected parties and interested personnel. CC ID 15113 | Communicate | Preventive | |
| Notify affected parties and interested personnel of technical documentation assessment certificates that have been issued. CC ID 15112 | Communicate | Preventive | |
| Notify affected parties and interested personnel of technical documentation assessment certificates that have been refused, withdrawn, suspended or restricted. CC ID 15111 | Communicate | Preventive | |
| Create technical documentation assessment certificates in an official language. CC ID 15110 | Establish/Maintain Documentation | Preventive | |
| Request an extension of the validity period of technical documentation assessment certificates, as necessary. CC ID 17228 | Process or Activity | Preventive | |
| Define the validity period for technical documentation assessment certificates. CC ID 17227 | Process or Activity | Preventive | |
| Opt out of third party conformity assessments when the system meets harmonized standards. CC ID 15096 | Testing | Preventive | |
| Perform conformity assessments, as necessary. CC ID 15095 | Testing | Detective | |
| Establish, implement, and maintain a port scan baseline for all in scope systems. CC ID 12134 | Technical Security | Detective | |
| Define the test frequency for each testing program. CC ID 13176 | Establish/Maintain Documentation | Preventive | |
| Compare port scan reports for in scope systems against their port scan baseline. CC ID 12162 | Establish/Maintain Documentation | Detective | |
| Establish, implement, and maintain a stress test program for identification cards or badges. CC ID 15424 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a penetration test program. CC ID 01105 | Behavior | Preventive | |
| Disseminate and communicate the testing program to all interested personnel and affected parties. CC ID 11871 | Communicate | Preventive | |
| Align the penetration test program with industry standards. CC ID 12469 | Establish/Maintain Documentation | Preventive | |
| Assign penetration testing to a qualified internal resource or external third party. CC ID 06429 | Establish Roles | Preventive | |
| Establish, implement, and maintain a penetration testing methodology that validates scope-reduction controls through network segmentation. CC ID 11958 | Testing | Preventive | |
| Retain penetration test results according to internal policy. CC ID 10049 | Records Management | Preventive | |
| Retain penetration test remediation action records according to internal policy. CC ID 11629 | Records Management | Preventive | |
| Use dedicated user accounts when conducting penetration testing. CC ID 13728 | Testing | Detective | |
| Remove dedicated user accounts after penetration testing is concluded. CC ID 13729 | Testing | Corrective | |
| Perform penetration tests, as necessary. CC ID 00655 | Testing | Detective | |
| Perform internal penetration tests, as necessary. CC ID 12471 | Technical Security | Detective | |
| Perform external penetration tests, as necessary. CC ID 12470 | Technical Security | Detective | |
| Include coverage of all in scope systems during penetration testing. CC ID 11957 | Testing | Detective | |
| Test the system for broken access controls. CC ID 01319 | Testing | Detective | |
| Test the system for broken authentication and session management. CC ID 01320 | Testing | Detective | |
| Test the system for insecure communications. CC ID 00535 | Testing | Detective | |
| Test the system for cross-site scripting attacks. CC ID 01321 | Testing | Detective | |
| Test the system for buffer overflows. CC ID 01322 | Testing | Detective | |
| Test the system for injection flaws. CC ID 01323 | Testing | Detective | |
| Ensure protocols are free from injection flaws. CC ID 16401 | Process or Activity | Preventive | |
| Test the system for Denial of Service. CC ID 01326 | Testing | Detective | |
| Test the system for insecure configuration management. CC ID 01327 | Testing | Detective | |
| Perform network-layer penetration testing on all systems, as necessary. CC ID 01277 | Testing | Detective | |
| Test the system for cross-site request forgery. CC ID 06296 | Testing | Detective | |
| Perform application-layer penetration testing on all systems, as necessary. CC ID 11630 | Technical Security | Detective | |
| Perform penetration testing on segmentation controls, as necessary. CC ID 12498 | Technical Security | Detective | |
| Verify segmentation controls are operational and effective. CC ID 12545 | Audits and Risk Management | Detective | |
| Repeat penetration testing, as necessary. CC ID 06860 | Testing | Detective | |
| Test the system for covert channels. CC ID 10652 | Testing | Detective | |
| Prevent adversaries from disabling or compromising security controls. CC ID 17057 | Technical Security | Preventive | |
| Estimate the maximum bandwidth of any covert channels. CC ID 10653 | Technical Security | Detective | |
| Reduce the maximum bandwidth of covert channels. CC ID 10655 | Technical Security | Corrective | |
| Test systems to determine which covert channels might be exploited. CC ID 10654 | Testing | Detective | |
| Establish, implement, and maintain a business line testing strategy. CC ID 13245 | Establish/Maintain Documentation | Preventive | |
| Include facilities in the business line testing strategy. CC ID 13253 | Establish/Maintain Documentation | Preventive | |
| Include electrical systems in the business line testing strategy. CC ID 13251 | Establish/Maintain Documentation | Preventive | |
| Include mechanical systems in the business line testing strategy. CC ID 13250 | Establish/Maintain Documentation | Preventive | |
| Include Heating Ventilation and Air Conditioning systems in the business line testing strategy. CC ID 13248 | Establish/Maintain Documentation | Preventive | |
| Include emergency power supplies in the business line testing strategy. CC ID 13247 | Establish/Maintain Documentation | Preventive | |
| Include environmental controls in the business line testing strategy. CC ID 13246 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a vulnerability management program. CC ID 15721 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a vulnerability assessment program. CC ID 11636 | Establish/Maintain Documentation | Preventive | |
| Perform vulnerability scans, as necessary. CC ID 11637 [Monitor and scan the system for vulnerabilities [Assignment: organization-defined frequency] and when new vulnerabilities affecting the system are identified. 03.11.02 a.] | Technical Security | Detective | |
| Conduct scanning activities in a test environment. CC ID 17036 | Testing | Preventive | |
| Repeat vulnerability scanning, as necessary. CC ID 11646 | Testing | Detective | |
| Identify and document security vulnerabilities. CC ID 11857 | Technical Security | Detective | |
| Rank discovered vulnerabilities. CC ID 11940 | Investigate | Detective | |
| Use dedicated user accounts when conducting vulnerability scans. CC ID 12098 | Technical Security | Preventive | |
| Assign vulnerability scanning to qualified personnel or external third parties. CC ID 11638 | Technical Security | Detective | |
| Record the vulnerability scanning activity in the vulnerability scan report. CC ID 12097 | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate the vulnerability scan results to interested personnel and affected parties. CC ID 16418 | Communicate | Preventive | |
| Maintain vulnerability scan reports as organizational records. CC ID 12092 | Records Management | Preventive | |
| Correlate vulnerability scan reports from the various systems. CC ID 10636 | Technical Security | Detective | |
| Perform internal vulnerability scans, as necessary. CC ID 00656 | Testing | Detective | |
| Perform vulnerability scans prior to installing payment applications. CC ID 12192 | Technical Security | Detective | |
| Implement scanning tools, as necessary. CC ID 14282 | Technical Security | Detective | |
| Update the vulnerability scanners' vulnerability list. CC ID 10634 [Update system vulnerabilities to be scanned [Assignment: organization-defined frequency] and when new vulnerabilities are identified and reported. 03.11.02 c.] | Configuration | Corrective | |
| Repeat vulnerability scanning after an approved change occurs. CC ID 12468 | Technical Security | Detective | |
| Perform external vulnerability scans, as necessary. CC ID 11624 | Technical Security | Detective | |
| Employ an approved third party to perform external vulnerability scans on the organization's systems. CC ID 12467 | Business Processes | Preventive | |
| Meet the requirements for a passing score during an external vulnerability scan or rescan. CC ID 12039 | Testing | Preventive | |
| Use automated mechanisms to compare new vulnerability scan reports with past vulnerability scan reports. CC ID 10635 | Technical Security | Detective | |
| Notify the interested personnel and affected parties after the failure of an automated security test. CC ID 06748 | Behavior | Corrective | |
| Perform vulnerability assessments, as necessary. CC ID 11828 | Technical Security | Corrective | |
| Review applications for security vulnerabilities after the application is updated. CC ID 11938 | Technical Security | Detective | |
| Test the system for unvalidated input. CC ID 01318 | Testing | Detective | |
| Test the system for proper error handling. CC ID 01324 | Testing | Detective | |
| Test the system for insecure data storage. CC ID 01325 | Testing | Detective | |
| Test the system for access control enforcement in all Uniform Resource Locators. CC ID 06297 | Testing | Detective | |
| Approve the vulnerability management program. CC ID 15722 | Process or Activity | Preventive | |
| Assign ownership of the vulnerability management program to the appropriate role. CC ID 15723 | Establish Roles | Preventive | |
| Perform penetration tests and vulnerability scans in concert, as necessary. CC ID 12111 | Technical Security | Preventive | |
| Test the system for insecure cryptographic storage. CC ID 11635 | Technical Security | Detective | |
| Perform self-tests on cryptographic modules within the system. CC ID 06537 | Testing | Detective | |
| Perform power-up tests on cryptographic modules within the system. CC ID 06538 | Testing | Detective | |
| Perform conditional tests on cryptographic modules within the system. CC ID 06539 | Testing | Detective | |
| Test in scope systems for compliance with the Configuration Baseline Documentation Record. CC ID 12130 | Configuration | Detective | |
| Document and maintain test results. CC ID 17028 | Testing | Preventive | |
| Include the pass or fail test status in the test results. CC ID 17106 | Establish/Maintain Documentation | Preventive | |
| Include time information in the test results. CC ID 17105 | Establish/Maintain Documentation | Preventive | |
| Include a description of the system tested in the test results. CC ID 17104 | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate the test results to interested personnel and affected parties. CC ID 17103 | Communicate | Preventive | |
| Recommend mitigation techniques based on vulnerability scan reports. CC ID 11639 | Technical Security | Corrective | |
| Disallow the use of payment applications when a vulnerability scan report indicates vulnerabilities are present. CC ID 12188 | Configuration | Corrective | |
| Recommend mitigation techniques based on penetration test results. CC ID 04881 | Establish/Maintain Documentation | Corrective | |
| Correct or mitigate vulnerabilities. CC ID 12497 [Remediate system vulnerabilities within [Assignment: organization-defined response times]. 03.11.02 b.] | Technical Security | Corrective | |
| Establish, implement, and maintain an exception management process for vulnerabilities that cannot be remediated. CC ID 13859 | Technical Security | Corrective | |
| Establish, implement, and maintain a compliance monitoring policy. CC ID 00671 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a log management program. CC ID 00673 | Establish/Maintain Documentation | Preventive | |
| Restrict access to logs to authorized individuals. CC ID 01342 [Authorize access to management of audit logging functionality to only a subset of privileged users or roles. 03.03.08 b.] | Log Management | Preventive | |
| Protect logs from unauthorized activity. CC ID 01345 [Protect audit information and audit logging tools from unauthorized access, modification, and deletion. 03.03.08 a.] | Log Management | Preventive | |
| Establish, implement, and maintain a corrective action plan. CC ID 00675 | Monitor and Evaluate Occurrences | Detective | |
| Include monitoring in the corrective action plan. CC ID 11645 [Update the existing plan of action and milestones based on the findings from: 03.12.02 b.] | Monitor and Evaluate Occurrences | Detective | |
| Protect against misusing automated audit tools. CC ID 04547 [Protect audit information and audit logging tools from unauthorized access, modification, and deletion. 03.03.08 a.] | Technical Security | Preventive | |
| Evaluate the measurement process used for metrics. CC ID 06920 | Testing | Detective | |
| Evaluate the information technology products used for metrics. CC ID 11644 | Technical Security | Detective | |
| Identify and communicate improvements in metrics reporting. CC ID 06921 | Establish/Maintain Documentation | Corrective | |
Operational and Systems Continuity | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | TYPE | CLASS | |
|---|---|---|---|
| Operational and Systems Continuity CC ID 00731 | IT Impact Zone | IT Impact Zone | |
| Establish, implement, and maintain a business continuity program. CC ID 13210 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain system continuity plan strategies. CC ID 00735 | Establish/Maintain Documentation | Preventive | |
| Include technical preparation considerations for backup operations in the continuity plan. CC ID 01250 | Establish/Maintain Documentation | Preventive | |
| Perform backup procedures for in scope systems. CC ID 11692 | Process or Activity | Preventive | |
| Encrypt backup data. CC ID 00958 [Implement cryptographic mechanisms to prevent the unauthorized disclosure of CUI at backup storage locations. 03.08.09 b.] | Configuration | Preventive | |
| Establish, implement, and maintain a pandemic plan. CC ID 13214 | Establish/Maintain Documentation | Preventive | |
| Include alternate work locations in the pandemic plan. CC ID 14376 [Determine alternate work sites allowed for use by employees. 03.10.06 a.] | Establish/Maintain Documentation | Preventive | |
| Prepare the alternate facility for an emergency offsite relocation. CC ID 00744 | Systems Continuity | Preventive | |
| Configure the alternate facility to meet the least needed operational capabilities. CC ID 01395 [Employ the following security requirements at alternate work sites: [Assignment: organization-defined security requirements]. 03.10.06 b.] | Configuration | Preventive | |
Operational management | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | TYPE | CLASS | |
|---|---|---|---|
| Operational management CC ID 00805 | IT Impact Zone | IT Impact Zone | |
| Establish, implement, and maintain a Governance, Risk, and Compliance framework. CC ID 01406 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain an information security program. CC ID 00812 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain the Acceptable Use Policy. CC ID 01350 [Establish rules that describe the responsibilities and expected behavior for system usage and protecting CUI. 03.15.03 a. Review and update the rules of behavior [Assignment: organization-defined frequency]. 03.15.03 d.] | Establish/Maintain Documentation | Preventive | |
| Include that explicit management authorization must be given for the use of all technologies and their documentation in the Acceptable Use Policy. CC ID 01351 [Authorize, monitor, and control the use of mobile code. 03.13.13 b.] | Establish/Maintain Documentation | Preventive | |
| Include requiring users to protect restricted data in accordance with the Governance, Risk, and Compliance framework in the Acceptable Use Policy. CC ID 11894 | Establish/Maintain Documentation | Preventive | |
| Include Bring Your Own Device agreements in the Acceptable Use Policy. CC ID 15703 | Establish/Maintain Documentation | Preventive | |
| Include the obligations of users in the Bring Your Own Device agreement. CC ID 15708 | Establish/Maintain Documentation | Preventive | |
| Include the rights of the organization in the Bring Your Own Device agreement. CC ID 15707 | Establish/Maintain Documentation | Preventive | |
| Include the circumstances in which the organization may confiscate, audit, or inspect assets in the Bring Your Own Device agreement. CC ID 15706 | Establish/Maintain Documentation | Preventive | |
| Include the circumstances in which the organization may manage assets in the Bring Your Own Device agreement. CC ID 15705 | Establish/Maintain Documentation | Preventive | |
| Include Bring Your Own Device usage in the Acceptable Use Policy. CC ID 12293 | Establish/Maintain Documentation | Preventive | |
| Include a web usage policy in the Acceptable Use Policy. CC ID 16496 | Establish/Maintain Documentation | Preventive | |
| Include Bring Your Own Device security guidelines in the Acceptable Use Policy. CC ID 01352 | Establish/Maintain Documentation | Preventive | |
| Include asset tags in the Acceptable Use Policy. CC ID 01354 | Establish/Maintain Documentation | Preventive | |
| Specify the owner of applicable assets in the Acceptable Use Policy. CC ID 15699 | Establish/Maintain Documentation | Preventive | |
| Include asset use policies in the Acceptable Use Policy. CC ID 01355 [Establish usage restrictions, configuration requirements, and connection requirements for mobile devices. 03.01.18 a. Define acceptable mobile code and mobile code technologies. 03.13.13 a.] | Establish/Maintain Documentation | Preventive | |
| Include authority for access authorization lists for assets in all relevant Acceptable Use Policies. CC ID 11872 | Establish/Maintain Documentation | Preventive | |
| Include access control mechanisms in the Acceptable Use Policy. CC ID 01353 | Establish/Maintain Documentation | Preventive | |
| Include temporary activation of remote access technologies for third parties in the Acceptable Use Policy. CC ID 11892 | Technical Security | Preventive | |
| Include prohibiting the copying or moving of restricted data from its original source onto local hard drives or removable storage media in the Acceptable Use Policy. CC ID 11893 | Establish/Maintain Documentation | Preventive | |
| Include a removable storage media use policy in the Acceptable Use Policy. CC ID 06772 | Data and Information Management | Preventive | |
| Correlate the Acceptable Use Policy with the network security policy. CC ID 01356 | Establish/Maintain Documentation | Preventive | |
| Include appropriate network locations for each technology in the Acceptable Use Policy. CC ID 11881 | Establish/Maintain Documentation | Preventive | |
| Correlate the Acceptable Use Policy with the approved product list. CC ID 01357 | Establish/Maintain Documentation | Preventive | |
| Include facility access and facility use in the Acceptable Use Policy. CC ID 06441 | Establish/Maintain Documentation | Preventive | |
| Include disciplinary actions in the Acceptable Use Policy. CC ID 00296 | Establish/Maintain Documentation | Corrective | |
| Include usage restrictions in the Acceptable Use Policy. CC ID 15311 | Establish/Maintain Documentation | Preventive | |
| Include a software installation policy in the Acceptable Use Policy. CC ID 06749 | Establish/Maintain Documentation | Preventive | |
| Document idle session termination and logout for remote access technologies in the Acceptable Use Policy. CC ID 12472 | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate the Acceptable Use Policy to all interested personnel and affected parties. CC ID 12431 [Provide rules to individuals who require access to the system. 03.15.03 b.] | Communicate | Preventive | |
| Require interested personnel and affected parties to sign Acceptable Use Policies. CC ID 06661 [Receive a documented acknowledgement from individuals indicating that they have read, understand, and agree to abide by the rules of behavior before authorizing access to CUI and the system. 03.15.03 c.] | Establish/Maintain Documentation | Preventive | |
| Require interested personnel and affected parties to re-sign Acceptable Use Policies, as necessary. CC ID 06663 | Establish/Maintain Documentation | Preventive | |
| Protect policies, standards, and procedures from unauthorized modification or disclosure. CC ID 10603 [Protect the incident response plan from unauthorized disclosure. 03.06.05 d. Protect the system security plan from unauthorized disclosure. 03.15.02 c. Protect the supply chain risk management plan from unauthorized disclosure. 03.17.01 c.] | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain nondisclosure agreements. CC ID 04536 [Approve and manage the exchange of CUI between the system and other systems using [Selection (one or more): interconnection security agreements; information exchange security agreements; memoranda of understanding or agreement; service-level agreements; user agreements; non-disclosure agreements; other types of agreements]. 03.12.05 a.] | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate nondisclosure agreements to interested personnel and affected parties. CC ID 16191 | Communicate | Preventive | |
| Require interested personnel and affected parties to sign nondisclosure agreements. CC ID 06667 | Establish/Maintain Documentation | Preventive | |
| Require interested personnel and affected parties to re-sign nondisclosure agreements, as necessary. CC ID 06669 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain an Asset Management program. CC ID 06630 | Business Processes | Preventive | |
| Establish, implement, and maintain an asset inventory. CC ID 06631 [Develop and document an inventory of system components. 03.04.10 a. Review and update the system component inventory [Assignment: organization-defined frequency]. 03.04.10 b. Update the system component inventory as part of installations, removals, and system updates. 03.04.10 c.] | Business Processes | Preventive | |
| Establish, implement, and maintain an Information Technology inventory with asset discovery audit trails. CC ID 00689 | Establish/Maintain Documentation | Preventive | |
| Include all account types in the Information Technology inventory. CC ID 13311 | Establish/Maintain Documentation | Preventive | |
| Include each Information System's system boundaries in the Information Technology inventory. CC ID 00695 | Systems Design, Build, and Implementation | Preventive | |
| Identify processes, Information Systems, and third parties that transmit, process, or store restricted data. CC ID 06289 | Data and Information Management | Preventive | |
| Include each Information System's major applications in the Information Technology inventory. CC ID 01407 | Establish/Maintain Documentation | Preventive | |
| Categorize all major applications according to the business information they process. CC ID 07182 | Establish/Maintain Documentation | Preventive | |
| Document the resources, hazards, and Evaluation Assurance Levels for each major application. CC ID 01164 | Establish/Maintain Documentation | Preventive | |
| Include the General Support Systems and security support structure in the Information Technology inventory. CC ID 01408 | Establish/Maintain Documentation | Preventive | |
| Include each Information System's minor applications in the Information Technology inventory. CC ID 01409 | Establish/Maintain Documentation | Preventive | |
| Conduct environmental surveys. CC ID 00690 | Physical and Environmental Protection | Preventive | |
| Categorize facilities in the Information Technology inventory according to their environmental risks. CC ID 06729 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a hardware asset inventory. CC ID 00691 | Establish/Maintain Documentation | Preventive | |
| Include network equipment in the Information Technology inventory. CC ID 00693 | Establish/Maintain Documentation | Preventive | |
| Include mobile devices that store restricted data or restricted information in the Information Technology inventory. CC ID 04719 | Establish/Maintain Documentation | Preventive | |
| Include interconnected systems and Software as a Service in the Information Technology inventory. CC ID 04885 | Process or Activity | Preventive | |
| Include software in the Information Technology inventory. CC ID 00692 | Establish/Maintain Documentation | Preventive | |
| Establish and maintain a list of authorized software and versions required for each system. CC ID 12093 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a storage media inventory. CC ID 00694 | Establish/Maintain Documentation | Preventive | |
| Include all electronic storage media containing restricted data or restricted information in the storage media inventory. CC ID 00962 | Establish/Maintain Documentation | Detective | |
| Establish, implement, and maintain a records inventory and database inventory. CC ID 01260 | Establish/Maintain Documentation | Preventive | |
| Add inventoried assets to the asset register database, as necessary. CC ID 07051 | Establish/Maintain Documentation | Preventive | |
| Identify discrepancies between the asset register database and the Information Technology inventory, as necessary. CC ID 07052 | Monitor and Evaluate Occurrences | Corrective | |
| Investigate and resolve discrepancies between the asset register database and the Information Technology inventory. CC ID 07053 | Monitor and Evaluate Occurrences | Corrective | |
| Organize the asset register database by grouping objects according to an organizational information classification standard. CC ID 07181 | Establish/Maintain Documentation | Preventive | |
| Use automated tools to collect Information Technology inventory information, as necessary. CC ID 07054 | Technical Security | Preventive | |
| Link the authentication system to the asset inventory. CC ID 13718 | Technical Security | Preventive | |
| Record a unique name for each asset in the asset inventory. CC ID 16305 | Data and Information Management | Preventive | |
| Record the decommission date for applicable assets in the asset inventory. CC ID 14920 | Establish/Maintain Documentation | Preventive | |
| Record the status of information systems in the asset inventory. CC ID 16304 | Data and Information Management | Preventive | |
| Record the communication interfaces for applicable assets in the asset inventory. CC ID 16301 | Data and Information Management | Preventive | |
| Record the Uniform Resource Locator for applicable assets in the asset inventory. CC ID 14918 | Establish/Maintain Documentation | Preventive | |
| Include source code in the asset inventory. CC ID 14858 | Records Management | Preventive | |
| Assign ownership of maintaining the asset inventory, as necessary. CC ID 12344 | Human Resources Management | Preventive | |
| Employ Dynamic Host Configuration Protocol server logging to detect systems not in the asset inventory. CC ID 12110 | Technical Security | Detective | |
| Record the review date for applicable assets in the asset inventory. CC ID 14919 | Establish/Maintain Documentation | Preventive | |
| Record software license information for each asset in the asset inventory. CC ID 11736 | Data and Information Management | Preventive | |
| Record services for applicable assets in the asset inventory. CC ID 13733 | Establish/Maintain Documentation | Preventive | |
| Record dependencies and interconnections between applicable assets in the asset inventory. CC ID 17196 | Data and Information Management | Preventive | |
| Record protocols for applicable assets in the asset inventory. CC ID 13734 | Establish/Maintain Documentation | Preventive | |
| Record the software version in the asset inventory. CC ID 12196 | Establish/Maintain Documentation | Preventive | |
| Record the publisher for applicable assets in the asset inventory. CC ID 13725 | Establish/Maintain Documentation | Preventive | |
| Record the authentication system in the asset inventory. CC ID 13724 | Establish/Maintain Documentation | Preventive | |
| Tag unsupported assets in the asset inventory. CC ID 13723 | Establish/Maintain Documentation | Preventive | |
| Record the vendor support end date for applicable assets in the asset inventory. CC ID 17194 | Data and Information Management | Preventive | |
| Record the install date for applicable assets in the asset inventory. CC ID 13720 | Establish/Maintain Documentation | Preventive | |
| Record the make, model of device for applicable assets in the asset inventory. CC ID 12465 | Establish/Maintain Documentation | Preventive | |
| Record the asset tag for physical assets in the asset inventory. CC ID 06632 | Establish/Maintain Documentation | Preventive | |
| Record the host name of applicable assets in the asset inventory. CC ID 13722 | Establish/Maintain Documentation | Preventive | |
| Record network ports for applicable assets in the asset inventory. CC ID 13730 | Establish/Maintain Documentation | Preventive | |
| Record the MAC address for applicable assets in the asset inventory. CC ID 13721 | Establish/Maintain Documentation | Preventive | |
| Record the operating system version for applicable assets in the asset inventory. CC ID 11748 | Data and Information Management | Preventive | |
| Record the operating system type for applicable assets in the asset inventory. CC ID 06633 | Establish/Maintain Documentation | Preventive | |
| Record rooms at external locations in the asset inventory. CC ID 16302 | Data and Information Management | Preventive | |
| Record the department associated with the asset in the asset inventory. CC ID 12084 | Establish/Maintain Documentation | Preventive | |
| Record the physical location for applicable assets in the asset inventory. CC ID 06634 [Identify and document the location of CUI and the system components on which the information is processed and stored. 03.04.11 a. Document changes to the system or system component location where CUI is processed and stored. 03.04.11 b.] | Establish/Maintain Documentation | Preventive | |
| Record the manufacturer's serial number for applicable assets in the asset inventory. CC ID 06635 | Establish/Maintain Documentation | Preventive | |
| Record the firmware version for applicable assets in the asset inventory. CC ID 12195 | Establish/Maintain Documentation | Preventive | |
| Record the related business function for applicable assets in the asset inventory. CC ID 06636 | Establish/Maintain Documentation | Preventive | |
| Record the deployment environment for applicable assets in the asset inventory. CC ID 06637 | Establish/Maintain Documentation | Preventive | |
| Record the Internet Protocol address for applicable assets in the asset inventory. CC ID 06638 | Establish/Maintain Documentation | Preventive | |
| Record trusted keys and certificates in the asset inventory. CC ID 15486 | Data and Information Management | Preventive | |
| Record cipher suites and protocols in the asset inventory. CC ID 15489 | Data and Information Management | Preventive | |
| Link the software asset inventory to the hardware asset inventory. CC ID 12085 | Establish/Maintain Documentation | Preventive | |
| Record the owner for applicable assets in the asset inventory. CC ID 06640 | Establish/Maintain Documentation | Preventive | |
| Record all compliance requirements for applicable assets in the asset inventory. CC ID 15696 | Establish/Maintain Documentation | Preventive | |
| Record all changes to assets in the asset inventory. CC ID 12190 | Establish/Maintain Documentation | Preventive | |
| Record cloud service derived data in the asset inventory. CC ID 13007 | Establish/Maintain Documentation | Preventive | |
| Include cloud service customer data in the asset inventory. CC ID 13006 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a software accountability policy. CC ID 00868 [Implement a deny-all, allow-by-exception policy for the execution of authorized software programs on the system. 03.04.08 b.] | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain software asset management procedures. CC ID 00895 | Establish/Maintain Documentation | Preventive | |
| Prevent users from disabling required software. CC ID 16417 | Technical Security | Preventive | |
| Establish, implement, and maintain software archives procedures. CC ID 00866 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain software distribution procedures. CC ID 00894 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain software documentation management procedures. CC ID 06395 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain software license management procedures. CC ID 06639 | Establish/Maintain Documentation | Preventive | |
| Automate software license monitoring, as necessary. CC ID 07057 | Monitor and Evaluate Occurrences | Preventive | |
| Establish, implement, and maintain a system preventive maintenance program. CC ID 00885 | Establish/Maintain Documentation | Preventive | |
| Maintain contact with the device manufacturer or component manufacturer for maintenance requests. CC ID 06388 | Behavior | Preventive | |
| Use system components only when third party support is available. CC ID 10644 [Replace system components when support for the components is no longer available from the developer, vendor, or manufacturer. 03.16.02 a.] | Maintenance | Preventive | |
| Obtain justification for the continued use of system components when third party support is no longer available. CC ID 10645 [Provide options for risk mitigation or alternative sources for continued support for unsupported components that cannot be replaced. 03.16.02 b.] | Maintenance | Preventive | |
| Control and monitor all maintenance tools. CC ID 01432 [Approve, control, and monitor the use of system maintenance tools. 03.07.04 a. {does not contain} Prevent the removal of system maintenance equipment containing CUI by verifying that there is no CUI on the equipment, sanitizing or destroying the equipment, or retaining the equipment within the facility. 03.07.04 c.] | Physical and Environmental Protection | Detective | |
| Obtain approval before removing maintenance tools from the facility. CC ID 14298 | Business Processes | Preventive | |
| Control remote maintenance according to the system's asset classification. CC ID 01433 [Approve and monitor nonlocal maintenance and diagnostic activities. 03.07.05 a.] | Technical Security | Preventive | |
| Separate remote maintenance sessions from other network sessions with a logically separate communications path based upon encryption. CC ID 10614 | Configuration | Preventive | |
| Approve all remote maintenance sessions. CC ID 10615 [Approve and monitor nonlocal maintenance and diagnostic activities. 03.07.05 a.] | Technical Security | Preventive | |
| Log the performance of all remote maintenance. CC ID 13202 | Log Management | Preventive | |
| Terminate remote maintenance sessions when the remote maintenance is complete. CC ID 12083 [Terminate session and network connections when nonlocal maintenance is completed. 03.07.05 c.] | Technical Security | Preventive | |
| Conduct maintenance with authorized personnel. CC ID 01434 [Establish a process for maintenance personnel authorization. 03.07.06 a.] | Testing | Detective | |
| Disconnect non-volatile media from information systems prior to performing maintenance with uncleared personnel. CC ID 14295 | Maintenance | Preventive | |
| Sanitize volatile media in information systems prior to performing maintenance with uncleared personnel. CC ID 14291 | Maintenance | Preventive | |
| Establish, implement, and maintain a customer service program. CC ID 00846 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain an Incident Management program. CC ID 00853 [Implement an incident-handling capability that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recovery. 03.06.01 ¶ 1] | Business Processes | Preventive | |
| Establish, implement, and maintain an incident management policy. CC ID 16414 | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate the incident management policy to interested personnel and affected parties. CC ID 16885 | Communicate | Preventive | |
| Define and assign the roles and responsibilities for Incident Management program. CC ID 13055 | Human Resources Management | Preventive | |
| Define the uses and capabilities of the Incident Management program. CC ID 00854 | Establish/Maintain Documentation | Preventive | |
| Include incident escalation procedures in the Incident Management program. CC ID 00856 | Establish/Maintain Documentation | Preventive | |
| Define the characteristics of the Incident Management program. CC ID 00855 | Establish/Maintain Documentation | Preventive | |
| Include the criteria for a data loss event in the Incident Management program. CC ID 12179 | Establish/Maintain Documentation | Preventive | |
| Include the criteria for an incident in the Incident Management program. CC ID 12173 | Establish/Maintain Documentation | Preventive | |
| Include a definition of affected transactions in the incident criteria. CC ID 17180 | Establish/Maintain Documentation | Preventive | |
| Include a definition of affected parties in the incident criteria. CC ID 17179 | Establish/Maintain Documentation | Preventive | |
| Include references to, or portions of, the Governance, Risk, and Compliance framework in the incident management program, as necessary. CC ID 13504 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain an anti-money laundering program. CC ID 13675 | Business Processes | Detective | |
| Include incident monitoring procedures in the Incident Management program. CC ID 01207 [Track and document system security incidents. 03.06.02 a. Implement an incident-handling capability that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recovery. 03.06.01 ¶ 1] | Establish/Maintain Documentation | Preventive | |
| Categorize the incident following an incident response. CC ID 13208 | Technical Security | Preventive | |
| Define and document the criteria to be used in categorizing incidents. CC ID 10033 | Establish/Maintain Documentation | Preventive | |
| Determine the cost of the incident when assessing security incidents. CC ID 17188 | Process or Activity | Detective | |
| Determine the duration of unscheduled downtime when assessing security incidents CC ID 17182 | Process or Activity | Detective | |
| Determine the duration of the incident when assessing security incidents. CC ID 17181 | Process or Activity | Detective | |
| Determine the incident severity level when assessing the security incidents. CC ID 01650 | Monitor and Evaluate Occurrences | Corrective | |
| Require personnel to monitor for and report known or suspected compromise of assets. CC ID 16453 | Monitor and Evaluate Occurrences | Detective | |
| Require personnel to monitor for and report suspicious account activity. CC ID 16462 | Monitor and Evaluate Occurrences | Detective | |
| Identify root causes of incidents that force system changes. CC ID 13482 | Investigate | Detective | |
| Respond to and triage when an incident is detected. CC ID 06942 | Monitor and Evaluate Occurrences | Detective | |
| Document the incident and any relevant evidence in the incident report. CC ID 08659 | Establish/Maintain Documentation | Detective | |
| Escalate incidents, as necessary. CC ID 14861 | Monitor and Evaluate Occurrences | Corrective | |
| Include support from law enforcement authorities when conducting incident response activities, as necessary. CC ID 13197 | Process or Activity | Corrective | |
| Respond to all alerts from security systems in a timely manner. CC ID 06434 | Behavior | Corrective | |
| Coordinate incident response activities with interested personnel and affected parties. CC ID 13196 | Process or Activity | Corrective | |
| Contain the incident to prevent further loss. CC ID 01751 [Implement an incident-handling capability that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recovery. 03.06.01 ¶ 1] | Process or Activity | Corrective | |
| Wipe data and memory after an incident has been detected. CC ID 16850 | Technical Security | Corrective | |
| Refrain from accessing compromised systems. CC ID 01752 | Technical Security | Corrective | |
| Isolate compromised systems from the network. CC ID 01753 | Technical Security | Corrective | |
| Store system logs for in scope systems as digital forensic evidence after a security incident has been detected. CC ID 01754 | Log Management | Corrective | |
| Change authenticators after a security incident has been detected. CC ID 06789 | Technical Security | Corrective | |
| Refrain from turning on any in scope devices that are turned off when a security incident is detected. CC ID 08677 | Investigate | Detective | |
| Record actions taken by investigators during a forensic investigation in the forensic investigation report. CC ID 07095 | Establish/Maintain Documentation | Preventive | |
| Include the investigation methodology in the forensic investigation report. CC ID 17071 | Establish/Maintain Documentation | Preventive | |
| Include corrective actions in the forensic investigation report. CC ID 17070 | Establish/Maintain Documentation | Preventive | |
| Include the investigation results in the forensic investigation report. CC ID 17069 | Establish/Maintain Documentation | Preventive | |
| Include where the digital forensic evidence was found in the forensic investigation report. CC ID 08674 | Establish/Maintain Documentation | Detective | |
| Include the condition of the digital forensic evidence in the forensic investigation report. CC ID 08678 | Establish/Maintain Documentation | Detective | |
| Assess all incidents to determine what information was accessed. CC ID 01226 [Implement an incident-handling capability that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recovery. 03.06.01 ¶ 1] | Testing | Corrective | |
| Check the precursors and indicators when assessing the security incidents. CC ID 01761 | Monitor and Evaluate Occurrences | Corrective | |
| Analyze the incident response process following an incident response. CC ID 13179 | Investigate | Detective | |
| Share incident information with interested personnel and affected parties. CC ID 01212 [Develop an incident response plan that: Addresses the sharing of incident information, and 03.06.05 a.5.] | Data and Information Management | Corrective | |
| Share data loss event information with the media. CC ID 01759 | Behavior | Corrective | |
| Comply with privacy regulations and civil liberties requirements when sharing data loss event information. CC ID 10036 | Data and Information Management | Preventive | |
| Share data loss event information with interconnected system owners. CC ID 01209 | Establish/Maintain Documentation | Corrective | |
| Redact restricted data before sharing incident information. CC ID 16994 | Data and Information Management | Preventive | |
| Notify interested personnel and affected parties of an extortion payment in the event of a cybersecurity event. CC ID 16539 | Communicate | Preventive | |
| Notify interested personnel and affected parties of the reasons for the extortion payment, along with any alternative solutions. CC ID 16538 | Communicate | Preventive | |
| Document the justification for not reporting incidents to interested personnel and affected parties. CC ID 16547 | Establish/Maintain Documentation | Preventive | |
| Report data loss event information to breach notification organizations. CC ID 01210 [Report incident information to [Assignment: organization-defined authorities]. 03.06.02 c.] | Data and Information Management | Corrective | |
| Submit an incident management audit log to the proper authorities for each security breach that affects a predefined number of individuals, as necessary. CC ID 06326 | Log Management | Detective | |
| Report to breach notification organizations the reasons for a delay in sending breach notifications. CC ID 16797 | Communicate | Preventive | |
| Report to breach notification organizations the distribution list to which the organization will send data loss event notifications. CC ID 16782 | Communicate | Preventive | |
| Report to breach notification organizations the time frame in which the organization will send data loss event notifications to interested personnel and affected parties. CC ID 04731 | Behavior | Corrective | |
| Remediate security violations according to organizational standards. CC ID 12338 [Implement an incident-handling capability that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recovery. 03.06.01 ¶ 1] | Business Processes | Preventive | |
| Include data loss event notifications in the Incident Response program. CC ID 00364 | Establish/Maintain Documentation | Preventive | |
| Include legal requirements for data loss event notifications in the Incident Response program. CC ID 11954 | Establish/Maintain Documentation | Preventive | |
| Notify interested personnel and affected parties of the privacy breach that affects their personal data. CC ID 00365 | Behavior | Corrective | |
| Determine whether or not incident response notifications are necessary during the privacy breach investigation. CC ID 00801 | Behavior | Detective | |
| Delay sending incident response notifications under predetermined conditions. CC ID 00804 | Behavior | Corrective | |
| Include required information in the written request to delay the notification to affected parties. CC ID 16785 | Establish/Maintain Documentation | Preventive | |
| Submit written requests to delay the notification of affected parties. CC ID 16783 | Communicate | Preventive | |
| Revoke the written request to delay the notification. CC ID 16843 | Process or Activity | Preventive | |
| Design the text of the notice for all incident response notifications to be no smaller than 10-point type. CC ID 12985 | Establish/Maintain Documentation | Preventive | |
| Avoid false positive incident response notifications. CC ID 04732 | Behavior | Detective | |
| Establish, implement, and maintain incident response notifications. CC ID 12975 | Establish/Maintain Documentation | Corrective | |
| Refrain from charging for providing incident response notifications. CC ID 13876 | Business Processes | Preventive | |
| Include information required by law in incident response notifications. CC ID 00802 | Establish/Maintain Documentation | Detective | |
| Title breach notifications "Notice of Data Breach". CC ID 12977 | Establish/Maintain Documentation | Preventive | |
| Display titles of incident response notifications clearly and conspicuously. CC ID 12986 | Establish/Maintain Documentation | Preventive | |
| Display headings in incident response notifications clearly and conspicuously. CC ID 12987 | Establish/Maintain Documentation | Preventive | |
| Design the incident response notification to call attention to its nature and significance. CC ID 12984 | Establish/Maintain Documentation | Preventive | |
| Use plain language to write incident response notifications. CC ID 12976 | Establish/Maintain Documentation | Preventive | |
| Include directions for changing the user's authenticator or security questions and answers in the breach notification. CC ID 12983 | Establish/Maintain Documentation | Preventive | |
| Refrain from including restricted information in the incident response notification. CC ID 16806 | Actionable Reports or Measurements | Preventive | |
| Include the affected parties rights in the incident response notification. CC ID 16811 | Establish/Maintain Documentation | Preventive | |
| Include details of the investigation in incident response notifications. CC ID 12296 | Establish/Maintain Documentation | Preventive | |
| Include the issuer's name in incident response notifications. CC ID 12062 | Establish/Maintain Documentation | Preventive | |
| Include a "What Happened" heading in breach notifications. CC ID 12978 | Establish/Maintain Documentation | Preventive | |
| Include a general description of the data loss event in incident response notifications. CC ID 04734 | Establish/Maintain Documentation | Preventive | |
| Include time information in incident response notifications. CC ID 04745 | Establish/Maintain Documentation | Preventive | |
| Include the identification of the data source in incident response notifications. CC ID 12305 | Establish/Maintain Documentation | Preventive | |
| Include a "What Information Was Involved" heading in the breach notification. CC ID 12979 | Establish/Maintain Documentation | Preventive | |
| Include the type of information that was lost in incident response notifications. CC ID 04735 | Establish/Maintain Documentation | Preventive | |
| Include the type of information the organization maintains about the affected parties in incident response notifications. CC ID 04776 | Establish/Maintain Documentation | Preventive | |
| Include a "What We Are Doing" heading in the breach notification. CC ID 12982 | Establish/Maintain Documentation | Preventive | |
| Include what the organization has done to enhance data protection controls in incident response notifications. CC ID 04736 | Establish/Maintain Documentation | Preventive | |
| Include what the organization is offering or has already done to assist affected parties in incident response notifications. CC ID 04737 | Establish/Maintain Documentation | Preventive | |
| Include a "For More Information" heading in breach notifications. CC ID 12981 | Establish/Maintain Documentation | Preventive | |
| Include details of the companies and persons involved in incident response notifications. CC ID 12295 | Establish/Maintain Documentation | Preventive | |
| Include the credit reporting agencies' contact information in incident response notifications. CC ID 04744 | Establish/Maintain Documentation | Preventive | |
| Include the reporting individual's contact information in incident response notifications. CC ID 12297 | Establish/Maintain Documentation | Preventive | |
| Include any consequences in the incident response notifications. CC ID 12604 | Establish/Maintain Documentation | Preventive | |
| Include whether the notification was delayed due to a law enforcement investigation in incident response notifications. CC ID 04746 | Establish/Maintain Documentation | Preventive | |
| Include a "What You Can Do" heading in the breach notification. CC ID 12980 | Establish/Maintain Documentation | Preventive | |
| Include how the affected parties can protect themselves from identity theft in incident response notifications. CC ID 04738 | Establish/Maintain Documentation | Detective | |
| Provide enrollment information for identity theft prevention services or identity theft mitigation services. CC ID 13767 | Communicate | Corrective | |
| Offer identity theft prevention services or identity theft mitigation services at no cost to the affected parties. CC ID 13766 | Business Processes | Corrective | |
| Include contact information in incident response notifications. CC ID 04739 | Establish/Maintain Documentation | Preventive | |
| Include a copy of the incident response notification in breach notifications, as necessary. CC ID 13085 | Communicate | Preventive | |
| Send paper incident response notifications to affected parties, as necessary. CC ID 00366 | Behavior | Corrective | |
| Post the incident response notification on the organization's website. CC ID 16809 | Process or Activity | Preventive | |
| Determine if a substitute incident response notification is permitted if notifying affected parties. CC ID 00803 | Behavior | Corrective | |
| Document the determination for providing a substitute incident response notification. CC ID 16841 | Process or Activity | Preventive | |
| Use a substitute incident response notification to notify interested personnel and affected parties of the privacy breach that affects their personal data. CC ID 00368 | Behavior | Corrective | |
| Telephone incident response notifications to affected parties, as necessary. CC ID 04650 | Behavior | Corrective | |
| Send electronic substitute incident response notifications to affected parties, as necessary. CC ID 04747 | Behavior | Preventive | |
| Include contact information in the substitute incident response notification. CC ID 16776 | Establish/Maintain Documentation | Preventive | |
| Post substitute incident response notifications to the organization's website, as necessary. CC ID 04748 | Establish/Maintain Documentation | Preventive | |
| Send substitute incident response notifications to breach notification organizations, as necessary. CC ID 04750 | Behavior | Preventive | |
| Publish the incident response notification in a general circulation periodical. CC ID 04651 | Behavior | Corrective | |
| Publish the substitute incident response notification in a general circulation periodical, as necessary. CC ID 04769 | Behavior | Preventive | |
| Send electronic incident response notifications to affected parties, as necessary. CC ID 00367 | Behavior | Corrective | |
| Notify interested personnel and affected parties of the privacy breach about any recovered restricted data. CC ID 13347 | Communicate | Corrective | |
| Establish, implement, and maintain a containment strategy. CC ID 13480 | Establish/Maintain Documentation | Preventive | |
| Include the containment approach in the containment strategy. CC ID 13486 | Establish/Maintain Documentation | Preventive | |
| Include response times in the containment strategy. CC ID 13485 | Establish/Maintain Documentation | Preventive | |
| Include incident recovery procedures in the Incident Management program. CC ID 01758 [Implement an incident-handling capability that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recovery. 03.06.01 ¶ 1] | Establish/Maintain Documentation | Corrective | |
| Change wireless access variables after a data loss event has been detected. CC ID 01756 | Technical Security | Corrective | |
| Eradicate the cause of the incident after the incident has been contained. CC ID 01757 | Business Processes | Corrective | |
| Establish, implement, and maintain a restoration log. CC ID 12745 | Establish/Maintain Documentation | Preventive | |
| Include a description of the restored data that was restored manually in the restoration log. CC ID 15463 | Data and Information Management | Preventive | |
| Include a description of the restored data in the restoration log. CC ID 15462 | Data and Information Management | Preventive | |
| Implement security controls for personnel that have accessed information absent authorization. CC ID 10611 | Human Resources Management | Corrective | |
| Establish, implement, and maintain compromised system reaccreditation procedures. CC ID 00592 | Establish/Maintain Documentation | Preventive | |
| Detect any potentially undiscovered security vulnerabilities on previously compromised systems. CC ID 06265 | Monitor and Evaluate Occurrences | Detective | |
| Re-image compromised systems with secure builds. CC ID 12086 | Technical Security | Corrective | |
| Analyze security violations in Suspicious Activity Reports. CC ID 00591 | Establish/Maintain Documentation | Preventive | |
| Include lessons learned from analyzing security violations in the Incident Management program. CC ID 01234 | Monitor and Evaluate Occurrences | Preventive | |
| Provide progress reports of the incident investigation to the appropriate roles, as necessary. CC ID 12298 | Investigate | Preventive | |
| Update the incident response procedures using the lessons learned. CC ID 01233 | Establish/Maintain Documentation | Preventive | |
| Test incident monitoring procedures. CC ID 13194 | Testing | Detective | |
| Include incident response procedures in the Incident Management program. CC ID 01218 | Establish/Maintain Documentation | Preventive | |
| Integrate configuration management procedures into the incident management program. CC ID 13647 | Technical Security | Preventive | |
| Include incident management procedures in the Incident Management program. CC ID 12689 [Implement an incident-handling capability that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recovery. 03.06.01 ¶ 1] | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain temporary and emergency access authorization procedures. CC ID 00858 | Establish/Maintain Documentation | Corrective | |
| Establish, implement, and maintain temporary and emergency access revocation procedures. CC ID 15334 | Establish/Maintain Documentation | Preventive | |
| Include after-action analysis procedures in the Incident Management program. CC ID 01219 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain security and breach investigation procedures. CC ID 16844 | Establish/Maintain Documentation | Preventive | |
| Conduct incident investigations, as necessary. CC ID 13826 | Process or Activity | Detective | |
| Analyze the behaviors of individuals involved in the incident during incident investigations. CC ID 14042 | Investigate | Detective | |
| Identify the affected parties during incident investigations. CC ID 16781 | Investigate | Detective | |
| Interview suspects during incident investigations, as necessary. CC ID 14041 | Investigate | Detective | |
| Interview victims and witnesses during incident investigations, as necessary. CC ID 14038 | Investigate | Detective | |
| Document any potential harm in the incident finding when concluding the incident investigation. CC ID 13830 | Establish/Maintain Documentation | Preventive | |
| Destroy investigative materials, as necessary. CC ID 17082 | Data and Information Management | Preventive | |
| Establish, implement, and maintain incident management audit logs. CC ID 13514 | Records Management | Preventive | |
| Log incidents in the Incident Management audit log. CC ID 00857 | Establish/Maintain Documentation | Preventive | |
| Include who the incident was reported to in the incident management audit log. CC ID 16487 | Log Management | Preventive | |
| Include the information that was exchanged in the incident management audit log. CC ID 16995 | Log Management | Preventive | |
| Include corrective actions in the incident management audit log. CC ID 16466 | Establish/Maintain Documentation | Preventive | |
| Include the organizational functions affected by disruption in the Incident Management audit log. CC ID 12238 | Log Management | Corrective | |
| Include the organization's business products and services affected by disruptions in the Incident Management audit log. CC ID 12234 | Log Management | Preventive | |
| Include emergency processing priorities in the Incident Management program. CC ID 00859 | Establish/Maintain Documentation | Preventive | |
| Include user's responsibilities for when a theft has occurred in the Incident Management program. CC ID 06387 | Establish/Maintain Documentation | Preventive | |
| Include incident record closure procedures in the Incident Management program. CC ID 01620 | Establish/Maintain Documentation | Preventive | |
| Include incident reporting procedures in the Incident Management program. CC ID 11772 [Report suspected incidents to the organizational incident response capability within [Assignment: organization-defined time period]. 03.06.02 b.] | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain incident reporting time frame standards. CC ID 12142 | Communicate | Preventive | |
| Provide customer security advice, as necessary. CC ID 13674 [Provide an incident response support resource that offers advice and assistance to system users on handling and reporting incidents. 03.06.02 d.] | Communicate | Preventive | |
| Use simple understandable language when providing customer security advice. CC ID 13685 | Communicate | Preventive | |
| Disseminate and communicate to customers the risks associated with transaction limits. CC ID 13686 | Communicate | Preventive | |
| Display customer security advice prominently. CC ID 13667 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain an Incident Response program. CC ID 00579 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain an incident response plan. CC ID 12056 [Develop an incident response plan that: 03.06.05 a. Develop an incident response plan that: Describes the structure and organization of the incident response capability, 03.06.05 a.2. {system changes} Update the incident response plan to address system and organizational changes or problems encountered during plan implementation, execution, or testing. 03.06.05 c.] | Establish/Maintain Documentation | Preventive | |
| Include addressing external communications in the incident response plan. CC ID 13351 | Establish/Maintain Documentation | Preventive | |
| Include addressing internal communications in the incident response plan. CC ID 13350 | Establish/Maintain Documentation | Preventive | |
| Include change control procedures in the incident response plan. CC ID 15479 | Establish/Maintain Documentation | Preventive | |
| Include addressing information sharing in the incident response plan. CC ID 13349 | Establish/Maintain Documentation | Preventive | |
| Include dynamic reconfiguration in the incident response plan. CC ID 14306 | Establish/Maintain Documentation | Preventive | |
| Include a definition of reportable incidents in the incident response plan. CC ID 14303 [Develop an incident response plan that: Defines reportable incidents, 03.06.05 a.4.] | Establish/Maintain Documentation | Preventive | |
| Include the management support needed for incident response in the incident response plan. CC ID 14300 | Establish/Maintain Documentation | Preventive | |
| Include root cause analysis in the incident response plan. CC ID 16423 | Establish/Maintain Documentation | Preventive | |
| Include how incident response fits into the organization in the incident response plan. CC ID 14294 [Develop an incident response plan that: Provides a high-level approach for how the incident response capability fits into the overall organization, 03.06.05 a.3.] | Establish/Maintain Documentation | Preventive | |
| Include the resources needed for incident response in the incident response plan. CC ID 14292 | Establish/Maintain Documentation | Preventive | |
| Include incident response team structures in the Incident Response program. CC ID 01237 [Develop an incident response plan that: Designates responsibilities to organizational entities, personnel, or roles. 03.06.05 a.6.] | Establish/Maintain Documentation | Preventive | |
| Include the incident response team member's roles and responsibilities in the Incident Response program. CC ID 01652 | Establish Roles | Preventive | |
| Include the incident response point of contact's roles and responsibilities in the Incident Response program. CC ID 01877 | Establish Roles | Preventive | |
| Open a priority incident request after a security breach is detected. CC ID 04838 | Testing | Corrective | |
| Activate the incident response notification procedures after a security breach is detected. CC ID 04839 | Testing | Corrective | |
| Notify interested personnel and affected parties that a security breach was detected. CC ID 11788 | Communicate | Corrective | |
| Include the head of information security's roles and responsibilities in the Incident Response program. CC ID 01878 | Establish Roles | Preventive | |
| Include the customer database owner's roles and responsibilities in the Incident Response program. CC ID 01879 | Establish Roles | Preventive | |
| Include the online sales department's roles and responsibilities in the Incident Response program. CC ID 01880 | Establish Roles | Preventive | |
| Include the incident response point of contact for credit card payment system's roles and responsibilities in the Incident Response program. CC ID 01881 | Establish Roles | Preventive | |
| Include the organizational legal counsel's roles and responsibilities in the Incident Response program. CC ID 01882 | Establish Roles | Preventive | |
| Include the Human Resources point of contact's roles and responsibilities in the Incident Response program. CC ID 01883 | Establish Roles | Preventive | |
| Include the organizational incident response network architecture point of contact's roles and responsibilities in the Incident Response program. CC ID 01884 | Establish Roles | Preventive | |
| Include the organizational incident response public relations point of contact's roles and responsibilities in the Incident Response program. CC ID 01885 | Establish Roles | Preventive | |
| Include the organizational incident response location manager's roles and responsibilities in the Incident Response program. CC ID 01886 | Establish Roles | Preventive | |
| Assign the distribution of security alerts to the appropriate role in the incident response program. CC ID 11887 | Human Resources Management | Preventive | |
| Assign monitoring and analyzing the security alert when a security alert is received to the appropriate role in the incident response program. CC ID 11886 | Investigate | Detective | |
| Assign establishing, implementing, and maintaining incident response procedures to the appropriate role in the incident response program. CC ID 12473 | Establish/Maintain Documentation | Preventive | |
| Assign the distribution of incident response procedures to the appropriate role in the incident response program. CC ID 12474 | Communicate | Preventive | |
| Include personnel contact information in the event of an incident in the Incident Response program. CC ID 06385 | Establish/Maintain Documentation | Preventive | |
| Include what information interested personnel and affected parties need in the event of an incident in the Incident Response program. CC ID 11789 | Establish/Maintain Documentation | Preventive | |
| Include identifying remediation actions in the incident response plan. CC ID 13354 | Establish/Maintain Documentation | Preventive | |
| Include procedures for providing updated status information to the crisis management team in the incident response plan. CC ID 12776 | Establish/Maintain Documentation | Preventive | |
| Include incident response team services in the Incident Response program. CC ID 11766 | Establish/Maintain Documentation | Preventive | |
| Include the incident response training program in the Incident Response program. CC ID 06750 | Establish/Maintain Documentation | Preventive | |
| Conduct incident response training. CC ID 11889 [Provide incident response training to system users consistent with assigned roles and responsibilities: 03.06.04 a. Provide incident response training to system users consistent with assigned roles and responsibilities: Within [Assignment: organization-defined time period] of assuming an incident response role or responsibility or acquiring system access, 03.06.04 a.1. Provide incident response training to system users consistent with assigned roles and responsibilities: When required by system changes, and 03.06.04 a.2. Provide incident response training to system users consistent with assigned roles and responsibilities: [Assignment: organization-defined frequency] thereafter. 03.06.04 a.3.] | Training | Preventive | |
| Establish, implement, and maintain incident response procedures. CC ID 01206 [Develop an incident response plan that: Provides the organization with a roadmap for implementing its incident response capability, 03.06.05 a.1.] | Establish/Maintain Documentation | Detective | |
| Include references to industry best practices in the incident response procedures. CC ID 11956 | Establish/Maintain Documentation | Preventive | |
| Include responding to alerts from security monitoring systems in the incident response procedures. CC ID 11949 | Establish/Maintain Documentation | Preventive | |
| Respond when an integrity violation is detected, as necessary. CC ID 10678 | Technical Security | Corrective | |
| Shut down systems when an integrity violation is detected, as necessary. CC ID 10679 | Technical Security | Corrective | |
| Restart systems when an integrity violation is detected, as necessary. CC ID 10680 | Technical Security | Corrective | |
| Disseminate and communicate the incident response procedures to all interested personnel and affected parties. CC ID 01215 [Distribute copies of the incident response plan to designated incident response personnel (identified by name and/or by role) and organizational elements. 03.06.05 b.] | Establish/Maintain Documentation | Preventive | |
| Test the incident response procedures. CC ID 01216 [Test the effectiveness of the incident response capability [Assignment: organization-defined frequency]. 03.06.03 ¶ 1] | Testing | Detective | |
| Document the results of incident response tests and provide them to senior management. CC ID 14857 | Actionable Reports or Measurements | Preventive | |
| Establish, implement, and maintain a change control program. CC ID 00886 [{configuration-controlled changes} Define the types of changes to the system that are configuration-controlled. 03.04.03 a.] | Establish/Maintain Documentation | Preventive | |
| Include potential consequences of unintended changes in the change control program. CC ID 12243 | Establish/Maintain Documentation | Preventive | |
| Include version control in the change control program. CC ID 13119 | Establish/Maintain Documentation | Preventive | |
| Include service design and transition in the change control program. CC ID 13920 | Establish/Maintain Documentation | Preventive | |
| Separate the production environment from development environment or test environment for the change control process. CC ID 11864 | Maintenance | Preventive | |
| Integrate configuration management procedures into the change control program. CC ID 13646 | Technical Security | Preventive | |
| Establish, implement, and maintain a back-out plan. CC ID 13623 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain back-out procedures for each proposed change in a change request. CC ID 00373 | Establish/Maintain Documentation | Preventive | |
| Approve back-out plans, as necessary. CC ID 13627 | Establish/Maintain Documentation | Corrective | |
| Manage change requests. CC ID 00887 [Review proposed configuration-controlled changes to the system, and approve or disapprove such changes with explicit consideration for security impacts. 03.04.03 b.] | Business Processes | Preventive | |
| Include documentation of the impact level of proposed changes in the change request. CC ID 11942 | Establish/Maintain Documentation | Preventive | |
| Establish and maintain a change request approver list. CC ID 06795 | Establish/Maintain Documentation | Preventive | |
| Document all change requests in change request forms. CC ID 06794 [Review proposed configuration-controlled changes to the system, and approve or disapprove such changes with explicit consideration for security impacts. 03.04.03 b.] | Establish/Maintain Documentation | Preventive | |
| Test proposed changes prior to their approval. CC ID 00548 | Testing | Detective | |
| Examine all changes to ensure they correspond with the change request. CC ID 12345 | Business Processes | Detective | |
| Approve tested change requests. CC ID 11783 | Data and Information Management | Preventive | |
| Validate the system before implementing approved changes. CC ID 01510 | Systems Design, Build, and Implementation | Preventive | |
| Disseminate and communicate proposed changes to all interested personnel and affected parties. CC ID 06807 | Behavior | Preventive | |
| Establish, implement, and maintain emergency change procedures. CC ID 00890 | Establish/Maintain Documentation | Preventive | |
| Perform emergency changes, as necessary. CC ID 12707 | Process or Activity | Preventive | |
| Back up emergency changes after the change has been performed. CC ID 12734 | Process or Activity | Preventive | |
| Log emergency changes after they have been performed. CC ID 12733 | Establish/Maintain Documentation | Preventive | |
| Perform risk assessments prior to approving change requests. CC ID 00888 [Analyze changes to the system to determine potential security impacts prior to change implementation. 03.04.04 a.] | Testing | Preventive | |
| Conduct network certifications prior to approving change requests for networks. CC ID 13121 | Process or Activity | Detective | |
| Analyze mitigating controls for vulnerabilities in the network when certifying the network. CC ID 13126 | Investigate | Detective | |
| Collect data about the network environment when certifying the network. CC ID 13125 | Investigate | Detective | |
| Implement changes according to the change control program. CC ID 11776 [Implement and document approved configuration-controlled changes to the system. 03.04.03 c.] | Business Processes | Preventive | |
| Provide audit trails for all approved changes. CC ID 13120 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a transition strategy. CC ID 17049 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a patch management program. CC ID 00896 | Process or Activity | Preventive | |
| Document the sources of all software updates. CC ID 13316 | Establish/Maintain Documentation | Preventive | |
| Implement patch management software, as necessary. CC ID 12094 | Technical Security | Preventive | |
| Include updates and exceptions to hardened images as a part of the patch management program. CC ID 12087 | Technical Security | Preventive | |
| Establish, implement, and maintain a patch management policy. CC ID 16432 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain patch management procedures. CC ID 15224 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a patch log. CC ID 01642 | Establish/Maintain Documentation | Preventive | |
| Review the patch log for missing patches. CC ID 13186 | Technical Security | Detective | |
| Perform a patch test prior to deploying a patch. CC ID 00898 | Testing | Detective | |
| Prioritize deploying patches according to vulnerability risk metrics. CC ID 06796 | Business Processes | Preventive | |
| Deploy software patches in accordance with organizational standards. CC ID 07032 | Configuration | Corrective | |
| Test software patches for any potential compromise of the system's security. CC ID 13175 | Testing | Detective | |
| Patch software. CC ID 11825 | Technical Security | Corrective | |
| Patch the operating system, as necessary. CC ID 11824 | Technical Security | Corrective | |
| Deploy software patches in the disaster recovery environment to mirror those in the production environment. CC ID 13174 | Configuration | Corrective | |
| Remove outdated software after software has been updated. CC ID 11792 | Configuration | Corrective | |
| Update computer firmware, as necessary. CC ID 11755 [Install security-relevant software and firmware updates within [Assignment: organization-defined time period] of the release of the updates. 03.14.01 b.] | Configuration | Corrective | |
| Review changes to computer firmware. CC ID 12226 | Testing | Detective | |
| Certify changes to computer firmware are free of malicious logic. CC ID 12227 | Testing | Detective | |
| Remove outdated computer firmware after the computer firmware has been updated. CC ID 10671 | Configuration | Corrective | |
| Implement cryptographic mechanisms to authenticate software and computer firmware before installation. CC ID 10682 | Technical Security | Detective | |
| Establish, implement, and maintain a software release policy. CC ID 00893 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain traceability documentation. CC ID 16388 | Systems Design, Build, and Implementation | Preventive | |
| Disseminate and communicate software update information to users and regulators. CC ID 06602 | Behavior | Preventive | |
| Allow interested personnel and affected parties to opt out of specific version releases and software updates. CC ID 06809 | Data and Information Management | Preventive | |
| Mitigate the adverse effects of unauthorized changes. CC ID 12244 | Business Processes | Corrective | |
| Establish, implement, and maintain approved change acceptance testing procedures. CC ID 06391 | Establish/Maintain Documentation | Detective | |
| Test the system's operational functionality after implementing approved changes. CC ID 06294 | Testing | Detective | |
| Perform and pass acceptance testing before moving a system back into operation after an approved change has occurred. CC ID 04541 [Verify that the security requirements for the system continue to be satisfied after the system changes have been implemented. 03.04.04 b.] | Testing | Detective | |
| Establish, implement, and maintain a change acceptance testing log. CC ID 06392 | Establish/Maintain Documentation | Corrective | |
| Update associated documentation after the system configuration has been changed. CC ID 00891 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a configuration change log. CC ID 08710 [Monitor and review activities associated with configuration-controlled changes to the system. 03.04.03 d.] | Configuration | Detective | |
| Document approved configuration deviations. CC ID 08711 | Establish/Maintain Documentation | Corrective | |
Physical and environmental protection | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | TYPE | CLASS | |
|---|---|---|---|
| Physical and environmental protection CC ID 00709 | IT Impact Zone | IT Impact Zone | |
| Establish, implement, and maintain a physical security program. CC ID 11757 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a facility physical security program. CC ID 00711 | Establish/Maintain Documentation | Preventive | |
| Identify and document physical access controls for all physical entry points. CC ID 01637 | Establish/Maintain Documentation | Preventive | |
| Control physical access to (and within) the facility. CC ID 01329 [{entry points} Enforce physical access authorizations at entry and exit points to the facility where the system resides by: Controlling ingress and egress with physical access control systems, devices, or guards. 03.10.07 a.2.] | Physical and Environmental Protection | Preventive | |
| Establish, implement, and maintain physical access procedures. CC ID 13629 [{entry points} Enforce physical access authorizations at entry and exit points to the facility where the system resides by: Verifying individual physical access authorizations before granting access to the facility and 03.10.07 a.1.] | Establish/Maintain Documentation | Preventive | |
| Meet the physical access requirements of disabled individuals, if reasonably possible. CC ID 00419 | Physical and Environmental Protection | Preventive | |
| Secure physical entry points with physical access controls or security guards. CC ID 01640 [{entry points} Enforce physical access authorizations at entry and exit points to the facility where the system resides by: Controlling ingress and egress with physical access control systems, devices, or guards. 03.10.07 a.2.] | Physical and Environmental Protection | Detective | |
| Configure the access control system to grant access only during authorized working hours. CC ID 12325 | Physical and Environmental Protection | Preventive | |
| Establish, implement, and maintain a visitor access permission policy. CC ID 06699 | Establish/Maintain Documentation | Preventive | |
| Escort visitors within the facility, as necessary. CC ID 06417 [Escort visitors, and control visitor activity. 03.10.07 c.] | Establish/Maintain Documentation | Preventive | |
| Check the visitor's stated identity against a provided government issued identification. CC ID 06701 | Physical and Environmental Protection | Preventive | |
| Authorize visitors before granting entry to physical areas containing restricted data or restricted information. CC ID 01330 | Testing | Preventive | |
| Disseminate and communicate the right of the organization to search visitors while at the facility. CC ID 06702 | Behavior | Preventive | |
| Establish, implement, and maintain procedures for changing a visitor's access requirements. CC ID 12048 | Establish/Maintain Documentation | Preventive | |
| Maintain and review facility access lists of personnel who have been granted authorized entry to (and within) facilities that contain restricted data or restricted information. CC ID 01436 [{maintenance personnel} Maintain a list of authorized maintenance organizations or personnel. 03.07.06 b. Verify that non-escorted personnel who perform maintenance on the system possess the required access authorizations. 03.07.06 c. Develop, approve, and maintain a list of individuals with authorized access to the facility where the system resides. 03.10.01 a. Review the facility access list [Assignment: organization-defined frequency]. 03.10.01 c. Remove individuals from the facility access list when access is no longer required. 03.10.01 d.] | Establish/Maintain Documentation | Preventive | |
| Log the individual's address in the facility access list. CC ID 16921 | Log Management | Preventive | |
| Log the contact information for the person authorizing access in the facility access list. CC ID 16920 | Log Management | Preventive | |
| Log the organization's name in the facility access list. CC ID 16919 | Log Management | Preventive | |
| Log the individual's name in the facility access list. CC ID 16918 | Log Management | Preventive | |
| Log the purpose in the facility access list. CC ID 16982 | Log Management | Preventive | |
| Log the level of access in the facility access list. CC ID 16975 | Log Management | Preventive | |
| Authorize physical access to sensitive areas based on job functions. CC ID 12462 | Establish/Maintain Documentation | Preventive | |
| Change access requirements to organizational assets for personnel and visitors, as necessary. CC ID 12463 | Physical and Environmental Protection | Corrective | |
| Escort uncleared personnel who need to work in or access controlled access areas. CC ID 00747 [{maintenance personnel} Designate organizational personnel with required access authorizations and technical competence to supervise the maintenance activities of personnel who | Monitor and Evaluate Occurrences | Preventive | |
| Establish, implement, and maintain physical identification procedures. CC ID 00713 | Establish/Maintain Documentation | Preventive | |
| Disallow opting out of wearing or displaying identification cards or badges. CC ID 13030 | Human Resources Management | Preventive | |
| Implement physical identification processes. CC ID 13715 | Process or Activity | Preventive | |
| Refrain from using knowledge-based authentication for in-person identity verification. CC ID 13717 | Process or Activity | Preventive | |
| Issue photo identification badges to all employees. CC ID 12326 | Physical and Environmental Protection | Preventive | |
| Implement operational requirements for card readers. CC ID 02225 | Testing | Preventive | |
| Establish, implement, and maintain lost or damaged identification card procedures, as necessary. CC ID 14819 | Establish/Maintain Documentation | Preventive | |
| Document all lost badges in a lost badge list. CC ID 12448 | Establish/Maintain Documentation | Corrective | |
| Report lost badges, stolen badges, and broken badges to the Security Manager. CC ID 12334 | Physical and Environmental Protection | Preventive | |
| Manage constituent identification inside the facility. CC ID 02215 | Behavior | Preventive | |
| Direct each employee to be responsible for their identification card or badge. CC ID 12332 | Human Resources Management | Preventive | |
| Manage visitor identification inside the facility. CC ID 11670 | Physical and Environmental Protection | Preventive | |
| Issue visitor identification badges to all non-employees. CC ID 00543 | Behavior | Preventive | |
| Secure unissued visitor identification badges. CC ID 06712 | Physical and Environmental Protection | Preventive | |
| Retrieve visitor identification badges prior to the exit of a visitor from the facility. CC ID 01331 | Behavior | Preventive | |
| Include name, date of entry, and validity period on disposable identification cards or badges. CC ID 12331 | Physical and Environmental Protection | Preventive | |
| Establish, implement, and maintain identification issuance procedures for identification cards or badges. CC ID 06598 [Issue authorization credentials for facility access. 03.10.01 b.] | Establish/Maintain Documentation | Preventive | |
| Record the assigned identification card or badge serial number when issuing an identification card or badge. CC ID 06714 | Process or Activity | Preventive | |
| Include error handling controls in identification issuance procedures. CC ID 13709 | Establish/Maintain Documentation | Preventive | |
| Include an appeal process in the identification issuance procedures. CC ID 15428 | Business Processes | Preventive | |
| Include information security in the identification issuance procedures. CC ID 15425 | Establish/Maintain Documentation | Preventive | |
| Include identity proofing processes in the identification issuance procedures. CC ID 06597 | Process or Activity | Preventive | |
| Establish, implement, and maintain post-issuance update procedures for identification cards or badges. CC ID 15426 | Establish/Maintain Documentation | Preventive | |
| Include an identity registration process in the identification issuance procedures. CC ID 11671 | Establish/Maintain Documentation | Preventive | |
| Restrict access to the badge system to authorized personnel. CC ID 12043 | Physical and Environmental Protection | Preventive | |
| Enforce dual control for badge assignments. CC ID 12328 | Physical and Environmental Protection | Preventive | |
| Enforce dual control for accessing unassigned identification cards or badges. CC ID 12327 | Physical and Environmental Protection | Preventive | |
| Refrain from imprinting the company name or company logo on identification cards or badges. CC ID 12282 | Physical and Environmental Protection | Preventive | |
| Establish, implement, and maintain identification renewal procedures for identification cards or badges. CC ID 06599 | Establish/Maintain Documentation | Preventive | |
| Assign employees the responsibility for controlling their identification badges. CC ID 12333 | Human Resources Management | Preventive | |
| Establish, implement, and maintain identification re-issuing procedures for identification cards or badges. CC ID 06596 | Establish/Maintain Documentation | Preventive | |
| Charge a fee for replacement of identification cards or badges, as necessary. CC ID 17001 | Business Processes | Preventive | |
| Establish, implement, and maintain identification mechanism termination procedures. CC ID 06306 | Establish/Maintain Documentation | Preventive | |
| Prevent tailgating through physical entry points. CC ID 06685 | Physical and Environmental Protection | Preventive | |
| Use locks to protect against unauthorized physical access. CC ID 06342 | Physical and Environmental Protection | Preventive | |
| Use locks with electronic authentication systems or cipher locks, as necessary. CC ID 06650 | Configuration | Preventive | |
| Secure unissued access mechanisms. CC ID 06713 [Secure keys, combinations, and other physical access devices. 03.10.07 d.] | Technical Security | Preventive | |
| Monitor for unauthorized physical access at physical entry points and physical exit points. CC ID 01638 [Monitor physical access to the facility where the system resides to detect and respond to physical security incidents. 03.10.02 a.] | Monitor and Evaluate Occurrences | Detective | |
| Establish and maintain a visitor log. CC ID 00715 [Escort visitors, and control visitor activity. 03.10.07 c.] | Log Management | Preventive | |
| Require all visitors to sign in to the visitor log before the entrance of a visitor to the facility. CC ID 06700 | Establish/Maintain Documentation | Preventive | |
| Require all visitors to sign out of the visitor log before the exit of a visitor from the facility. CC ID 06649 | Behavior | Preventive | |
| Record the purpose of the visit in the visitor log. CC ID 16917 | Log Management | Preventive | |
| Record the visitor's name in the visitor log. CC ID 00557 | Log Management | Preventive | |
| Record the visitor's organization in the visitor log. CC ID 12121 | Log Management | Preventive | |
| Record the visitor's acceptable access areas in the visitor log. CC ID 12237 | Log Management | Preventive | |
| Record the date and time of entry in the visitor log. CC ID 13255 | Establish/Maintain Documentation | Preventive | |
| Record the date and time of departure in the visitor log. CC ID 16897 | Log Management | Preventive | |
| Record the onsite personnel authorizing physical access for the visitor in the visitor log. CC ID 12466 | Establish/Maintain Documentation | Preventive | |
| Record the type of identification used in the visitor log. CC ID 16916 | Log Management | Preventive | |
| Retain all records in the visitor log as prescribed by law. CC ID 00572 | Log Management | Preventive | |
| Report anomalies in the visitor log to appropriate personnel. CC ID 14755 | Investigate | Detective | |
| Establish, implement, and maintain a physical access log. CC ID 12080 [Review physical access logs [Assignment: organization-defined frequency] and upon occurrence of [Assignment: organization-defined events or potential indications of events]. 03.10.02 b. {entry points} Maintain physical access audit logs for entry or exit points. 03.10.07 b.] | Establish/Maintain Documentation | Preventive | |
| Log the entrance of a staff member to a facility or designated rooms within the facility. CC ID 01641 | Log Management | Preventive | |
| Log when the vault is accessed. CC ID 06725 | Log Management | Detective | |
| Log when the cabinet is accessed. CC ID 11674 | Log Management | Detective | |
| Store facility access logs in off-site storage. CC ID 06958 | Log Management | Preventive | |
| Log the exit of a staff member to a facility or designated rooms within the facility. CC ID 11675 | Monitor and Evaluate Occurrences | Preventive | |
| Include the requestor's name in the physical access log. CC ID 16922 | Log Management | Preventive | |
| Observe restricted areas with motion detectors or closed-circuit television systems. CC ID 01328 | Monitor and Evaluate Occurrences | Detective | |
| Review and correlate all data collected from video cameras and/or access control mechanisms with other entries. CC ID 11609 | Monitor and Evaluate Occurrences | Detective | |
| Configure video cameras to cover all physical entry points. CC ID 06302 | Configuration | Preventive | |
| Configure video cameras to prevent physical tampering or disablement. CC ID 06303 | Configuration | Preventive | |
| Retain video events according to Records Management procedures. CC ID 06304 | Records Management | Preventive | |
| Monitor physical entry point alarms. CC ID 01639 | Physical and Environmental Protection | Detective | |
| Evaluate and react to when unauthorized access is detected by physical entry point alarms. CC ID 11677 | Monitor and Evaluate Occurrences | Detective | |
| Monitor for alarmed security doors being propped open. CC ID 06684 | Monitor and Evaluate Occurrences | Detective | |
| Establish, implement, and maintain physical security threat reports. CC ID 02207 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain physical security controls for distributed assets. CC ID 00718 | Physical and Environmental Protection | Preventive | |
| Control the transiting and internal distribution or external distribution of assets. CC ID 00963 [Protect and control system media that contain CUI during transport outside of controlled areas. 03.08.05 a.] | Records Management | Preventive | |
| Log the transiting, internal distribution, and external distribution of restricted storage media. CC ID 12321 [Document activities associated with the transport of system media that contain CUI. 03.08.05 c.] | Log Management | Preventive | |
| Encrypt digital media containing sensitive information during transport outside controlled areas. CC ID 14258 | Technical Security | Preventive | |
| Obtain management authorization for restricted storage media transit or distribution from a controlled access area. CC ID 00964 | Records Management | Preventive | |
| Use locked containers to transport non-digital media outside of controlled areas. CC ID 14286 | Physical and Environmental Protection | Preventive | |
| Transport restricted media using a delivery method that can be tracked. CC ID 11777 | Business Processes | Preventive | |
| Track restricted storage media while it is in transit. CC ID 00967 [Maintain accountability of system media that contain CUI during transport outside of controlled areas. 03.08.05 b.] | Data and Information Management | Detective | |
| Restrict physical access to distributed assets. CC ID 11865 [Control physical access to output devices to prevent unauthorized individuals from obtaining access to CUI. 03.10.07 e.] | Physical and Environmental Protection | Preventive | |
| House network hardware in lockable rooms or lockable equipment cabinets. CC ID 01873 | Physical and Environmental Protection | Preventive | |
| Protect electronic storage media with physical access controls. CC ID 00720 | Physical and Environmental Protection | Preventive | |
| Establish, implement, and maintain removable storage media controls. CC ID 06680 [Restrict the use of organization-controlled portable storage devices by authorized individuals on external systems. 03.01.20 d. Restrict or prohibit the use of [Assignment: organization-defined types of system media]. 03.08.07 a.] | Data and Information Management | Preventive | |
| Control access to restricted storage media. CC ID 04889 | Data and Information Management | Preventive | |
| Physically secure all electronic storage media that store restricted data or restricted information. CC ID 11664 [Physically control and securely store system media that contain CUI. 03.08.01 ¶ 1] | Physical and Environmental Protection | Preventive | |
| Separate duplicate originals and backup media from the original electronic storage media. CC ID 00961 | Records Management | Preventive | |
| Treat archive media as evidence. CC ID 00960 | Records Management | Preventive | |
| Log the transfer of removable storage media. CC ID 12322 | Log Management | Preventive | |
| Establish, implement, and maintain storage media access control procedures. CC ID 00959 | Establish/Maintain Documentation | Preventive | |
| Require removable storage media be in the custody of an authorized individual. CC ID 12319 | Behavior | Preventive | |
| Control the storage of restricted storage media. CC ID 00965 | Records Management | Preventive | |
| Store removable storage media containing restricted data or restricted information using electronic media storage cabinets or electronic media storage vaults. CC ID 00717 | Physical and Environmental Protection | Preventive | |
| Protect the combinations for all combination locks. CC ID 02199 | Physical and Environmental Protection | Preventive | |
| Establish, implement, and maintain electronic media storage container repair guidelines. CC ID 02200 | Establish/Maintain Documentation | Preventive | |
| Establish and maintain eavesdropping protection for vaults. CC ID 02231 | Physical and Environmental Protection | Preventive | |
| Serialize all removable storage media. CC ID 00949 | Configuration | Preventive | |
| Protect distributed assets against theft. CC ID 06799 | Physical and Environmental Protection | Preventive | |
| Establish, implement, and maintain asset removal procedures or asset decommissioning procedures. CC ID 04540 [{does not contain} Prevent the removal of system maintenance equipment containing CUI by verifying that there is no CUI on the equipment, sanitizing or destroying the equipment, or retaining the equipment within the facility. 03.07.04 c.] | Establish/Maintain Documentation | Preventive | |
| Obtain management approval prior to decommissioning assets. CC ID 17269 | Business Processes | Preventive | |
| Prohibit assets from being taken off-site absent prior authorization. CC ID 12027 | Process or Activity | Preventive | |
| Establish, implement, and maintain end user computing device security guidelines. CC ID 00719 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a locking screen saver policy. CC ID 06717 [Prevent access to the system by [Selection (one or more): initiating a device lock after [Assignment: organization-defined time period] of inactivity; requiring the user to initiate a device lock before leaving the system unattended]. 03.01.10 a.] | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain mobile device security guidelines. CC ID 04723 [Establish usage restrictions, configuration requirements, and connection requirements for mobile devices. 03.01.18 a.] | Establish/Maintain Documentation | Preventive | |
| Include a "Return to Sender" text file on mobile devices. CC ID 17075 | Process or Activity | Preventive | |
| Include usage restrictions for untrusted networks in the mobile device security guidelines. CC ID 17076 | Establish/Maintain Documentation | Preventive | |
| Require users to refrain from leaving mobile devices unattended. CC ID 16446 | Business Processes | Preventive | |
| Include the expectation of data loss in the event of sanitizing the mobile device in the mobile device security guidelines. CC ID 12292 | Establish/Maintain Documentation | Preventive | |
| Include legal requirements in the mobile device security guidelines. CC ID 12291 | Establish/Maintain Documentation | Preventive | |
| Include the use of privacy filters in the mobile device security guidelines. CC ID 16452 | Physical and Environmental Protection | Preventive | |
| Include prohibiting the usage of unapproved application stores in the mobile device security guidelines. CC ID 12290 | Establish/Maintain Documentation | Preventive | |
| Include requiring users to create data backups in the mobile device security guidelines. CC ID 12289 | Establish/Maintain Documentation | Preventive | |
| Include the definition of mobile devices in the mobile device security guidelines. CC ID 12288 | Establish/Maintain Documentation | Preventive | |
| Refrain from responding to unsolicited Personal Identification Number requests. CC ID 12430 | Physical and Environmental Protection | Preventive | |
| Wipe information from mobile devices after a predetermined number of unsuccessful logon attempts. CC ID 14242 | Data and Information Management | Preventive | |
| Refrain from pairing Bluetooth devices in unsecured areas. CC ID 12429 | Physical and Environmental Protection | Preventive | |
| Encrypt information stored on mobile devices. CC ID 01422 [Implement full-device or container-based encryption to protect the confidentiality of CUI on mobile devices. 03.01.18 c.] | Data and Information Management | Preventive | |
| Establish, implement, and maintain asset return procedures. CC ID 04537 | Establish/Maintain Documentation | Preventive | |
| Require the return of all assets upon notification an individual is terminated. CC ID 06679 [When individual employment is terminated: Retrieve security-related system property. 03.09.02 a.3.] | Behavior | Preventive | |
| Prohibit the unauthorized remote activation of collaborative computing devices. CC ID 06768 [Prohibit the remote activation of collaborative computing devices and applications with the following exceptions: [Assignment: organization-defined exceptions where remote activation is to be allowed]. 03.13.12 a.] | Technical Security | Preventive | |
| Indicate the active use of collaborative computing devices to users physically present at the device. CC ID 10647 [Provide an explicit indication of use to users physically present at the devices. 03.13.12 b.] | Technical Security | Preventive | |
| Install and protect network cabling. CC ID 08624 | Physical and Environmental Protection | Preventive | |
| Control physical access to network cables. CC ID 00723 [Control physical access to system distribution and transmission lines within organizational facilities. 03.10.08 ¶ 1] | Process or Activity | Preventive | |
Records management | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | TYPE | CLASS | |
|---|---|---|---|
| Records management CC ID 00902 | IT Impact Zone | IT Impact Zone | |
| Establish, implement, and maintain records management policies. CC ID 00903 | Establish/Maintain Documentation | Preventive | |
| Define each system's preservation requirements for records and logs. CC ID 00904 | Establish/Maintain Documentation | Detective | |
| Determine how long to keep records and logs before disposing them. CC ID 11661 | Process or Activity | Preventive | |
| Retain records in accordance with applicable requirements. CC ID 00968 [Retain audit records for a time period consistent with the records retention policy. 03.03.03 b. Manage and retain CUI within the system and CUI output from the system in accordance with applicable laws, Executive Orders, directives, regulations, policies, standards, guidelines, and operational requirements. 03.14.08 ¶ 1] | Records Management | Preventive | |
| Establish, implement, and maintain storage media disposition and destruction procedures. CC ID 11657 | Establish/Maintain Documentation | Preventive | |
| Sanitize electronic storage media in accordance with organizational standards. CC ID 16464 | Data and Information Management | Preventive | |
| Sanitize all electronic storage media before disposing a system or redeploying a system. CC ID 01643 [Sanitize system media that contain CUI prior to disposal, release out of organizational control, or release for reuse. 03.08.03 ¶ 1] | Data and Information Management | Preventive | |
| Establish, implement, and maintain records management procedures. CC ID 11619 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain electronic storage media management procedures. CC ID 00931 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain security label procedures. CC ID 06747 [Mark system media that contain CUI to indicate distribution limitations, handling caveats, and applicable CUI markings. 03.08.04 ¶ 1] | Establish/Maintain Documentation | Preventive | |
| Label restricted storage media appropriately. CC ID 00966 | Data and Information Management | Preventive | |
| Label printed output for specific record categories as directed by the organization's information classification standard. CC ID 01420 | Records Management | Detective | |
| Establish, implement, and maintain restricted material identification procedures. CC ID 01889 | Establish/Maintain Documentation | Preventive | |
| Conspicuously locate the restricted record's overall classification. CC ID 01890 | Establish/Maintain Documentation | Preventive | |
| Mark a restricted record's displayed pages or printed pages with the appropriate classification. CC ID 01891 | Establish/Maintain Documentation | Preventive | |
| Mark a restricted record's components (appendices, annexes) with the appropriate classification. CC ID 01892 | Establish/Maintain Documentation | Preventive | |
| Mark a restricted record's portions (paragraphs, sections) with the appropriate classification. CC ID 01893 | Establish/Maintain Documentation | Preventive | |
| Mark a restricted record's subject line or title with the appropriate classification. CC ID 01894 | Establish/Maintain Documentation | Preventive | |
| Mark all forms of electronic messages that contain restricted data or restricted information with the appropriate classification. CC ID 01896 | Data and Information Management | Preventive | |
| Establish, implement, and maintain online storage controls. CC ID 00942 | Technical Security | Preventive | |
| Establish, implement, and maintain security controls appropriate to the record types and electronic storage media. CC ID 00943 | Records Management | Preventive | |
| Provide encryption for different types of electronic storage media. CC ID 00945 [Implement cryptographic mechanisms to prevent the unauthorized disclosure of CUI during transmission and while in storage. 03.13.08 ¶ 1] | Technical Security | Preventive | |
| Review the information that the organization collects, processes, and stores, as necessary. CC ID 12988 | Business Processes | Detective | |
| Review the information classification of the information that the organization collects, processes, and stores, as necessary. CC ID 13008 [Review the content on publicly accessible systems for CUI and remove such information, if discovered. 03.01.22 b.] | Process or Activity | Detective | |
| Remove non-public information from publicly accessible systems. CC ID 14246 [Review the content on publicly accessible systems for CUI and remove such information, if discovered. 03.01.22 b.] | Data and Information Management | Corrective | |
| Establish, implement, and maintain electronic storage media security controls. CC ID 13204 [Protect the confidentiality of backup information. 03.08.09 a.] | Technical Security | Preventive | |
System hardening through configuration management | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | TYPE | CLASS | |
|---|---|---|---|
| System hardening through configuration management CC ID 00860 | IT Impact Zone | IT Impact Zone | |
| Establish, implement, and maintain a Configuration Management program. CC ID 00867 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain configuration control and Configuration Status Accounting. CC ID 00863 [Establish usage restrictions, configuration requirements, and connection requirements for each type of wireless access to the system. 03.01.16 a.] | Business Processes | Preventive | |
| Establish, implement, and maintain appropriate system labeling. CC ID 01900 | Establish/Maintain Documentation | Preventive | |
| Include the identification number of the third party who performed the conformity assessment procedures on all promotional materials. CC ID 15041 | Establish/Maintain Documentation | Preventive | |
| Include the identification number of the third party who conducted the conformity assessment procedures after the CE marking of conformity. CC ID 15040 | Establish/Maintain Documentation | Preventive | |
| Verify configuration files requiring passwords for automation do not contain those passwords after the installation process is complete. CC ID 06555 | Configuration | Preventive | |
| Establish, implement, and maintain a configuration baseline based on the least functionality principle. CC ID 00862 [Develop and maintain under configuration control, a current baseline configuration of the system. 03.04.01 a.] | Establish/Maintain Documentation | Preventive | |
| Include the measures used to account for any differences in operation between the test environments and production environments in the baseline configuration. CC ID 13285 | Establish/Maintain Documentation | Preventive | |
| Include the differences between test environments and production environments in the baseline configuration. CC ID 13284 | Establish/Maintain Documentation | Preventive | |
| Include the applied security patches in the baseline configuration. CC ID 13271 | Establish/Maintain Documentation | Preventive | |
| Include the installed application software and version numbers in the baseline configuration. CC ID 13270 | Establish/Maintain Documentation | Preventive | |
| Include installed custom software in the baseline configuration. CC ID 13274 | Establish/Maintain Documentation | Preventive | |
| Include network ports in the baseline configuration. CC ID 13273 | Establish/Maintain Documentation | Preventive | |
| Include the operating systems and version numbers in the baseline configuration. CC ID 13269 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a system hardening standard. CC ID 00876 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain configuration standards. CC ID 11953 [Establish, document, and implement the following configuration settings for the system that reflect the most restrictive mode consistent with operational requirements: [Assignment: organization-defined configuration settings]. 03.04.02 a.] | Configuration | Preventive | |
| Include common security parameter settings in the configuration standards for all systems. CC ID 12544 | Establish/Maintain Documentation | Preventive | |
| Apply configuration standards to all systems, as necessary. CC ID 12503 | Configuration | Preventive | |
| Document and justify system hardening standard exceptions. CC ID 06845 [Identify, document, and approve any deviations from established configuration settings. 03.04.02 b.] | Configuration | Preventive | |
| Configure security parameter settings on all system components appropriately. CC ID 12041 | Technical Security | Preventive | |
| Provide documentation verifying devices are not susceptible to known exploits. CC ID 11987 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain system hardening procedures. CC ID 12001 | Establish/Maintain Documentation | Preventive | |
| Configure session timeout and reauthentication settings according to organizational standards. CC ID 12460 | Technical Security | Preventive | |
| Configure automatic logoff to terminate the sessions based on inactivity according to organizational standards. CC ID 04490 [Terminate a user session automatically after [Assignment: organization-defined conditions or trigger events requiring session disconnect]. 03.01.11 ¶ 1 Terminate the network connection associated with a communications session at the end of the session or after [Assignment: organization-defined time period] of inactivity. 03.13.09 ¶ 1] | Configuration | Preventive | |
| Use the latest approved version of all assets. CC ID 00897 | Technical Security | Preventive | |
| Install critical security updates and important security updates in a timely manner. CC ID 01696 [Install security-relevant software and firmware updates within [Assignment: organization-defined time period] of the release of the updates. 03.14.01 b.] | Configuration | Preventive | |
| Include risk information when communicating critical security updates. CC ID 14948 | Communicate | Preventive | |
| Establish, implement, and maintain idle session termination and logout capabilities. CC ID 01418 [Require that users log out of the system after [Assignment: organization-defined time period] of expected inactivity or when [Assignment: organization-defined circumstances]. 03.01.01 h.] | Configuration | Preventive | |
| Refrain from using assertion lifetimes to limit each session. CC ID 13871 | Technical Security | Preventive | |
| Configure Session Configuration settings in accordance with organizational standards. CC ID 07698 | Configuration | Preventive | |
| Invalidate unexpected session identifiers. CC ID 15307 | Configuration | Preventive | |
| Configure the "MaxStartups" settings to organizational standards. CC ID 15329 | Configuration | Preventive | |
| Reject session identifiers that are not valid. CC ID 15306 | Configuration | Preventive | |
| Configure the "MaxSessions" settings to organizational standards. CC ID 15330 | Configuration | Preventive | |
| Configure the "Interactive logon: Message title for users attempting to log on" to organizational standards. CC ID 07699 | Configuration | Preventive | |
| Configure the "LoginGraceTime" settings to organizational standards. CC ID 15328 | Configuration | Preventive | |
| Configure the "Network security: Force logoff when logon hours expire" to organizational standards. CC ID 07738 | Configuration | Preventive | |
| Configure the "MSS: (ScreenSaverGracePeriod) The time in seconds before the screen saver grace period expires (0 recommended)" to organizational standards. CC ID 07758 | Configuration | Preventive | |
| Configure the "Microsoft network server: Disconnect clients when logon hours expire" to organizational standards. CC ID 07824 | Configuration | Preventive | |
| Configure the "Microsoft network server: Amount of idle time required before suspending session" to organizational standards. CC ID 07826 | Configuration | Preventive | |
| Configure the "Interactive logon: Do not display last user name" to organizational standards. CC ID 07832 | Configuration | Preventive | |
| Configure the "Interactive logon: Display user information when the session is locked" to organizational standards. CC ID 07848 | Configuration | Preventive | |
| Configure the "Interactive logon: Message text for users attempting to log on" to organizational standards. CC ID 07870 | Configuration | Preventive | |
| Configure the "Always prompt for password upon connection" to organizational standards. CC ID 08229 | Configuration | Preventive | |
| Configure the "Interactive logon: Machine inactivity limit" to organizational standards. CC ID 08350 | Configuration | Preventive | |
| Remove all unnecessary functionality. CC ID 00882 [{essential capabilities} Configure the system to provide only mission-essential capabilities. 03.04.06 a. Disable or remove functions, ports, protocols, connections, and services that are unnecessary or nonsecure. 03.04.06 d.] | Configuration | Preventive | |
| Document that all enabled functions support secure configurations. CC ID 11985 | Establish/Maintain Documentation | Preventive | |
| Find and eradicate unauthorized world writable files. CC ID 01541 | Configuration | Preventive | |
| Strip dangerous/unneeded SUID/SGID system executables. CC ID 01542 | Configuration | Preventive | |
| Find and eradicate unauthorized SUID/SGID system executables. CC ID 01543 | Configuration | Preventive | |
| Find and eradicate unowned files and unowned directories. CC ID 01544 | Configuration | Preventive | |
| Disable logon prompts on serial ports. CC ID 01553 | Configuration | Preventive | |
| Disable "nobody" access for Secure RPC. CC ID 01554 | Configuration | Preventive | |
| Disable all unnecessary interfaces. CC ID 04826 | Configuration | Preventive | |
| Enable or disable all unused USB ports as appropriate. CC ID 06042 | Configuration | Preventive | |
| Disable all user-mounted removable file systems. CC ID 01536 | Configuration | Preventive | |
| Set the Bluetooth Security Mode to the organizational standard. CC ID 00587 | Configuration | Preventive | |
| Secure the Bluetooth headset connections. CC ID 00593 | Configuration | Preventive | |
| Verify wireless peripherals meet organizational security requirements. CC ID 00657 | Testing | Detective | |
| Disable automatic dial-in access to computers that have installed modems. CC ID 02036 | Configuration | Preventive | |
| Configure the "Turn off AutoPlay" setting. CC ID 01787 | Configuration | Preventive | |
| Configure the "Devices: Restrict floppy access to locally logged on users only" setting. CC ID 01732 | Configuration | Preventive | |
| Configure the "Devices: Restrict CD-ROM access to locally logged on users" setting. CC ID 01731 | Configuration | Preventive | |
| Configure the "Remove CD Burning features" setting. CC ID 04379 | Configuration | Preventive | |
| Disable Autorun. CC ID 01790 | Configuration | Preventive | |
| Disable USB devices (aka hotplugger). CC ID 01545 | Configuration | Preventive | |
| Enable or disable all unused auxiliary ports as appropriate. CC ID 06414 | Configuration | Preventive | |
| Remove rhosts support unless absolutely necessary. CC ID 01555 | Configuration | Preventive | |
| Remove weak authentication services from Pluggable Authentication Modules. CC ID 01556 | Configuration | Preventive | |
| Remove the /etc/hosts.equiv file. CC ID 01559 | Configuration | Preventive | |
| Create the /etc/ftpd/ftpusers file. CC ID 01560 | Configuration | Preventive | |
| Remove the X Wrapper and enable the X Display Manager. CC ID 01564 | Configuration | Preventive | |
| Remove empty crontab files and restrict file permissions to the file. CC ID 01571 | Configuration | Preventive | |
| Remove all compilers and assemblers from the system. CC ID 01594 | Configuration | Preventive | |
| Disable all unnecessary applications unless otherwise noted in a policy exception. CC ID 04827 | Configuration | Preventive | |
| Restrict and control the use of privileged utility programs. CC ID 12030 | Technical Security | Preventive | |
| Disable the storing of movies in cache in Apple's QuickTime. CC ID 04489 | Configuration | Preventive | |
| Install and enable file sharing utilities, as necessary. CC ID 02174 | Configuration | Preventive | |
| Disable boot services unless boot services are absolutely necessary. CC ID 01481 | Configuration | Preventive | |
| Disable File Services for Macintosh unless File Services for Macintosh are absolutely necessary. CC ID 04279 | Configuration | Preventive | |
| Configure the Trivial FTP Daemon service to organizational standards. CC ID 01484 | Configuration | Preventive | |
| Disable printer daemons or the printer service unless printer daemons or the printer service is absolutely necessary. CC ID 01487 | Configuration | Preventive | |
| Disable web server unless web server is absolutely necessary. CC ID 01490 | Configuration | Preventive | |
| Disable portmapper unless portmapper is absolutely necessary. CC ID 01492 | Configuration | Preventive | |
| Disable writesrv, pmd, and httpdlite unless writesrv, pmd, and httpdlite are absolutely necessary. CC ID 01498 | Configuration | Preventive | |
| Disable hwscan hardware detection unless hwscan hardware detection is absolutely necessary. CC ID 01504 | Configuration | Preventive | |
| Configure the “xinetd” service to organizational standards. CC ID 01509 | Configuration | Preventive | |
| Configure the /etc/xinetd.conf file permissions as appropriate. CC ID 01568 | Configuration | Preventive | |
| Disable inetd unless inetd is absolutely necessary. CC ID 01508 | Configuration | Preventive | |
| Disable Network Computing System unless it is absolutely necessary. CC ID 01497 | Configuration | Preventive | |
| Disable print server for macintosh unless print server for macintosh is absolutely necessary. CC ID 04284 | Configuration | Preventive | |
| Disable Print Server unless Print Server is absolutely necessary. CC ID 01488 | Configuration | Preventive | |
| Disable ruser/remote login/remote shell/rcp command, unless it is absolutely necessary. CC ID 01480 | Configuration | Preventive | |
| Disable xfsmd unless xfsmd is absolutely necessary. CC ID 02179 | Configuration | Preventive | |
| Disable RPC-based services unless RPC-based services are absolutely necessary. CC ID 01455 | Configuration | Preventive | |
| Disable netfs script unless netfs script is absolutely necessary. CC ID 01495 | Configuration | Preventive | |
| Disable Remote Procedure Calls unless Remote Procedure Calls are absolutely necessary and if enabled, set restrictions. CC ID 01456 | Configuration | Preventive | |
| Configure the "RPC Endpoint Mapper Client Authentication" setting. CC ID 04327 | Configuration | Preventive | |
| Disable ncpfs Script unless ncpfs Script is absolutely necessary. CC ID 01494 | Configuration | Preventive | |
| Disable sendmail server unless sendmail server is absolutely necessary. CC ID 01511 | Configuration | Preventive | |
| Disable postfix unless postfix is absolutely necessary. CC ID 01512 | Configuration | Preventive | |
| Disable directory server unless directory server is absolutely necessary. CC ID 01464 | Configuration | Preventive | |
| Disable Windows-compatibility client processes unless Windows-compatibility client processes are absolutely necessary. CC ID 01471 | Configuration | Preventive | |
| Disable Windows-compatibility servers unless Windows-compatibility servers are absolutely necessary. CC ID 01470 | Configuration | Preventive | |
| Configure the “Network File System” server to organizational standards CC ID 01472 | Configuration | Preventive | |
| Configure NFS to respond or not as appropriate to NFS client requests that do not include a User ID. CC ID 05981 | Configuration | Preventive | |
| Configure NFS with appropriate authentication methods. CC ID 05982 | Configuration | Preventive | |
| Configure the "AUTH_DES authentication mechanism" for "NFS server" setting to organizational standards. CC ID 08971 | Configuration | Preventive | |
| Configure the "AUTH_KERB authentication mechanism" for "NFS server" setting to organizational standards. CC ID 08972 | Configuration | Preventive | |
| Configure the "AUTH_NONE authentication mechanism" for "NFS server" setting to organizational standards. CC ID 08973 | Configuration | Preventive | |
| Configure the "AUTH_UNIX authentication mechanism" for "NFS server" setting to organizational standards. CC ID 08974 | Configuration | Preventive | |
| Disable webmin processes unless the webmin process is absolutely necessary. CC ID 01501 | Configuration | Preventive | |
| Disable automount daemon unless automount daemon is absolutely necessary. CC ID 01476 | Configuration | Preventive | |
| Disable CDE-related daemons unless CDE-related daemons are absolutely necessary. CC ID 01474 | Configuration | Preventive | |
| Disable finger unless finger is absolutely necessary. CC ID 01505 | Configuration | Preventive | |
| Disable Rexec unless Rexec is absolutely necessary. CC ID 02164 | Configuration | Preventive | |
| Disable Squid cache server unless Squid cache server is absolutely necessary. CC ID 01502 | Configuration | Preventive | |
| Disable Kudzu hardware detection unless Kudzu hardware detection is absolutely necessary. CC ID 01503 | Configuration | Preventive | |
| Install and enable public Instant Messaging clients as necessary. CC ID 02173 | Configuration | Preventive | |
| Disable x font server unless x font server is absolutely necessary. CC ID 01499 | Configuration | Preventive | |
| Validate, approve, and document all UNIX shells prior to use. CC ID 02161 | Establish/Maintain Documentation | Preventive | |
| Disable NFS client processes unless NFS client processes are absolutely necessary. CC ID 01475 | Configuration | Preventive | |
| Disable the use of removable storage media for systems that process restricted data or restricted information, as necessary. CC ID 06681 [{absent} Prohibit the use of removable system media without an identifiable owner. 03.08.07 b.] | Data and Information Management | Preventive | |
| Disable removable storage media daemon unless the removable storage media daemon is absolutely necessary. CC ID 01477 | Configuration | Preventive | |
| Disable GSS daemon unless GSS daemon is absolutely necessary. CC ID 01465 | Configuration | Preventive | |
| Disable Computer Browser unless Computer Browser is absolutely necessary. CC ID 01814 | Configuration | Preventive | |
| Configure the Computer Browser ResetBrowser Frames as appropriate. CC ID 05984 | Configuration | Preventive | |
| Configure the /etc/samba/smb.conf file file permissions as appropriate. CC ID 05989 | Configuration | Preventive | |
| Disable NetMeeting remote desktop sharing unless NetMeeting remote desktop sharing is absolutely necessary. CC ID 01821 | Configuration | Preventive | |
| Disable web directory browsing on all web-enabled devices. CC ID 01874 | Configuration | Preventive | |
| Disable WWW publishing services unless WWW publishing services are absolutely necessary. CC ID 01833 | Configuration | Preventive | |
| Install and enable samba, as necessary. CC ID 02175 | Configuration | Preventive | |
| Configure the samba hosts allow option with an appropriate set of networks. CC ID 05985 | Configuration | Preventive | |
| Configure the samba security option option as appropriate. CC ID 05986 | Configuration | Preventive | |
| Configure the samba encrypt passwords option as appropriate. CC ID 05987 | Configuration | Preventive | |
| Configure the Samba 'smb passwd file' option with an appropriate password file or no password file. CC ID 05988 | Configuration | Preventive | |
| Disable Usenet Internet news package file capabilities unless Usenet Internet news package file capabilities are absolutely necessary. CC ID 02176 | Configuration | Preventive | |
| Disable iPlanet Web Server unless iPlanet Web Server is absolutely necessary. CC ID 02172 | Configuration | Preventive | |
| Disable volume manager unless volume manager is absolutely necessary. CC ID 01469 | Configuration | Preventive | |
| Disable Solaris Management Console unless Solaris Management Console is absolutely necessary. CC ID 01468 | Configuration | Preventive | |
| Disable the Graphical User Interface unless it is absolutely necessary. CC ID 01466 | Configuration | Preventive | |
| Disable help and support unless help and support is absolutely necessary. CC ID 04280 | Configuration | Preventive | |
| Disable speech recognition unless speech recognition is absolutely necessary. CC ID 04491 | Configuration | Preventive | |
| Disable or secure the NetWare QuickFinder search engine. CC ID 04453 | Configuration | Preventive | |
| Disable messenger unless messenger is absolutely necessary. CC ID 01819 | Configuration | Preventive | |
| Configure the "Do not allow Windows Messenger to be run" setting. CC ID 04516 | Configuration | Preventive | |
| Configure the "Do not automatically start Windows Messenger initially" setting. CC ID 04517 | Configuration | Preventive | |
| Configure the "Turn off the Windows Messenger Customer Experience Improvement Program" setting. CC ID 04330 | Configuration | Preventive | |
| Disable automatic updates unless automatic updates are absolutely necessary. CC ID 01811 | Configuration | Preventive | |
| Configure automatic update installation and shutdown/restart options and shutdown/restart procedures to organizational standards. CC ID 05979 | Configuration | Preventive | |
| Disable Name Service Cache Daemon unless Name Service Cache Daemon is absolutely necessary. CC ID 04846 | Configuration | Preventive | |
| Prohibit R-command files from existing for root or administrator. CC ID 16322 | Configuration | Preventive | |
| Verify the /bin/rsh file exists or not, as appropriate. CC ID 05101 | Configuration | Preventive | |
| Verify the /sbin/rsh file exists or not, as appropriate. CC ID 05102 | Configuration | Preventive | |
| Verify the /usr/bin/rsh file exists or not, as appropriate. CC ID 05103 | Configuration | Preventive | |
| Verify the /etc/ftpusers file exists or not, as appropriate. CC ID 05104 | Configuration | Preventive | |
| Verify the /etc/rsh file exists or not, as appropriate. CC ID 05105 | Configuration | Preventive | |
| Install or uninstall the AIDE package, as appropriate. CC ID 05106 | Configuration | Preventive | |
| Enable the GNOME automounter (gnome-volume-manager) as necessary. CC ID 05107 | Configuration | Preventive | |
| Install or uninstall the setroubleshoot package, as appropriate. CC ID 05108 | Configuration | Preventive | |
| Configure Avahi properly. CC ID 05109 | Configuration | Preventive | |
| Install or uninstall OpenNTPD, as appropriate. CC ID 05110 | Configuration | Preventive | |
| Configure the "httpd" service to organizational standards. CC ID 05111 | Configuration | Preventive | |
| Install or uninstall the net-smtp package properly. CC ID 05112 | Configuration | Preventive | |
| Configure the apache web service properly. CC ID 05113 | Configuration | Preventive | |
| Configure the vlock package properly. CC ID 05114 | Configuration | Preventive | |
| Establish, implement, and maintain service accounts. CC ID 13861 | Technical Security | Preventive | |
| Review the ownership of service accounts, as necessary. CC ID 13863 | Technical Security | Detective | |
| Manage access credentials for service accounts. CC ID 13862 | Technical Security | Preventive | |
| Configure the daemon account properly. CC ID 05115 | Configuration | Preventive | |
| Configure the bin account properly. CC ID 05116 | Configuration | Preventive | |
| Configure the nuucp account properly. CC ID 05117 | Configuration | Preventive | |
| Configure the smmsp account properly. CC ID 05118 | Configuration | Preventive | |
| Configure the listen account properly. CC ID 05119 | Configuration | Preventive | |
| Configure the gdm account properly. CC ID 05120 | Configuration | Preventive | |
| Configure the webservd account properly. CC ID 05121 | Configuration | Preventive | |
| Configure the nobody account properly. CC ID 05122 | Configuration | Preventive | |
| Configure the noaccess account properly. CC ID 05123 | Configuration | Preventive | |
| Configure the nobody4 account properly. CC ID 05124 | Configuration | Preventive | |
| Configure the sys account properly. CC ID 05125 | Configuration | Preventive | |
| Configure the adm account properly. CC ID 05126 | Configuration | Preventive | |
| Configure the lp account properly. CC ID 05127 | Configuration | Preventive | |
| Configure the uucp account properly. CC ID 05128 | Configuration | Preventive | |
| Install or uninstall the tftp-server package, as appropriate. CC ID 05130 | Configuration | Preventive | |
| Enable the web console as necessary. CC ID 05131 | Configuration | Preventive | |
| Enable rlogin auth by Pluggable Authentication Modules or pam.d properly. CC ID 05132 | Configuration | Preventive | |
| Enable rsh auth by Pluggable Authentication Modules properly. CC ID 05133 | Configuration | Preventive | |
| Enable the listening sendmail daemon, as appropriate. CC ID 05134 | Configuration | Preventive | |
| Configure Squid properly. CC ID 05135 | Configuration | Preventive | |
| Configure the "global Package signature checking" setting to organizational standards. CC ID 08735 | Establish/Maintain Documentation | Preventive | |
| Configure the "Package signature checking" setting for "all configured repositories" to organizational standards. CC ID 08736 | Establish/Maintain Documentation | Preventive | |
| Configure the "verify against the package database" setting for "all installed software packages" to organizational standards. CC ID 08737 | Establish/Maintain Documentation | Preventive | |
| Configure the "isdn4k-utils" package to organizational standards. CC ID 08738 | Establish/Maintain Documentation | Preventive | |
| Configure the "postfix" package to organizational standards. CC ID 08739 | Establish/Maintain Documentation | Preventive | |
| Configure the "vsftpd" package to organizational standards. CC ID 08740 | Establish/Maintain Documentation | Preventive | |
| Configure the "net-snmpd" package to organizational standards. CC ID 08741 | Establish/Maintain Documentation | Preventive | |
| Configure the "rsyslog" package to organizational standards. CC ID 08742 | Establish/Maintain Documentation | Preventive | |
| Configure the "ipsec-tools" package to organizational standards. CC ID 08743 | Establish/Maintain Documentation | Preventive | |
| Configure the "pam_ccreds" package to organizational standards. CC ID 08744 | Establish/Maintain Documentation | Preventive | |
| Configure the "talk-server" package to organizational standards. CC ID 08745 | Establish/Maintain Documentation | Preventive | |
| Configure the "talk" package to organizational standards. CC ID 08746 | Establish/Maintain Documentation | Preventive | |
| Configure the "irda-utils" package to organizational standards. CC ID 08747 | Establish/Maintain Documentation | Preventive | |
| Configure the "/etc/shells" file to organizational standards. CC ID 08978 | Configuration | Preventive | |
| Configure the LDAP package to organizational standards. CC ID 09937 | Configuration | Preventive | |
| Configure the "FTP server" package to organizational standards. CC ID 09938 | Configuration | Preventive | |
| Configure the "HTTP Proxy Server" package to organizational standards. CC ID 09939 | Configuration | Preventive | |
| Configure the "prelink" package to organizational standards. CC ID 11379 | Configuration | Preventive | |
| Configure the Network Information Service (NIS) package to organizational standards. CC ID 11380 | Configuration | Preventive | |
| Configure the "time" setting to organizational standards. CC ID 11381 | Configuration | Preventive | |
| Configure the "biosdevname" package to organizational standards. CC ID 11383 | Configuration | Preventive | |
| Configure the "ufw" setting to organizational standards. CC ID 11384 | Configuration | Preventive | |
| Configure the "Devices: Allow undock without having to log on" setting. CC ID 01728 | Configuration | Preventive | |
| Limit the user roles that are allowed to format and eject removable storage media. CC ID 01729 | Configuration | Preventive | |
| Prevent users from installing printer drivers. CC ID 01730 | Configuration | Preventive | |
| Minimize the inetd.conf file and set the file to the appropriate permissions. CC ID 01506 | Configuration | Preventive | |
| Configure the unsigned driver installation behavior. CC ID 01733 | Configuration | Preventive | |
| Configure the unsigned non-driver installation behavior. CC ID 02038 | Configuration | Preventive | |
| Remove all demonstration applications on the system. CC ID 01875 | Configuration | Preventive | |
| Configure the system to disallow optional Subsystems. CC ID 04265 | Configuration | Preventive | |
| Configure the "Remove Security tab" setting. CC ID 04380 | Configuration | Preventive | |
| Disable all unnecessary services unless otherwise noted in a policy exception. CC ID 00880 | Configuration | Preventive | |
| Disable rquotad unless rquotad is absolutely necessary. CC ID 01473 | Configuration | Preventive | |
| Configure the rquotad service to use a static port or a dynamic portmapper port as appropriate. CC ID 05983 | Configuration | Preventive | |
| Disable telnet unless telnet use is absolutely necessary. CC ID 01478 | Configuration | Preventive | |
| Disable File Transfer Protocol unless File Transfer Protocol use is absolutely necessary. CC ID 01479 | Configuration | Preventive | |
| Configure anonymous FTP to restrict the use of restricted data. CC ID 16314 | Configuration | Preventive | |
| Disable anonymous access to File Transfer Protocol. CC ID 06739 | Configuration | Preventive | |
| Disable Internet Message Access Protocol unless Internet Message Access Protocol use is absolutely necessary. CC ID 01485 | Configuration | Preventive | |
| Disable Post Office Protocol unless its use is absolutely necessary. CC ID 01486 | Configuration | Preventive | |
| Disable SQLServer processes unless SQLServer processes use is absolutely necessary. CC ID 01500 | Configuration | Preventive | |
| Disable alerter unless alerter use is absolutely necessary. CC ID 01810 | Configuration | Preventive | |
| Disable Background Intelligent Transfer Service unless Background Intelligent Transfer Service use is absolutely necessary. CC ID 01812 | Configuration | Preventive | |
| Disable ClipBook unless ClipBook use is absolutely necessary. CC ID 01813 | Configuration | Preventive | |
| Disable Fax Service unless Fax Service use is absolutely necessary. CC ID 01815 | Configuration | Preventive | |
| Disable IIS admin service unless IIS admin service use is absolutely necessary. CC ID 01817 | Configuration | Preventive | |
| Disable indexing service unless indexing service use is absolutely necessary. CC ID 01818 | Configuration | Preventive | |
| Disable net logon unless net logon use is absolutely necessary. CC ID 01820 | Configuration | Preventive | |
| Disable Remote Desktop Help Session Manager unless Remote Desktop Help Session Manager use is absolutely necessary. CC ID 01822 | Configuration | Preventive | |
| Disable the "Offer Remote Assistance" setting. CC ID 04325 | Configuration | Preventive | |
| Disable the "Solicited Remote Assistance" setting. CC ID 04326 | Configuration | Preventive | |
| Disable Remote Registry Service unless Remote Registry Service use is absolutely necessary. CC ID 01823 | Configuration | Preventive | |
| Disable Routing and Remote Access unless Routing and Remote Access use is necessary. CC ID 01824 | Configuration | Preventive | |
| Disable task scheduler unless task scheduler use is absolutely necessary. CC ID 01829 | Configuration | Preventive | |
| Disable Terminal Services unless Terminal Services use is absolutely necessary. CC ID 01831 | Configuration | Preventive | |
| Disable Universal Plug and Play device host unless Universal Plug and Play device host use is absolutely necessary. CC ID 01832 | Configuration | Preventive | |
| Disable File Service Protocol. CC ID 02167 | Configuration | Preventive | |
| Disable the License Logging Service unless unless it is absolutely necessary. CC ID 04282 | Configuration | Preventive | |
| Disable Remote Access Auto Connection Manager unless Remote Access Auto Connection Manager use is absolutely necessary. CC ID 04285 | Configuration | Preventive | |
| Disable Remote Access Connection Manager unless Remote Access Connection Manager use is absolutely necessary. CC ID 04286 | Configuration | Preventive | |
| Disable Remote Administration Service unless remote administration management is absolutely necessary. CC ID 04287 | Configuration | Preventive | |
| Disable remote installation unless remote installation is absolutely necessary. CC ID 04288 | Configuration | Preventive | |
| Disable Remote Server Manager unless Remote Server Manager is absolutely necessary. CC ID 04289 | Configuration | Preventive | |
| Disable Remote Server Monitor unless Remote Server Monitor use is absolutely necessary. CC ID 04290 | Configuration | Preventive | |
| Disable Remote Storage Notification unless Remote Storage Notification use is absolutely necessary. CC ID 04291 | Configuration | Preventive | |
| Disable Remote Storage Server unless Remote Storage Server use is absolutely necessary. CC ID 04292 | Configuration | Preventive | |
| Disable telephony services unless telephony services use is absolutely necessary. CC ID 04293 | Configuration | Preventive | |
| Disable Wireless Zero Configuration service unless Wireless Zero Configuration service use is absolutely necessary. CC ID 04294 | Configuration | Preventive | |
| Disable SSDP/UPnp unless SSDP/UPnP is absolutely necessary. CC ID 04315 | Configuration | Preventive | |
| Configure the "ntpd service" setting to organizational standards. CC ID 04911 | Configuration | Preventive | |
| Configure the "echo service" setting to organizational standards. CC ID 04912 | Configuration | Preventive | |
| Configure the "echo-dgram service" setting to organizational standards. CC ID 09927 | Configuration | Preventive | |
| Configure the "echo-stream service" setting to organizational standards. CC ID 09928 | Configuration | Preventive | |
| Configure the "AllowTcpForwarding" to organizational standards. CC ID 15327 | Configuration | Preventive | |
| Configure the "tcpmux-server" setting to organizational standards. CC ID 09929 | Configuration | Preventive | |
| Configure the "netstat service" setting to organizational standards. CC ID 04913 | Configuration | Preventive | |
| Configure the "character generator protocol (chargen)" setting to organizational standards. CC ID 04914 | Configuration | Preventive | |
| Configure the "tftpd service" setting to organizational standards. CC ID 04915 | Configuration | Preventive | |
| Configure the "walld service" setting to organizational standards. CC ID 04916 | Configuration | Preventive | |
| Configure the "rstatd service" setting to organizational standards. CC ID 04917 | Configuration | Preventive | |
| Configure the "sprayd service" setting to organizational standards. CC ID 04918 | Configuration | Preventive | |
| Configure the "rusersd service" setting to organizational standards. CC ID 04919 | Configuration | Preventive | |
| Configure the "inn service" setting to organizational standards. CC ID 04920 | Configuration | Preventive | |
| Configure the "font service" setting to organizational standards. CC ID 04921 | Configuration | Preventive | |
| Configure the "ident service" setting to organizational standards. CC ID 04922 | Configuration | Preventive | |
| Configure the "rexd service" setting to organizational standards. CC ID 04923 | Configuration | Preventive | |
| Configure the "daytime service" setting to organizational standards. CC ID 04924 | Configuration | Preventive | |
| Configure the "dtspc (cde-spc) service" setting to organizational standards. CC ID 04925 | Configuration | Preventive | |
| Configure the "cmsd service" setting to organizational standards. CC ID 04926 | Configuration | Preventive | |
| Configure the "ToolTalk service" setting to organizational standards. CC ID 04927 | Configuration | Preventive | |
| Configure the "discard service" setting to organizational standards. CC ID 04928 | Configuration | Preventive | |
| Configure the "vino-server service" setting to organizational standards. CC ID 04929 | Configuration | Preventive | |
| Configure the "bind service" setting to organizational standards. CC ID 04930 | Configuration | Preventive | |
| Configure the "nfsd service" setting to organizational standards. CC ID 04931 | Configuration | Preventive | |
| Configure the "mountd service" setting to organizational standards. CC ID 04932 | Configuration | Preventive | |
| Configure the "statd service" setting to organizational standards. CC ID 04933 | Configuration | Preventive | |
| Configure the "lockd service" setting to organizational standards. CC ID 04934 | Configuration | Preventive | |
| Configure the lockd service to use a static port or a dynamic portmapper port for User Datagram Protocol as appropriate. CC ID 05980 | Configuration | Preventive | |
| Configure the "decode sendmail alias" setting to organizational standards. CC ID 04935 | Configuration | Preventive | |
| Configure the sendmail vrfy command, as appropriate. CC ID 04936 | Configuration | Preventive | |
| Configure the sendmail expn command, as appropriate. CC ID 04937 | Configuration | Preventive | |
| Configure .netrc with an appropriate set of services. CC ID 04938 | Configuration | Preventive | |
| Enable NFS insecure locks as necessary. CC ID 04939 | Configuration | Preventive | |
| Configure the "X server ac" setting to organizational standards. CC ID 04940 | Configuration | Preventive | |
| Configure the "X server core" setting to organizational standards. CC ID 04941 | Configuration | Preventive | |
| Enable or disable the setroubleshoot service, as appropriate. CC ID 05540 | Configuration | Preventive | |
| Configure the "X server nolock" setting to organizational standards. CC ID 04942 | Configuration | Preventive | |
| Enable or disable the mcstrans service, as appropriate. CC ID 05541 | Configuration | Preventive | |
| Configure the "PAM console" setting to organizational standards. CC ID 04943 | Configuration | Preventive | |
| Enable or disable the restorecond service, as appropriate. CC ID 05542 | Configuration | Preventive | |
| Enable the rhnsd service as necessary. CC ID 04944 | Configuration | Preventive | |
| Enable the yum-updatesd service as necessary. CC ID 04945 | Configuration | Preventive | |
| Enable the autofs service as necessary. CC ID 04946 | Configuration | Preventive | |
| Enable the ip6tables service as necessary. CC ID 04947 | Configuration | Preventive | |
| Configure syslog to organizational standards. CC ID 04949 | Configuration | Preventive | |
| Enable the auditd service as necessary. CC ID 04950 | Configuration | Preventive | |
| Enable the logwatch service as necessary. CC ID 04951 | Configuration | Preventive | |
| Enable the logrotate (syslog rotator) service as necessary. CC ID 04952 | Configuration | Preventive | |
| Install or uninstall the telnet server package, only if absolutely necessary. CC ID 04953 | Configuration | Preventive | |
| Enable the ypbind service as necessary. CC ID 04954 | Configuration | Preventive | |
| Enable the ypserv service as necessary. CC ID 04955 | Configuration | Preventive | |
| Enable the firstboot service as necessary. CC ID 04956 | Configuration | Preventive | |
| Enable the gpm service as necessary. CC ID 04957 | Configuration | Preventive | |
| Enable the irqbalance service as necessary. CC ID 04958 | Configuration | Preventive | |
| Enable the isdn service as necessary. CC ID 04959 | Configuration | Preventive | |
| Enable the kdump service as necessary. CC ID 04960 | Configuration | Preventive | |
| Enable the mdmonitor service as necessary. CC ID 04961 | Configuration | Preventive | |
| Enable the microcode_ctl service as necessary. CC ID 04962 | Configuration | Preventive | |
| Enable the pcscd service as necessary. CC ID 04963 | Configuration | Preventive | |
| Enable the smartd service as necessary. CC ID 04964 | Configuration | Preventive | |
| Enable the readahead_early service as necessary. CC ID 04965 | Configuration | Preventive | |
| Enable the readahead_later service as necessary. CC ID 04966 | Configuration | Preventive | |
| Enable the messagebus service as necessary. CC ID 04967 | Configuration | Preventive | |
| Enable the haldaemon service as necessary. CC ID 04968 | Configuration | Preventive | |
| Enable the apmd service as necessary. CC ID 04969 | Configuration | Preventive | |
| Enable the acpid service as necessary. CC ID 04970 | Configuration | Preventive | |
| Enable the cpuspeed service as necessary. CC ID 04971 | Configuration | Preventive | |
| Enable the network service as necessary. CC ID 04972 | Configuration | Preventive | |
| Enable the hidd service as necessary. CC ID 04973 | Configuration | Preventive | |
| Enable the crond service as necessary. CC ID 04974 | Configuration | Preventive | |
| Install and enable the anacron service as necessary. CC ID 04975 | Configuration | Preventive | |
| Enable the xfs service as necessary. CC ID 04976 | Configuration | Preventive | |
| Install and enable the Avahi daemon service, as necessary. CC ID 04977 | Configuration | Preventive | |
| Enable the CUPS service, as necessary. CC ID 04978 | Configuration | Preventive | |
| Enable the hplip service as necessary. CC ID 04979 | Configuration | Preventive | |
| Enable the dhcpd service as necessary. CC ID 04980 | Configuration | Preventive | |
| Enable the nfslock service as necessary. CC ID 04981 | Configuration | Preventive | |
| Enable the rpcgssd service as necessary. CC ID 04982 | Configuration | Preventive | |
| Enable the rpcidmapd service as necessary. CC ID 04983 | Configuration | Preventive | |
| Enable the rpcsvcgssd service as necessary. CC ID 04985 | Configuration | Preventive | |
| Configure root squashing for all NFS shares, as appropriate. CC ID 04986 | Configuration | Preventive | |
| Configure write access to NFS shares, as appropriate. CC ID 04987 | Configuration | Preventive | |
| Configure the named service, as appropriate. CC ID 04988 | Configuration | Preventive | |
| Configure the vsftpd service, as appropriate. CC ID 04989 | Configuration | Preventive | |
| Configure the “dovecot” service to organizational standards. CC ID 04990 | Configuration | Preventive | |
| Configure Server Message Block (SMB) to organizational standards. CC ID 04991 | Configuration | Preventive | |
| Enable the snmpd service as necessary. CC ID 04992 | Configuration | Preventive | |
| Enable the calendar manager as necessary. CC ID 04993 | Configuration | Preventive | |
| Enable the GNOME logon service as necessary. CC ID 04994 | Configuration | Preventive | |
| Enable the WBEM services as necessary. CC ID 04995 | Configuration | Preventive | |
| Enable the keyserv service as necessary. CC ID 04996 | Configuration | Preventive | |
| Enable the Generic Security Service daemon as necessary. CC ID 04997 | Configuration | Preventive | |
| Enable the volfs service as necessary. CC ID 04998 | Configuration | Preventive | |
| Enable the smserver service as necessary. CC ID 04999 | Configuration | Preventive | |
| Enable the mpxio-upgrade service as necessary. CC ID 05000 | Configuration | Preventive | |
| Enable the metainit service as necessary. CC ID 05001 | Configuration | Preventive | |
| Enable the meta service as necessary. CC ID 05003 | Configuration | Preventive | |
| Enable the metaed service as necessary. CC ID 05004 | Configuration | Preventive | |
| Enable the metamh service as necessary. CC ID 05005 | Configuration | Preventive | |
| Enable the Local RPC Port Mapping Service as necessary. CC ID 05006 | Configuration | Preventive | |
| Enable the Kerberos kadmind service as necessary. CC ID 05007 | Configuration | Preventive | |
| Enable the Kerberos krb5kdc service as necessary. CC ID 05008 | Configuration | Preventive | |
| Enable the Kerberos kpropd service as necessary. CC ID 05009 | Configuration | Preventive | |
| Enable the Kerberos ktkt_warnd service as necessary. CC ID 05010 | Configuration | Preventive | |
| Enable the sadmin service as necessary. CC ID 05011 | Configuration | Preventive | |
| Enable the IPP listener as necessary. CC ID 05012 | Configuration | Preventive | |
| Enable the serial port listener as necessary. CC ID 05013 | Configuration | Preventive | |
| Enable the Smart Card Helper service as necessary. CC ID 05014 | Configuration | Preventive | |
| Enable the Application Management service as necessary. CC ID 05015 | Configuration | Preventive | |
| Enable the Resultant Set of Policy (RSoP) Provider service as necessary. CC ID 05016 | Configuration | Preventive | |
| Enable the Network News Transport Protocol service as necessary. CC ID 05017 | Configuration | Preventive | |
| Enable the network Dynamic Data Exchange service as necessary. CC ID 05018 | Configuration | Preventive | |
| Enable the Distributed Link Tracking Server service as necessary. CC ID 05019 | Configuration | Preventive | |
| Enable the RARP service as necessary. CC ID 05020 | Configuration | Preventive | |
| Configure the ".NET Framework service" setting to organizational standards. CC ID 05021 | Configuration | Preventive | |
| Enable the Network DDE Share Database Manager service as necessary. CC ID 05022 | Configuration | Preventive | |
| Enable the Certificate Services service as necessary. CC ID 05023 | Configuration | Preventive | |
| Configure the ATI hotkey poller service properly. CC ID 05024 | Configuration | Preventive | |
| Configure the Interix Subsystem Startup service properly. CC ID 05025 | Configuration | Preventive | |
| Configure the Cluster Service service properly. CC ID 05026 | Configuration | Preventive | |
| Configure the IAS Jet Database Access service properly. CC ID 05027 | Configuration | Preventive | |
| Configure the IAS service properly. CC ID 05028 | Configuration | Preventive | |
| Configure the IP Version 6 Helper service properly. CC ID 05029 | Configuration | Preventive | |
| Configure "Message Queuing service" to organizational standards. CC ID 05030 | Configuration | Preventive | |
| Configure the Message Queuing Down Level Clients service properly. CC ID 05031 | Configuration | Preventive | |
| Configure the Windows Management Instrumentation Driver Extensions service properly. CC ID 05033 | Configuration | Preventive | |
| Configure the TCP/IP NetBIOS Helper Service properly. CC ID 05034 | Configuration | Preventive | |
| Configure the Utility Manager service properly. CC ID 05035 | Configuration | Preventive | |
| Configure the secondary logon service properly. CC ID 05036 | Configuration | Preventive | |
| Configure the Windows Management Instrumentation service properly. CC ID 05037 | Configuration | Preventive | |
| Configure the Workstation service properly. CC ID 05038 | Configuration | Preventive | |
| Configure the Windows Installer service properly. CC ID 05039 | Configuration | Preventive | |
| Configure the Windows System Resource Manager service properly. CC ID 05040 | Configuration | Preventive | |
| Configure the WinHTTP Web Proxy Auto-Discovery Service properly. CC ID 05041 | Configuration | Preventive | |
| Configure the Services for Unix Client for NFS service properly. CC ID 05042 | Configuration | Preventive | |
| Configure the Services for Unix Server for PCNFS service properly. CC ID 05043 | Configuration | Preventive | |
| Configure the Services for Unix Perl Socket service properly. CC ID 05044 | Configuration | Preventive | |
| Configure the Services for Unix User Name Mapping service properly. CC ID 05045 | Configuration | Preventive | |
| Configure the Services for Unix Windows Cron service properly. CC ID 05046 | Configuration | Preventive | |
| Configure the Windows Media Services service properly. CC ID 05047 | Configuration | Preventive | |
| Configure the Services for Netware Service Advertising Protocol (SAP) Agent properly. CC ID 05048 | Configuration | Preventive | |
| Configure the Web Element Manager service properly. CC ID 05049 | Configuration | Preventive | |
| Configure the Remote Installation Services Single Instance Storage (SIS) Groveler service properly. CC ID 05050 | Configuration | Preventive | |
| Configure the Terminal Services Licensing service properly. CC ID 05051 | Configuration | Preventive | |
| Configure the COM+ Event System service properly. CC ID 05052 | Configuration | Preventive | |
| Configure the Event Log service properly. CC ID 05053 | Configuration | Preventive | |
| Configure the Infrared Monitor service properly. CC ID 05054 | Configuration | Preventive | |
| Configure the Services for Unix Server for NFS service properly. CC ID 05055 | Configuration | Preventive | |
| Configure the System Event Notification Service properly. CC ID 05056 | Configuration | Preventive | |
| Configure the NTLM Security Support Provider service properly. CC ID 05057 | Configuration | Preventive | |
| Configure the Performance Logs and Alerts service properly. CC ID 05058 | Configuration | Preventive | |
| Configure the Protected Storage service properly. CC ID 05059 | Configuration | Preventive | |
| Configure the QoS Admission Control (RSVP) service properly. CC ID 05060 | Configuration | Preventive | |
| Configure the Remote Procedure Call service properly. CC ID 05061 | Configuration | Preventive | |
| Configure the Removable Storage service properly. CC ID 05062 | Configuration | Preventive | |
| Configure the Server service properly. CC ID 05063 | Configuration | Preventive | |
| Configure the Security Accounts Manager service properly. CC ID 05064 | Configuration | Preventive | |
| Configure the “Network Connections” service to organizational standards. CC ID 05065 | Configuration | Preventive | |
| Configure the Logical Disk Manager service properly. CC ID 05066 | Configuration | Preventive | |
| Configure the Logical Disk Manager Administrative Service properly. CC ID 05067 | Configuration | Preventive | |
| Configure the File Replication service properly. CC ID 05068 | Configuration | Preventive | |
| Configure the Kerberos Key Distribution Center service properly. CC ID 05069 | Configuration | Preventive | |
| Configure the Intersite Messaging service properly. CC ID 05070 | Configuration | Preventive | |
| Configure the Remote Procedure Call locator service properly. CC ID 05071 | Configuration | Preventive | |
| Configure the Distributed File System service properly. CC ID 05072 | Configuration | Preventive | |
| Configure the Windows Internet Name Service service properly. CC ID 05073 | Configuration | Preventive | |
| Configure the FTP Publishing Service properly. CC ID 05074 | Configuration | Preventive | |
| Configure the Windows Search service properly. CC ID 05075 | Configuration | Preventive | |
| Configure the Microsoft Peer-to-Peer Networking Services service properly. CC ID 05076 | Configuration | Preventive | |
| Configure the Remote Shell service properly. CC ID 05077 | Configuration | Preventive | |
| Configure Simple TCP/IP services to organizational standards. CC ID 05078 | Configuration | Preventive | |
| Configure the Print Services for Unix service properly. CC ID 05079 | Configuration | Preventive | |
| Configure the File Shares service to organizational standards. CC ID 05080 | Configuration | Preventive | |
| Configure the NetMeeting service properly. CC ID 05081 | Configuration | Preventive | |
| Configure the Application Layer Gateway service properly. CC ID 05082 | Configuration | Preventive | |
| Configure the Cryptographic Services service properly. CC ID 05083 | Configuration | Preventive | |
| Configure the Help and Support Service properly. CC ID 05084 | Configuration | Preventive | |
| Configure the Human Interface Device Access service properly. CC ID 05085 | Configuration | Preventive | |
| Configure the IMAPI CD-Burning COM service properly. CC ID 05086 | Configuration | Preventive | |
| Configure the MS Software Shadow Copy Provider service properly. CC ID 05087 | Configuration | Preventive | |
| Configure the Network Location Awareness service properly. CC ID 05088 | Configuration | Preventive | |
| Configure the Portable Media Serial Number Service service properly. CC ID 05089 | Configuration | Preventive | |
| Configure the System Restore Service service properly. CC ID 05090 | Configuration | Preventive | |
| Configure the Themes service properly. CC ID 05091 | Configuration | Preventive | |
| Configure the Uninterruptible Power Supply service properly. CC ID 05092 | Configuration | Preventive | |
| Configure the Upload Manager service properly. CC ID 05093 | Configuration | Preventive | |
| Configure the Volume Shadow Copy Service properly. CC ID 05094 | Configuration | Preventive | |
| Configure the WebClient service properly. CC ID 05095 | Configuration | Preventive | |
| Configure the Windows Audio service properly. CC ID 05096 | Configuration | Preventive | |
| Configure the Windows Image Acquisition service properly. CC ID 05097 | Configuration | Preventive | |
| Configure the WMI Performance Adapter service properly. CC ID 05098 | Configuration | Preventive | |
| Enable file uploads via vsftpd service, as appropriate. CC ID 05100 | Configuration | Preventive | |
| Disable or remove sadmind unless use of sadmind is absolutely necessary. CC ID 06885 | Configuration | Preventive | |
| Configure the "SNMP version 1" setting to organizational standards. CC ID 08976 | Configuration | Preventive | |
| Configure the "xdmcp service" setting to organizational standards. CC ID 08985 | Configuration | Preventive | |
| Disable the automatic display of remote images in HTML-formatted e-mail. CC ID 04494 | Configuration | Preventive | |
| Disable Remote Apply Events unless Remote Apply Events are absolutely necessary. CC ID 04495 | Configuration | Preventive | |
| Disable Xgrid unless Xgrid is absolutely necessary. CC ID 04496 | Configuration | Preventive | |
| Configure the "Do Not Show First Use Dialog Boxes" setting for Windows Media Player properly. CC ID 05136 | Configuration | Preventive | |
| Disable Core dumps unless absolutely necessary. CC ID 01507 | Configuration | Preventive | |
| Set hard core dump size limits, as appropriate. CC ID 05990 | Configuration | Preventive | |
| Configure the "Prevent Desktop Shortcut Creation" setting for Windows Media Player properly. CC ID 05137 | Configuration | Preventive | |
| Set the Squid EUID and Squid GUID to an appropriate user and group. CC ID 05138 | Configuration | Preventive | |
| Verify groups referenced in /etc/passwd are included in /etc/group, as appropriate. CC ID 05139 | Configuration | Preventive | |
| Use of the cron.allow file should be enabled or disabled as appropriate. CC ID 06014 | Configuration | Preventive | |
| Use of the at.allow file should be enabled or disabled as appropriate. CC ID 06015 | Configuration | Preventive | |
| Enable or disable the Dynamic DNS feature of the DHCP Server as appropriate. CC ID 06039 | Configuration | Preventive | |
| Enable or disable each user's Screen saver software, as necessary. CC ID 06050 [Conceal, via the device lock, information previously visible on the display with a publicly viewable image. 03.01.10 c.] | Configuration | Preventive | |
| Disable any unnecessary scripting languages, as necessary. CC ID 12137 | Configuration | Preventive | |
| Enable logon authentication management techniques. CC ID 00553 | Configuration | Preventive | |
| Configure devices and users to re-authenticate, as necessary. CC ID 10609 [Re-authenticate users when [Assignment: organization-defined circumstances or situations requiring re-authentication]. 03.05.01 b.] | Configuration | Preventive | |
| Establish, implement, and maintain authenticators. CC ID 15305 | Technical Security | Preventive | |
| Establish, implement, and maintain an authenticator standard. CC ID 01702 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain an authenticator management system. CC ID 12031 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain authenticator procedures. CC ID 12002 [{lost authenticators} {compromised authenticators} Establish and implement administrative procedures for initial authenticator distribution; for lost, compromised, or damaged authenticators; and for revoking authenticators. 03.05.12 c. {lost authenticators} {compromised authenticators} Establish and implement administrative procedures for initial authenticator distribution; for lost, compromised, or damaged authenticators; and for revoking authenticators. 03.05.12 c.] | Establish/Maintain Documentation | Preventive | |
| Restrict access to authentication files to authorized personnel, as necessary. CC ID 12127 | Technical Security | Preventive | |
| Configure authenticator activation codes in accordance with organizational standards. CC ID 17032 | Configuration | Preventive | |
| Configure authenticators to comply with organizational standards. CC ID 06412 [Establish initial authenticator content for any authenticators issued by the organization. 03.05.12 b.] | Configuration | Preventive | |
| Configure the system to require new users to change their authenticator on first use. CC ID 05268 [Select a new password upon first use after account recovery. 03.05.07 e.] | Configuration | Preventive | |
| Configure authenticators so that group authenticators or shared authenticators are prohibited. CC ID 00519 | Configuration | Preventive | |
| Change the authenticator for shared accounts when the group membership changes. CC ID 14249 | Business Processes | Corrective | |
| Configure the system to prevent unencrypted authenticator use. CC ID 04457 | Configuration | Preventive | |
| Disable store passwords using reversible encryption. CC ID 01708 | Configuration | Preventive | |
| Configure the system to encrypt authenticators. CC ID 06735 [{encrypted format} Store passwords in a cryptographically protected form. 03.05.07 d.] | Configuration | Preventive | |
| Configure the system to mask authenticators. CC ID 02037 [Obscure feedback of authentication information during the authentication process. 03.05.11 ¶ 1] | Configuration | Preventive | |
| Configure the authenticator policy to ban the use of usernames or user identifiers in authenticators. CC ID 05992 | Configuration | Preventive | |
| Configure the "minimum number of digits required for new passwords" setting to organizational standards. CC ID 08717 | Establish/Maintain Documentation | Preventive | |
| Configure the "minimum number of upper case characters required for new passwords" setting to organizational standards. CC ID 08718 | Establish/Maintain Documentation | Preventive | |
| Configure the system to refrain from specifying the type of information used as password hints. CC ID 13783 | Configuration | Preventive | |
| Configure the "minimum number of lower case characters required for new passwords" setting to organizational standards. CC ID 08719 | Establish/Maintain Documentation | Preventive | |
| Disable machine account password changes. CC ID 01737 | Configuration | Preventive | |
| Configure the "minimum number of special characters required for new passwords" setting to organizational standards. CC ID 08720 | Establish/Maintain Documentation | Preventive | |
| Configure the "require new passwords to differ from old ones by the appropriate minimum number of characters" setting to organizational standards. CC ID 08722 | Establish/Maintain Documentation | Preventive | |
| Configure the "password reuse" setting to organizational standards. CC ID 08724 | Establish/Maintain Documentation | Preventive | |
| Configure the "Disable Remember Password" setting. CC ID 05270 | Configuration | Preventive | |
| Configure the "Minimum password age" to organizational standards. CC ID 01703 | Configuration | Preventive | |
| Configure the LILO/GRUB password. CC ID 01576 | Configuration | Preventive | |
| Configure the system to use Apple's Keychain Access to store passwords and certificates. CC ID 04481 | Configuration | Preventive | |
| Change the default password to Apple's Keychain. CC ID 04482 | Configuration | Preventive | |
| Configure Apple's Keychain items to ask for the Keychain password. CC ID 04483 | Configuration | Preventive | |
| Configure the Syskey Encryption Key and associated password. CC ID 05978 | Configuration | Preventive | |
| Configure the "Accounts: Limit local account use of blank passwords to console logon only" setting. CC ID 04505 | Configuration | Preventive | |
| Configure the "System cryptography: Force strong key protection for user keys stored in the computer" setting. CC ID 04534 | Configuration | Preventive | |
| Configure interactive logon for accounts that do not have assigned authenticators in accordance with organizational standards. CC ID 05267 | Configuration | Preventive | |
| Enable or disable remote connections from accounts with empty authenticators, as appropriate. CC ID 05269 | Configuration | Preventive | |
| Configure the "Send LanMan compatible password" setting. CC ID 05271 | Configuration | Preventive | |
| Configure the authenticator policy to ban or allow authenticators as words found in dictionaries, as appropriate. CC ID 05993 | Configuration | Preventive | |
| Configure the authenticator policy to ban or allow authenticators as proper names, as necessary. CC ID 17030 | Configuration | Preventive | |
| Set the most number of characters required for the BitLocker Startup PIN correctly. CC ID 06054 | Configuration | Preventive | |
| Set the default folder for BitLocker recovery passwords correctly. CC ID 06055 | Configuration | Preventive | |
| Notify affected parties to keep authenticators confidential. CC ID 06787 | Behavior | Preventive | |
| Discourage affected parties from recording authenticators. CC ID 06788 | Behavior | Preventive | |
| Ensure the root account is the first entry in password files. CC ID 16323 | Data and Information Management | Detective | |
| Configure the "shadow password for all accounts in /etc/passwd" setting to organizational standards. CC ID 08721 | Establish/Maintain Documentation | Preventive | |
| Configure the "password hashing algorithm" setting to organizational standards. CC ID 08723 | Establish/Maintain Documentation | Preventive | |
| Configure the "Disable password strength validation for Peer Grouping" setting to organizational standards. CC ID 10866 | Configuration | Preventive | |
| Configure the "Set the interval between synchronization retries for Password Synchronization" setting to organizational standards. CC ID 11185 | Configuration | Preventive | |
| Configure the "Set the number of synchronization retries for servers running Password Synchronization" setting to organizational standards. CC ID 11187 | Configuration | Preventive | |
| Configure the "Turn off password security in Input Panel" setting to organizational standards. CC ID 11296 | Configuration | Preventive | |
| Configure the "Turn on the Windows to NIS password synchronization for users that have been migrated to Active Directory" setting to organizational standards. CC ID 11355 | Configuration | Preventive | |
| Configure the authenticator display screen to organizational standards. CC ID 13794 | Configuration | Preventive | |
| Configure the authenticator field to disallow memorized secrets found in the memorized secret list. CC ID 13808 [{commonly used passwords} Maintain a list of commonly-used, expected, or compromised passwords, and update the list [Assignment: organization-defined frequency] and when organizational passwords are suspected to have been compromised. 03.05.07 a.] | Configuration | Preventive | |
| Protect authenticators or authentication factors from unauthorized modification and disclosure. CC ID 15317 [{unauthorized modification} Protect authenticator content from unauthorized disclosure and modification. 03.05.12 f.] | Technical Security | Preventive | |
| Change authenticators, as necessary. CC ID 15315 [Change or refresh authenticators [Assignment: organization-defined frequency] or when the following events occur: [Assignment: organization-defined events]. 03.05.12 e.] | Configuration | Preventive | |
| Change all default authenticators. CC ID 15309 [Change default authenticators at first use. 03.05.12 d.] | Configuration | Preventive | |
| Configure the system security parameters to prevent system misuse or information misappropriation. CC ID 00881 | Configuration | Preventive | |
| Configure the system to require a password before it unlocks the Screen saver software. CC ID 04443 [Retain the device lock until the user reestablishes access using established identification and authentication procedures. 03.01.10 b.] | Configuration | Preventive | |
| Configure the system account settings and the permission settings in accordance with the organizational standards. CC ID 01538 | Configuration | Preventive | |
| Configure user accounts. CC ID 07036 | Configuration | Preventive | |
| Configure accounts with administrative privilege. CC ID 07033 | Configuration | Preventive | |
| Employ multifactor authentication for accounts with administrative privilege. CC ID 12496 [{privileged accounts} Implement multi-factor authentication for access to privileged and non-privileged accounts. 03.05.03 ¶ 1] | Technical Security | Preventive | |
| Establish, implement, and maintain network parameter modification procedures. CC ID 01517 | Establish/Maintain Documentation | Preventive | |
| Configure wireless communication to be encrypted using strong cryptography. CC ID 06078 [Protect wireless access to the system using authentication and encryption. 03.01.16 d.] | Configuration | Preventive | |
| Configure Wireless Access Points in accordance with organizational standards. CC ID 12477 | Configuration | Preventive | |
| Enable two-factor authentication for identifying and authenticating Wireless Local Area Network users. CC ID 04595 [Protect wireless access to the system using authentication and encryption. 03.01.16 d.] | Configuration | Preventive | |
| Enable or disable all wireless interfaces, as necessary. CC ID 05755 [Disable, when not intended for use, wireless networking capabilities prior to issuance and deployment. 03.01.16 c.] | Configuration | Preventive | |
| Configure mobile device settings in accordance with organizational standards. CC ID 04600 [Establish usage restrictions, configuration requirements, and connection requirements for mobile devices. 03.01.18 a.] | Configuration | Preventive | |
| Configure mobile devices to enable remote wipe. CC ID 12212 | Configuration | Preventive | |
| Configure prohibiting the circumvention of security controls on mobile devices. CC ID 12335 | Configuration | Preventive | |
| Configure Apple iOS to Organizational Standards. CC ID 09986 | Establish/Maintain Documentation | Preventive | |
| Configure the "VPN" setting to organizational standards. CC ID 09987 | Configuration | Preventive | |
| Configure the "Fraudulent Website Warning" setting to organizational standards. CC ID 09988 | Configuration | Preventive | |
| Configure the "With Authentication" setting to organizational standards. CC ID 09989 | Configuration | Preventive | |
| Configure the "Auto-Join" setting to organizational standards. CC ID 09990 | Configuration | Preventive | |
| Configure the "AirDrop Discoverability" setting to organizational standards. CC ID 09991 | Configuration | Preventive | |
| Configure the "Wi-Fi" setting to organizational standards. CC ID 09992 | Configuration | Preventive | |
| Configure the "Personal Hotspot" setting to organizational standards. CC ID 09994 | Configuration | Preventive | |
| Configure the "Notifications View" setting for "Access on Lock Screen" to organizational standards. CC ID 09995 | Configuration | Preventive | |
| Configure the "Find My iPhone" setting to organizational standards. CC ID 09996 | Configuration | Preventive | |
| Configure the "iPhone Unlock" setting to organizational standards. CC ID 09997 | Configuration | Preventive | |
| Configure the "Access on Lock Screen" setting to organizational standards. CC ID 09998 | Configuration | Preventive | |
| Configure the "Forget this Network" setting to organizational standards. CC ID 09999 | Configuration | Preventive | |
| Configure the "Ask to Join Networks" setting to organizational standards. CC ID 10000 | Configuration | Preventive | |
| Configure the "Fraudulent Website Warning" setting to organizational standards. CC ID 10001 | Configuration | Preventive | |
| Configure the "Credit Cards" setting to organizational standards. CC ID 10002 | Configuration | Preventive | |
| Configure the "Saved Credit Card Information" setting to organizational standards. CC ID 10003 | Configuration | Preventive | |
| Configure the "Do Not Track" setting to organizational standards. CC ID 10004 | Configuration | Preventive | |
| Configure the "With Authentication" setting to organizational standards. CC ID 10005 | Configuration | Preventive | |
| Configure the "Allow Move" setting to organizational standards. CC ID 10006 | Configuration | Preventive | |
| Configure the "Use Only in Mail" setting to organizational standards. CC ID 10007 | Configuration | Preventive | |
| Configure mobile devices to organizational standards. CC ID 04639 | Configuration | Preventive | |
| Configure mobile devices to separate organizational data from personal data. CC ID 16463 | Configuration | Preventive | |
| Configure the mobile device properties to organizational standards. CC ID 04640 | Configuration | Preventive | |
| Configure the mobile device menu items to organizational standards. CC ID 04641 | Configuration | Preventive | |
| Configure the BlackBerry handheld device driver settings. CC ID 04642 | Configuration | Preventive | |
| Verify only BlackBerry Enterprise Server e-mail software and e-mail hardware is being used. CC ID 04601 | Technical Security | Preventive | |
| Configure the BlackBerry Enterprise Server with either BlackBerry DMZ Solution or the BlackBerry firewall solution. CC ID 04602 | Configuration | Preventive | |
| Configure automatic master key generation on the BlackBerry Enterprise Server. CC ID 04608 | Configuration | Preventive | |
| Train BlackBerry handheld device users on the Bluetooth Smart Card Reader's proper usage. CC ID 04603 | Behavior | Preventive | |
| Verify metamessage software is not installed on BlackBerry handheld devices. CC ID 04604 | Technical Security | Preventive | |
| Configure e-mail messages to not display a signature line stating the message was sent from a Portable Electronic Device. CC ID 04605 | Configuration | Preventive | |
| Verify only the specific mobile device web browser software is installed. CC ID 04606 | Configuration | Preventive | |
| Update the software and master keys for mobile Personal Electronic Devices every 30 days. CC ID 04607 | Configuration | Preventive | |
| Enable content protection on mobile devices. CC ID 04609 | Configuration | Preventive | |
| Configure the application policy groups for each mobile Personal Electronic Device. CC ID 04610 | Configuration | Preventive | |
| Configure the BlackBerry Messenger policy group settings. CC ID 04611 | Configuration | Preventive | |
| Configure the Camera policy group settings. CC ID 04614 | Configuration | Preventive | |
| Configure the Bluetooth policy group settings. CC ID 04612 | Configuration | Preventive | |
| Configure the Bluetooth Smart Card Reader policy group settings. CC ID 04613 | Configuration | Preventive | |
| Configure the Browser policy group settings. CC ID 04615 | Configuration | Preventive | |
| Configure the Certificate Sync policy group settings. CC ID 04616 | Configuration | Preventive | |
| Configure the CMIME policy group settings. CC ID 04617 | Configuration | Preventive | |
| Configure the Common policy group settings. CC ID 04618 | Configuration | Preventive | |
| Configure the Desktop-only policy group settings. CC ID 04619 | Configuration | Preventive | |
| Configure the IOT Application policy group settings. CC ID 04620 | Configuration | Preventive | |
| Configure the Device-only policy group settings. CC ID 04621 | Configuration | Preventive | |
| Configure the Desktop policy group settings. CC ID 04622 | Configuration | Preventive | |
| Configure the Global items policy group settings. CC ID 04623 | Configuration | Preventive | |
| Configure the Location Based Services policy group settings. CC ID 04624 | Configuration | Preventive | |
| Configure the MDS policy group settings. CC ID 04625 | Configuration | Preventive | |
| Configure the On-Device Help policy group settings. CC ID 04626 | Configuration | Preventive | |
| Configure the Password policy group settings. CC ID 04627 | Configuration | Preventive | |
| Configure the PIM Sync policy group settings. CC ID 04628 | Configuration | Preventive | |
| Configure the Secure E-mail policy group settings. CC ID 04629 | Configuration | Preventive | |
| Configure the Memory Cleaner policy group settings. CC ID 04630 | Configuration | Preventive | |
| Configure the Security policy group settings. CC ID 04631 | Configuration | Preventive | |
| Configure the Service Exclusivity policy group settings. CC ID 04632 | Configuration | Preventive | |
| Configure the SIM Application Toolkit policy group settings. CC ID 04633 | Configuration | Preventive | |
| Configure the Smart Dialing policy group settings. CC ID 04634 | Configuration | Preventive | |
| Configure the S/MIME policy group settings. CC ID 04635 | Configuration | Preventive | |
| Configure the TCP policy group settings. CC ID 04636 | Configuration | Preventive | |
| Configure the WTLS (Application) policy group settings. CC ID 04638 | Configuration | Preventive | |
| Configure emergency and critical e-mail notifications so that they are digitally signed. CC ID 04841 | Configuration | Preventive | |
| Enable data-at-rest encryption on mobile devices. CC ID 04842 | Configuration | Preventive | |
| Disable the capability to automatically execute code on mobile devices absent user direction. CC ID 08705 | Configuration | Preventive | |
| Configure environmental sensors on mobile devices. CC ID 10667 | Configuration | Preventive | |
| Prohibit the remote activation of environmental sensors on mobile devices. CC ID 10666 | Configuration | Preventive | |
| Configure the mobile device to explicitly show when an environmental sensor is in use. CC ID 10668 | Configuration | Preventive | |
| Configure the environmental sensor to report collected data to designated personnel only. CC ID 10669 | Configuration | Preventive | |
| Configure Account settings in accordance with organizational standards. CC ID 07603 | Configuration | Preventive | |
| Configure the "Account lockout duration" to organizational standards. CC ID 07771 [Automatically [Selection (one or more): lock the account or node for an [Assignment: organization-defined time period]; lock the account or node until released by an administrator; delay next logon prompt; notify system administrator; take other action] when the maximum number of unsuccessful attempts is exceeded. 03.01.08 b.] | Configuration | Preventive | |
| Configure Logging settings in accordance with organizational standards. CC ID 07611 | Configuration | Preventive | |
| Configure the detailed data elements to be captured for all logs so that events are identified by type, location, subject, user, what data was accessed, etc. CC ID 06331 [{place} Include the following content in audit records: Where the event occurred 03.03.02 a.3. Provide additional information for audit records as needed. 03.03.02 b.] | Configuration | Preventive | |
| Configure the log to capture creates, reads, updates, or deletes of records containing personal data. CC ID 11890 | Log Management | Detective | |
| Configure the log to capture the information referent when personal data is being accessed. CC ID 11968 | Log Management | Detective | |
| Configure the log to capture the user's identification. CC ID 01334 [Include the following content in audit records: Identity of the individuals, subjects, objects, or entities associated with the event 03.03.02 a.6.] | Configuration | Preventive | |
| Configure the log to capture a date and time stamp. CC ID 01336 [{time} Include the following content in audit records: When the event occurred 03.03.02 a.2. Record time stamps for audit records that meet [Assignment: organization-defined granularity of time measurement] and that use Coordinated Universal Time (UTC), have a fixed local time offset from UTC, or include the local time offset as part of the time stamp. 03.03.07 b.] | Configuration | Preventive | |
| Configure the log to capture each auditable event's origination. CC ID 01338 [Include the following content in audit records: Source of the event 03.03.02 a.4.] | Log Management | Detective | |
| Configure the log to uniquely identify each asset. CC ID 01339 [Include the following content in audit records: Identity of the individuals, subjects, objects, or entities associated with the event 03.03.02 a.6.] | Configuration | Preventive | |
| Configure the log to capture remote access information. CC ID 05596 | Configuration | Detective | |
| Configure the log to capture the type of each event. CC ID 06423 [Include the following content in audit records: What type of event occurred 03.03.02 a.1.] | Configuration | Preventive | |
| Configure the log to capture the details of electronic signature transactions. CC ID 16910 | Log Management | Preventive | |
| Configure the log to uniquely identify each accessed record. CC ID 16909 | Log Management | Preventive | |
| Configure the log to capture each event's success or failure indication. CC ID 06424 [Include the following content in audit records: Outcome of the event 03.03.02 a.5.] | Configuration | Preventive | |
| Configure all logs to capture auditable events or actionable events. CC ID 06332 | Configuration | Preventive | |
| Configure the log to capture actions taken by individuals with root privileges or administrative privileges and add logging option to the root file system. CC ID 00645 [Log the execution of privileged functions. 03.01.07 b.] | Log Management | Detective | |
| Configure the event log settings for specific Operating System functions. CC ID 06337 | Configuration | Preventive | |
| Generate an alert when an audit log failure occurs. CC ID 06737 [Alert organizational personnel or roles within [Assignment: organization-defined time period] in the event of an audit logging process failure. 03.03.04 a.] | Configuration | Preventive | |
| Configure Key, Certificate, Password, Authentication and Identity Management settings in accordance with organizational standards. CC ID 07621 | Configuration | Preventive | |
| Configure the "Password must meet complexity requirements" to organizational standards. CC ID 07743 [Enforce the following composition and complexity rules for passwords: [Assignment: organization-defined composition and complexity rules]. 03.05.07 f.] | Configuration | Preventive | |
| Configure the "Enforce password history" to organizational standards. CC ID 07877 [Prevent the reuse of identifiers for [Assignment: organization-defined time period]. 03.05.05 c.] | Configuration | Preventive | |
| Configure security and protection software according to Organizational Standards. CC ID 11917 | Configuration | Preventive | |
| Configure security and protection software to check for up-to-date signature files. CC ID 00576 [Update malicious code protection mechanisms as new releases are available in accordance with configuration management policies and procedures. 03.14.02 b.] | Testing | Detective | |
| Configure security and protection software to check e-mail attachments. CC ID 11860 [Configure malicious code protection mechanisms to: Perform scans of the system [Assignment: organization-defined frequency] and real-time scans of files from external sources at endpoints or system entry and exit points as the files are downloaded, opened, or executed; and 03.14.02 c.1.] | Configuration | Preventive | |
| Establish, implement, and maintain a Configuration Baseline Documentation Record. CC ID 02130 [Review and update the baseline configuration of the system [Assignment: organization-defined frequency] and when system components are installed or modified. 03.04.01 b.] | Establish/Maintain Documentation | Preventive | |
| Document and approve any changes to the Configuration Baseline Documentation Record. CC ID 12104 | Establish/Maintain Documentation | Preventive | |
| Create a hardened image of the baseline configuration to be used for building new systems. CC ID 07063 | Configuration | Preventive | |
| Store master images on securely configured servers. CC ID 12089 | Technical Security | Preventive | |
| Test systems to ensure they conform to configuration baselines. CC ID 13062 | Testing | Detective | |
| Update the security configuration of hardened images, as necessary. CC ID 12088 | Technical Security | Corrective | |
| Audit the configuration of organizational assets, as necessary. CC ID 13653 [Monitor and review activities associated with configuration-controlled changes to the system. 03.04.03 d.] | Audits and Risk Management | Detective | |
| Audit assets after maintenance was performed. CC ID 13657 | Audits and Risk Management | Detective | |
Systems design, build, and implementation | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | TYPE | CLASS | |
|---|---|---|---|
| Systems design, build, and implementation CC ID 00989 | IT Impact Zone | IT Impact Zone | |
| Initiate the System Development Life Cycle planning phase. CC ID 06266 | Systems Design, Build, and Implementation | Preventive | |
| Establish, implement, and maintain system design principles and system design guidelines. CC ID 01057 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain security design principles. CC ID 14718 [Apply the following systems security engineering principles to the development or modification of the system and system components: [Assignment: organization-defined systems security engineering principles]. 03.16.01 ¶ 1] | Systems Design, Build, and Implementation | Preventive | |
| Include reduced complexity of systems or system components in the security design principles. CC ID 14753 | Systems Design, Build, and Implementation | Preventive | |
| Include self-reliant trustworthiness of systems or system components in the security design principles. CC ID 14752 | Systems Design, Build, and Implementation | Preventive | |
| Include partially ordered dependencies of systems or system components in the security design principles. CC ID 14751 | Systems Design, Build, and Implementation | Preventive | |
| Include modularity and layering of systems or system components in the security design principles. CC ID 14750 | Systems Design, Build, and Implementation | Preventive | |
| Include secure evolvability of systems or system components in the security design principles. CC ID 14749 | Systems Design, Build, and Implementation | Preventive | |
| Include continuous protection of systems or system components in the security design principles. CC ID 14748 | Establish/Maintain Documentation | Preventive | |
| Include least common mechanisms between systems or system components in the security design principles. CC ID 14747 | Systems Design, Build, and Implementation | Preventive | |
| Include secure system modification of systems or system components in the security design principles. CC ID 14746 | Systems Design, Build, and Implementation | Preventive | |
| Include clear abstractions of systems or system components in the security design principles. CC ID 14745 | Systems Design, Build, and Implementation | Preventive | |
| Include secure failure and recovery of systems or system components in the security design principles. CC ID 14744 | Systems Design, Build, and Implementation | Preventive | |
| Include repeatable and documented procedures for systems or system components in the security design principles. CC ID 14743 | Systems Design, Build, and Implementation | Preventive | |
| Include least privilege of systems or system components in the security design principles. CC ID 14742 | Systems Design, Build, and Implementation | Preventive | |
| Include minimized sharing of systems or system components in the security design principles. CC ID 14741 | Systems Design, Build, and Implementation | Preventive | |
| Include acceptable security of systems or system components in the security design principles. CC ID 14740 | Systems Design, Build, and Implementation | Preventive | |
| Include minimized security elements in systems or system components in the security design principles. CC ID 14739 | Systems Design, Build, and Implementation | Preventive | |
| Include hierarchical protection in systems or system components in the security design principles. CC ID 14738 | Systems Design, Build, and Implementation | Preventive | |
| Include self-analysis of systems or system components in the security design principles. CC ID 14737 | Systems Design, Build, and Implementation | Preventive | |
| Include inverse modification thresholds in systems or system components in the security design principles. CC ID 14736 | Systems Design, Build, and Implementation | Preventive | |
| Include efficiently mediated access to systems or system components in the security design principles. CC ID 14735 | Systems Design, Build, and Implementation | Preventive | |
| Include secure distributed composition of systems or system components in the security design principles. CC ID 14734 | Systems Design, Build, and Implementation | Preventive | |
| Include minimization of systems or system components in the security design principles. CC ID 14733 | Systems Design, Build, and Implementation | Preventive | |
| Include secure defaults in systems or system components in the security design principles. CC ID 14732 | Systems Design, Build, and Implementation | Preventive | |
| Include trusted communications channels for systems or system components in the security design principles. CC ID 14731 | Systems Design, Build, and Implementation | Preventive | |
| Include economic security in systems or system components in the security design principles. CC ID 14730 | Systems Design, Build, and Implementation | Preventive | |
| Include trusted components of systems or system components in the security design principles. CC ID 14729 | Systems Design, Build, and Implementation | Preventive | |
| Include procedural rigor in systems or system components in the security design principles. CC ID 14728 | Systems Design, Build, and Implementation | Preventive | |
| Include accountability and traceability of systems or system components in the security design principles. CC ID 14727 | Systems Design, Build, and Implementation | Preventive | |
| Include hierarchical trust in systems or system components in the security design principles. CC ID 14726 | Systems Design, Build, and Implementation | Preventive | |
| Include sufficient documentation for systems or system components in the security design principles. CC ID 14725 | Systems Design, Build, and Implementation | Preventive | |
| Include performance security of systems or system components in the security design principles. CC ID 14724 | Systems Design, Build, and Implementation | Preventive | |
| Include human factored security in systems or system components in the security design principles. CC ID 14723 | Systems Design, Build, and Implementation | Preventive | |
| Include secure metadata management of systems or system components in the security design principles. CC ID 14722 | Systems Design, Build, and Implementation | Preventive | |
| Include predicate permission of systems or system components in the security design principles. CC ID 14721 | Systems Design, Build, and Implementation | Preventive | |
Technical security | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | TYPE | CLASS | |
|---|---|---|---|
| Technical security CC ID 00508 | IT Impact Zone | IT Impact Zone | |
| Establish, implement, and maintain an access control program. CC ID 11702 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain an access rights management plan. CC ID 00513 | Establish/Maintain Documentation | Preventive | |
| Inventory all user accounts. CC ID 13732 [Define the types of system accounts allowed and prohibited. 03.01.01 a.] | Establish/Maintain Documentation | Preventive | |
| Identify information system users. CC ID 12081 [Specify: Authorized users of the system, 03.01.01 c.1.] | Technical Security | Detective | |
| Review user accounts. CC ID 00525 [Monitor the use of system accounts. 03.01.01 e.] | Technical Security | Detective | |
| Match user accounts to authorized parties. CC ID 12126 | Configuration | Detective | |
| Identify and authenticate processes running on information systems that act on behalf of users. CC ID 12082 [Allow only authorized system access for users (or processes acting on behalf of users) that is necessary to accomplish assigned organizational tasks. 03.01.05 a. Uniquely identify and authenticate system users, and associate that unique identification with processes acting on behalf of those users. 03.05.01 a.] | Technical Security | Detective | |
| Establish and maintain contact information for user accounts, as necessary. CC ID 15418 | Data and Information Management | Preventive | |
| Review shared accounts. CC ID 11840 | Technical Security | Detective | |
| Control access rights to organizational assets. CC ID 00004 [Restrict access to CUI on system media to authorized personnel or roles. 03.08.02 ¶ 1] | Technical Security | Preventive | |
| Configure access control lists in accordance with organizational standards. CC ID 16465 | Configuration | Preventive | |
| Add all devices requiring access control to the Access Control List. CC ID 06264 | Establish/Maintain Documentation | Preventive | |
| Generate but refrain from storing authenticators or Personal Identification Numbers for systems involved in high risk activities. CC ID 06835 | Technical Security | Preventive | |
| Disallow application IDs from running as privileged users. CC ID 10050 | Configuration | Detective | |
| Define roles for information systems. CC ID 12454 [Specify: Group and role membership, and 03.01.01 c.2.] | Human Resources Management | Preventive | |
| Define access needs for each role assigned to an information system. CC ID 12455 | Human Resources Management | Preventive | |
| Define access needs for each system component of an information system. CC ID 12456 | Technical Security | Preventive | |
| Define the level of privilege required for each system component of an information system. CC ID 12457 | Technical Security | Preventive | |
| Establish access rights based on least privilege. CC ID 01411 [Allow only authorized system access for users (or processes acting on behalf of users) that is necessary to accomplish assigned organizational tasks. 03.01.05 a.] | Technical Security | Preventive | |
| Assign user permissions based on job responsibilities. CC ID 00538 [Authorize access to the system based on: Intended system usage. 03.01.01 d.2.] | Technical Security | Preventive | |
| Assign user privileges after they have management sign off. CC ID 00542 | Technical Security | Preventive | |
| Separate processing domains to segregate user privileges and enhance information flow control. CC ID 06767 | Configuration | Preventive | |
| Establish, implement, and maintain lockout procedures or lockout mechanisms to be triggered after a predetermined number of consecutive logon attempts. CC ID 01412 [Enforce a limit of [Assignment: organization-defined number] consecutive invalid logon attempts by a user during a [Assignment: organization-defined time period]. 03.01.08 a. Automatically [Selection (one or more): lock the account or node for an [Assignment: organization-defined time period]; lock the account or node until released by an administrator; delay next logon prompt; notify system administrator; take other action] when the maximum number of unsuccessful attempts is exceeded. 03.01.08 b. Automatically [Selection (one or more): lock the account or node for an [Assignment: organization-defined time period]; lock the account or node until released by an administrator; delay next logon prompt; notify system administrator; take other action] when the maximum number of unsuccessful attempts is exceeded. 03.01.08 b.] | Technical Security | Preventive | |
| Configure the lockout procedure to disregard failed logon attempts after the user is authenticated. CC ID 13822 | Configuration | Preventive | |
| Notify appropriate parties when the maximum number of unsuccessful logon attempts is exceeded. CC ID 17164 [Automatically [Selection (one or more): lock the account or node for an [Assignment: organization-defined time period]; lock the account or node until released by an administrator; delay next logon prompt; notify system administrator; take other action] when the maximum number of unsuccessful attempts is exceeded. 03.01.08 b.] | Communicate | Preventive | |
| Notify the user when an authentication is attempted using an expired authenticator. CC ID 13818 | Communicate | Corrective | |
| Disallow unlocking user accounts absent system administrator approval. CC ID 01413 [Automatically [Selection (one or more): lock the account or node for an [Assignment: organization-defined time period]; lock the account or node until released by an administrator; delay next logon prompt; notify system administrator; take other action] when the maximum number of unsuccessful attempts is exceeded. 03.01.08 b.] | Technical Security | Preventive | |
| Establish, implement, and maintain session lock capabilities. CC ID 01417 [Prevent access to the system by [Selection (one or more): initiating a device lock after [Assignment: organization-defined time period] of inactivity; requiring the user to initiate a device lock before leaving the system unattended]. 03.01.10 a.] | Configuration | Preventive | |
| Limit concurrent sessions according to account type. CC ID 01416 | Configuration | Preventive | |
| Establish session authenticity through Transport Layer Security. CC ID 01627 [Protect the authenticity of communications sessions. 03.13.15 ¶ 1] | Technical Security | Preventive | |
| Configure the "tlsverify" argument to organizational standards. CC ID 14460 | Configuration | Preventive | |
| Configure the "tlscacert" argument to organizational standards. CC ID 14521 | Configuration | Preventive | |
| Configure the "tlscert" argument to organizational standards. CC ID 14520 | Configuration | Preventive | |
| Configure the "tlskey" argument to organizational standards. CC ID 14519 | Configuration | Preventive | |
| Enable access control for objects and users on each system. CC ID 04553 | Configuration | Preventive | |
| Include all system components in the access control system. CC ID 11939 | Technical Security | Preventive | |
| Set access control for objects and users to "deny all" unless explicitly authorized. CC ID 06301 | Process or Activity | Preventive | |
| Enable access control for objects and users to match restrictions set by the system's security classification. CC ID 04850 | Technical Security | Preventive | |
| Enable attribute-based access control for objects and users on information systems. CC ID 16351 | Technical Security | Preventive | |
| Enable role-based access control for objects and users on information systems. CC ID 12458 | Technical Security | Preventive | |
| Include the objects and users subject to access control in the security policy. CC ID 11836 | Establish/Maintain Documentation | Preventive | |
| Assign Information System access authorizations if implementing segregation of duties. CC ID 06323 | Establish Roles | Preventive | |
| Enforce access restrictions for change control. CC ID 01428 [{physical access restriction} Define, document, approve, and enforce physical and logical access restrictions associated with changes to the system. 03.04.05 ¶ 1 {physical access restriction} Define, document, approve, and enforce physical and logical access restrictions associated with changes to the system. 03.04.05 ¶ 1 {physical access restriction} Define, document, approve, and enforce physical and logical access restrictions associated with changes to the system. 03.04.05 ¶ 1] | Technical Security | Preventive | |
| Enforce access restrictions for restricted data. CC ID 01921 | Data and Information Management | Preventive | |
| Permit a limited set of user actions absent identification and authentication. CC ID 04849 | Technical Security | Preventive | |
| Perform a risk assessment prior to activating third party access to the organization's critical systems. CC ID 06455 | Testing | Detective | |
| Activate third party maintenance accounts and user identifiers, as necessary. CC ID 04262 | Technical Security | Preventive | |
| Establish, implement, and maintain a system use agreement for each information system. CC ID 06500 [Prohibit the use of external systems unless the systems are specifically authorized. 03.01.20 a. Establish the following security requirements to be satisfied on external systems prior to allowing use of or access to those systems by authorized individuals: [Assignment: organization-defined security requirements]. 03.01.20 b.] | Establish/Maintain Documentation | Preventive | |
| Accept and sign the system use agreement before data or system access is enabled. CC ID 06501 | Establish/Maintain Documentation | Preventive | |
| Display a logon banner and appropriate logon message before granting access to the system. CC ID 06770 [{privacy notices} Display a system use notification message with privacy and security notices consistent with applicable CUI rules before granting access to the system. 03.01.09 ¶ 1] | Technical Security | Preventive | |
| Display previous logon information in the logon banner. CC ID 01415 | Configuration | Preventive | |
| Document actions that can be performed on an information system absent identification and authentication of the user. CC ID 06771 | Establish/Maintain Documentation | Preventive | |
| Use automatic equipment identification as a method of connection authentication absent an individual's identification and authentication. CC ID 06964 | Technical Security | Preventive | |
| Control user privileges. CC ID 11665 [{information system} Restrict s="term_primary-noun">privileged accounts on the system to [Assignment: organization-defined personnel or roles]. 03.01.06 a. Specify: Access authorizations (i.e., privileges) for each account. 03.01.01 c.3.] | Technical Security | Preventive | |
| Establish and maintain a list of individuals authorized to perform privileged functions. CC ID 17005 | Establish/Maintain Documentation | Preventive | |
| Review all user privileges, as necessary. CC ID 06784 [Review the privileges assigned to roles or classes of users [Assignment: organization-defined frequency] to validate the need for such privileges. 03.01.05 c. Reassign or remove privileges, as necessary. 03.01.05 d.] | Technical Security | Preventive | |
| Revoke asset access when a personnel status change occurs or an individual is terminated. CC ID 00516 | Behavior | Corrective | |
| Encrypt files and move them to a secure file server when a user account is disabled. CC ID 07065 | Configuration | Preventive | |
| Review and update accounts and access rights when notified of personnel status changes. CC ID 00788 [When individuals are reassigned or transferred to other positions in the organization: Review and confirm the ongoing operational need for current logical and physical access authorizations to the system and facility, and 03.09.02 b.1. When individuals are reassigned or transferred to other positions in the organization: Modify access authorization to correspond with any changes in operational need. 03.09.02 b.2.] | Behavior | Corrective | |
| Review each user's access capabilities when their role changes. CC ID 00524 | Technical Security | Preventive | |
| Change authenticators after personnel status changes. CC ID 12284 | Human Resources Management | Preventive | |
| Establish and maintain a Digital Rights Management program. CC ID 07093 | Establish/Maintain Documentation | Preventive | |
| Enable products restricted by Digital Rights Management to be used while offline. CC ID 07094 | Technical Security | Preventive | |
| Establish, implement, and maintain User Access Management procedures. CC ID 00514 | Technical Security | Preventive | |
| Establish, implement, and maintain an authority for access authorization list. CC ID 06782 | Establish/Maintain Documentation | Preventive | |
| Review and approve logical access to all assets based upon organizational policies. CC ID 06641 [Enforce approved authorizations for logical access to CUI and system resources in accordance with applicable access control policies. 03.01.02 ¶ 1 Receive authorization from organizational personnel or roles to assign an individual, group, role, service, or device identifier. 03.05.05 a.] | Technical Security | Preventive | |
| Control the addition and modification of user identifiers, user credentials, or other authenticators. CC ID 00515 [Select and assign an identifier that identifies an individual, group, role, service, or device. 03.05.05 b.] | Technical Security | Preventive | |
| Assign roles and responsibilities for administering user account management. CC ID 11900 | Human Resources Management | Preventive | |
| Automate access control methods, as necessary. CC ID 11838 | Technical Security | Preventive | |
| Automate Access Control Systems, as necessary. CC ID 06854 | Technical Security | Preventive | |
| Refrain from storing logon credentials for third party applications. CC ID 13690 | Technical Security | Preventive | |
| Refrain from allowing user access to identifiers and authenticators used by applications. CC ID 10048 | Technical Security | Preventive | |
| Notify interested personnel when user accounts are added or deleted. CC ID 14327 | Communicate | Detective | |
| Remove inactive user accounts, as necessary. CC ID 00517 [Disable system accounts when: The accounts have expired, 03.01.01 f.1. Disable system accounts when: The accounts have been inactive for [Assignment: organization-defined time period], 03.01.01 f.2. Disable system accounts when: The accounts are no longer associated with a user or individual, 03.01.01 f.3. Disable system accounts when: The accounts are in violation of organizational policy, or 03.01.01 f.4.] | Technical Security | Corrective | |
| Establish, implement, and maintain user accounts in accordance with the organizational Governance, Risk, and Compliance framework. CC ID 00526 [Define the types of system accounts allowed and prohibited. 03.01.01 a. Create, enable, modify, disable, and remove system accounts in accordance with policy, procedures, prerequisites, and criteria. 03.01.01 b. Create, enable, modify, disable, and remove system accounts in accordance with policy, procedures, prerequisites, and criteria. 03.01.01 b. Create, enable, modify, disable, and remove system accounts in accordance with policy, procedures, prerequisites, and criteria. 03.01.01 b. Create, enable, modify, disable, and remove system accounts in accordance with policy, procedures, prerequisites, and criteria. 03.01.01 b. Disable system accounts when: Significant risks associated with individuals are discovered. 03.01.01 f.5.] | Technical Security | Preventive | |
| Establish, implement, and maintain access control procedures. CC ID 11663 | Establish/Maintain Documentation | Preventive | |
| Grant access to authorized personnel or systems. CC ID 12186 [Authorize access to the system based on: A valid access authorization and 03.01.01 d.1. Authorize access to [Assignment: organization-defined security functions] and [Assignment: organization-defined security-relevant information]. 03.01.05 b.] | Configuration | Preventive | |
| Document approving and granting access in the access control log. CC ID 06786 | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate the access control log to interested personnel and affected parties. CC ID 16442 | Communicate | Preventive | |
| Include the user identifiers of all personnel who are authorized to access a system in the system record. CC ID 15171 | Establish/Maintain Documentation | Preventive | |
| Include identity information of all personnel who are authorized to access a system in the system record. CC ID 16406 | Establish/Maintain Documentation | Preventive | |
| Include the user's location in the system record. CC ID 16996 | Log Management | Preventive | |
| Include the date and time that access was reviewed in the system record. CC ID 16416 | Data and Information Management | Preventive | |
| Include the date and time that access rights were changed in the system record. CC ID 16415 | Establish/Maintain Documentation | Preventive | |
| Include digital identification procedures in the access control program. CC ID 11841 | Technical Security | Preventive | |
| Employ unique identifiers. CC ID 01273 [{be unique} Manage individual identifiers by uniquely identifying each individual as [Assignment: organization-defined characteristic identifying individual status]. 03.05.05 d. Select and assign an identifier that identifies an individual, group, role, service, or device. 03.05.05 b. Uniquely identify and authenticate system users, and associate that unique identification with processes acting on behalf of those users. 03.05.01 a.] | Testing | Detective | |
| Disseminate and communicate user identifiers and authenticators using secure communication protocols. CC ID 06791 [{lost authenticators} {compromised authenticators} Establish and implement administrative procedures for initial authenticator distribution; for lost, compromised, or damaged authenticators; and for revoking authenticators. 03.05.12 c.] | Data and Information Management | Preventive | |
| Authenticate user identities before manually resetting an authenticator. CC ID 04567 [Verify the identity of the individual, group, role, service, or device receiving the authenticator as part of the initial authenticator distribution. 03.05.12 a.] | Testing | Detective | |
| Require proper authentication for user identifiers. CC ID 11785 | Technical Security | Preventive | |
| Assign authentication mechanisms for user account authentication. CC ID 06856 | Configuration | Preventive | |
| Establish and maintain a memorized secret list. CC ID 13791 [{commonly used passwords} Maintain a list of commonly-used, expected, or compromised passwords, and update the list [Assignment: organization-defined frequency] and when organizational passwords are suspected to have been compromised. 03.05.07 a. {commonly used passwords} Verify that passwords are not found on the list of commonly used, expected, or compromised passwords when users create or update passwords. 03.05.07 b.] | Establish/Maintain Documentation | Preventive | |
| Identify and control all network access controls. CC ID 00529 | Technical Security | Preventive | |
| Establish, implement, and maintain a network configuration standard. CC ID 00530 [Establish usage restrictions, configuration requirements, and connection requirements for each type of allowable remote system access. 03.01.12 a.] | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain network segmentation requirements. CC ID 16380 | Establish/Maintain Documentation | Preventive | |
| Enforce the network segmentation requirements. CC ID 16381 | Process or Activity | Preventive | |
| Protect system or device management and control planes from unwanted user plane traffic. CC ID 17063 | Technical Security | Preventive | |
| Ensure the data plane, control plane, and management plane have been segregated according to organizational standards. CC ID 16385 | Technical Security | Preventive | |
| Establish, implement, and maintain a network security policy. CC ID 06440 | Establish/Maintain Documentation | Preventive | |
| Include compliance requirements in the network security policy. CC ID 14205 | Establish/Maintain Documentation | Preventive | |
| Include coordination amongst entities in the network security policy. CC ID 14204 | Establish/Maintain Documentation | Preventive | |
| Include management commitment in the network security policy. CC ID 14203 | Establish/Maintain Documentation | Preventive | |
| Include roles and responsibilities in the network security policy. CC ID 14202 | Establish/Maintain Documentation | Preventive | |
| Include the scope in the network security policy. CC ID 14201 | Establish/Maintain Documentation | Preventive | |
| Include the purpose in the network security policy. CC ID 14200 | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate the network security policy to interested personnel and affected parties. CC ID 14199 | Communicate | Preventive | |
| Establish, implement, and maintain system and communications protection procedures. CC ID 14052 | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate the system and communications protection procedures to interested personnel and affected parties. CC ID 14206 | Communicate | Preventive | |
| Establish, implement, and maintain a wireless networking policy. CC ID 06732 [Establish usage restrictions, configuration requirements, and connection requirements for each type of wireless access to the system. 03.01.16 a. Establish usage restrictions, configuration requirements, and connection requirements for each type of wireless access to the system. 03.01.16 a. Authorize each type of wireless access to the system prior to establishing such connections. 03.01.16 b.] | Establish/Maintain Documentation | Preventive | |
| Include usage restrictions for Bluetooth in the wireless networking policy. CC ID 16443 | Establish/Maintain Documentation | Preventive | |
| Maintain up-to-date network diagrams. CC ID 00531 | Establish/Maintain Documentation | Preventive | |
| Include the date of the most recent update on the network diagram. CC ID 14319 | Establish/Maintain Documentation | Preventive | |
| Include virtual systems in the network diagram. CC ID 16324 | Data and Information Management | Preventive | |
| Include the organization's name in the network diagram. CC ID 14318 | Establish/Maintain Documentation | Preventive | |
| Use a passive asset inventory discovery tool to identify assets when network mapping. CC ID 13735 | Process or Activity | Detective | |
| Include Internet Protocol addresses in the network diagram. CC ID 16244 | Establish/Maintain Documentation | Preventive | |
| Include Domain Name System names in the network diagram. CC ID 16240 | Establish/Maintain Documentation | Preventive | |
| Accept, by formal signature, the security implications of the network topology. CC ID 12323 | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate network diagrams to interested personnel and affected parties. CC ID 13137 | Communicate | Preventive | |
| Maintain up-to-date data flow diagrams. CC ID 10059 | Establish/Maintain Documentation | Preventive | |
| Use an active asset inventory discovery tool to identify sensitive information for data flow diagrams. CC ID 13737 | Process or Activity | Detective | |
| Establish, implement, and maintain a sensitive information inventory. CC ID 13736 | Establish/Maintain Documentation | Detective | |
| Include information flows to third parties in the data flow diagram. CC ID 13185 | Establish/Maintain Documentation | Preventive | |
| Document where data-at-rest and data in transit is encrypted on the data flow diagram. CC ID 16412 | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate the data flow diagrams to interested personnel and affected parties. CC ID 16407 | Communicate | Preventive | |
| Manage all external network connections. CC ID 11842 [Authorize the connection of mobile devices to the system. 03.01.18 b. Terminate the network connection associated with a communications session at the end of the session or after [Assignment: organization-defined time period] of inactivity. 03.13.09 ¶ 1] | Technical Security | Preventive | |
| Route outbound Internet traffic through a proxy server that supports decrypting network traffic. CC ID 12116 | Technical Security | Preventive | |
| Prevent the insertion of unauthorized network traffic into secure networks. CC ID 17050 | Technical Security | Preventive | |
| Prohibit systems from connecting directly to external networks. CC ID 08709 | Configuration | Preventive | |
| Prohibit systems from connecting directly to internal networks outside the demilitarized zone (DMZ). CC ID 16360 | Technical Security | Preventive | |
| Establish, implement, and maintain a Boundary Defense program. CC ID 00544 [Monitor and control communications at external managed interfaces to the system and key internal managed interfaces within the system. 03.13.01 a. Connect to external systems only through managed interfaces that consist of boundary protection devices arranged in accordance with an organizational security architecture. 03.13.01 c.] | Establish/Maintain Documentation | Preventive | |
| Refrain from disclosing Internet Protocol addresses, routing information, and DNS names, unless necessary. CC ID 11891 | Technical Security | Preventive | |
| Authorize the disclosure of private Internet Protocol addresses and routing information to external entities. CC ID 12034 | Communicate | Preventive | |
| Segregate systems in accordance with organizational standards. CC ID 12546 | Technical Security | Preventive | |
| Implement gateways between security domains. CC ID 16493 | Systems Design, Build, and Implementation | Preventive | |
| Implement resource-isolation mechanisms in organizational networks. CC ID 16438 | Technical Security | Preventive | |
| Segregate servers that contain restricted data or restricted information from direct public access. CC ID 00533 | Technical Security | Preventive | |
| Prevent logical access to dedicated networks from outside the secure areas. CC ID 12310 | Technical Security | Preventive | |
| Design Demilitarized Zones with proper isolation rules. CC ID 00532 | Technical Security | Preventive | |
| Restrict outbound network traffic out of the Demilitarized Zone. CC ID 16881 | Technical Security | Preventive | |
| Restrict inbound network traffic into the Demilitarized Zone. CC ID 01285 | Data and Information Management | Preventive | |
| Restrict inbound network traffic into the Demilitarized Zone to destination addresses within the Demilitarized Zone. CC ID 11998 | Technical Security | Preventive | |
| Restrict inbound Internet traffic within the Demilitarized Zone to system components that provide publicly accessible services, protocols, and ports. CC ID 11993 | Technical Security | Preventive | |
| Segregate applications and databases that contain restricted data or restricted information in an internal network zone. CC ID 01289 [Implement subnetworks for publicly accessible system components that are physically or logically separated from internal networks. 03.13.01 b.] | Data and Information Management | Preventive | |
| Establish, implement, and maintain a network access control standard. CC ID 00546 [Establish usage restrictions, configuration requirements, and connection requirements for each type of allowable remote system access. 03.01.12 a.] | Establish/Maintain Documentation | Preventive | |
| Include assigned roles and responsibilities in the network access control standard. CC ID 06410 | Establish Roles | Preventive | |
| Employ firewalls to secure network connections between networks of different security categorizations. CC ID 16373 | Technical Security | Preventive | |
| Employ firewalls to secure network connections between trusted networks and untrusted networks, as necessary. CC ID 11821 | Technical Security | Preventive | |
| Place firewalls between security domains and between any Demilitarized Zone and internal network zones. CC ID 01274 | Configuration | Preventive | |
| Place firewalls between wireless networks and applications or databases that contain restricted data or restricted information. CC ID 01293 | Configuration | Preventive | |
| Place firewalls between all security domains and between any secure subnet and internal network zones. CC ID 11784 | Configuration | Preventive | |
| Separate the wireless access points and wireless bridges from the wired network via a firewall. CC ID 04588 | Technical Security | Preventive | |
| Include configuration management and rulesets in the network access control standard. CC ID 11845 | Establish/Maintain Documentation | Preventive | |
| Secure the network access control standard against unauthorized changes. CC ID 11920 | Establish/Maintain Documentation | Preventive | |
| Employ centralized management systems to configure and control networks, as necessary. CC ID 12540 | Technical Security | Preventive | |
| Establish, implement, and maintain a firewall and router configuration standard. CC ID 00541 | Configuration | Preventive | |
| Include testing and approving all network connections through the firewall in the firewall and router configuration standard. CC ID 01270 | Process or Activity | Detective | |
| Include compensating controls implemented for insecure protocols in the firewall and router configuration standard. CC ID 11948 | Establish/Maintain Documentation | Preventive | |
| Include reviewing the rulesets for firewalls and routers in the firewall and router configuration standard, as necessary. CC ID 11903 | Technical Security | Corrective | |
| Include restricting inbound network traffic in the firewall and router configuration standard. CC ID 11960 | Establish/Maintain Documentation | Preventive | |
| Include restricting outbound network traffic in the firewall and router configuration standard. CC ID 11961 | Establish/Maintain Documentation | Preventive | |
| Include requirements for a firewall at each Internet connection and between any demilitarized zone and the internal network zone in the firewall and router configuration standard. CC ID 12435 | Establish/Maintain Documentation | Preventive | |
| Include network diagrams that identify connections between all subnets and wireless networks in the firewall and router configuration standard. CC ID 12434 | Establish/Maintain Documentation | Preventive | |
| Include network diagrams that identify storage or processing locations of all restricted data in the firewall and router configuration standard. CC ID 12426 | Establish/Maintain Documentation | Preventive | |
| Deny or strictly control wireless traffic to applications or databases that contain restricted data or restricted information. CC ID 11847 | Configuration | Preventive | |
| Include a protocols, ports, applications, and services list in the firewall and router configuration standard. CC ID 00537 [Prohibit or restrict use of the following functions, ports, protocols, connections, and services: [Assignment: organization-defined functions, ports, protocols, connections, and services]. 03.04.06 b.] | Establish/Maintain Documentation | Preventive | |
| Configure network ports to organizational standards. CC ID 14007 | Configuration | Preventive | |
| Include approval of the protocols, ports, applications, and services list in the firewall and router configuration standard. CC ID 12547 | Establish/Maintain Documentation | Preventive | |
| Include the use of protocols above and beyond common information service protocols in the protocols, ports, applications, and services list in the firewall and router configuration standard. CC ID 00539 | Establish/Maintain Documentation | Preventive | |
| Include justifying the use of risky protocols in the protocols, ports, applications, and services list in the firewall and router configuration standard. CC ID 01280 | Establish/Maintain Documentation | Preventive | |
| Document and implement security features for each identified insecure service, protocol, and port in the protocols, ports, applications, and services list. CC ID 12033 | Establish/Maintain Documentation | Preventive | |
| Identify the insecure services, protocols, and ports in the protocols, ports, applications, and services list in the firewall and router configuration. CC ID 12032 [Review the system [Assignment: organization-defined frequency] to identify unnecessary or nonsecure functions, ports, protocols, connections, and services. 03.04.06 c.] | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate the protocols, ports, applications, and services list to interested personnel and affected parties. CC ID 17089 | Communicate | Preventive | |
| Install and configure firewalls to be enabled on all mobile devices, if possible. CC ID 00550 | Configuration | Preventive | |
| Lock personal firewall configurations to prevent them from being disabled or changed by end users. CC ID 06420 | Technical Security | Preventive | |
| Configure network access and control points to protect restricted information and restricted functions. CC ID 01284 | Configuration | Preventive | |
| Protect data stored at external locations. CC ID 16333 | Data and Information Management | Preventive | |
| Configure security alerts in firewalls to include the source Internet protocol address and destination Internet protocol address associated with long sessions. CC ID 12174 | Configuration | Detective | |
| Protect the firewall's network connection interfaces. CC ID 01955 | Technical Security | Preventive | |
| Configure firewalls to deny all traffic by default, except explicitly designated traffic. CC ID 00547 [Deny network communications traffic by default, and allow network communications traffic by exception. 03.13.06 ¶ 1] | Configuration | Preventive | |
| Allow local program exceptions on the firewall, as necessary. CC ID 01956 | Configuration | Preventive | |
| Allow remote administration exceptions on the firewall, as necessary. CC ID 01957 | Configuration | Preventive | |
| Allow file sharing exceptions on the firewall, as necessary. CC ID 01958 | Configuration | Preventive | |
| Allow printer sharing exceptions on the firewall, as necessary. CC ID 11849 | Configuration | Preventive | |
| Allow Internet Control Message Protocol exceptions on the firewall, as necessary. CC ID 01959 | Configuration | Preventive | |
| Allow Remote Desktop Connection exceptions on the firewall, as necessary. CC ID 01960 | Configuration | Preventive | |
| Allow UPnP framework exceptions on the firewall, as necessary. CC ID 01961 | Configuration | Preventive | |
| Allow notification exceptions on the firewall, as necessary. CC ID 01962 | Configuration | Preventive | |
| Allow unicast response to multicast or broadcast exceptions on the firewall, as necessary. CC ID 01964 | Configuration | Preventive | |
| Allow protocol port exceptions on the firewall, as necessary. CC ID 01965 | Configuration | Preventive | |
| Allow local port exceptions on the firewall, as necessary. CC ID 01966 | Configuration | Preventive | |
| Establish, implement, and maintain internet protocol address filters on the firewall, as necessary CC ID 01287 | Configuration | Preventive | |
| Configure firewalls to perform dynamic packet filtering. CC ID 01288 | Testing | Detective | |
| Establish, implement, and maintain packet filtering requirements. CC ID 16362 | Technical Security | Preventive | |
| Filter packets based on IPv6 header fields. CC ID 17048 | Technical Security | Preventive | |
| Configure firewall filtering to only permit established connections into the network. CC ID 12482 | Technical Security | Preventive | |
| Restrict outbound network traffic from systems that contain restricted data or restricted information. CC ID 01295 | Data and Information Management | Preventive | |
| Filter traffic at firewalls based on application layer attributes. CC ID 17054 | Technical Security | Preventive | |
| Deny direct Internet access to databases that store restricted data or restricted information. CC ID 01271 | Data and Information Management | Preventive | |
| Synchronize and secure all router configuration files. CC ID 01291 | Configuration | Preventive | |
| Synchronize and secure all firewall configuration files. CC ID 11851 | Configuration | Preventive | |
| Configure firewalls to generate an audit log. CC ID 12038 | Audits and Risk Management | Preventive | |
| Configure firewalls to generate an alert when a potential security incident is detected. CC ID 12165 | Configuration | Preventive | |
| Record the configuration rules for network access and control points in the configuration management system. CC ID 12105 | Establish/Maintain Documentation | Preventive | |
| Record the duration of the business need associated with changes to the configuration rules for network access and control points in the configuration management system. CC ID 12107 | Establish/Maintain Documentation | Preventive | |
| Record each individual's name and business need associated with changes to the configuration rules for network access and control points in the configuration management system. CC ID 12106 | Establish/Maintain Documentation | Preventive | |
| Configure network access and control points to organizational standards. CC ID 12442 | Configuration | Detective | |
| Install and configure application layer firewalls for all key web-facing applications. CC ID 01450 | Configuration | Preventive | |
| Update application layer firewalls to the most current version. CC ID 12037 | Process or Activity | Preventive | |
| Enforce information flow control. CC ID 11781 | Monitor and Evaluate Occurrences | Preventive | |
| Establish, implement, and maintain information flow control configuration standards. CC ID 01924 | Establish/Maintain Documentation | Preventive | |
| Require the system to identify and authenticate approved devices before establishing a connection. CC ID 01429 [Uniquely identify and authenticate [Assignment: organization-defined devices or types of devices] before establishing a system connection. 03.05.02 ¶ 1] | Testing | Preventive | |
| Maintain a record of the challenge state during identification and authentication in an automated information exchange. CC ID 06629 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain information flow control policies inside the system and between interconnected systems. CC ID 01410 [Enforce approved authorizations for controlling the flow of CUI within the system and between connected systems. 03.01.03 ¶ 1] | Establish/Maintain Documentation | Preventive | |
| Define risk tolerance to illicit data flow for each type of information classification. CC ID 01923 | Data and Information Management | Preventive | |
| Establish, implement, and maintain a document printing policy. CC ID 14384 | Establish/Maintain Documentation | Preventive | |
| Include printing to personal printers during a continuity event in the document printing policy. CC ID 14396 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain information flow procedures. CC ID 04542 | Establish/Maintain Documentation | Preventive | |
| Disclose non-privacy related restricted information after a court makes a determination the information is material to a court case. CC ID 06242 | Data and Information Management | Preventive | |
| Exchange non-privacy related restricted information with approved third parties if the information supports an approved activity. CC ID 06243 | Data and Information Management | Preventive | |
| Establish, implement, and maintain information exchange procedures. CC ID 11782 [Approve and manage the exchange of CUI between the system and other systems using [Selection (one or more): interconnection security agreements; information exchange security agreements; memoranda of understanding or agreement; service-level agreements; user agreements; non-disclosure agreements; other types of agreements]. 03.12.05 a. Approve and manage the exchange of CUI between the system and other systems using [Selection (one or more): interconnection security agreements; information exchange security agreements; memoranda of understanding or agreement; service-level agreements; user agreements; non-disclosure agreements; other types of agreements]. 03.12.05 a.] | Establish/Maintain Documentation | Preventive | |
| Include the connected Information Technology assets in the information exchange procedures. CC ID 17025 | Establish/Maintain Documentation | Preventive | |
| Include connection termination procedures in the information exchange procedures. CC ID 17027 | Establish/Maintain Documentation | Preventive | |
| Include the data sensitivity levels in the information exchange procedures. CC ID 17024 | Establish/Maintain Documentation | Preventive | |
| Include communication requirements in the information exchange procedures. CC ID 17026 | Establish/Maintain Documentation | Preventive | |
| Include roles and responsibilities in the information exchange procedures. CC ID 17023 | Establish/Maintain Documentation | Preventive | |
| Include implementation procedures in the information exchange procedures. CC ID 17022 | Establish/Maintain Documentation | Preventive | |
| Include security controls in the information exchange procedures. CC ID 17021 | Establish/Maintain Documentation | Preventive | |
| Include testing procedures in the information exchange procedures. CC ID 17020 | Establish/Maintain Documentation | Preventive | |
| Include measurement criteria in the information exchange procedures. CC ID 17019 | Establish/Maintain Documentation | Preventive | |
| Include training requirements in the information exchange procedures. CC ID 17017 | Establish/Maintain Documentation | Preventive | |
| Test the information exchange procedures. CC ID 17115 | Testing | Preventive | |
| Perform content sanitization on data-in-transit. CC ID 16512 | Data and Information Management | Preventive | |
| Perform content conversion on data-in-transit. CC ID 16510 | Data and Information Management | Preventive | |
| Protect data from unauthorized access while transmitting between separate parts of the system. CC ID 16499 | Data and Information Management | Preventive | |
| Protect data from modification or loss while transmitting between separate parts of the system. CC ID 04554 | Data and Information Management | Preventive | |
| Protect data from unauthorized disclosure while transmitting between separate parts of the system. CC ID 11859 | Data and Information Management | Preventive | |
| Review and approve information exchange system connections. CC ID 07143 | Technical Security | Preventive | |
| Log issuers who send personal data in cleartext in the transfer audit log. CC ID 12312 | Log Management | Preventive | |
| Establish, implement, and maintain measures to detect and prevent the use of unsafe internet services. CC ID 13104 | Technical Security | Preventive | |
| Refrain from storing restricted data at unsafe Internet services or virtual servers. CC ID 13107 | Technical Security | Preventive | |
| Establish, implement, and maintain whitelists and blacklists of domain names. CC ID 07097 | Establish/Maintain Documentation | Preventive | |
| Revoke membership in the whitelist, as necessary. CC ID 13827 | Establish/Maintain Documentation | Corrective | |
| Deploy sender policy framework records in the organization's Domain Name Servers. CC ID 12183 | Configuration | Preventive | |
| Block uncategorized sites using URL filtering. CC ID 12140 | Technical Security | Preventive | |
| Subscribe to a URL categorization service to maintain website category definitions in the URL filter list. CC ID 12139 | Technical Security | Detective | |
| Establish, implement, and maintain whitelists and blacklists of web content. CC ID 15234 | Data and Information Management | Preventive | |
| Establish, implement, and maintain whitelists and blacklists of software. CC ID 11780 [Identify software programs authorized to execute on the system. 03.04.08 a. Review and update the list of authorized software programs [Assignment: organization-defined frequency]. 03.04.08 c.] | Establish/Maintain Documentation | Preventive | |
| Implement information flow control policies when making decisions about information sharing or collaboration. CC ID 10094 | Behavior | Preventive | |
| Secure access to each system component operating system. CC ID 00551 | Configuration | Preventive | |
| Enforce privileged accounts and non-privileged accounts for system access. CC ID 00558 [Require that users (or roles) with privileged accounts use non-privileged accounts when accessing non-security functions or non-security information. 03.01.06 b. Prevent non-privileged users from executing privileged functions. 03.01.07 a.] | Technical Security | Preventive | |
| Create a full text analysis on executed privileged functions. CC ID 06778 | Monitor and Evaluate Occurrences | Detective | |
| Control all methods of remote access and teleworking. CC ID 00559 [Authorize each type of remote system access prior to establishing such connections. 03.01.12 b. Authorize the remote execution of privileged commands and remote access to security-relevant information. 03.01.12 d.] | Technical Security | Preventive | |
| Assign virtual escorting to authorized personnel. CC ID 16440 | Process or Activity | Preventive | |
| Establish, implement, and maintain a remote access and teleworking program. CC ID 04545 [Establish usage restrictions, configuration requirements, and connection requirements for each type of allowable remote system access. 03.01.12 a.] | Establish/Maintain Documentation | Preventive | |
| Include information security requirements in the remote access and teleworking program. CC ID 15704 | Establish/Maintain Documentation | Preventive | |
| Refrain from allowing remote users to copy files to remote devices. CC ID 06792 | Technical Security | Preventive | |
| Control remote administration in accordance with organizational standards. CC ID 04459 [Authorize the remote execution of privileged commands and remote access to security-relevant information. 03.01.12 d.] | Configuration | Preventive | |
| Scan the system to verify modems are disabled or removed, except the modems that are explicitly approved. CC ID 00560 | Testing | Detective | |
| Control remote access through a network access control. CC ID 01421 [Route remote access to the system through authorized and managed access control points. 03.01.12 c.] | Technical Security | Preventive | |
| Install and maintain remote control software and other remote control mechanisms on critical systems. CC ID 06371 | Configuration | Preventive | |
| Prohibit remote access to systems processing cleartext restricted data or restricted information. CC ID 12324 | Technical Security | Preventive | |
| Employ multifactor authentication for remote access to the organization's network. CC ID 12505 [Implement multi-factor authentication and replay resistance in the establishment of nonlocal maintenance and diagnostic sessions. 03.07.05 b.] | Technical Security | Preventive | |
| Implement multifactor authentication techniques. CC ID 00561 [{privileged accounts} Implement multi-factor authentication for access to privileged and non-privileged accounts. 03.05.03 ¶ 1] | Configuration | Preventive | |
| Refrain from allowing individuals to self-enroll into multifactor authentication from untrusted devices. CC ID 17173 | Technical Security | Preventive | |
| Implement phishing-resistant multifactor authentication techniques. CC ID 16541 | Technical Security | Preventive | |
| Document and approve requests to bypass multifactor authentication. CC ID 15464 | Establish/Maintain Documentation | Preventive | |
| Limit the source addresses from which remote administration is performed. CC ID 16393 | Technical Security | Preventive | |
| Protect remote access accounts with encryption. CC ID 00562 | Configuration | Preventive | |
| Monitor and evaluate all remote access usage. CC ID 00563 | Monitor and Evaluate Occurrences | Detective | |
| Manage the use of encryption controls and cryptographic controls. CC ID 00570 | Technical Security | Preventive | |
| Employ cryptographic controls that comply with applicable requirements. CC ID 12491 [Implement the following types of cryptography to protect the confidentiality of CUI: [Assignment: organization-defined types of cryptography]. 03.13.11 ¶ 1] | Technical Security | Preventive | |
| Establish, implement, and maintain cryptographic key management procedures. CC ID 00571 [Establish and manage cryptographic keys in the system in accordance with the following key management requirements: [Assignment: organization-defined requirements for key generation, distribution, storage, access, and destruction]. 03.13.10 ¶ 1] | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate cryptographic key management procedures to interested personnel and affected parties. CC ID 13164 | Communicate | Preventive | |
| Bind keys to each identity. CC ID 12337 | Technical Security | Preventive | |
| Include recommended cryptographic key management procedures for cloud service providers in the cryptographic key management procedures. CC ID 13152 | Establish/Maintain Documentation | Preventive | |
| Include requesting cryptographic key types in the cryptographic key management procedures. CC ID 13151 | Establish/Maintain Documentation | Preventive | |
| Include cryptographic key expiration in the cryptographic key management procedures. CC ID 17079 | Establish/Maintain Documentation | Preventive | |
| Recover encrypted data for lost cryptographic keys, compromised cryptographic keys, or damaged cryptographic keys. CC ID 01301 | Data and Information Management | Preventive | |
| Generate strong cryptographic keys. CC ID 01299 | Data and Information Management | Preventive | |
| Generate unique cryptographic keys for each user. CC ID 12169 | Technical Security | Preventive | |
| Use approved random number generators for creating cryptographic keys. CC ID 06574 | Data and Information Management | Preventive | |
| Implement decryption keys so that they are not linked to user accounts. CC ID 06851 | Technical Security | Preventive | |
| Include the establishment of cryptographic keys in the cryptographic key management procedures. CC ID 06540 | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate cryptographic keys securely. CC ID 01300 | Data and Information Management | Preventive | |
| Control the input and output of cryptographic keys from a cryptographic module. CC ID 06541 | Data and Information Management | Preventive | |
| Store cryptographic keys securely. CC ID 01298 | Data and Information Management | Preventive | |
| Restrict access to cryptographic keys. CC ID 01297 | Data and Information Management | Preventive | |
| Store cryptographic keys in encrypted format. CC ID 06084 | Data and Information Management | Preventive | |
| Store key-encrypting keys and data-encrypting keys in different locations. CC ID 06085 | Technical Security | Preventive | |
| Include offsite backups of cryptographic keys in the cryptographic key management procedures. CC ID 13127 | Establish/Maintain Documentation | Preventive | |
| Change cryptographic keys in accordance with organizational standards. CC ID 01302 | Data and Information Management | Preventive | |
| Notify interested personnel and affected parties upon cryptographic key supersession. CC ID 17084 | Communicate | Preventive | |
| Destroy cryptographic keys promptly after the retention period. CC ID 01303 | Data and Information Management | Preventive | |
| Control cryptographic keys with split knowledge and dual control. CC ID 01304 | Data and Information Management | Preventive | |
| Prevent the unauthorized substitution of cryptographic keys. CC ID 01305 | Data and Information Management | Preventive | |
| Manage outdated cryptographic keys, compromised cryptographic keys, or revoked cryptographic keys. CC ID 06852 | Technical Security | Preventive | |
| Revoke old cryptographic keys or invalid cryptographic keys immediately. CC ID 01307 | Data and Information Management | Corrective | |
| Replace known or suspected compromised cryptographic keys immediately. CC ID 01306 | Data and Information Management | Corrective | |
| Archive outdated cryptographic keys. CC ID 06884 | Data and Information Management | Preventive | |
| Archive revoked cryptographic keys. CC ID 11819 | Data and Information Management | Preventive | |
| Require key custodians to sign the cryptographic key management policy. CC ID 01308 | Establish/Maintain Documentation | Preventive | |
| Require key custodians to sign the key custodian's roles and responsibilities. CC ID 11820 | Human Resources Management | Preventive | |
| Test cryptographic key management applications, as necessary. CC ID 04829 | Testing | Detective | |
| Manage the digital signature cryptographic key pair. CC ID 06576 | Data and Information Management | Preventive | |
| Establish, implement, and maintain requirements for Personal Identity Verification authentication certificates. CC ID 06587 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain Public Key certificate application procedures. CC ID 07079 | Establish/Maintain Documentation | Preventive | |
| Establish a Registration Authority to support the Public Key Infrastructure. CC ID 15725 | Establish Roles | Preventive | |
| Include the Identification and Authentication of individuals or entities in the Public Key certificate application procedures. CC ID 07080 | Establish/Maintain Documentation | Preventive | |
| Include approving or rejecting Public Key certificate applications in the Public Key certificate application procedure. CC ID 07081 | Establish/Maintain Documentation | Preventive | |
| Include revocation of Public Key certificates in the Public Key certificate procedures. CC ID 07082 | Establish/Maintain Documentation | Preventive | |
| Publish revoked Public Key certificates in the Certificate Revocation List. CC ID 07089 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain Public Key renewal or rekeying request procedures. CC ID 07083 | Establish/Maintain Documentation | Preventive | |
| Include identification and authentication in Public Key renewal or rekeying request procedures. CC ID 11816 | Establish/Maintain Documentation | Preventive | |
| Issue authentication mechanisms that support the Public Key Infrastructure. CC ID 07092 | Technical Security | Preventive | |
| Establish a Root Certification Authority to support the Public Key Infrastructure. CC ID 07084 | Technical Security | Preventive | |
| Establish, implement, and maintain Public Key certificate procedures. CC ID 07085 | Establish/Maintain Documentation | Preventive | |
| Include signing and issuing Public Key certificates in the Public Key certificate procedures. CC ID 11817 | Establish/Maintain Documentation | Preventive | |
| Include publishing Public Key certificates in the Public Key certificate procedures. CC ID 07087 | Establish/Maintain Documentation | Preventive | |
| Include access to issued Public Key certificates in the Public Key certificate procedures. CC ID 07086 | Establish/Maintain Documentation | Preventive | |
| Connect the Public Key Infrastructure to the organization's identity and access management system. CC ID 07091 | Technical Security | Preventive | |
| Archive Public Key certificate records according to organizational Records Management rules. CC ID 07090 | Records Management | Preventive | |
| Use strong data encryption to transmit in scope data or in scope information, as necessary. CC ID 00564 [Transmit passwords only over cryptographically protected channels. 03.05.07 c.] | Technical Security | Preventive | |
| Ensure restricted data or restricted information are encrypted prior to or at the time of transmission. CC ID 01749 [Implement cryptographic mechanisms to prevent the unauthorized disclosure of CUI during transmission and while in storage. 03.13.08 ¶ 1] | Configuration | Preventive | |
| Configure the encryption strength to be appropriate for the encryption methodology of the cryptographic controls. CC ID 12492 | Technical Security | Preventive | |
| Encrypt traffic over networks with trusted cryptographic keys. CC ID 12490 | Technical Security | Preventive | |
| Authorize transactions of data transmitted over public networks or shared data networks. CC ID 00566 | Establish/Maintain Documentation | Preventive | |
| Implement non-repudiation for transactions. CC ID 00567 | Testing | Detective | |
| Treat data messages that do not receive an acknowledgment as never been sent. CC ID 14416 | Technical Security | Preventive | |
| Establish trusted paths to transmit restricted data or restricted information over public networks or wireless networks. CC ID 00568 | Technical Security | Preventive | |
| Protect application services information transmitted over a public network from unauthorized modification. CC ID 12021 | Technical Security | Preventive | |
| Protect application services information transmitted over a public network from unauthorized disclosure. CC ID 12020 | Technical Security | Preventive | |
| Protect application services information transmitted over a public network from contract disputes. CC ID 12019 | Technical Security | Preventive | |
| Protect application services information transmitted over a public network from fraudulent activity. CC ID 12018 | Technical Security | Preventive | |
| Establish, implement, and maintain a malicious code protection program. CC ID 00574 [Configure malicious code protection mechanisms to: Block malicious code, quarantine malicious code, or take other mitigation actions in response to malicious code detection. 03.14.02 c.2. Configure malicious code protection mechanisms to: Block malicious code, quarantine malicious code, or take other mitigation actions in response to malicious code detection. 03.14.02 c.2. Configure malicious code protection mechanisms to: Block malicious code, quarantine malicious code, or take other mitigation actions in response to malicious code detection. 03.14.02 c.2.] | Establish/Maintain Documentation | Preventive | |
| Disseminate and communicate the malicious code protection policy to all interested personnel and affected parties. CC ID 15485 | Communicate | Preventive | |
| Disseminate and communicate the malicious code protection procedures to all interested personnel and affected parties. CC ID 15484 | Communicate | Preventive | |
| Establish, implement, and maintain malicious code protection procedures. CC ID 15483 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a malicious code protection policy. CC ID 15478 | Establish/Maintain Documentation | Preventive | |
| Restrict downloading to reduce malicious code attacks. CC ID 04576 | Behavior | Preventive | |
| Install security and protection software, as necessary. CC ID 00575 [{entry points} Implement malicious code protection mechanisms at system entry and exit points to detect and eradicate malicious code. 03.14.02 a.] | Configuration | Preventive | |
| Install and maintain container security solutions. CC ID 16178 | Technical Security | Preventive | |
| Scan for malicious code, as necessary. CC ID 11941 [Configure malicious code protection mechanisms to: Perform scans of the system [Assignment: organization-defined frequency] and real-time scans of files from external sources at endpoints or system entry and exit points as the files are downloaded, opened, or executed; and 03.14.02 c.1.] | Investigate | Detective | |
| Test all removable storage media for viruses and malicious code. CC ID 11861 [{diagnostic programs} Check media with diagnostic and test programs for malicious code before it is used in the system. 03.07.04 b.] | Testing | Detective | |
| Test all untrusted files or unverified files for viruses and malicious code. CC ID 01311 | Testing | Detective | |
| Remove malware when malicious code is discovered. CC ID 13691 | Process or Activity | Corrective | |
| Notify interested personnel and affected parties when malware is detected. CC ID 13689 | Communicate | Corrective | |
| Protect systems and devices from fragmentation based attacks and anomalies. CC ID 17058 | Technical Security | Preventive | |
| Protect the system against replay attacks. CC ID 04552 [{privileged accounts} Implement replay-resistant authentication mechanisms for access to privileged and non-privileged accounts. 03.05.04 ¶ 1 Implement multi-factor authentication and replay resistance in the establishment of nonlocal maintenance and diagnostic sessions. 03.07.05 b.] | Technical Security | Preventive | |
| Define and assign roles and responsibilities for malicious code protection. CC ID 15474 | Establish Roles | Preventive | |
| Establish, implement, and maintain a malicious code outbreak recovery plan. CC ID 01310 | Establish/Maintain Documentation | Corrective | |
| Log and react to all malicious code activity. CC ID 07072 | Monitor and Evaluate Occurrences | Detective | |
| Analyze the behavior and characteristics of the malicious code. CC ID 10672 | Technical Security | Detective | |
| Incorporate the malicious code analysis into the patch management program. CC ID 10673 | Technical Security | Corrective | |
| Lock antivirus configurations. CC ID 10047 | Configuration | Preventive | |
| Establish, implement, and maintain a virtual environment and shared resources security program. CC ID 06551 | Establish/Maintain Documentation | Preventive | |
| Establish, implement, and maintain a shared resources management program. CC ID 07096 [Prevent unauthorized and unintended information transfer via shared system resources. 03.13.04 ¶ 1] | Establish/Maintain Documentation | Preventive | |
| Maintain ownership of all shared resources. CC ID 12180 | Business Processes | Preventive | |
| Employ resource-isolation mechanisms in virtual environments. CC ID 12178 | Configuration | Preventive | |
Third Party and supply chain oversight | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | TYPE | CLASS | |
|---|---|---|---|
| Third Party and supply chain oversight CC ID 08807 | IT Impact Zone | IT Impact Zone | |
| Establish, implement, and maintain a supply chain management program. CC ID 11742 | Establish/Maintain Documentation | Preventive | |
| Formalize client and third party relationships with contracts or nondisclosure agreements. CC ID 00794 | Process or Activity | Detective | |
| Establish, implement, and maintain information flow agreements with all third parties. CC ID 04543 [Permit authorized individuals to use external systems to access the organizational system or to process, store, or transmit CUI only after: Retaining approved system connection or processing agreements with the organizational entities hosting the external systems. 03.01.20 c.2. Approve and manage the exchange of CUI between the system and other systems using [Selection (one or more): interconnection security agreements; information exchange security agreements; memoranda of understanding or agreement; service-level agreements; user agreements; non-disclosure agreements; other types of agreements]. 03.12.05 a. Approve and manage the exchange of CUI between the system and other systems using [Selection (one or more): interconnection security agreements; information exchange security agreements; memoranda of understanding or agreement; service-level agreements; user agreements; non-disclosure agreements; other types of agreements]. 03.12.05 a.] | Establish/Maintain Documentation | Preventive | |
| Include the purpose in the information flow agreement. CC ID 17016 | Establish/Maintain Documentation | Preventive | |
| Include the type of information being transmitted in the information flow agreement. CC ID 14245 [Document interface characteristics, security requirements, and responsibilities for each system as part of the exchange agreements. 03.12.05 b.] | Establish/Maintain Documentation | Preventive | |
| Include the costs in the information flow agreement. CC ID 17018 | Establish/Maintain Documentation | Preventive | |
| Include the security requirements in the information flow agreement. CC ID 14244 [Document interface characteristics, security requirements, and responsibilities for each system as part of the exchange agreements. 03.12.05 b.] | Establish/Maintain Documentation | Preventive | |
| Include the interface characteristics in the information flow agreement. CC ID 14240 [Document interface characteristics, security requirements, and responsibilities for each system as part of the exchange agreements. 03.12.05 b.] | Establish/Maintain Documentation | Preventive | |
| Include a description of the data or information to be covered in third party contracts. CC ID 06510 [Approve and manage the exchange of CUI between the system and other systems using [Selection (one or more): interconnection security agreements; information exchange security agreements; memoranda of understanding or agreement; service-level agreements; user agreements; non-disclosure agreements; other types of agreements]. 03.12.05 a.] | Establish/Maintain Documentation | Preventive | |
| Include text about access, use, disclosure, and transfer of data or information in third party contracts. CC ID 11610 | Business Processes | Preventive | |
| Include text about data ownership in third party contracts. CC ID 06502 | Establish/Maintain Documentation | Preventive | |
| Include third party acknowledgment of their data protection responsibilities in third party contracts. CC ID 01364 | Testing | Detective | |
| Include auditing third party security controls and compliance controls in third party contracts. CC ID 01366 [Implement processes, methods, and techniques to monitor security requirement compliance by external service providers on an ongoing basis. 03.16.03 c.] | Testing | Detective | |
| Establish, implement, and maintain Service Level Agreements with the organization's supply chain. CC ID 00838 [Approve and manage the exchange of CUI between the system and other systems using [Selection (one or more): interconnection security agreements; information exchange security agreements; memoranda of understanding or agreement; service-level agreements; user agreements; non-disclosure agreements; other types of agreements]. 03.12.05 a.] | Process or Activity | Preventive | |
| Monitor and report on the efficacy of all Service Level Agreements using a Service Level Agreement Monitoring Chart or equivalent. CC ID 00842 | Establish/Maintain Documentation | Detective | |
| Include the responsible party for managing complaints in third party contracts. CC ID 10022 | Establish Roles | Preventive | |
| Approve all Service Level Agreements. CC ID 00843 [Review and update the exchange agreements [Assignment: organization-defined frequency]. 03.12.05 c.] | Establish/Maintain Documentation | Detective | |
| Track all chargeable items in Service Level Agreements. CC ID 11616 | Business Processes | Detective | |
| Document all chargeable items in Service Level Agreements. CC ID 00844 | Establish/Maintain Documentation | Detective | |
| Enforce third party Service Level Agreements, as necessary. CC ID 07098 | Business Processes | Corrective | |
| Include risk management procedures in the supply chain management policy. CC ID 08811 [Enforce the following security requirements to protect against supply chain risks to the system, system components, or system services and to limit the harm or consequences from supply chain-related events: [Assignment: organization-defined security requirements]. 03.17.03 b.] | Establish/Maintain Documentation | Preventive | |
| Perform risk assessments of third parties, as necessary. CC ID 06454 | Testing | Detective | |
| Include a determination on the impact of services provided by third-party service providers in the supply chain risk assessment report. CC ID 17187 | Establish/Maintain Documentation | Preventive | |
| Include a determination of the complexity of the third party relationships in the supply chain risk assessment. CC ID 10024 | Business Processes | Preventive | |
| Include a determination of financial benefits over actual costs of third party relationships in the supply chain risk assessment report. CC ID 10025 | Establish/Maintain Documentation | Preventive | |
| Include a determination of how third party relationships affect strategic initiatives in the supply chain risk assessment report. CC ID 10026 | Establish/Maintain Documentation | Preventive | |
| Include a determination if the third party relationship will affect employees in the supply chain risk assessment report. CC ID 10027 | Business Processes | Preventive | |
| Include a determination of customer interactions with third parties in the supply chain risk assessment report. CC ID 10028 | Establish/Maintain Documentation | Preventive | |
| Include a determination on the risks third parties pose to Information Security in the supply chain risk assessment report. CC ID 10029 | Establish/Maintain Documentation | Preventive | |
| Re-evaluate risk assessments of third parties, as necessary. CC ID 12158 | Audits and Risk Management | Detective | |
| Conduct all parts of the supply chain due diligence process. CC ID 08854 | Business Processes | Preventive | |
| Include a provision in outsourcing contracts that requires supply chain members' security requirements comply with organizational security requirements. CC ID 00359 [Require the providers of external system services used for the processing, storage, or transmission of CUI to comply with the following security requirements: [Assignment: organization-defined security requirements]. 03.16.03 a.] | Testing | Detective | |
| Include a requirement in outsourcing contracts that supply chain members must implement security controls to protect information. CC ID 13353 | Establish/Maintain Documentation | Preventive | |
| Assess third parties' compliance environment during due diligence. CC ID 13134 | Process or Activity | Detective | |
| Request attestation of compliance from third parties. CC ID 12067 | Establish/Maintain Documentation | Detective | |
| Document the third parties compliance with the organization's system hardening framework. CC ID 04263 [Permit authorized individuals to use external systems to access the organizational system or to process, store, or transmit CUI only after: Verifying that the security requirements on the external systems as specified in the organization’s system security plans have been satisfied and 03.01.20 c.1.] | Technical Security | Detective | |
Common Controls andEach Common Control is assigned a meta-data type to help you determine the objective of the Control and associated Authority Document mandates aligned with it. These types include behavioral controls, process controls, records management, technical security, configuration management, etc. They are provided as another tool to dissect the Authority Document’s mandates and assign them effectively within your organization.
Acquisition/Sale of Assets or Services | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Prohibit the sale or transfer of a debt caused by identity theft. CC ID 16983 | Monitoring and measurement | Preventive | |
| Implement automated audit tools. CC ID 04882 | Monitoring and measurement | Preventive | |
| Plan for acquiring facilities, technology, or services. CC ID 06892 | Acquisition or sale of facilities, technology, and services | Preventive | |
Actionable Reports or Measurements | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Refrain from including restricted information in the incident response notification. CC ID 16806 | Operational management | Preventive | |
| Document the results of incident response tests and provide them to senior management. CC ID 14857 | Operational management | Preventive | |
Audits and Risk Management | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Address operational anomalies within the incident management system. CC ID 11633 | Monitoring and measurement | Preventive | |
| Establish, implement, and maintain an Identity Theft Prevention Program. CC ID 11634 | Monitoring and measurement | Preventive | |
| Compile the event logs of multiple components into a system-wide time-correlated audit trail. CC ID 01424 [Analyze and correlate audit records across different repositories to gain organization-wide situational awareness. 03.03.05 c.] | Monitoring and measurement | Preventive | |
| Verify segmentation controls are operational and effective. CC ID 12545 | Monitoring and measurement | Detective | |
| Audit in scope audit items and compliance documents. CC ID 06730 | Audits and risk management | Preventive | |
| Review incident management audit logs to determine the effectiveness of in scope controls. CC ID 12157 | Audits and risk management | Detective | |
| Review audit reports to determine the effectiveness of in scope controls. CC ID 12156 | Audits and risk management | Detective | |
| Observe processes to determine the effectiveness of in scope controls. CC ID 12155 | Audits and risk management | Detective | |
| Interview stakeholders to determine the effectiveness of in scope controls. CC ID 12154 | Audits and risk management | Detective | |
| Review policies and procedures to determine the effectiveness of in scope controls. CC ID 12144 | Audits and risk management | Detective | |
| Evaluate personnel status changes to determine the effectiveness of in scope controls. CC ID 16556 | Audits and risk management | Detective | |
| Determine whether individuals performing a control have the appropriate staff qualifications, staff clearances, and staff competencies. CC ID 16555 | Audits and risk management | Detective | |
| Approve the results of the risk assessment as documented in the risk assessment report. CC ID 07109 | Audits and risk management | Preventive | |
| Review risks to the organization's audit function when changes in the supply chain occur. CC ID 01154 | Audits and risk management | Preventive | |
| Review the risk to the audit function when the audit personnel status changes. CC ID 01153 | Audits and risk management | Preventive | |
| Conduct external audits of risk assessments, as necessary. CC ID 13308 | Audits and risk management | Detective | |
| Configure firewalls to generate an audit log. CC ID 12038 | Technical security | Preventive | |
| Audit the configuration of organizational assets, as necessary. CC ID 13653 [Monitor and review activities associated with configuration-controlled changes to the system. 03.04.03 d.] | System hardening through configuration management | Detective | |
| Audit assets after maintenance was performed. CC ID 13657 | System hardening through configuration management | Detective | |
| Re-evaluate risk assessments of third parties, as necessary. CC ID 12158 | Third Party and supply chain oversight | Detective | |
Behavior | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Disseminate and communicate compliance documents to all interested personnel and affected parties. CC ID 06282 [Develop, document, and disseminate to organizational personnel or roles the policies and procedures needed to satisfy the security requirements for the protection of CUI. 03.15.01 a.] | Leadership and high level objectives | Preventive | |
| Disseminate and communicate any compliance document changes when the documents are updated to interested personnel and affected parties. CC ID 06283 | Leadership and high level objectives | Preventive | |
| Establish, implement, and maintain a testing program. CC ID 00654 [Develop and implement a system-level continuous monitoring strategy that includes ongoing monitoring and security assessments. 03.12.03 ¶ 1] | Monitoring and measurement | Preventive | |
| Obtain the data subject's consent to participate in testing in real-world conditions. CC ID 17232 | Monitoring and measurement | Preventive | |
| Establish, implement, and maintain a penetration test program. CC ID 01105 | Monitoring and measurement | Preventive | |
| Notify the interested personnel and affected parties after the failure of an automated security test. CC ID 06748 | Monitoring and measurement | Corrective | |
| Revoke asset access when a personnel status change occurs or an individual is terminated. CC ID 00516 | Technical security | Corrective | |
| Review and update accounts and access rights when notified of personnel status changes. CC ID 00788 [When individuals are reassigned or transferred to other positions in the organization: Review and confirm the ongoing operational need for current logical and physical access authorizations to the system and facility, and 03.09.02 b.1. When individuals are reassigned or transferred to other positions in the organization: Modify access authorization to correspond with any changes in operational need. 03.09.02 b.2.] | Technical security | Corrective | |
| Implement information flow control policies when making decisions about information sharing or collaboration. CC ID 10094 | Technical security | Preventive | |
| Restrict downloading to reduce malicious code attacks. CC ID 04576 | Technical security | Preventive | |
| Disseminate and communicate the right of the organization to search visitors while at the facility. CC ID 06702 | Physical and environmental protection | Preventive | |
| Manage constituent identification inside the facility. CC ID 02215 | Physical and environmental protection | Preventive | |
| Issue visitor identification badges to all non-employees. CC ID 00543 | Physical and environmental protection | Preventive | |
| Retrieve visitor identification badges prior to the exit of a visitor from the facility. CC ID 01331 | Physical and environmental protection | Preventive | |
| Require all visitors to sign out of the visitor log before the exit of a visitor from the facility. CC ID 06649 | Physical and environmental protection | Preventive | |
| Require removable storage media be in the custody of an authorized individual. CC ID 12319 | Physical and environmental protection | Preventive | |
| Require the return of all assets upon notification an individual is terminated. CC ID 06679 [When individual employment is terminated: Retrieve security-related system property. 03.09.02 a.3.] | Physical and environmental protection | Preventive | |
| Notify all interested personnel and affected parties when personnel status changes or an individual is terminated. CC ID 06677 [Notify account managers and designated personnel or roles within: [Assignment: organization-defined time period] when accounts are no longer required. 03.01.01 g.1. Notify account managers and designated personnel or roles within: [Assignment: organization-defined time period] when users are terminated or transferred. 03.01.01 g.2. Notify account managers and designated personnel or roles within: [Assignment: organization-defined time period] when system usage or the need-to-know changes for an individual. 03.01.01 g.3.] | Human Resources management | Preventive | |
| Train all personnel and third parties, as necessary. CC ID 00785 [Train authorized individuals to ensure that publicly accessible information does not contain CUI. 03.01.22 a.] | Human Resources management | Preventive | |
| Retrain all personnel, as necessary. CC ID 01362 [{security training} Provide security literacy training to system users: When required by system changes or following [Assignment: organization-defined events], and 03.02.01 a.2. Provide role-based security training to organizational personnel: When required by system changes or following [Assignment: organization-defined events]. 03.02.02 a.2.] | Human Resources management | Preventive | |
| Tailor training to meet published guidance on the subject being taught. CC ID 02217 | Human Resources management | Preventive | |
| Tailor training to be taught at each person's level of responsibility. CC ID 06674 [Provide role-based security training to organizational personnel: Before authorizing access to the system or CUI, before performing assigned duties, and [Assignment: organization-defined frequency] thereafter 03.02.02 a.1.] | Human Resources management | Preventive | |
| Conduct cross-training or staff backup training to minimize dependency on critical individuals. CC ID 00786 | Human Resources management | Preventive | |
| Use automated mechanisms in the training environment, where appropriate. CC ID 06752 | Human Resources management | Preventive | |
| Conduct Archives and Records Management training. CC ID 00975 | Human Resources management | Preventive | |
| Disseminate and communicate the security awareness program to all interested personnel and affected parties. CC ID 00823 | Human Resources management | Preventive | |
| Train all personnel and third parties on how to recognize and report security incidents. CC ID 01211 [{security training} Provide security literacy training to system users: On recognizing and reporting indicators of insider threat, social engineering, and social mining. 03.02.01 a.3.] | Human Resources management | Preventive | |
| Conduct secure coding and development training for developers. CC ID 06822 | Human Resources management | Corrective | |
| Conduct crime prevention training. CC ID 06350 | Human Resources management | Preventive | |
| Maintain contact with the device manufacturer or component manufacturer for maintenance requests. CC ID 06388 | Operational management | Preventive | |
| Respond to all alerts from security systems in a timely manner. CC ID 06434 | Operational management | Corrective | |
| Share data loss event information with the media. CC ID 01759 | Operational management | Corrective | |
| Report to breach notification organizations the time frame in which the organization will send data loss event notifications to interested personnel and affected parties. CC ID 04731 | Operational management | Corrective | |
| Notify interested personnel and affected parties of the privacy breach that affects their personal data. CC ID 00365 | Operational management | Corrective | |
| Determine whether or not incident response notifications are necessary during the privacy breach investigation. CC ID 00801 | Operational management | Detective | |
| Delay sending incident response notifications under predetermined conditions. CC ID 00804 | Operational management | Corrective | |
| Avoid false positive incident response notifications. CC ID 04732 | Operational management | Detective | |
| Send paper incident response notifications to affected parties, as necessary. CC ID 00366 | Operational management | Corrective | |
| Determine if a substitute incident response notification is permitted if notifying affected parties. CC ID 00803 | Operational management | Corrective | |
| Use a substitute incident response notification to notify interested personnel and affected parties of the privacy breach that affects their personal data. CC ID 00368 | Operational management | Corrective | |
| Telephone incident response notifications to affected parties, as necessary. CC ID 04650 | Operational management | Corrective | |
| Send electronic substitute incident response notifications to affected parties, as necessary. CC ID 04747 | Operational management | Preventive | |
| Send substitute incident response notifications to breach notification organizations, as necessary. CC ID 04750 | Operational management | Preventive | |
| Publish the incident response notification in a general circulation periodical. CC ID 04651 | Operational management | Corrective | |
| Publish the substitute incident response notification in a general circulation periodical, as necessary. CC ID 04769 | Operational management | Preventive | |
| Send electronic incident response notifications to affected parties, as necessary. CC ID 00367 | Operational management | Corrective | |
| Disseminate and communicate proposed changes to all interested personnel and affected parties. CC ID 06807 | Operational management | Preventive | |
| Disseminate and communicate software update information to users and regulators. CC ID 06602 | Operational management | Preventive | |
| Notify affected parties to keep authenticators confidential. CC ID 06787 | System hardening through configuration management | Preventive | |
| Discourage affected parties from recording authenticators. CC ID 06788 | System hardening through configuration management | Preventive | |
| Train BlackBerry handheld device users on the Bluetooth Smart Card Reader's proper usage. CC ID 04603 | System hardening through configuration management | Preventive | |
Business Processes | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Establish, implement, and maintain a reporting methodology program. CC ID 02072 | Leadership and high level objectives | Preventive | |
| Correct errors and deficiencies in a timely manner. CC ID 13501 [Identify, report, and correct system flaws. 03.14.01 a.] | Leadership and high level objectives | Corrective | |
| Assess the impact of changes to organizational policies, standards, and procedures, as necessary. CC ID 14824 | Leadership and high level objectives | Preventive | |
| Review the compliance exceptions in the exceptions document, as necessary. CC ID 01632 | Leadership and high level objectives | Preventive | |
| Implement a fraud detection system. CC ID 13081 | Monitoring and measurement | Preventive | |
| Approve the system security plan. CC ID 14241 | Monitoring and measurement | Preventive | |
| Employ an approved third party to perform external vulnerability scans on the organization's systems. CC ID 12467 | Monitoring and measurement | Preventive | |
| Accept the attestation engagement when all preconditions are met. CC ID 13933 | Audits and risk management | Preventive | |
| Maintain ownership of all shared resources. CC ID 12180 | Technical security | Preventive | |
| Include an appeal process in the identification issuance procedures. CC ID 15428 | Physical and environmental protection | Preventive | |
| Charge a fee for replacement of identification cards or badges, as necessary. CC ID 17001 | Physical and environmental protection | Preventive | |
| Transport restricted media using a delivery method that can be tracked. CC ID 11777 | Physical and environmental protection | Preventive | |
| Obtain management approval prior to decommissioning assets. CC ID 17269 | Physical and environmental protection | Preventive | |
| Require users to refrain from leaving mobile devices unattended. CC ID 16446 | Physical and environmental protection | Preventive | |
| Establish, implement, and maintain an education methodology. CC ID 06671 | Human Resources management | Preventive | |
| Establish, implement, and maintain an occupational health and safety management system. CC ID 16201 | Human Resources management | Preventive | |
| Establish, implement, and maintain an Asset Management program. CC ID 06630 | Operational management | Preventive | |
| Establish, implement, and maintain an asset inventory. CC ID 06631 [Develop and document an inventory of system components. 03.04.10 a. Review and update the system component inventory [Assignment: organization-defined frequency]. 03.04.10 b. Update the system component inventory as part of installations, removals, and system updates. 03.04.10 c.] | Operational management | Preventive | |
| Obtain approval before removing maintenance tools from the facility. CC ID 14298 | Operational management | Preventive | |
| Establish, implement, and maintain an Incident Management program. CC ID 00853 [Implement an incident-handling capability that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recovery. 03.06.01 ¶ 1] | Operational management | Preventive | |
| Establish, implement, and maintain an anti-money laundering program. CC ID 13675 | Operational management | Detective | |
| Remediate security violations according to organizational standards. CC ID 12338 [Implement an incident-handling capability that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recovery. 03.06.01 ¶ 1] | Operational management | Preventive | |
| Refrain from charging for providing incident response notifications. CC ID 13876 | Operational management | Preventive | |
| Offer identity theft prevention services or identity theft mitigation services at no cost to the affected parties. CC ID 13766 | Operational management | Corrective | |
| Eradicate the cause of the incident after the incident has been contained. CC ID 01757 | Operational management | Corrective | |
| Manage change requests. CC ID 00887 [Review proposed configuration-controlled changes to the system, and approve or disapprove such changes with explicit consideration for security impacts. 03.04.03 b.] | Operational management | Preventive | |
| Examine all changes to ensure they correspond with the change request. CC ID 12345 | Operational management | Detective | |
| Implement changes according to the change control program. CC ID 11776 [Implement and document approved configuration-controlled changes to the system. 03.04.03 c.] | Operational management | Preventive | |
| Prioritize deploying patches according to vulnerability risk metrics. CC ID 06796 | Operational management | Preventive | |
| Mitigate the adverse effects of unauthorized changes. CC ID 12244 | Operational management | Corrective | |
| Establish, implement, and maintain configuration control and Configuration Status Accounting. CC ID 00863 [Establish usage restrictions, configuration requirements, and connection requirements for each type of wireless access to the system. 03.01.16 a.] | System hardening through configuration management | Preventive | |
| Change the authenticator for shared accounts when the group membership changes. CC ID 14249 | System hardening through configuration management | Corrective | |
| Review the information that the organization collects, processes, and stores, as necessary. CC ID 12988 | Records management | Detective | |
| Include text about access, use, disclosure, and transfer of data or information in third party contracts. CC ID 11610 | Third Party and supply chain oversight | Preventive | |
| Track all chargeable items in Service Level Agreements. CC ID 11616 | Third Party and supply chain oversight | Detective | |
| Enforce third party Service Level Agreements, as necessary. CC ID 07098 | Third Party and supply chain oversight | Corrective | |
| Include a determination of the complexity of the third party relationships in the supply chain risk assessment. CC ID 10024 | Third Party and supply chain oversight | Preventive | |
| Include a determination if the third party relationship will affect employees in the supply chain risk assessment report. CC ID 10027 | Third Party and supply chain oversight | Preventive | |
| Conduct all parts of the supply chain due diligence process. CC ID 08854 | Third Party and supply chain oversight | Preventive | |
Communicate | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Disseminate and communicate emerging threats to all interested personnel and affected parties. CC ID 12185 [Generate and disseminate internal system security alerts, advisories, and directives, as necessary. 03.14.03 b.] | Leadership and high level objectives | Preventive | |
| Disseminate and communicate updated guidance documentation to interested personnel and affected parties upon discovery of a new threat. CC ID 12191 | Leadership and high level objectives | Corrective | |
| Disseminate and communicate the organization’s policies, standards, and procedures to all interested personnel and affected parties. CC ID 12901 | Leadership and high level objectives | Preventive | |
| Disseminate and communicate compliance exceptions to interested personnel and affected parties. CC ID 16945 | Leadership and high level objectives | Preventive | |
| Report errors and faults to the appropriate personnel, as necessary. CC ID 14296 [Identify, report, and correct system flaws. 03.14.01 a.] | Monitoring and measurement | Corrective | |
| Disseminate and communicate information to customers about clock synchronization methods used by the organization. CC ID 13044 | Monitoring and measurement | Preventive | |
| Disseminate and communicate the system security plan to interested personnel and affected parties. CC ID 14275 | Monitoring and measurement | Preventive | |
| Disseminate and communicate the security assessment and authorization policy to interested personnel and affected parties. CC ID 14218 | Monitoring and measurement | Preventive | |
| Disseminate and communicate security assessment and authorization procedures to interested personnel and affected parties. CC ID 14224 | Monitoring and measurement | Preventive | |
| Notify interested personnel and affected parties prior to performing testing. CC ID 17034 | Monitoring and measurement | Preventive | |
| Share conformity assessment results with affected parties and interested personnel. CC ID 15113 | Monitoring and measurement | Preventive | |
| Notify affected parties and interested personnel of technical documentation assessment certificates that have been issued. CC ID 15112 | Monitoring and measurement | Preventive | |
| Notify affected parties and interested personnel of technical documentation assessment certificates that have been refused, withdrawn, suspended or restricted. CC ID 15111 | Monitoring and measurement | Preventive | |
| Disseminate and communicate the testing program to all interested personnel and affected parties. CC ID 11871 | Monitoring and measurement | Preventive | |
| Disseminate and communicate the vulnerability scan results to interested personnel and affected parties. CC ID 16418 | Monitoring and measurement | Preventive | |
| Disseminate and communicate the test results to interested personnel and affected parties. CC ID 17103 | Monitoring and measurement | Preventive | |
| Disseminate and communicate the approved risk assessment report to interested personnel and affected parties. CC ID 10633 | Audits and risk management | Preventive | |
| Notify the organization upon completion of the external audits of the organization's risk assessment. CC ID 13313 | Audits and risk management | Preventive | |
| Disseminate and communicate the supply chain risk management procedures to all interested personnel and affected parties. CC ID 14712 | Audits and risk management | Preventive | |
| Notify appropriate parties when the maximum number of unsuccessful logon attempts is exceeded. CC ID 17164 [Automatically [Selection (one or more): lock the account or node for an [Assignment: organization-defined time period]; lock the account or node until released by an administrator; delay next logon prompt; notify system administrator; take other action] when the maximum number of unsuccessful attempts is exceeded. 03.01.08 b.] | Technical security | Preventive | |
| Notify the user when an authentication is attempted using an expired authenticator. CC ID 13818 | Technical security | Corrective | |
| Notify interested personnel when user accounts are added or deleted. CC ID 14327 | Technical security | Detective | |
| Disseminate and communicate the access control log to interested personnel and affected parties. CC ID 16442 | Technical security | Preventive | |
| Disseminate and communicate the network security policy to interested personnel and affected parties. CC ID 14199 | Technical security | Preventive | |
| Disseminate and communicate the system and communications protection procedures to interested personnel and affected parties. CC ID 14206 | Technical security | Preventive | |
| Disseminate and communicate network diagrams to interested personnel and affected parties. CC ID 13137 | Technical security | Preventive | |
| Disseminate and communicate the data flow diagrams to interested personnel and affected parties. CC ID 16407 | Technical security | Preventive | |
| Authorize the disclosure of private Internet Protocol addresses and routing information to external entities. CC ID 12034 | Technical security | Preventive | |
| Disseminate and communicate the protocols, ports, applications, and services list to interested personnel and affected parties. CC ID 17089 | Technical security | Preventive | |
| Disseminate and communicate cryptographic key management procedures to interested personnel and affected parties. CC ID 13164 | Technical security | Preventive | |
| Notify interested personnel and affected parties upon cryptographic key supersession. CC ID 17084 | Technical security | Preventive | |
| Disseminate and communicate the malicious code protection policy to all interested personnel and affected parties. CC ID 15485 | Technical security | Preventive | |
| Disseminate and communicate the malicious code protection procedures to all interested personnel and affected parties. CC ID 15484 | Technical security | Preventive | |
| Notify interested personnel and affected parties when malware is detected. CC ID 13689 | Technical security | Corrective | |
| Assign the data processor to notify the data controller when personal data processing could infringe on regulations. CC ID 12617 | Human Resources management | Preventive | |
| Disseminate and communicate the security awareness and training procedures to interested personnel and affected parties. CC ID 14138 | Human Resources management | Preventive | |
| Disseminate and communicate the Acceptable Use Policy to all interested personnel and affected parties. CC ID 12431 [Provide rules to individuals who require access to the system. 03.15.03 b.] | Operational management | Preventive | |
| Disseminate and communicate nondisclosure agreements to interested personnel and affected parties. CC ID 16191 | Operational management | Preventive | |
| Disseminate and communicate the incident management policy to interested personnel and affected parties. CC ID 16885 | Operational management | Preventive | |
| Notify interested personnel and affected parties of an extortion payment in the event of a cybersecurity event. CC ID 16539 | Operational management | Preventive | |
| Notify interested personnel and affected parties of the reasons for the extortion payment, along with any alternative solutions. CC ID 16538 | Operational management | Preventive | |
| Report to breach notification organizations the reasons for a delay in sending breach notifications. CC ID 16797 | Operational management | Preventive | |
| Report to breach notification organizations the distribution list to which the organization will send data loss event notifications. CC ID 16782 | Operational management | Preventive | |
| Submit written requests to delay the notification of affected parties. CC ID 16783 | Operational management | Preventive | |
| Provide enrollment information for identity theft prevention services or identity theft mitigation services. CC ID 13767 | Operational management | Corrective | |
| Include a copy of the incident response notification in breach notifications, as necessary. CC ID 13085 | Operational management | Preventive | |
| Notify interested personnel and affected parties of the privacy breach about any recovered restricted data. CC ID 13347 | Operational management | Corrective | |
| Establish, implement, and maintain incident reporting time frame standards. CC ID 12142 | Operational management | Preventive | |
| Provide customer security advice, as necessary. CC ID 13674 [Provide an incident response support resource that offers advice and assistance to system users on handling and reporting incidents. 03.06.02 d.] | Operational management | Preventive | |
| Use simple understandable language when providing customer security advice. CC ID 13685 | Operational management | Preventive | |
| Disseminate and communicate to customers the risks associated with transaction limits. CC ID 13686 | Operational management | Preventive | |
| Notify interested personnel and affected parties that a security breach was detected. CC ID 11788 | Operational management | Corrective | |
| Assign the distribution of incident response procedures to the appropriate role in the incident response program. CC ID 12474 | Operational management | Preventive | |
| Include risk information when communicating critical security updates. CC ID 14948 | System hardening through configuration management | Preventive | |
Configuration | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Document the event information to be logged in the event information log specification. CC ID 00639 [Specify the following event types selected for logging within the system: [Assignment: organization-defined event types]. 03.03.01 a.] | Monitoring and measurement | Preventive | |
| Synchronize system clocks to an accurate and universal time source on all devices. CC ID 01340 [Use internal system clocks to generate time stamps for audit records. 03.03.07 a.] | Monitoring and measurement | Preventive | |
| Centralize network time servers to as few as practical. CC ID 06308 | Monitoring and measurement | Preventive | |
| Deny network access to rogue devices until network access approval has been received. CC ID 11852 | Monitoring and measurement | Preventive | |
| Isolate rogue devices after a rogue device has been detected. CC ID 07061 | Monitoring and measurement | Corrective | |
| Update the vulnerability scanners' vulnerability list. CC ID 10634 [Update system vulnerabilities to be scanned [Assignment: organization-defined frequency] and when new vulnerabilities are identified and reported. 03.11.02 c.] | Monitoring and measurement | Corrective | |
| Test in scope systems for compliance with the Configuration Baseline Documentation Record. CC ID 12130 | Monitoring and measurement | Detective | |
| Disallow the use of payment applications when a vulnerability scan report indicates vulnerabilities are present. CC ID 12188 | Monitoring and measurement | Corrective | |
| Match user accounts to authorized parties. CC ID 12126 | Technical security | Detective | |
| Configure access control lists in accordance with organizational standards. CC ID 16465 | Technical security | Preventive | |
| Disallow application IDs from running as privileged users. CC ID 10050 | Technical security | Detective | |
| Separate processing domains to segregate user privileges and enhance information flow control. CC ID 06767 | Technical security | Preventive | |
| Configure the lockout procedure to disregard failed logon attempts after the user is authenticated. CC ID 13822 | Technical security | Preventive | |
| Establish, implement, and maintain session lock capabilities. CC ID 01417 [Prevent access to the system by [Selection (one or more): initiating a device lock after [Assignment: organization-defined time period] of inactivity; requiring the user to initiate a device lock before leaving the system unattended]. 03.01.10 a.] | Technical security | Preventive | |
| Limit concurrent sessions according to account type. CC ID 01416 | Technical security | Preventive | |
| Configure the "tlsverify" argument to organizational standards. CC ID 14460 | Technical security | Preventive | |
| Configure the "tlscacert" argument to organizational standards. CC ID 14521 | Technical security | Preventive | |
| Configure the "tlscert" argument to organizational standards. CC ID 14520 | Technical security | Preventive | |
| Configure the "tlskey" argument to organizational standards. CC ID 14519 | Technical security | Preventive | |
| Enable access control for objects and users on each system. CC ID 04553 | Technical security | Preventive | |
| Display previous logon information in the logon banner. CC ID 01415 | Technical security | Preventive | |
| Encrypt files and move them to a secure file server when a user account is disabled. CC ID 07065 | Technical security | Preventive | |
| Grant access to authorized personnel or systems. CC ID 12186 [Authorize access to the system based on: A valid access authorization and 03.01.01 d.1. Authorize access to [Assignment: organization-defined security functions] and [Assignment: organization-defined security-relevant information]. 03.01.05 b.] | Technical security | Preventive | |
| Assign authentication mechanisms for user account authentication. CC ID 06856 | Technical security | Preventive | |
| Prohibit systems from connecting directly to external networks. CC ID 08709 | Technical security | Preventive | |
| Place firewalls between security domains and between any Demilitarized Zone and internal network zones. CC ID 01274 | Technical security | Preventive | |
| Place firewalls between wireless networks and applications or databases that contain restricted data or restricted information. CC ID 01293 | Technical security | Preventive | |
| Place firewalls between all security domains and between any secure subnet and internal network zones. CC ID 11784 | Technical security | Preventive | |
| Establish, implement, and maintain a firewall and router configuration standard. CC ID 00541 | Technical security | Preventive | |
| Deny or strictly control wireless traffic to applications or databases that contain restricted data or restricted information. CC ID 11847 | Technical security | Preventive | |
| Configure network ports to organizational standards. CC ID 14007 | Technical security | Preventive | |
| Install and configure firewalls to be enabled on all mobile devices, if possible. CC ID 00550 | Technical security | Preventive | |
| Configure network access and control points to protect restricted information and restricted functions. CC ID 01284 | Technical security | Preventive | |
| Configure security alerts in firewalls to include the source Internet protocol address and destination Internet protocol address associated with long sessions. CC ID 12174 | Technical security | Detective | |
| Configure firewalls to deny all traffic by default, except explicitly designated traffic. CC ID 00547 [Deny network communications traffic by default, and allow network communications traffic by exception. 03.13.06 ¶ 1] | Technical security | Preventive | |
| Allow local program exceptions on the firewall, as necessary. CC ID 01956 | Technical security | Preventive | |
| Allow remote administration exceptions on the firewall, as necessary. CC ID 01957 | Technical security | Preventive | |
| Allow file sharing exceptions on the firewall, as necessary. CC ID 01958 | Technical security | Preventive | |
| Allow printer sharing exceptions on the firewall, as necessary. CC ID 11849 | Technical security | Preventive | |
| Allow Internet Control Message Protocol exceptions on the firewall, as necessary. CC ID 01959 | Technical security | Preventive | |
| Allow Remote Desktop Connection exceptions on the firewall, as necessary. CC ID 01960 | Technical security | Preventive | |
| Allow UPnP framework exceptions on the firewall, as necessary. CC ID 01961 | Technical security | Preventive | |
| Allow notification exceptions on the firewall, as necessary. CC ID 01962 | Technical security | Preventive | |
| Allow unicast response to multicast or broadcast exceptions on the firewall, as necessary. CC ID 01964 | Technical security | Preventive | |
| Allow protocol port exceptions on the firewall, as necessary. CC ID 01965 | Technical security | Preventive | |
| Allow local port exceptions on the firewall, as necessary. CC ID 01966 | Technical security | Preventive | |
| Establish, implement, and maintain internet protocol address filters on the firewall, as necessary CC ID 01287 | Technical security | Preventive | |
| Synchronize and secure all router configuration files. CC ID 01291 | Technical security | Preventive | |
| Synchronize and secure all firewall configuration files. CC ID 11851 | Technical security | Preventive | |
| Configure firewalls to generate an alert when a potential security incident is detected. CC ID 12165 | Technical security | Preventive | |
| Configure network access and control points to organizational standards. CC ID 12442 | Technical security | Detective | |
| Install and configure application layer firewalls for all key web-facing applications. CC ID 01450 | Technical security | Preventive | |
| Deploy sender policy framework records in the organization's Domain Name Servers. CC ID 12183 | Technical security | Preventive | |
| Secure access to each system component operating system. CC ID 00551 | Technical security | Preventive | |
| Control remote administration in accordance with organizational standards. CC ID 04459 [Authorize the remote execution of privileged commands and remote access to security-relevant information. 03.01.12 d.] | Technical security | Preventive | |
| Install and maintain remote control software and other remote control mechanisms on critical systems. CC ID 06371 | Technical security | Preventive | |
| Implement multifactor authentication techniques. CC ID 00561 [{privileged accounts} Implement multi-factor authentication for access to privileged and non-privileged accounts. 03.05.03 ¶ 1] | Technical security | Preventive | |
| Protect remote access accounts with encryption. CC ID 00562 | Technical security | Preventive | |
| Ensure restricted data or restricted information are encrypted prior to or at the time of transmission. CC ID 01749 [Implement cryptographic mechanisms to prevent the unauthorized disclosure of CUI during transmission and while in storage. 03.13.08 ¶ 1] | Technical security | Preventive | |
| Install security and protection software, as necessary. CC ID 00575 [{entry points} Implement malicious code protection mechanisms at system entry and exit points to detect and eradicate malicious code. 03.14.02 a.] | Technical security | Preventive | |
| Lock antivirus configurations. CC ID 10047 | Technical security | Preventive | |
| Employ resource-isolation mechanisms in virtual environments. CC ID 12178 | Technical security | Preventive | |
| Use locks with electronic authentication systems or cipher locks, as necessary. CC ID 06650 | Physical and environmental protection | Preventive | |
| Configure video cameras to cover all physical entry points. CC ID 06302 | Physical and environmental protection | Preventive | |
| Configure video cameras to prevent physical tampering or disablement. CC ID 06303 | Physical and environmental protection | Preventive | |
| Serialize all removable storage media. CC ID 00949 | Physical and environmental protection | Preventive | |
| Encrypt backup data. CC ID 00958 [Implement cryptographic mechanisms to prevent the unauthorized disclosure of CUI at backup storage locations. 03.08.09 b.] | Operational and Systems Continuity | Preventive | |
| Configure the alternate facility to meet the least needed operational capabilities. CC ID 01395 [Employ the following security requirements at alternate work sites: [Assignment: organization-defined security requirements]. 03.10.06 b.] | Operational and Systems Continuity | Preventive | |
| Issue devices with secure configurations to individuals traveling to locations deemed to be of risk. CC ID 10598 [Issue systems or system components with the following configurations to individuals traveling to high-risk locations: [Assignment: organization-defined system configurations]. 03.04.12 a.] | Human Resources management | Preventive | |
| Separate remote maintenance sessions from other network sessions with a logically separate communications path based upon encryption. CC ID 10614 | Operational management | Preventive | |
| Deploy software patches in accordance with organizational standards. CC ID 07032 | Operational management | Corrective | |
| Deploy software patches in the disaster recovery environment to mirror those in the production environment. CC ID 13174 | Operational management | Corrective | |
| Remove outdated software after software has been updated. CC ID 11792 | Operational management | Corrective | |
| Update computer firmware, as necessary. CC ID 11755 [Install security-relevant software and firmware updates within [Assignment: organization-defined time period] of the release of the updates. 03.14.01 b.] | Operational management | Corrective | |
| Remove outdated computer firmware after the computer firmware has been updated. CC ID 10671 | Operational management | Corrective | |
| Establish, implement, and maintain a configuration change log. CC ID 08710 [Monitor and review activities associated with configuration-controlled changes to the system. 03.04.03 d.] | Operational management | Detective | |
| Verify configuration files requiring passwords for automation do not contain those passwords after the installation process is complete. CC ID 06555 | System hardening through configuration management | Preventive | |
| Establish, implement, and maintain configuration standards. CC ID 11953 [Establish, document, and implement the following configuration settings for the system that reflect the most restrictive mode consistent with operational requirements: [Assignment: organization-defined configuration settings]. 03.04.02 a.] | System hardening through configuration management | Preventive | |
| Apply configuration standards to all systems, as necessary. CC ID 12503 | System hardening through configuration management | Preventive | |
| Document and justify system hardening standard exceptions. CC ID 06845 [Identify, document, and approve any deviations from established configuration settings. 03.04.02 b.] | System hardening through configuration management | Preventive | |
| Configure automatic logoff to terminate the sessions based on inactivity according to organizational standards. CC ID 04490 [Terminate a user session automatically after [Assignment: organization-defined conditions or trigger events requiring session disconnect]. 03.01.11 ¶ 1 Terminate the network connection associated with a communications session at the end of the session or after [Assignment: organization-defined time period] of inactivity. 03.13.09 ¶ 1] | System hardening through configuration management | Preventive | |
| Install critical security updates and important security updates in a timely manner. CC ID 01696 [Install security-relevant software and firmware updates within [Assignment: organization-defined time period] of the release of the updates. 03.14.01 b.] | System hardening through configuration management | Preventive | |
| Establish, implement, and maintain idle session termination and logout capabilities. CC ID 01418 [Require that users log out of the system after [Assignment: organization-defined time period] of expected inactivity or when [Assignment: organization-defined circumstances]. 03.01.01 h.] | System hardening through configuration management | Preventive | |
| Configure Session Configuration settings in accordance with organizational standards. CC ID 07698 | System hardening through configuration management | Preventive | |
| Invalidate unexpected session identifiers. CC ID 15307 | System hardening through configuration management | Preventive | |
| Configure the "MaxStartups" settings to organizational standards. CC ID 15329 | System hardening through configuration management | Preventive | |
| Reject session identifiers that are not valid. CC ID 15306 | System hardening through configuration management | Preventive | |
| Configure the "MaxSessions" settings to organizational standards. CC ID 15330 | System hardening through configuration management | Preventive | |
| Configure the "Interactive logon: Message title for users attempting to log on" to organizational standards. CC ID 07699 | System hardening through configuration management | Preventive | |
| Configure the "LoginGraceTime" settings to organizational standards. CC ID 15328 | System hardening through configuration management | Preventive | |
| Configure the "Network security: Force logoff when logon hours expire" to organizational standards. CC ID 07738 | System hardening through configuration management | Preventive | |
| Configure the "MSS: (ScreenSaverGracePeriod) The time in seconds before the screen saver grace period expires (0 recommended)" to organizational standards. CC ID 07758 | System hardening through configuration management | Preventive | |
| Configure the "Microsoft network server: Disconnect clients when logon hours expire" to organizational standards. CC ID 07824 | System hardening through configuration management | Preventive | |
| Configure the "Microsoft network server: Amount of idle time required before suspending session" to organizational standards. CC ID 07826 | System hardening through configuration management | Preventive | |
| Configure the "Interactive logon: Do not display last user name" to organizational standards. CC ID 07832 | System hardening through configuration management | Preventive | |
| Configure the "Interactive logon: Display user information when the session is locked" to organizational standards. CC ID 07848 | System hardening through configuration management | Preventive | |
| Configure the "Interactive logon: Message text for users attempting to log on" to organizational standards. CC ID 07870 | System hardening through configuration management | Preventive | |
| Configure the "Always prompt for password upon connection" to organizational standards. CC ID 08229 | System hardening through configuration management | Preventive | |
| Configure the "Interactive logon: Machine inactivity limit" to organizational standards. CC ID 08350 | System hardening through configuration management | Preventive | |
| Remove all unnecessary functionality. CC ID 00882 [{essential capabilities} Configure the system to provide only mission-essential capabilities. 03.04.06 a. Disable or remove functions, ports, protocols, connections, and services that are unnecessary or nonsecure. 03.04.06 d.] | System hardening through configuration management | Preventive | |
| Find and eradicate unauthorized world writable files. CC ID 01541 | System hardening through configuration management | Preventive | |
| Strip dangerous/unneeded SUID/SGID system executables. CC ID 01542 | System hardening through configuration management | Preventive | |
| Find and eradicate unauthorized SUID/SGID system executables. CC ID 01543 | System hardening through configuration management | Preventive | |
| Find and eradicate unowned files and unowned directories. CC ID 01544 | System hardening through configuration management | Preventive | |
| Disable logon prompts on serial ports. CC ID 01553 | System hardening through configuration management | Preventive | |
| Disable "nobody" access for Secure RPC. CC ID 01554 | System hardening through configuration management | Preventive | |
| Disable all unnecessary interfaces. CC ID 04826 | System hardening through configuration management | Preventive | |
| Enable or disable all unused USB ports as appropriate. CC ID 06042 | System hardening through configuration management | Preventive | |
| Disable all user-mounted removable file systems. CC ID 01536 | System hardening through configuration management | Preventive | |
| Set the Bluetooth Security Mode to the organizational standard. CC ID 00587 | System hardening through configuration management | Preventive | |
| Secure the Bluetooth headset connections. CC ID 00593 | System hardening through configuration management | Preventive | |
| Disable automatic dial-in access to computers that have installed modems. CC ID 02036 | System hardening through configuration management | Preventive | |
| Configure the "Turn off AutoPlay" setting. CC ID 01787 | System hardening through configuration management | Preventive | |
| Configure the "Devices: Restrict floppy access to locally logged on users only" setting. CC ID 01732 | System hardening through configuration management | Preventive | |
| Configure the "Devices: Restrict CD-ROM access to locally logged on users" setting. CC ID 01731 | System hardening through configuration management | Preventive | |
| Configure the "Remove CD Burning features" setting. CC ID 04379 | System hardening through configuration management | Preventive | |
| Disable Autorun. CC ID 01790 | System hardening through configuration management | Preventive | |
| Disable USB devices (aka hotplugger). CC ID 01545 | System hardening through configuration management | Preventive | |
| Enable or disable all unused auxiliary ports as appropriate. CC ID 06414 | System hardening through configuration management | Preventive | |
| Remove rhosts support unless absolutely necessary. CC ID 01555 | System hardening through configuration management | Preventive | |
| Remove weak authentication services from Pluggable Authentication Modules. CC ID 01556 | System hardening through configuration management | Preventive | |
| Remove the /etc/hosts.equiv file. CC ID 01559 | System hardening through configuration management | Preventive | |
| Create the /etc/ftpd/ftpusers file. CC ID 01560 | System hardening through configuration management | Preventive | |
| Remove the X Wrapper and enable the X Display Manager. CC ID 01564 | System hardening through configuration management | Preventive | |
| Remove empty crontab files and restrict file permissions to the file. CC ID 01571 | System hardening through configuration management | Preventive | |
| Remove all compilers and assemblers from the system. CC ID 01594 | System hardening through configuration management | Preventive | |
| Disable all unnecessary applications unless otherwise noted in a policy exception. CC ID 04827 | System hardening through configuration management | Preventive | |
| Disable the storing of movies in cache in Apple's QuickTime. CC ID 04489 | System hardening through configuration management | Preventive | |
| Install and enable file sharing utilities, as necessary. CC ID 02174 | System hardening through configuration management | Preventive | |
| Disable boot services unless boot services are absolutely necessary. CC ID 01481 | System hardening through configuration management | Preventive | |
| Disable File Services for Macintosh unless File Services for Macintosh are absolutely necessary. CC ID 04279 | System hardening through configuration management | Preventive | |
| Configure the Trivial FTP Daemon service to organizational standards. CC ID 01484 | System hardening through configuration management | Preventive | |
| Disable printer daemons or the printer service unless printer daemons or the printer service is absolutely necessary. CC ID 01487 | System hardening through configuration management | Preventive | |
| Disable web server unless web server is absolutely necessary. CC ID 01490 | System hardening through configuration management | Preventive | |
| Disable portmapper unless portmapper is absolutely necessary. CC ID 01492 | System hardening through configuration management | Preventive | |
| Disable writesrv, pmd, and httpdlite unless writesrv, pmd, and httpdlite are absolutely necessary. CC ID 01498 | System hardening through configuration management | Preventive | |
| Disable hwscan hardware detection unless hwscan hardware detection is absolutely necessary. CC ID 01504 | System hardening through configuration management | Preventive | |
| Configure the “xinetd” service to organizational standards. CC ID 01509 | System hardening through configuration management | Preventive | |
| Configure the /etc/xinetd.conf file permissions as appropriate. CC ID 01568 | System hardening through configuration management | Preventive | |
| Disable inetd unless inetd is absolutely necessary. CC ID 01508 | System hardening through configuration management | Preventive | |
| Disable Network Computing System unless it is absolutely necessary. CC ID 01497 | System hardening through configuration management | Preventive | |
| Disable print server for macintosh unless print server for macintosh is absolutely necessary. CC ID 04284 | System hardening through configuration management | Preventive | |
| Disable Print Server unless Print Server is absolutely necessary. CC ID 01488 | System hardening through configuration management | Preventive | |
| Disable ruser/remote login/remote shell/rcp command, unless it is absolutely necessary. CC ID 01480 | System hardening through configuration management | Preventive | |
| Disable xfsmd unless xfsmd is absolutely necessary. CC ID 02179 | System hardening through configuration management | Preventive | |
| Disable RPC-based services unless RPC-based services are absolutely necessary. CC ID 01455 | System hardening through configuration management | Preventive | |
| Disable netfs script unless netfs script is absolutely necessary. CC ID 01495 | System hardening through configuration management | Preventive | |
| Disable Remote Procedure Calls unless Remote Procedure Calls are absolutely necessary and if enabled, set restrictions. CC ID 01456 | System hardening through configuration management | Preventive | |
| Configure the "RPC Endpoint Mapper Client Authentication" setting. CC ID 04327 | System hardening through configuration management | Preventive | |
| Disable ncpfs Script unless ncpfs Script is absolutely necessary. CC ID 01494 | System hardening through configuration management | Preventive | |
| Disable sendmail server unless sendmail server is absolutely necessary. CC ID 01511 | System hardening through configuration management | Preventive | |
| Disable postfix unless postfix is absolutely necessary. CC ID 01512 | System hardening through configuration management | Preventive | |
| Disable directory server unless directory server is absolutely necessary. CC ID 01464 | System hardening through configuration management | Preventive | |
| Disable Windows-compatibility client processes unless Windows-compatibility client processes are absolutely necessary. CC ID 01471 | System hardening through configuration management | Preventive | |
| Disable Windows-compatibility servers unless Windows-compatibility servers are absolutely necessary. CC ID 01470 | System hardening through configuration management | Preventive | |
| Configure the “Network File System” server to organizational standards CC ID 01472 | System hardening through configuration management | Preventive | |
| Configure NFS to respond or not as appropriate to NFS client requests that do not include a User ID. CC ID 05981 | System hardening through configuration management | Preventive | |
| Configure NFS with appropriate authentication methods. CC ID 05982 | System hardening through configuration management | Preventive | |
| Configure the "AUTH_DES authentication mechanism" for "NFS server" setting to organizational standards. CC ID 08971 | System hardening through configuration management | Preventive | |
| Configure the "AUTH_KERB authentication mechanism" for "NFS server" setting to organizational standards. CC ID 08972 | System hardening through configuration management | Preventive | |
| Configure the "AUTH_NONE authentication mechanism" for "NFS server" setting to organizational standards. CC ID 08973 | System hardening through configuration management | Preventive | |
| Configure the "AUTH_UNIX authentication mechanism" for "NFS server" setting to organizational standards. CC ID 08974 | System hardening through configuration management | Preventive | |
| Disable webmin processes unless the webmin process is absolutely necessary. CC ID 01501 | System hardening through configuration management | Preventive | |
| Disable automount daemon unless automount daemon is absolutely necessary. CC ID 01476 | System hardening through configuration management | Preventive | |
| Disable CDE-related daemons unless CDE-related daemons are absolutely necessary. CC ID 01474 | System hardening through configuration management | Preventive | |
| Disable finger unless finger is absolutely necessary. CC ID 01505 | System hardening through configuration management | Preventive | |
| Disable Rexec unless Rexec is absolutely necessary. CC ID 02164 | System hardening through configuration management | Preventive | |
| Disable Squid cache server unless Squid cache server is absolutely necessary. CC ID 01502 | System hardening through configuration management | Preventive | |
| Disable Kudzu hardware detection unless Kudzu hardware detection is absolutely necessary. CC ID 01503 | System hardening through configuration management | Preventive | |
| Install and enable public Instant Messaging clients as necessary. CC ID 02173 | System hardening through configuration management | Preventive | |
| Disable x font server unless x font server is absolutely necessary. CC ID 01499 | System hardening through configuration management | Preventive | |
| Disable NFS client processes unless NFS client processes are absolutely necessary. CC ID 01475 | System hardening through configuration management | Preventive | |
| Disable removable storage media daemon unless the removable storage media daemon is absolutely necessary. CC ID 01477 | System hardening through configuration management | Preventive | |
| Disable GSS daemon unless GSS daemon is absolutely necessary. CC ID 01465 | System hardening through configuration management | Preventive | |
| Disable Computer Browser unless Computer Browser is absolutely necessary. CC ID 01814 | System hardening through configuration management | Preventive | |
| Configure the Computer Browser ResetBrowser Frames as appropriate. CC ID 05984 | System hardening through configuration management | Preventive | |
| Configure the /etc/samba/smb.conf file file permissions as appropriate. CC ID 05989 | System hardening through configuration management | Preventive | |
| Disable NetMeeting remote desktop sharing unless NetMeeting remote desktop sharing is absolutely necessary. CC ID 01821 | System hardening through configuration management | Preventive | |
| Disable web directory browsing on all web-enabled devices. CC ID 01874 | System hardening through configuration management | Preventive | |
| Disable WWW publishing services unless WWW publishing services are absolutely necessary. CC ID 01833 | System hardening through configuration management | Preventive | |
| Install and enable samba, as necessary. CC ID 02175 | System hardening through configuration management | Preventive | |
| Configure the samba hosts allow option with an appropriate set of networks. CC ID 05985 | System hardening through configuration management | Preventive | |
| Configure the samba security option option as appropriate. CC ID 05986 | System hardening through configuration management | Preventive | |
| Configure the samba encrypt passwords option as appropriate. CC ID 05987 | System hardening through configuration management | Preventive | |
| Configure the Samba 'smb passwd file' option with an appropriate password file or no password file. CC ID 05988 | System hardening through configuration management | Preventive | |
| Disable Usenet Internet news package file capabilities unless Usenet Internet news package file capabilities are absolutely necessary. CC ID 02176 | System hardening through configuration management | Preventive | |
| Disable iPlanet Web Server unless iPlanet Web Server is absolutely necessary. CC ID 02172 | System hardening through configuration management | Preventive | |
| Disable volume manager unless volume manager is absolutely necessary. CC ID 01469 | System hardening through configuration management | Preventive | |
| Disable Solaris Management Console unless Solaris Management Console is absolutely necessary. CC ID 01468 | System hardening through configuration management | Preventive | |
| Disable the Graphical User Interface unless it is absolutely necessary. CC ID 01466 | System hardening through configuration management | Preventive | |
| Disable help and support unless help and support is absolutely necessary. CC ID 04280 | System hardening through configuration management | Preventive | |
| Disable speech recognition unless speech recognition is absolutely necessary. CC ID 04491 | System hardening through configuration management | Preventive | |
| Disable or secure the NetWare QuickFinder search engine. CC ID 04453 | System hardening through configuration management | Preventive | |
| Disable messenger unless messenger is absolutely necessary. CC ID 01819 | System hardening through configuration management | Preventive | |
| Configure the "Do not allow Windows Messenger to be run" setting. CC ID 04516 | System hardening through configuration management | Preventive | |
| Configure the "Do not automatically start Windows Messenger initially" setting. CC ID 04517 | System hardening through configuration management | Preventive | |
| Configure the "Turn off the Windows Messenger Customer Experience Improvement Program" setting. CC ID 04330 | System hardening through configuration management | Preventive | |
| Disable automatic updates unless automatic updates are absolutely necessary. CC ID 01811 | System hardening through configuration management | Preventive | |
| Configure automatic update installation and shutdown/restart options and shutdown/restart procedures to organizational standards. CC ID 05979 | System hardening through configuration management | Preventive | |
| Disable Name Service Cache Daemon unless Name Service Cache Daemon is absolutely necessary. CC ID 04846 | System hardening through configuration management | Preventive | |
| Prohibit R-command files from existing for root or administrator. CC ID 16322 | System hardening through configuration management | Preventive | |
| Verify the /bin/rsh file exists or not, as appropriate. CC ID 05101 | System hardening through configuration management | Preventive | |
| Verify the /sbin/rsh file exists or not, as appropriate. CC ID 05102 | System hardening through configuration management | Preventive | |
| Verify the /usr/bin/rsh file exists or not, as appropriate. CC ID 05103 | System hardening through configuration management | Preventive | |
| Verify the /etc/ftpusers file exists or not, as appropriate. CC ID 05104 | System hardening through configuration management | Preventive | |
| Verify the /etc/rsh file exists or not, as appropriate. CC ID 05105 | System hardening through configuration management | Preventive | |
| Install or uninstall the AIDE package, as appropriate. CC ID 05106 | System hardening through configuration management | Preventive | |
| Enable the GNOME automounter (gnome-volume-manager) as necessary. CC ID 05107 | System hardening through configuration management | Preventive | |
| Install or uninstall the setroubleshoot package, as appropriate. CC ID 05108 | System hardening through configuration management | Preventive | |
| Configure Avahi properly. CC ID 05109 | System hardening through configuration management | Preventive | |
| Install or uninstall OpenNTPD, as appropriate. CC ID 05110 | System hardening through configuration management | Preventive | |
| Configure the "httpd" service to organizational standards. CC ID 05111 | System hardening through configuration management | Preventive | |
| Install or uninstall the net-smtp package properly. CC ID 05112 | System hardening through configuration management | Preventive | |
| Configure the apache web service properly. CC ID 05113 | System hardening through configuration management | Preventive | |
| Configure the vlock package properly. CC ID 05114 | System hardening through configuration management | Preventive | |
| Configure the daemon account properly. CC ID 05115 | System hardening through configuration management | Preventive | |
| Configure the bin account properly. CC ID 05116 | System hardening through configuration management | Preventive | |
| Configure the nuucp account properly. CC ID 05117 | System hardening through configuration management | Preventive | |
| Configure the smmsp account properly. CC ID 05118 | System hardening through configuration management | Preventive | |
| Configure the listen account properly. CC ID 05119 | System hardening through configuration management | Preventive | |
| Configure the gdm account properly. CC ID 05120 | System hardening through configuration management | Preventive | |
| Configure the webservd account properly. CC ID 05121 | System hardening through configuration management | Preventive | |
| Configure the nobody account properly. CC ID 05122 | System hardening through configuration management | Preventive | |
| Configure the noaccess account properly. CC ID 05123 | System hardening through configuration management | Preventive | |
| Configure the nobody4 account properly. CC ID 05124 | System hardening through configuration management | Preventive | |
| Configure the sys account properly. CC ID 05125 | System hardening through configuration management | Preventive | |
| Configure the adm account properly. CC ID 05126 | System hardening through configuration management | Preventive | |
| Configure the lp account properly. CC ID 05127 | System hardening through configuration management | Preventive | |
| Configure the uucp account properly. CC ID 05128 | System hardening through configuration management | Preventive | |
| Install or uninstall the tftp-server package, as appropriate. CC ID 05130 | System hardening through configuration management | Preventive | |
| Enable the web console as necessary. CC ID 05131 | System hardening through configuration management | Preventive | |
| Enable rlogin auth by Pluggable Authentication Modules or pam.d properly. CC ID 05132 | System hardening through configuration management | Preventive | |
| Enable rsh auth by Pluggable Authentication Modules properly. CC ID 05133 | System hardening through configuration management | Preventive | |
| Enable the listening sendmail daemon, as appropriate. CC ID 05134 | System hardening through configuration management | Preventive | |
| Configure Squid properly. CC ID 05135 | System hardening through configuration management | Preventive | |
| Configure the "/etc/shells" file to organizational standards. CC ID 08978 | System hardening through configuration management | Preventive | |
| Configure the LDAP package to organizational standards. CC ID 09937 | System hardening through configuration management | Preventive | |
| Configure the "FTP server" package to organizational standards. CC ID 09938 | System hardening through configuration management | Preventive | |
| Configure the "HTTP Proxy Server" package to organizational standards. CC ID 09939 | System hardening through configuration management | Preventive | |
| Configure the "prelink" package to organizational standards. CC ID 11379 | System hardening through configuration management | Preventive | |
| Configure the Network Information Service (NIS) package to organizational standards. CC ID 11380 | System hardening through configuration management | Preventive | |
| Configure the "time" setting to organizational standards. CC ID 11381 | System hardening through configuration management | Preventive | |
| Configure the "biosdevname" package to organizational standards. CC ID 11383 | System hardening through configuration management | Preventive | |
| Configure the "ufw" setting to organizational standards. CC ID 11384 | System hardening through configuration management | Preventive | |
| Configure the "Devices: Allow undock without having to log on" setting. CC ID 01728 | System hardening through configuration management | Preventive | |
| Limit the user roles that are allowed to format and eject removable storage media. CC ID 01729 | System hardening through configuration management | Preventive | |
| Prevent users from installing printer drivers. CC ID 01730 | System hardening through configuration management | Preventive | |
| Minimize the inetd.conf file and set the file to the appropriate permissions. CC ID 01506 | System hardening through configuration management | Preventive | |
| Configure the unsigned driver installation behavior. CC ID 01733 | System hardening through configuration management | Preventive | |
| Configure the unsigned non-driver installation behavior. CC ID 02038 | System hardening through configuration management | Preventive | |
| Remove all demonstration applications on the system. CC ID 01875 | System hardening through configuration management | Preventive | |
| Configure the system to disallow optional Subsystems. CC ID 04265 | System hardening through configuration management | Preventive | |
| Configure the "Remove Security tab" setting. CC ID 04380 | System hardening through configuration management | Preventive | |
| Disable all unnecessary services unless otherwise noted in a policy exception. CC ID 00880 | System hardening through configuration management | Preventive | |
| Disable rquotad unless rquotad is absolutely necessary. CC ID 01473 | System hardening through configuration management | Preventive | |
| Configure the rquotad service to use a static port or a dynamic portmapper port as appropriate. CC ID 05983 | System hardening through configuration management | Preventive | |
| Disable telnet unless telnet use is absolutely necessary. CC ID 01478 | System hardening through configuration management | Preventive | |
| Disable File Transfer Protocol unless File Transfer Protocol use is absolutely necessary. CC ID 01479 | System hardening through configuration management | Preventive | |
| Configure anonymous FTP to restrict the use of restricted data. CC ID 16314 | System hardening through configuration management | Preventive | |
| Disable anonymous access to File Transfer Protocol. CC ID 06739 | System hardening through configuration management | Preventive | |
| Disable Internet Message Access Protocol unless Internet Message Access Protocol use is absolutely necessary. CC ID 01485 | System hardening through configuration management | Preventive | |
| Disable Post Office Protocol unless its use is absolutely necessary. CC ID 01486 | System hardening through configuration management | Preventive | |
| Disable SQLServer processes unless SQLServer processes use is absolutely necessary. CC ID 01500 | System hardening through configuration management | Preventive | |
| Disable alerter unless alerter use is absolutely necessary. CC ID 01810 | System hardening through configuration management | Preventive | |
| Disable Background Intelligent Transfer Service unless Background Intelligent Transfer Service use is absolutely necessary. CC ID 01812 | System hardening through configuration management | Preventive | |
| Disable ClipBook unless ClipBook use is absolutely necessary. CC ID 01813 | System hardening through configuration management | Preventive | |
| Disable Fax Service unless Fax Service use is absolutely necessary. CC ID 01815 | System hardening through configuration management | Preventive | |
| Disable IIS admin service unless IIS admin service use is absolutely necessary. CC ID 01817 | System hardening through configuration management | Preventive | |
| Disable indexing service unless indexing service use is absolutely necessary. CC ID 01818 | System hardening through configuration management | Preventive | |
| Disable net logon unless net logon use is absolutely necessary. CC ID 01820 | System hardening through configuration management | Preventive | |
| Disable Remote Desktop Help Session Manager unless Remote Desktop Help Session Manager use is absolutely necessary. CC ID 01822 | System hardening through configuration management | Preventive | |
| Disable the "Offer Remote Assistance" setting. CC ID 04325 | System hardening through configuration management | Preventive | |
| Disable the "Solicited Remote Assistance" setting. CC ID 04326 | System hardening through configuration management | Preventive | |
| Disable Remote Registry Service unless Remote Registry Service use is absolutely necessary. CC ID 01823 | System hardening through configuration management | Preventive | |
| Disable Routing and Remote Access unless Routing and Remote Access use is necessary. CC ID 01824 | System hardening through configuration management | Preventive | |
| Disable task scheduler unless task scheduler use is absolutely necessary. CC ID 01829 | System hardening through configuration management | Preventive | |
| Disable Terminal Services unless Terminal Services use is absolutely necessary. CC ID 01831 | System hardening through configuration management | Preventive | |
| Disable Universal Plug and Play device host unless Universal Plug and Play device host use is absolutely necessary. CC ID 01832 | System hardening through configuration management | Preventive | |
| Disable File Service Protocol. CC ID 02167 | System hardening through configuration management | Preventive | |
| Disable the License Logging Service unless unless it is absolutely necessary. CC ID 04282 | System hardening through configuration management | Preventive | |
| Disable Remote Access Auto Connection Manager unless Remote Access Auto Connection Manager use is absolutely necessary. CC ID 04285 | System hardening through configuration management | Preventive | |
| Disable Remote Access Connection Manager unless Remote Access Connection Manager use is absolutely necessary. CC ID 04286 | System hardening through configuration management | Preventive | |
| Disable Remote Administration Service unless remote administration management is absolutely necessary. CC ID 04287 | System hardening through configuration management | Preventive | |
| Disable remote installation unless remote installation is absolutely necessary. CC ID 04288 | System hardening through configuration management | Preventive | |
| Disable Remote Server Manager unless Remote Server Manager is absolutely necessary. CC ID 04289 | System hardening through configuration management | Preventive | |
| Disable Remote Server Monitor unless Remote Server Monitor use is absolutely necessary. CC ID 04290 | System hardening through configuration management | Preventive | |
| Disable Remote Storage Notification unless Remote Storage Notification use is absolutely necessary. CC ID 04291 | System hardening through configuration management | Preventive | |
| Disable Remote Storage Server unless Remote Storage Server use is absolutely necessary. CC ID 04292 | System hardening through configuration management | Preventive | |
| Disable telephony services unless telephony services use is absolutely necessary. CC ID 04293 | System hardening through configuration management | Preventive | |
| Disable Wireless Zero Configuration service unless Wireless Zero Configuration service use is absolutely necessary. CC ID 04294 | System hardening through configuration management | Preventive | |
| Disable SSDP/UPnp unless SSDP/UPnP is absolutely necessary. CC ID 04315 | System hardening through configuration management | Preventive | |
| Configure the "ntpd service" setting to organizational standards. CC ID 04911 | System hardening through configuration management | Preventive | |
| Configure the "echo service" setting to organizational standards. CC ID 04912 | System hardening through configuration management | Preventive | |
| Configure the "echo-dgram service" setting to organizational standards. CC ID 09927 | System hardening through configuration management | Preventive | |
| Configure the "echo-stream service" setting to organizational standards. CC ID 09928 | System hardening through configuration management | Preventive | |
| Configure the "AllowTcpForwarding" to organizational standards. CC ID 15327 | System hardening through configuration management | Preventive | |
| Configure the "tcpmux-server" setting to organizational standards. CC ID 09929 | System hardening through configuration management | Preventive | |
| Configure the "netstat service" setting to organizational standards. CC ID 04913 | System hardening through configuration management | Preventive | |
| Configure the "character generator protocol (chargen)" setting to organizational standards. CC ID 04914 | System hardening through configuration management | Preventive | |
| Configure the "tftpd service" setting to organizational standards. CC ID 04915 | System hardening through configuration management | Preventive | |
| Configure the "walld service" setting to organizational standards. CC ID 04916 | System hardening through configuration management | Preventive | |
| Configure the "rstatd service" setting to organizational standards. CC ID 04917 | System hardening through configuration management | Preventive | |
| Configure the "sprayd service" setting to organizational standards. CC ID 04918 | System hardening through configuration management | Preventive | |
| Configure the "rusersd service" setting to organizational standards. CC ID 04919 | System hardening through configuration management | Preventive | |
| Configure the "inn service" setting to organizational standards. CC ID 04920 | System hardening through configuration management | Preventive | |
| Configure the "font service" setting to organizational standards. CC ID 04921 | System hardening through configuration management | Preventive | |
| Configure the "ident service" setting to organizational standards. CC ID 04922 | System hardening through configuration management | Preventive | |
| Configure the "rexd service" setting to organizational standards. CC ID 04923 | System hardening through configuration management | Preventive | |
| Configure the "daytime service" setting to organizational standards. CC ID 04924 | System hardening through configuration management | Preventive | |
| Configure the "dtspc (cde-spc) service" setting to organizational standards. CC ID 04925 | System hardening through configuration management | Preventive | |
| Configure the "cmsd service" setting to organizational standards. CC ID 04926 | System hardening through configuration management | Preventive | |
| Configure the "ToolTalk service" setting to organizational standards. CC ID 04927 | System hardening through configuration management | Preventive | |
| Configure the "discard service" setting to organizational standards. CC ID 04928 | System hardening through configuration management | Preventive | |
| Configure the "vino-server service" setting to organizational standards. CC ID 04929 | System hardening through configuration management | Preventive | |
| Configure the "bind service" setting to organizational standards. CC ID 04930 | System hardening through configuration management | Preventive | |
| Configure the "nfsd service" setting to organizational standards. CC ID 04931 | System hardening through configuration management | Preventive | |
| Configure the "mountd service" setting to organizational standards. CC ID 04932 | System hardening through configuration management | Preventive | |
| Configure the "statd service" setting to organizational standards. CC ID 04933 | System hardening through configuration management | Preventive | |
| Configure the "lockd service" setting to organizational standards. CC ID 04934 | System hardening through configuration management | Preventive | |
| Configure the lockd service to use a static port or a dynamic portmapper port for User Datagram Protocol as appropriate. CC ID 05980 | System hardening through configuration management | Preventive | |
| Configure the "decode sendmail alias" setting to organizational standards. CC ID 04935 | System hardening through configuration management | Preventive | |
| Configure the sendmail vrfy command, as appropriate. CC ID 04936 | System hardening through configuration management | Preventive | |
| Configure the sendmail expn command, as appropriate. CC ID 04937 | System hardening through configuration management | Preventive | |
| Configure .netrc with an appropriate set of services. CC ID 04938 | System hardening through configuration management | Preventive | |
| Enable NFS insecure locks as necessary. CC ID 04939 | System hardening through configuration management | Preventive | |
| Configure the "X server ac" setting to organizational standards. CC ID 04940 | System hardening through configuration management | Preventive | |
| Configure the "X server core" setting to organizational standards. CC ID 04941 | System hardening through configuration management | Preventive | |
| Enable or disable the setroubleshoot service, as appropriate. CC ID 05540 | System hardening through configuration management | Preventive | |
| Configure the "X server nolock" setting to organizational standards. CC ID 04942 | System hardening through configuration management | Preventive | |
| Enable or disable the mcstrans service, as appropriate. CC ID 05541 | System hardening through configuration management | Preventive | |
| Configure the "PAM console" setting to organizational standards. CC ID 04943 | System hardening through configuration management | Preventive | |
| Enable or disable the restorecond service, as appropriate. CC ID 05542 | System hardening through configuration management | Preventive | |
| Enable the rhnsd service as necessary. CC ID 04944 | System hardening through configuration management | Preventive | |
| Enable the yum-updatesd service as necessary. CC ID 04945 | System hardening through configuration management | Preventive | |
| Enable the autofs service as necessary. CC ID 04946 | System hardening through configuration management | Preventive | |
| Enable the ip6tables service as necessary. CC ID 04947 | System hardening through configuration management | Preventive | |
| Configure syslog to organizational standards. CC ID 04949 | System hardening through configuration management | Preventive | |
| Enable the auditd service as necessary. CC ID 04950 | System hardening through configuration management | Preventive | |
| Enable the logwatch service as necessary. CC ID 04951 | System hardening through configuration management | Preventive | |
| Enable the logrotate (syslog rotator) service as necessary. CC ID 04952 | System hardening through configuration management | Preventive | |
| Install or uninstall the telnet server package, only if absolutely necessary. CC ID 04953 | System hardening through configuration management | Preventive | |
| Enable the ypbind service as necessary. CC ID 04954 | System hardening through configuration management | Preventive | |
| Enable the ypserv service as necessary. CC ID 04955 | System hardening through configuration management | Preventive | |
| Enable the firstboot service as necessary. CC ID 04956 | System hardening through configuration management | Preventive | |
| Enable the gpm service as necessary. CC ID 04957 | System hardening through configuration management | Preventive | |
| Enable the irqbalance service as necessary. CC ID 04958 | System hardening through configuration management | Preventive | |
| Enable the isdn service as necessary. CC ID 04959 | System hardening through configuration management | Preventive | |
| Enable the kdump service as necessary. CC ID 04960 | System hardening through configuration management | Preventive | |
| Enable the mdmonitor service as necessary. CC ID 04961 | System hardening through configuration management | Preventive | |
| Enable the microcode_ctl service as necessary. CC ID 04962 | System hardening through configuration management | Preventive | |
| Enable the pcscd service as necessary. CC ID 04963 | System hardening through configuration management | Preventive | |
| Enable the smartd service as necessary. CC ID 04964 | System hardening through configuration management | Preventive | |
| Enable the readahead_early service as necessary. CC ID 04965 | System hardening through configuration management | Preventive | |
| Enable the readahead_later service as necessary. CC ID 04966 | System hardening through configuration management | Preventive | |
| Enable the messagebus service as necessary. CC ID 04967 | System hardening through configuration management | Preventive | |
| Enable the haldaemon service as necessary. CC ID 04968 | System hardening through configuration management | Preventive | |
| Enable the apmd service as necessary. CC ID 04969 | System hardening through configuration management | Preventive | |
| Enable the acpid service as necessary. CC ID 04970 | System hardening through configuration management | Preventive | |
| Enable the cpuspeed service as necessary. CC ID 04971 | System hardening through configuration management | Preventive | |
| Enable the network service as necessary. CC ID 04972 | System hardening through configuration management | Preventive | |
| Enable the hidd service as necessary. CC ID 04973 | System hardening through configuration management | Preventive | |
| Enable the crond service as necessary. CC ID 04974 | System hardening through configuration management | Preventive | |
| Install and enable the anacron service as necessary. CC ID 04975 | System hardening through configuration management | Preventive | |
| Enable the xfs service as necessary. CC ID 04976 | System hardening through configuration management | Preventive | |
| Install and enable the Avahi daemon service, as necessary. CC ID 04977 | System hardening through configuration management | Preventive | |
| Enable the CUPS service, as necessary. CC ID 04978 | System hardening through configuration management | Preventive | |
| Enable the hplip service as necessary. CC ID 04979 | System hardening through configuration management | Preventive | |
| Enable the dhcpd service as necessary. CC ID 04980 | System hardening through configuration management | Preventive | |
| Enable the nfslock service as necessary. CC ID 04981 | System hardening through configuration management | Preventive | |
| Enable the rpcgssd service as necessary. CC ID 04982 | System hardening through configuration management | Preventive | |
| Enable the rpcidmapd service as necessary. CC ID 04983 | System hardening through configuration management | Preventive | |
| Enable the rpcsvcgssd service as necessary. CC ID 04985 | System hardening through configuration management | Preventive | |
| Configure root squashing for all NFS shares, as appropriate. CC ID 04986 | System hardening through configuration management | Preventive | |
| Configure write access to NFS shares, as appropriate. CC ID 04987 | System hardening through configuration management | Preventive | |
| Configure the named service, as appropriate. CC ID 04988 | System hardening through configuration management | Preventive | |
| Configure the vsftpd service, as appropriate. CC ID 04989 | System hardening through configuration management | Preventive | |
| Configure the “dovecot” service to organizational standards. CC ID 04990 | System hardening through configuration management | Preventive | |
| Configure Server Message Block (SMB) to organizational standards. CC ID 04991 | System hardening through configuration management | Preventive | |
| Enable the snmpd service as necessary. CC ID 04992 | System hardening through configuration management | Preventive | |
| Enable the calendar manager as necessary. CC ID 04993 | System hardening through configuration management | Preventive | |
| Enable the GNOME logon service as necessary. CC ID 04994 | System hardening through configuration management | Preventive | |
| Enable the WBEM services as necessary. CC ID 04995 | System hardening through configuration management | Preventive | |
| Enable the keyserv service as necessary. CC ID 04996 | System hardening through configuration management | Preventive | |
| Enable the Generic Security Service daemon as necessary. CC ID 04997 | System hardening through configuration management | Preventive | |
| Enable the volfs service as necessary. CC ID 04998 | System hardening through configuration management | Preventive | |
| Enable the smserver service as necessary. CC ID 04999 | System hardening through configuration management | Preventive | |
| Enable the mpxio-upgrade service as necessary. CC ID 05000 | System hardening through configuration management | Preventive | |
| Enable the metainit service as necessary. CC ID 05001 | System hardening through configuration management | Preventive | |
| Enable the meta service as necessary. CC ID 05003 | System hardening through configuration management | Preventive | |
| Enable the metaed service as necessary. CC ID 05004 | System hardening through configuration management | Preventive | |
| Enable the metamh service as necessary. CC ID 05005 | System hardening through configuration management | Preventive | |
| Enable the Local RPC Port Mapping Service as necessary. CC ID 05006 | System hardening through configuration management | Preventive | |
| Enable the Kerberos kadmind service as necessary. CC ID 05007 | System hardening through configuration management | Preventive | |
| Enable the Kerberos krb5kdc service as necessary. CC ID 05008 | System hardening through configuration management | Preventive | |
| Enable the Kerberos kpropd service as necessary. CC ID 05009 | System hardening through configuration management | Preventive | |
| Enable the Kerberos ktkt_warnd service as necessary. CC ID 05010 | System hardening through configuration management | Preventive | |
| Enable the sadmin service as necessary. CC ID 05011 | System hardening through configuration management | Preventive | |
| Enable the IPP listener as necessary. CC ID 05012 | System hardening through configuration management | Preventive | |
| Enable the serial port listener as necessary. CC ID 05013 | System hardening through configuration management | Preventive | |
| Enable the Smart Card Helper service as necessary. CC ID 05014 | System hardening through configuration management | Preventive | |
| Enable the Application Management service as necessary. CC ID 05015 | System hardening through configuration management | Preventive | |
| Enable the Resultant Set of Policy (RSoP) Provider service as necessary. CC ID 05016 | System hardening through configuration management | Preventive | |
| Enable the Network News Transport Protocol service as necessary. CC ID 05017 | System hardening through configuration management | Preventive | |
| Enable the network Dynamic Data Exchange service as necessary. CC ID 05018 | System hardening through configuration management | Preventive | |
| Enable the Distributed Link Tracking Server service as necessary. CC ID 05019 | System hardening through configuration management | Preventive | |
| Enable the RARP service as necessary. CC ID 05020 | System hardening through configuration management | Preventive | |
| Configure the ".NET Framework service" setting to organizational standards. CC ID 05021 | System hardening through configuration management | Preventive | |
| Enable the Network DDE Share Database Manager service as necessary. CC ID 05022 | System hardening through configuration management | Preventive | |
| Enable the Certificate Services service as necessary. CC ID 05023 | System hardening through configuration management | Preventive | |
| Configure the ATI hotkey poller service properly. CC ID 05024 | System hardening through configuration management | Preventive | |
| Configure the Interix Subsystem Startup service properly. CC ID 05025 | System hardening through configuration management | Preventive | |
| Configure the Cluster Service service properly. CC ID 05026 | System hardening through configuration management | Preventive | |
| Configure the IAS Jet Database Access service properly. CC ID 05027 | System hardening through configuration management | Preventive | |
| Configure the IAS service properly. CC ID 05028 | System hardening through configuration management | Preventive | |
| Configure the IP Version 6 Helper service properly. CC ID 05029 | System hardening through configuration management | Preventive | |
| Configure "Message Queuing service" to organizational standards. CC ID 05030 | System hardening through configuration management | Preventive | |
| Configure the Message Queuing Down Level Clients service properly. CC ID 05031 | System hardening through configuration management | Preventive | |
| Configure the Windows Management Instrumentation Driver Extensions service properly. CC ID 05033 | System hardening through configuration management | Preventive | |
| Configure the TCP/IP NetBIOS Helper Service properly. CC ID 05034 | System hardening through configuration management | Preventive | |
| Configure the Utility Manager service properly. CC ID 05035 | System hardening through configuration management | Preventive | |
| Configure the secondary logon service properly. CC ID 05036 | System hardening through configuration management | Preventive | |
| Configure the Windows Management Instrumentation service properly. CC ID 05037 | System hardening through configuration management | Preventive | |
| Configure the Workstation service properly. CC ID 05038 | System hardening through configuration management | Preventive | |
| Configure the Windows Installer service properly. CC ID 05039 | System hardening through configuration management | Preventive | |
| Configure the Windows System Resource Manager service properly. CC ID 05040 | System hardening through configuration management | Preventive | |
| Configure the WinHTTP Web Proxy Auto-Discovery Service properly. CC ID 05041 | System hardening through configuration management | Preventive | |
| Configure the Services for Unix Client for NFS service properly. CC ID 05042 | System hardening through configuration management | Preventive | |
| Configure the Services for Unix Server for PCNFS service properly. CC ID 05043 | System hardening through configuration management | Preventive | |
| Configure the Services for Unix Perl Socket service properly. CC ID 05044 | System hardening through configuration management | Preventive | |
| Configure the Services for Unix User Name Mapping service properly. CC ID 05045 | System hardening through configuration management | Preventive | |
| Configure the Services for Unix Windows Cron service properly. CC ID 05046 | System hardening through configuration management | Preventive | |
| Configure the Windows Media Services service properly. CC ID 05047 | System hardening through configuration management | Preventive | |
| Configure the Services for Netware Service Advertising Protocol (SAP) Agent properly. CC ID 05048 | System hardening through configuration management | Preventive | |
| Configure the Web Element Manager service properly. CC ID 05049 | System hardening through configuration management | Preventive | |
| Configure the Remote Installation Services Single Instance Storage (SIS) Groveler service properly. CC ID 05050 | System hardening through configuration management | Preventive | |
| Configure the Terminal Services Licensing service properly. CC ID 05051 | System hardening through configuration management | Preventive | |
| Configure the COM+ Event System service properly. CC ID 05052 | System hardening through configuration management | Preventive | |
| Configure the Event Log service properly. CC ID 05053 | System hardening through configuration management | Preventive | |
| Configure the Infrared Monitor service properly. CC ID 05054 | System hardening through configuration management | Preventive | |
| Configure the Services for Unix Server for NFS service properly. CC ID 05055 | System hardening through configuration management | Preventive | |
| Configure the System Event Notification Service properly. CC ID 05056 | System hardening through configuration management | Preventive | |
| Configure the NTLM Security Support Provider service properly. CC ID 05057 | System hardening through configuration management | Preventive | |
| Configure the Performance Logs and Alerts service properly. CC ID 05058 | System hardening through configuration management | Preventive | |
| Configure the Protected Storage service properly. CC ID 05059 | System hardening through configuration management | Preventive | |
| Configure the QoS Admission Control (RSVP) service properly. CC ID 05060 | System hardening through configuration management | Preventive | |
| Configure the Remote Procedure Call service properly. CC ID 05061 | System hardening through configuration management | Preventive | |
| Configure the Removable Storage service properly. CC ID 05062 | System hardening through configuration management | Preventive | |
| Configure the Server service properly. CC ID 05063 | System hardening through configuration management | Preventive | |
| Configure the Security Accounts Manager service properly. CC ID 05064 | System hardening through configuration management | Preventive | |
| Configure the “Network Connections” service to organizational standards. CC ID 05065 | System hardening through configuration management | Preventive | |
| Configure the Logical Disk Manager service properly. CC ID 05066 | System hardening through configuration management | Preventive | |
| Configure the Logical Disk Manager Administrative Service properly. CC ID 05067 | System hardening through configuration management | Preventive | |
| Configure the File Replication service properly. CC ID 05068 | System hardening through configuration management | Preventive | |
| Configure the Kerberos Key Distribution Center service properly. CC ID 05069 | System hardening through configuration management | Preventive | |
| Configure the Intersite Messaging service properly. CC ID 05070 | System hardening through configuration management | Preventive | |
| Configure the Remote Procedure Call locator service properly. CC ID 05071 | System hardening through configuration management | Preventive | |
| Configure the Distributed File System service properly. CC ID 05072 | System hardening through configuration management | Preventive | |
| Configure the Windows Internet Name Service service properly. CC ID 05073 | System hardening through configuration management | Preventive | |
| Configure the FTP Publishing Service properly. CC ID 05074 | System hardening through configuration management | Preventive | |
| Configure the Windows Search service properly. CC ID 05075 | System hardening through configuration management | Preventive | |
| Configure the Microsoft Peer-to-Peer Networking Services service properly. CC ID 05076 | System hardening through configuration management | Preventive | |
| Configure the Remote Shell service properly. CC ID 05077 | System hardening through configuration management | Preventive | |
| Configure Simple TCP/IP services to organizational standards. CC ID 05078 | System hardening through configuration management | Preventive | |
| Configure the Print Services for Unix service properly. CC ID 05079 | System hardening through configuration management | Preventive | |
| Configure the File Shares service to organizational standards. CC ID 05080 | System hardening through configuration management | Preventive | |
| Configure the NetMeeting service properly. CC ID 05081 | System hardening through configuration management | Preventive | |
| Configure the Application Layer Gateway service properly. CC ID 05082 | System hardening through configuration management | Preventive | |
| Configure the Cryptographic Services service properly. CC ID 05083 | System hardening through configuration management | Preventive | |
| Configure the Help and Support Service properly. CC ID 05084 | System hardening through configuration management | Preventive | |
| Configure the Human Interface Device Access service properly. CC ID 05085 | System hardening through configuration management | Preventive | |
| Configure the IMAPI CD-Burning COM service properly. CC ID 05086 | System hardening through configuration management | Preventive | |
| Configure the MS Software Shadow Copy Provider service properly. CC ID 05087 | System hardening through configuration management | Preventive | |
| Configure the Network Location Awareness service properly. CC ID 05088 | System hardening through configuration management | Preventive | |
| Configure the Portable Media Serial Number Service service properly. CC ID 05089 | System hardening through configuration management | Preventive | |
| Configure the System Restore Service service properly. CC ID 05090 | System hardening through configuration management | Preventive | |
| Configure the Themes service properly. CC ID 05091 | System hardening through configuration management | Preventive | |
| Configure the Uninterruptible Power Supply service properly. CC ID 05092 | System hardening through configuration management | Preventive | |
| Configure the Upload Manager service properly. CC ID 05093 | System hardening through configuration management | Preventive | |
| Configure the Volume Shadow Copy Service properly. CC ID 05094 | System hardening through configuration management | Preventive | |
| Configure the WebClient service properly. CC ID 05095 | System hardening through configuration management | Preventive | |
| Configure the Windows Audio service properly. CC ID 05096 | System hardening through configuration management | Preventive | |
| Configure the Windows Image Acquisition service properly. CC ID 05097 | System hardening through configuration management | Preventive | |
| Configure the WMI Performance Adapter service properly. CC ID 05098 | System hardening through configuration management | Preventive | |
| Enable file uploads via vsftpd service, as appropriate. CC ID 05100 | System hardening through configuration management | Preventive | |
| Disable or remove sadmind unless use of sadmind is absolutely necessary. CC ID 06885 | System hardening through configuration management | Preventive | |
| Configure the "SNMP version 1" setting to organizational standards. CC ID 08976 | System hardening through configuration management | Preventive | |
| Configure the "xdmcp service" setting to organizational standards. CC ID 08985 | System hardening through configuration management | Preventive | |
| Disable the automatic display of remote images in HTML-formatted e-mail. CC ID 04494 | System hardening through configuration management | Preventive | |
| Disable Remote Apply Events unless Remote Apply Events are absolutely necessary. CC ID 04495 | System hardening through configuration management | Preventive | |
| Disable Xgrid unless Xgrid is absolutely necessary. CC ID 04496 | System hardening through configuration management | Preventive | |
| Configure the "Do Not Show First Use Dialog Boxes" setting for Windows Media Player properly. CC ID 05136 | System hardening through configuration management | Preventive | |
| Disable Core dumps unless absolutely necessary. CC ID 01507 | System hardening through configuration management | Preventive | |
| Set hard core dump size limits, as appropriate. CC ID 05990 | System hardening through configuration management | Preventive | |
| Configure the "Prevent Desktop Shortcut Creation" setting for Windows Media Player properly. CC ID 05137 | System hardening through configuration management | Preventive | |
| Set the Squid EUID and Squid GUID to an appropriate user and group. CC ID 05138 | System hardening through configuration management | Preventive | |
| Verify groups referenced in /etc/passwd are included in /etc/group, as appropriate. CC ID 05139 | System hardening through configuration management | Preventive | |
| Use of the cron.allow file should be enabled or disabled as appropriate. CC ID 06014 | System hardening through configuration management | Preventive | |
| Use of the at.allow file should be enabled or disabled as appropriate. CC ID 06015 | System hardening through configuration management | Preventive | |
| Enable or disable the Dynamic DNS feature of the DHCP Server as appropriate. CC ID 06039 | System hardening through configuration management | Preventive | |
| Enable or disable each user's Screen saver software, as necessary. CC ID 06050 [Conceal, via the device lock, information previously visible on the display with a publicly viewable image. 03.01.10 c.] | System hardening through configuration management | Preventive | |
| Disable any unnecessary scripting languages, as necessary. CC ID 12137 | System hardening through configuration management | Preventive | |
| Enable logon authentication management techniques. CC ID 00553 | System hardening through configuration management | Preventive | |
| Configure devices and users to re-authenticate, as necessary. CC ID 10609 [Re-authenticate users when [Assignment: organization-defined circumstances or situations requiring re-authentication]. 03.05.01 b.] | System hardening through configuration management | Preventive | |
| Configure authenticator activation codes in accordance with organizational standards. CC ID 17032 | System hardening through configuration management | Preventive | |
| Configure authenticators to comply with organizational standards. CC ID 06412 [Establish initial authenticator content for any authenticators issued by the organization. 03.05.12 b.] | System hardening through configuration management | Preventive | |
| Configure the system to require new users to change their authenticator on first use. CC ID 05268 [Select a new password upon first use after account recovery. 03.05.07 e.] | System hardening through configuration management | Preventive | |
| Configure authenticators so that group authenticators or shared authenticators are prohibited. CC ID 00519 | System hardening through configuration management | Preventive | |
| Configure the system to prevent unencrypted authenticator use. CC ID 04457 | System hardening through configuration management | Preventive | |
| Disable store passwords using reversible encryption. CC ID 01708 | System hardening through configuration management | Preventive | |
| Configure the system to encrypt authenticators. CC ID 06735 [{encrypted format} Store passwords in a cryptographically protected form. 03.05.07 d.] | System hardening through configuration management | Preventive | |
| Configure the system to mask authenticators. CC ID 02037 [Obscure feedback of authentication information during the authentication process. 03.05.11 ¶ 1] | System hardening through configuration management | Preventive | |
| Configure the authenticator policy to ban the use of usernames or user identifiers in authenticators. CC ID 05992 | System hardening through configuration management | Preventive | |
| Configure the system to refrain from specifying the type of information used as password hints. CC ID 13783 | System hardening through configuration management | Preventive | |
| Disable machine account password changes. CC ID 01737 | System hardening through configuration management | Preventive | |
| Configure the "Disable Remember Password" setting. CC ID 05270 | System hardening through configuration management | Preventive | |
| Configure the "Minimum password age" to organizational standards. CC ID 01703 | System hardening through configuration management | Preventive | |
| Configure the LILO/GRUB password. CC ID 01576 | System hardening through configuration management | Preventive | |
| Configure the system to use Apple's Keychain Access to store passwords and certificates. CC ID 04481 | System hardening through configuration management | Preventive | |
| Change the default password to Apple's Keychain. CC ID 04482 | System hardening through configuration management | Preventive | |
| Configure Apple's Keychain items to ask for the Keychain password. CC ID 04483 | System hardening through configuration management | Preventive | |
| Configure the Syskey Encryption Key and associated password. CC ID 05978 | System hardening through configuration management | Preventive | |
| Configure the "Accounts: Limit local account use of blank passwords to console logon only" setting. CC ID 04505 | System hardening through configuration management | Preventive | |
| Configure the "System cryptography: Force strong key protection for user keys stored in the computer" setting. CC ID 04534 | System hardening through configuration management | Preventive | |
| Configure interactive logon for accounts that do not have assigned authenticators in accordance with organizational standards. CC ID 05267 | System hardening through configuration management | Preventive | |
| Enable or disable remote connections from accounts with empty authenticators, as appropriate. CC ID 05269 | System hardening through configuration management | Preventive | |
| Configure the "Send LanMan compatible password" setting. CC ID 05271 | System hardening through configuration management | Preventive | |
| Configure the authenticator policy to ban or allow authenticators as words found in dictionaries, as appropriate. CC ID 05993 | System hardening through configuration management | Preventive | |
| Configure the authenticator policy to ban or allow authenticators as proper names, as necessary. CC ID 17030 | System hardening through configuration management | Preventive | |
| Set the most number of characters required for the BitLocker Startup PIN correctly. CC ID 06054 | System hardening through configuration management | Preventive | |
| Set the default folder for BitLocker recovery passwords correctly. CC ID 06055 | System hardening through configuration management | Preventive | |
| Configure the "Disable password strength validation for Peer Grouping" setting to organizational standards. CC ID 10866 | System hardening through configuration management | Preventive | |
| Configure the "Set the interval between synchronization retries for Password Synchronization" setting to organizational standards. CC ID 11185 | System hardening through configuration management | Preventive | |
| Configure the "Set the number of synchronization retries for servers running Password Synchronization" setting to organizational standards. CC ID 11187 | System hardening through configuration management | Preventive | |
| Configure the "Turn off password security in Input Panel" setting to organizational standards. CC ID 11296 | System hardening through configuration management | Preventive | |
| Configure the "Turn on the Windows to NIS password synchronization for users that have been migrated to Active Directory" setting to organizational standards. CC ID 11355 | System hardening through configuration management | Preventive | |
| Configure the authenticator display screen to organizational standards. CC ID 13794 | System hardening through configuration management | Preventive | |
| Configure the authenticator field to disallow memorized secrets found in the memorized secret list. CC ID 13808 [{commonly used passwords} Maintain a list of commonly-used, expected, or compromised passwords, and update the list [Assignment: organization-defined frequency] and when organizational passwords are suspected to have been compromised. 03.05.07 a.] | System hardening through configuration management | Preventive | |
| Change authenticators, as necessary. CC ID 15315 [Change or refresh authenticators [Assignment: organization-defined frequency] or when the following events occur: [Assignment: organization-defined events]. 03.05.12 e.] | System hardening through configuration management | Preventive | |
| Change all default authenticators. CC ID 15309 [Change default authenticators at first use. 03.05.12 d.] | System hardening through configuration management | Preventive | |
| Configure the system security parameters to prevent system misuse or information misappropriation. CC ID 00881 | System hardening through configuration management | Preventive | |
| Configure the system to require a password before it unlocks the Screen saver software. CC ID 04443 [Retain the device lock until the user reestablishes access using established identification and authentication procedures. 03.01.10 b.] | System hardening through configuration management | Preventive | |
| Configure the system account settings and the permission settings in accordance with the organizational standards. CC ID 01538 | System hardening through configuration management | Preventive | |
| Configure user accounts. CC ID 07036 | System hardening through configuration management | Preventive | |
| Configure accounts with administrative privilege. CC ID 07033 | System hardening through configuration management | Preventive | |
| Configure wireless communication to be encrypted using strong cryptography. CC ID 06078 [Protect wireless access to the system using authentication and encryption. 03.01.16 d.] | System hardening through configuration management | Preventive | |
| Configure Wireless Access Points in accordance with organizational standards. CC ID 12477 | System hardening through configuration management | Preventive | |
| Enable two-factor authentication for identifying and authenticating Wireless Local Area Network users. CC ID 04595 [Protect wireless access to the system using authentication and encryption. 03.01.16 d.] | System hardening through configuration management | Preventive | |
| Enable or disable all wireless interfaces, as necessary. CC ID 05755 [Disable, when not intended for use, wireless networking capabilities prior to issuance and deployment. 03.01.16 c.] | System hardening through configuration management | Preventive | |
| Configure mobile device settings in accordance with organizational standards. CC ID 04600 [Establish usage restrictions, configuration requirements, and connection requirements for mobile devices. 03.01.18 a.] | System hardening through configuration management | Preventive | |
| Configure mobile devices to enable remote wipe. CC ID 12212 | System hardening through configuration management | Preventive | |
| Configure prohibiting the circumvention of security controls on mobile devices. CC ID 12335 | System hardening through configuration management | Preventive | |
| Configure the "VPN" setting to organizational standards. CC ID 09987 | System hardening through configuration management | Preventive | |
| Configure the "Fraudulent Website Warning" setting to organizational standards. CC ID 09988 | System hardening through configuration management | Preventive | |
| Configure the "With Authentication" setting to organizational standards. CC ID 09989 | System hardening through configuration management | Preventive | |
| Configure the "Auto-Join" setting to organizational standards. CC ID 09990 | System hardening through configuration management | Preventive | |
| Configure the "AirDrop Discoverability" setting to organizational standards. CC ID 09991 | System hardening through configuration management | Preventive | |
| Configure the "Wi-Fi" setting to organizational standards. CC ID 09992 | System hardening through configuration management | Preventive | |
| Configure the "Personal Hotspot" setting to organizational standards. CC ID 09994 | System hardening through configuration management | Preventive | |
| Configure the "Notifications View" setting for "Access on Lock Screen" to organizational standards. CC ID 09995 | System hardening through configuration management | Preventive | |
| Configure the "Find My iPhone" setting to organizational standards. CC ID 09996 | System hardening through configuration management | Preventive | |
| Configure the "iPhone Unlock" setting to organizational standards. CC ID 09997 | System hardening through configuration management | Preventive | |
| Configure the "Access on Lock Screen" setting to organizational standards. CC ID 09998 | System hardening through configuration management | Preventive | |
| Configure the "Forget this Network" setting to organizational standards. CC ID 09999 | System hardening through configuration management | Preventive | |
| Configure the "Ask to Join Networks" setting to organizational standards. CC ID 10000 | System hardening through configuration management | Preventive | |
| Configure the "Fraudulent Website Warning" setting to organizational standards. CC ID 10001 | System hardening through configuration management | Preventive | |
| Configure the "Credit Cards" setting to organizational standards. CC ID 10002 | System hardening through configuration management | Preventive | |
| Configure the "Saved Credit Card Information" setting to organizational standards. CC ID 10003 | System hardening through configuration management | Preventive | |
| Configure the "Do Not Track" setting to organizational standards. CC ID 10004 | System hardening through configuration management | Preventive | |
| Configure the "With Authentication" setting to organizational standards. CC ID 10005 | System hardening through configuration management | Preventive | |
| Configure the "Allow Move" setting to organizational standards. CC ID 10006 | System hardening through configuration management | Preventive | |
| Configure the "Use Only in Mail" setting to organizational standards. CC ID 10007 | System hardening through configuration management | Preventive | |
| Configure mobile devices to organizational standards. CC ID 04639 | System hardening through configuration management | Preventive | |
| Configure mobile devices to separate organizational data from personal data. CC ID 16463 | System hardening through configuration management | Preventive | |
| Configure the mobile device properties to organizational standards. CC ID 04640 | System hardening through configuration management | Preventive | |
| Configure the mobile device menu items to organizational standards. CC ID 04641 | System hardening through configuration management | Preventive | |
| Configure the BlackBerry handheld device driver settings. CC ID 04642 | System hardening through configuration management | Preventive | |
| Configure the BlackBerry Enterprise Server with either BlackBerry DMZ Solution or the BlackBerry firewall solution. CC ID 04602 | System hardening through configuration management | Preventive | |
| Configure automatic master key generation on the BlackBerry Enterprise Server. CC ID 04608 | System hardening through configuration management | Preventive | |
| Configure e-mail messages to not display a signature line stating the message was sent from a Portable Electronic Device. CC ID 04605 | System hardening through configuration management | Preventive | |
| Verify only the specific mobile device web browser software is installed. CC ID 04606 | System hardening through configuration management | Preventive | |
| Update the software and master keys for mobile Personal Electronic Devices every 30 days. CC ID 04607 | System hardening through configuration management | Preventive | |
| Enable content protection on mobile devices. CC ID 04609 | System hardening through configuration management | Preventive | |
| Configure the application policy groups for each mobile Personal Electronic Device. CC ID 04610 | System hardening through configuration management | Preventive | |
| Configure the BlackBerry Messenger policy group settings. CC ID 04611 | System hardening through configuration management | Preventive | |
| Configure the Camera policy group settings. CC ID 04614 | System hardening through configuration management | Preventive | |
| Configure the Bluetooth policy group settings. CC ID 04612 | System hardening through configuration management | Preventive | |
| Configure the Bluetooth Smart Card Reader policy group settings. CC ID 04613 | System hardening through configuration management | Preventive | |
| Configure the Browser policy group settings. CC ID 04615 | System hardening through configuration management | Preventive | |
| Configure the Certificate Sync policy group settings. CC ID 04616 | System hardening through configuration management | Preventive | |
| Configure the CMIME policy group settings. CC ID 04617 | System hardening through configuration management | Preventive | |
| Configure the Common policy group settings. CC ID 04618 | System hardening through configuration management | Preventive | |
| Configure the Desktop-only policy group settings. CC ID 04619 | System hardening through configuration management | Preventive | |
| Configure the IOT Application policy group settings. CC ID 04620 | System hardening through configuration management | Preventive | |
| Configure the Device-only policy group settings. CC ID 04621 | System hardening through configuration management | Preventive | |
| Configure the Desktop policy group settings. CC ID 04622 | System hardening through configuration management | Preventive | |
| Configure the Global items policy group settings. CC ID 04623 | System hardening through configuration management | Preventive | |
| Configure the Location Based Services policy group settings. CC ID 04624 | System hardening through configuration management | Preventive | |
| Configure the MDS policy group settings. CC ID 04625 | System hardening through configuration management | Preventive | |
| Configure the On-Device Help policy group settings. CC ID 04626 | System hardening through configuration management | Preventive | |
| Configure the Password policy group settings. CC ID 04627 | System hardening through configuration management | Preventive | |
| Configure the PIM Sync policy group settings. CC ID 04628 | System hardening through configuration management | Preventive | |
| Configure the Secure E-mail policy group settings. CC ID 04629 | System hardening through configuration management | Preventive | |
| Configure the Memory Cleaner policy group settings. CC ID 04630 | System hardening through configuration management | Preventive | |
| Configure the Security policy group settings. CC ID 04631 | System hardening through configuration management | Preventive | |
| Configure the Service Exclusivity policy group settings. CC ID 04632 | System hardening through configuration management | Preventive | |
| Configure the SIM Application Toolkit policy group settings. CC ID 04633 | System hardening through configuration management | Preventive | |
| Configure the Smart Dialing policy group settings. CC ID 04634 | System hardening through configuration management | Preventive | |
| Configure the S/MIME policy group settings. CC ID 04635 | System hardening through configuration management | Preventive | |
| Configure the TCP policy group settings. CC ID 04636 | System hardening through configuration management | Preventive | |
| Configure the WTLS (Application) policy group settings. CC ID 04638 | System hardening through configuration management | Preventive | |
| Configure emergency and critical e-mail notifications so that they are digitally signed. CC ID 04841 | System hardening through configuration management | Preventive | |
| Enable data-at-rest encryption on mobile devices. CC ID 04842 | System hardening through configuration management | Preventive | |
| Disable the capability to automatically execute code on mobile devices absent user direction. CC ID 08705 | System hardening through configuration management | Preventive | |
| Configure environmental sensors on mobile devices. CC ID 10667 | System hardening through configuration management | Preventive | |
| Prohibit the remote activation of environmental sensors on mobile devices. CC ID 10666 | System hardening through configuration management | Preventive | |
| Configure the mobile device to explicitly show when an environmental sensor is in use. CC ID 10668 | System hardening through configuration management | Preventive | |
| Configure the environmental sensor to report collected data to designated personnel only. CC ID 10669 | System hardening through configuration management | Preventive | |
| Configure Account settings in accordance with organizational standards. CC ID 07603 | System hardening through configuration management | Preventive | |
| Configure the "Account lockout duration" to organizational standards. CC ID 07771 [Automatically [Selection (one or more): lock the account or node for an [Assignment: organization-defined time period]; lock the account or node until released by an administrator; delay next logon prompt; notify system administrator; take other action] when the maximum number of unsuccessful attempts is exceeded. 03.01.08 b.] | System hardening through configuration management | Preventive | |
| Configure Logging settings in accordance with organizational standards. CC ID 07611 | System hardening through configuration management | Preventive | |
| Configure the detailed data elements to be captured for all logs so that events are identified by type, location, subject, user, what data was accessed, etc. CC ID 06331 [{place} Include the following content in audit records: Where the event occurred 03.03.02 a.3. Provide additional information for audit records as needed. 03.03.02 b.] | System hardening through configuration management | Preventive | |
| Configure the log to capture the user's identification. CC ID 01334 [Include the following content in audit records: Identity of the individuals, subjects, objects, or entities associated with the event 03.03.02 a.6.] | System hardening through configuration management | Preventive | |
| Configure the log to capture a date and time stamp. CC ID 01336 [{time} Include the following content in audit records: When the event occurred 03.03.02 a.2. Record time stamps for audit records that meet [Assignment: organization-defined granularity of time measurement] and that use Coordinated Universal Time (UTC), have a fixed local time offset from UTC, or include the local time offset as part of the time stamp. 03.03.07 b.] | System hardening through configuration management | Preventive | |
| Configure the log to uniquely identify each asset. CC ID 01339 [Include the following content in audit records: Identity of the individuals, subjects, objects, or entities associated with the event 03.03.02 a.6.] | System hardening through configuration management | Preventive | |
| Configure the log to capture remote access information. CC ID 05596 | System hardening through configuration management | Detective | |
| Configure the log to capture the type of each event. CC ID 06423 [Include the following content in audit records: What type of event occurred 03.03.02 a.1.] | System hardening through configuration management | Preventive | |
| Configure the log to capture each event's success or failure indication. CC ID 06424 [Include the following content in audit records: Outcome of the event 03.03.02 a.5.] | System hardening through configuration management | Preventive | |
| Configure all logs to capture auditable events or actionable events. CC ID 06332 | System hardening through configuration management | Preventive | |
| Configure the event log settings for specific Operating System functions. CC ID 06337 | System hardening through configuration management | Preventive | |
| Generate an alert when an audit log failure occurs. CC ID 06737 [Alert organizational personnel or roles within [Assignment: organization-defined time period] in the event of an audit logging process failure. 03.03.04 a.] | System hardening through configuration management | Preventive | |
| Configure Key, Certificate, Password, Authentication and Identity Management settings in accordance with organizational standards. CC ID 07621 | System hardening through configuration management | Preventive | |
| Configure the "Password must meet complexity requirements" to organizational standards. CC ID 07743 [Enforce the following composition and complexity rules for passwords: [Assignment: organization-defined composition and complexity rules]. 03.05.07 f.] | System hardening through configuration management | Preventive | |
| Configure the "Enforce password history" to organizational standards. CC ID 07877 [Prevent the reuse of identifiers for [Assignment: organization-defined time period]. 03.05.05 c.] | System hardening through configuration management | Preventive | |
| Configure security and protection software according to Organizational Standards. CC ID 11917 | System hardening through configuration management | Preventive | |
| Configure security and protection software to check e-mail attachments. CC ID 11860 [Configure malicious code protection mechanisms to: Perform scans of the system [Assignment: organization-defined frequency] and real-time scans of files from external sources at endpoints or system entry and exit points as the files are downloaded, opened, or executed; and 03.14.02 c.1.] | System hardening through configuration management | Preventive | |
| Create a hardened image of the baseline configuration to be used for building new systems. CC ID 07063 | System hardening through configuration management | Preventive | |
Data and Information Management | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Include the system components that generate audit records in the event logging procedures. CC ID 16426 | Monitoring and measurement | Preventive | |
| Overwrite the oldest records when audit logging fails. CC ID 14308 | Monitoring and measurement | Preventive | |
| Delete personal data upon data subject's withdrawal from testing. CC ID 17238 | Monitoring and measurement | Preventive | |
| Establish and maintain contact information for user accounts, as necessary. CC ID 15418 | Technical security | Preventive | |
| Enforce access restrictions for restricted data. CC ID 01921 | Technical security | Preventive | |
| Include the date and time that access was reviewed in the system record. CC ID 16416 | Technical security | Preventive | |
| Disseminate and communicate user identifiers and authenticators using secure communication protocols. CC ID 06791 [{lost authenticators} {compromised authenticators} Establish and implement administrative procedures for initial authenticator distribution; for lost, compromised, or damaged authenticators; and for revoking authenticators. 03.05.12 c.] | Technical security | Preventive | |
| Include virtual systems in the network diagram. CC ID 16324 | Technical security | Preventive | |
| Restrict inbound network traffic into the Demilitarized Zone. CC ID 01285 | Technical security | Preventive | |
| Segregate applications and databases that contain restricted data or restricted information in an internal network zone. CC ID 01289 [Implement subnetworks for publicly accessible system components that are physically or logically separated from internal networks. 03.13.01 b.] | Technical security | Preventive | |
| Protect data stored at external locations. CC ID 16333 | Technical security | Preventive | |
| Restrict outbound network traffic from systems that contain restricted data or restricted information. CC ID 01295 | Technical security | Preventive | |
| Deny direct Internet access to databases that store restricted data or restricted information. CC ID 01271 | Technical security | Preventive | |
| Define risk tolerance to illicit data flow for each type of information classification. CC ID 01923 | Technical security | Preventive | |
| Disclose non-privacy related restricted information after a court makes a determination the information is material to a court case. CC ID 06242 | Technical security | Preventive | |
| Exchange non-privacy related restricted information with approved third parties if the information supports an approved activity. CC ID 06243 | Technical security | Preventive | |
| Perform content sanitization on data-in-transit. CC ID 16512 | Technical security | Preventive | |
| Perform content conversion on data-in-transit. CC ID 16510 | Technical security | Preventive | |
| Protect data from unauthorized access while transmitting between separate parts of the system. CC ID 16499 | Technical security | Preventive | |
| Protect data from modification or loss while transmitting between separate parts of the system. CC ID 04554 | Technical security | Preventive | |
| Protect data from unauthorized disclosure while transmitting between separate parts of the system. CC ID 11859 | Technical security | Preventive | |
| Establish, implement, and maintain whitelists and blacklists of web content. CC ID 15234 | Technical security | Preventive | |
| Recover encrypted data for lost cryptographic keys, compromised cryptographic keys, or damaged cryptographic keys. CC ID 01301 | Technical security | Preventive | |
| Generate strong cryptographic keys. CC ID 01299 | Technical security | Preventive | |
| Use approved random number generators for creating cryptographic keys. CC ID 06574 | Technical security | Preventive | |
| Disseminate and communicate cryptographic keys securely. CC ID 01300 | Technical security | Preventive | |
| Control the input and output of cryptographic keys from a cryptographic module. CC ID 06541 | Technical security | Preventive | |
| Store cryptographic keys securely. CC ID 01298 | Technical security | Preventive | |
| Restrict access to cryptographic keys. CC ID 01297 | Technical security | Preventive | |
| Store cryptographic keys in encrypted format. CC ID 06084 | Technical security | Preventive | |
| Change cryptographic keys in accordance with organizational standards. CC ID 01302 | Technical security | Preventive | |
| Destroy cryptographic keys promptly after the retention period. CC ID 01303 | Technical security | Preventive | |
| Control cryptographic keys with split knowledge and dual control. CC ID 01304 | Technical security | Preventive | |
| Prevent the unauthorized substitution of cryptographic keys. CC ID 01305 | Technical security | Preventive | |
| Revoke old cryptographic keys or invalid cryptographic keys immediately. CC ID 01307 | Technical security | Corrective | |
| Replace known or suspected compromised cryptographic keys immediately. CC ID 01306 | Technical security | Corrective | |
| Archive outdated cryptographic keys. CC ID 06884 | Technical security | Preventive | |
| Archive revoked cryptographic keys. CC ID 11819 | Technical security | Preventive | |
| Manage the digital signature cryptographic key pair. CC ID 06576 | Technical security | Preventive | |
| Track restricted storage media while it is in transit. CC ID 00967 [Maintain accountability of system media that contain CUI during transport outside of controlled areas. 03.08.05 b.] | Physical and environmental protection | Detective | |
| Establish, implement, and maintain removable storage media controls. CC ID 06680 [Restrict the use of organization-controlled portable storage devices by authorized individuals on external systems. 03.01.20 d. Restrict or prohibit the use of [Assignment: organization-defined types of system media]. 03.08.07 a.] | Physical and environmental protection | Preventive | |
| Control access to restricted storage media. CC ID 04889 | Physical and environmental protection | Preventive | |
| Wipe information from mobile devices after a predetermined number of unsuccessful logon attempts. CC ID 14242 | Physical and environmental protection | Preventive | |
| Encrypt information stored on mobile devices. CC ID 01422 [Implement full-device or container-based encryption to protect the confidentiality of CUI on mobile devices. 03.01.18 c.] | Physical and environmental protection | Preventive | |
| Deny access to restricted data or restricted information when a personnel status change occurs or an individual is terminated. CC ID 01309 [When individual employment is terminated: Disable system access within [Assignment: organization-defined time period], 03.09.02 a.1.] | Human Resources management | Corrective | |
| Include a removable storage media use policy in the Acceptable Use Policy. CC ID 06772 | Operational management | Preventive | |
| Identify processes, Information Systems, and third parties that transmit, process, or store restricted data. CC ID 06289 | Operational management | Preventive | |
| Record a unique name for each asset in the asset inventory. CC ID 16305 | Operational management | Preventive | |
| Record the status of information systems in the asset inventory. CC ID 16304 | Operational management | Preventive | |
| Record the communication interfaces for applicable assets in the asset inventory. CC ID 16301 | Operational management | Preventive | |
| Record software license information for each asset in the asset inventory. CC ID 11736 | Operational management | Preventive | |
| Record dependencies and interconnections between applicable assets in the asset inventory. CC ID 17196 | Operational management | Preventive | |
| Record the vendor support end date for applicable assets in the asset inventory. CC ID 17194 | Operational management | Preventive | |
| Record the operating system version for applicable assets in the asset inventory. CC ID 11748 | Operational management | Preventive | |
| Record rooms at external locations in the asset inventory. CC ID 16302 | Operational management | Preventive | |
| Record trusted keys and certificates in the asset inventory. CC ID 15486 | Operational management | Preventive | |
| Record cipher suites and protocols in the asset inventory. CC ID 15489 | Operational management | Preventive | |
| Share incident information with interested personnel and affected parties. CC ID 01212 [Develop an incident response plan that: Addresses the sharing of incident information, and 03.06.05 a.5.] | Operational management | Corrective | |
| Comply with privacy regulations and civil liberties requirements when sharing data loss event information. CC ID 10036 | Operational management | Preventive | |
| Redact restricted data before sharing incident information. CC ID 16994 | Operational management | Preventive | |
| Report data loss event information to breach notification organizations. CC ID 01210 [Report incident information to [Assignment: organization-defined authorities]. 03.06.02 c.] | Operational management | Corrective | |
| Include a description of the restored data that was restored manually in the restoration log. CC ID 15463 | Operational management | Preventive | |
| Include a description of the restored data in the restoration log. CC ID 15462 | Operational management | Preventive | |
| Destroy investigative materials, as necessary. CC ID 17082 | Operational management | Preventive | |
| Approve tested change requests. CC ID 11783 | Operational management | Preventive | |
| Allow interested personnel and affected parties to opt out of specific version releases and software updates. CC ID 06809 | Operational management | Preventive | |
| Disable the use of removable storage media for systems that process restricted data or restricted information, as necessary. CC ID 06681 [{absent} Prohibit the use of removable system media without an identifiable owner. 03.08.07 b.] | System hardening through configuration management | Preventive | |
| Ensure the root account is the first entry in password files. CC ID 16323 | System hardening through configuration management | Detective | |
| Sanitize electronic storage media in accordance with organizational standards. CC ID 16464 | Records management | Preventive | |
| Sanitize all electronic storage media before disposing a system or redeploying a system. CC ID 01643 [Sanitize system media that contain CUI prior to disposal, release out of organizational control, or release for reuse. 03.08.03 ¶ 1] | Records management | Preventive | |
| Label restricted storage media appropriately. CC ID 00966 | Records management | Preventive | |
| Mark all forms of electronic messages that contain restricted data or restricted information with the appropriate classification. CC ID 01896 | Records management | Preventive | |
| Remove non-public information from publicly accessible systems. CC ID 14246 [Review the content on publicly accessible systems for CUI and remove such information, if discovered. 03.01.22 b.] | Records management | Corrective | |
Establish Roles | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Assign legislative body jurisdiction to the organization's assets, as necessary. CC ID 06956 | Leadership and high level objectives | Preventive | |
| Assign the appropriate roles to all applicable compliance documents. CC ID 06284 | Leadership and high level objectives | Preventive | |
| Assign the approval of compliance exceptions to the appropriate roles inside the organization. CC ID 06443 | Leadership and high level objectives | Preventive | |
| Assign penetration testing to a qualified internal resource or external third party. CC ID 06429 | Monitoring and measurement | Preventive | |
| Assign ownership of the vulnerability management program to the appropriate role. CC ID 15723 | Monitoring and measurement | Preventive | |
| Assign Information System access authorizations if implementing segregation of duties. CC ID 06323 | Technical security | Preventive | |
| Include assigned roles and responsibilities in the network access control standard. CC ID 06410 | Technical security | Preventive | |
| Establish a Registration Authority to support the Public Key Infrastructure. CC ID 15725 | Technical security | Preventive | |
| Define and assign roles and responsibilities for malicious code protection. CC ID 15474 | Technical security | Preventive | |
| Assign roles and responsibilities for physical security, as necessary. CC ID 13113 | Human Resources management | Preventive | |
| Identify and define all critical roles. CC ID 00777 | Human Resources management | Preventive | |
| Assign cybersecurity reporting responsibilities to qualified personnel. CC ID 12739 | Human Resources management | Preventive | |
| Assign the role of security management to applicable controls. CC ID 06444 | Human Resources management | Preventive | |
| Define and assign the data controller's roles and responsibilities. CC ID 00471 | Human Resources management | Preventive | |
| Assign the role of data controller to applicable controls. CC ID 00354 | Human Resources management | Preventive | |
| Assign the role of data controller to additional personnel, as necessary. CC ID 00473 | Human Resources management | Preventive | |
| Assign the role of Information Technology operations to applicable controls. CC ID 00682 | Human Resources management | Preventive | |
| Assign the role of logical access control to applicable controls. CC ID 00772 | Human Resources management | Preventive | |
| Assign the role of asset physical security to applicable controls. CC ID 00770 | Human Resources management | Preventive | |
| Assign the role of data custodian to applicable controls. CC ID 04789 | Human Resources management | Preventive | |
| Assign the role of the Quality Management committee to applicable controls. CC ID 00769 | Human Resources management | Preventive | |
| Assign interested personnel to the Quality Management committee. CC ID 07193 | Human Resources management | Preventive | |
| Assign personnel to a crime prevention unit and announce the members of the unit. CC ID 06348 | Human Resources management | Preventive | |
| Assign the role of fire protection management to applicable controls. CC ID 04891 | Human Resources management | Preventive | |
| Assign the role of Information Technology Service Continuity Management to applicable controls. CC ID 04894 | Human Resources management | Preventive | |
| Assign the role of the Computer Emergency Response Team to applicable controls. CC ID 04895 | Human Resources management | Preventive | |
| Assign the role of CRYPTO custodian to applicable controls. CC ID 06723 | Human Resources management | Preventive | |
| Establish and maintain the staff structure in line with the strategic plan. CC ID 00764 | Human Resources management | Preventive | |
| Include the incident response team member's roles and responsibilities in the Incident Response program. CC ID 01652 | Operational management | Preventive | |
| Include the incident response point of contact's roles and responsibilities in the Incident Response program. CC ID 01877 | Operational management | Preventive | |
| Include the head of information security's roles and responsibilities in the Incident Response program. CC ID 01878 | Operational management | Preventive | |
| Include the customer database owner's roles and responsibilities in the Incident Response program. CC ID 01879 | Operational management | Preventive | |
| Include the online sales department's roles and responsibilities in the Incident Response program. CC ID 01880 | Operational management | Preventive | |
| Include the incident response point of contact for credit card payment system's roles and responsibilities in the Incident Response program. CC ID 01881 | Operational management | Preventive | |
| Include the organizational legal counsel's roles and responsibilities in the Incident Response program. CC ID 01882 | Operational management | Preventive | |
| Include the Human Resources point of contact's roles and responsibilities in the Incident Response program. CC ID 01883 | Operational management | Preventive | |
| Include the organizational incident response network architecture point of contact's roles and responsibilities in the Incident Response program. CC ID 01884 | Operational management | Preventive | |
| Include the organizational incident response public relations point of contact's roles and responsibilities in the Incident Response program. CC ID 01885 | Operational management | Preventive | |
| Include the organizational incident response location manager's roles and responsibilities in the Incident Response program. CC ID 01886 | Operational management | Preventive | |
| Include the responsible party for managing complaints in third party contracts. CC ID 10022 | Third Party and supply chain oversight | Preventive | |
Establish/Maintain Documentation | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Establish, implement, and maintain communication protocols. CC ID 12245 | Leadership and high level objectives | Preventive | |
| Establish, implement, and maintain alert procedures. CC ID 12406 [Generate and disseminate internal system security alerts, advisories, and directives, as necessary. 03.14.03 b.] | Leadership and high level objectives | Preventive | |
| Include the criteria for notifications in the notification system. CC ID 17139 | Leadership and high level objectives | Preventive | |
| Establish, implement, and maintain a Quality Management framework. CC ID 07196 | Leadership and high level objectives | Preventive | |
| Establish, implement, and maintain a Quality Management program. CC ID 07201 | Leadership and high level objectives | Preventive | |
| Establish and maintain the scope of the organizational compliance framework and Information Assurance controls. CC ID 01241 | Leadership and high level objectives | Preventive | |
| Establish, implement, and maintain a policy and procedure management program. CC ID 06285 [Develop, document, and disseminate to organizational personnel or roles the policies and procedures needed to satisfy the security requirements for the protection of CUI. 03.15.01 a. Review and update policies and procedures [Assignment: organization-defined frequency]. 03.15.01 b.] | Leadership and high level objectives | Preventive | |
| Include contact information in the organization's policies, standards, and procedures. CC ID 17167 | Leadership and high level objectives | Preventive | |
| Include the effective date on all organizational policies. CC ID 06820 | Leadership and high level objectives | Preventive | |
| Include requirements in the organization’s policies, standards, and procedures. CC ID 12956 | Leadership and high level objectives | Preventive | |
| Include threats in the organization’s policies, standards, and procedures. CC ID 12953 | Leadership and high level objectives | Preventive | |
| Analyze organizational policies, as necessary. CC ID 14037 | Leadership and high level objectives | Detective | |
| Include opportunities in the organization’s policies, standards, and procedures. CC ID 12945 | Leadership and high level objectives | Preventive | |
| Establish and maintain an Authority Document list. CC ID 07113 | Leadership and high level objectives | Preventive | |
| Map in scope assets and in scope records to external requirements. CC ID 12189 | Leadership and high level objectives | Detective | |
| Document organizational procedures that harmonize external requirements, including all legal requirements. CC ID 00623 | Leadership and high level objectives | Preventive | |
| Establish, implement, and maintain full documentation of all policies, standards, and procedures that support the organization's compliance framework. CC ID 01636 | Leadership and high level objectives | Preventive | |
| Disseminate and communicate the list of Authority Documents that support the organization's compliance framework to interested personnel and affected parties. CC ID 01312 | Leadership and high level objectives | Preventive | |
| Classify controls according to their preventive, detective, or corrective status. CC ID 06436 | Leadership and high level objectives | Preventive | |
| Publish, disseminate, and communicate a Statement on Internal Control, as necessary. CC ID 06727 | Leadership and high level objectives | Preventive | |
| Include signatures of c-level executives in the Statement on Internal Control. CC ID 14778 | Leadership and high level objectives | Preventive | |
| Include management's assertions on the effectiveness of internal control in the Statement on Internal Control. CC ID 14771 | Leadership and high level objectives | Corrective | |
| Include confirmation of any significant weaknesses in the Statement on Internal Control. CC ID 06861 | Leadership and high level objectives | Preventive | |
| Include roles and responsibilities in the Statement on Internal Control. CC ID 14774 | Leadership and high level objectives | Preventive | |
| Include an assurance statement regarding the counterterror protective security plan in the Statement on Internal Control. CC ID 06866 | Leadership and high level objectives | Preventive | |
| Include limitations of internal control systems in the Statement on Internal Control. CC ID 14773 | Leadership and high level objectives | Preventive | |
| Include a description of the methodology used to evaluate internal controls in the Statement on Internal Control. CC ID 14772 | Leadership and high level objectives | Preventive | |
| Include the counterterror protective security plan test results in the Statement on Internal Control. CC ID 06867 | Leadership and high level objectives | Detective | |
| Approve all compliance documents. CC ID 06286 | Leadership and high level objectives | Preventive | |
| Align the Authority Document list with external requirements. CC ID 06288 | Leadership and high level objectives | Preventive | |
| Identify and document the Designated Approval Authority for compliance documents. CC ID 07114 | Leadership and high level objectives | Preventive | |
| Establish, implement, and maintain a compliance exception standard. CC ID 01628 | Leadership and high level objectives | Preventive | |
| Include the authority for granting exemptions in the compliance exception standard. CC ID 14329 | Leadership and high level objectives | Preventive | |
| Include all compliance exceptions in the compliance exception standard. CC ID 01630 | Leadership and high level objectives | Detective | |
| Include explanations, compensating controls, or risk acceptance in the compliance exceptions Exceptions document. CC ID 01631 | Leadership and high level objectives | Preventive | |
| Include when exemptions expire in the compliance exception standard. CC ID 14330 | Leadership and high level objectives | Preventive | |
| Include management of the exemption register in the compliance exception standard. CC ID 14328 | Leadership and high level objectives | Preventive | |
| Provide predefined suspicious activity reports for suspicious activity discovered in the event log. CC ID 06774 | Monitoring and measurement | Corrective | |
| Include identity information of suspects in the suspicious activity report. CC ID 16648 | Monitoring and measurement | Preventive | |
| Review and update the list of auditable events in the event logging procedures. CC ID 10097 [Review and update the event types selected for logging [Assignment: organization-defined frequency]. 03.03.01 b.] | Monitoring and measurement | Preventive | |
| Establish, implement, and maintain a risk monitoring program. CC ID 00658 [Develop and implement a system-level continuous monitoring strategy that includes ongoing monitoring and security assessments. 03.12.03 ¶ 1 Develop and implement a system-level continuous monitoring strategy that includes ongoing monitoring and security assessments. 03.12.03 ¶ 1] | Monitoring and measurement | Preventive | |
| Establish, implement, and maintain a compliance testing strategy. CC ID 00659 | Monitoring and measurement | Preventive | |
| Include a system description in the system security plan. CC ID 16467 | Monitoring and measurement | Preventive | |
| Include a description of the operational context in the system security plan. CC ID 14301 | Monitoring and measurement | Preventive | |
| Include the results of the security categorization in the system security plan. CC ID 14281 | Monitoring and measurement | Preventive | |
| Include the information types in the system security plan. CC ID 14696 [Develop a system security plan that: Identifies the information types processed, stored, and transmitted by the system; 03.15.02 a.2.] | Monitoring and measurement | Preventive | |
| Include the security requirements in the system security plan. CC ID 14274 [Develop a system security plan that: Provides an overview of the security requirements for the system; 03.15.02 a.5. Develop a system security plan that: Describes the safeguards in place or planned for meeting the security requirements; 03.15.02 a.6. Develop a system security plan that: Includes other relevant information necessary for the protection of CUI. 03.15.02 a.8.] | Monitoring and measurement | Preventive | |
| Include cryptographic key management procedures in the system security plan. CC ID 17029 | Monitoring and measurement | Preventive | |
| Include threats in the system security plan. CC ID 14693 [Develop a system security plan that: Describes specific threats to the system that are of concern to the organization; 03.15.02 a.3.] | Monitoring and measurement | Preventive | |
| Include network diagrams in the system security plan. CC ID 14273 [Develop a system security plan that: Defines the constituent system components; 03.15.02 a.1. Develop a system security plan that: Describes the operational environment for the system and any dependencies on or connections to other systems or system components; 03.15.02 a.4.] | Monitoring and measurement | Preventive | |
| Include roles and responsibilities in the system security plan. CC ID 14682 [Develop a system security plan that: Identifies individuals that fulfill system roles and responsibilities; and 03.15.02 a.7.] | Monitoring and measurement | Preventive | |
| Include backup and recovery procedures in the system security plan. CC ID 17043 | Monitoring and measurement | Preventive | |
| Include the results of the privacy risk assessment in the system security plan. CC ID 14676 | Monitoring and measurement | Preventive | |
| Include remote access methods in the system security plan. CC ID 16441 | Monitoring and measurement | Preventive | |
| Include a description of the operational environment in the system security plan. CC ID 14272 [Develop a system security plan that: Describes the operational environment for the system and any dependencies on or connections to other systems or system components; 03.15.02 a.4.] | Monitoring and measurement | Preventive | |
| Include the security categorizations and rationale in the system security plan. CC ID 14270 | Monitoring and measurement | Preventive | |
| Include the authorization boundary in the system security plan. CC ID 14257 | Monitoring and measurement | Preventive | |
| Include security controls in the system security plan. CC ID 14239 | Monitoring and measurement | Preventive | |
| Create specific test plans to test each system component. CC ID 00661 | Monitoring and measurement | Preventive | |
| Include the roles and responsibilities in the test plan. CC ID 14299 | Monitoring and measurement | Preventive | |
| Include the assessment team in the test plan. CC ID 14297 | Monitoring and measurement | Preventive | |
| Include the scope in the test plans. CC ID 14293 | Monitoring and measurement | Preventive | |
| Include the assessment environment in the test plan. CC ID 14271 | Monitoring and measurement | Preventive | |
| Review the test plans for each system component. CC ID 00662 | Monitoring and measurement | Preventive | |
| Document validated testing processes in the testing procedures. CC ID 06200 | Monitoring and measurement | Preventive | |
| Include error details, identifying the root causes, and mitigation actions in the testing procedures. CC ID 11827 | Monitoring and measurement | Preventive | |
| Establish, implement, and maintain a security assessment and authorization policy. CC ID 14031 | Monitoring and measurement | Preventive | |
| Establish and maintain a scoring method for Red Team exercise results. CC ID 12136 | Monitoring and measurement | Preventive | |
| Include coordination amongst entities in the security assessment and authorization policy. CC ID 14222 | Monitoring and measurement | Preventive | |
| Include the scope in the security assessment and authorization policy. CC ID 14220 | Monitoring and measurement | Preventive | |
| Include the purpose in the security assessment and authorization policy. CC ID 14219 | Monitoring and measurement | Preventive | |
| Include management commitment in the security assessment and authorization policy. CC ID 14189 | Monitoring and measurement | Preventive | |
| Include compliance requirements in the security assessment and authorization policy. CC ID 14183 | Monitoring and measurement | Preventive | |
| Include roles and responsibilities in the security assessment and authorization policy. CC ID 14179 | Monitoring and measurement | Preventive | |
| Establish, implement, and maintain security assessment and authorization procedures. CC ID 14056 | Monitoring and measurement | Preventive | |
| Document improvement actions based on test results and exercises. CC ID 16840 | Monitoring and measurement | Preventive | |
| Define the test requirements for each testing program. CC ID 13177 | Monitoring and measurement | Preventive | |
| Include mechanisms for emergency stops in the testing program. CC ID 14398 | Monitoring and measurement | Preventive | |
| Document the business need justification for authorized wireless access points. CC ID 12044 | Monitoring and measurement | Preventive | |
| Establish, implement, and maintain conformity assessment procedures. CC ID 15032 | Monitoring and measurement | Preventive | |
| Create technical documentation assessment certificates in an official language. CC ID 15110 | Monitoring and measurement | Preventive | |
| Define the test frequency for each testing program. CC ID 13176 | Monitoring and measurement | Preventive | |
| Compare port scan reports for in scope systems against their port scan baseline. CC ID 12162 | Monitoring and measurement | Detective | |
| Establish, implement, and maintain a stress test program for identification cards or badges. CC ID 15424 | Monitoring and measurement | Preventive | |
| Align the penetration test program with industry standards. CC ID 12469 | Monitoring and measurement | Preventive | |
| Establish, implement, and maintain a business line testing strategy. CC ID 13245 | Monitoring and measurement | Preventive | |
| Include facilities in the business line testing strategy. CC ID 13253 | Monitoring and measurement | Preventive | |
| Include electrical systems in the business line testing strategy. CC ID 13251 | Monitoring and measurement | Preventive | |
| Include mechanical systems in the business line testing strategy. CC ID 13250 | Monitoring and measurement | Preventive | |
| Include Heating Ventilation and Air Conditioning systems in the business line testing strategy. CC ID 13248 | Monitoring and measurement | Preventive | |
| Include emergency power supplies in the business line testing strategy. CC ID 13247 | Monitoring and measurement | Preventive | |
| Include environmental controls in the business line testing strategy. CC ID 13246 | Monitoring and measurement | Preventive | |
| Establish, implement, and maintain a vulnerability management program. CC ID 15721 | Monitoring and measurement | Preventive | |
| Establish, implement, and maintain a vulnerability assessment program. CC ID 11636 | Monitoring and measurement | Preventive | |
| Record the vulnerability scanning activity in the vulnerability scan report. CC ID 12097 | Monitoring and measurement | Preventive | |
| Include the pass or fail test status in the test results. CC ID 17106 | Monitoring and measurement | Preventive | |
| Include time information in the test results. CC ID 17105 | Monitoring and measurement | Preventive | |
| Include a description of the system tested in the test results. CC ID 17104 | Monitoring and measurement | Preventive | |
| Recommend mitigation techniques based on penetration test results. CC ID 04881 | Monitoring and measurement | Corrective | |
| Establish, implement, and maintain a compliance monitoring policy. CC ID 00671 | Monitoring and measurement | Preventive | |
| Establish, implement, and maintain a log management program. CC ID 00673 | Monitoring and measurement | Preventive | |
| Identify and communicate improvements in metrics reporting. CC ID 06921 | Monitoring and measurement | Corrective | |
| Establish, implement, and maintain an audit program. CC ID 00684 | Audits and risk management | Preventive | |
| Establish and maintain organizational audit reports. CC ID 06731 | Audits and risk management | Preventive | |
| Disseminate and communicate the audit report to all interested personnel and affected parties identified in the distribution list. CC ID 07117 | Audits and risk management | Preventive | |
| Establish, implement, and maintain a risk management program. CC ID 12051 | Audits and risk management | Preventive | |
| Establish, implement, and maintain the risk assessment framework. CC ID 00685 | Audits and risk management | Preventive | |
| Establish, implement, and maintain a risk assessment program. CC ID 00687 | Audits and risk management | Preventive | |
| Include the probability and potential impact of pandemics in the scope of the risk assessment. CC ID 13241 | Audits and risk management | Preventive | |
| Include physical assets in the scope of the risk assessment. CC ID 13075 | Audits and risk management | Preventive | |
| Include the results of the risk assessment in the risk assessment report. CC ID 06481 | Audits and risk management | Preventive | |
| Update the risk assessment upon discovery of a new threat. CC ID 00708 | Audits and risk management | Detective | |
| Update the risk assessment upon changes to the risk profile. CC ID 11627 [Update risk assessments [Assignment: organization-defined frequency]. 03.11.01 b.] | Audits and risk management | Detective | |
| Document any reasons for modifying or refraining from modifying the organization's risk assessment when the risk assessment has been reviewed. CC ID 13312 | Audits and risk management | Preventive | |
| Create a risk assessment report based on the risk assessment results. CC ID 15695 | Audits and risk management | Preventive | |
| Document and communicate a corrective action plan based on the risk assessment findings. CC ID 00705 [Develop a plan of action and milestones for the system: 03.12.02 a.] | Audits and risk management | Corrective | |
| Review and approve the risk assessment findings. CC ID 06485 | Audits and risk management | Preventive | |
| Include risk responses in the risk management program. CC ID 13195 [Respond to findings from security assessments, monitoring, and audits. 03.11.04 ¶ 1] | Audits and risk management | Preventive | |
| Establish, implement, and maintain a supply chain risk management plan. CC ID 14713 [Develop a plan for managing supply chain risks associated with the research and development, design, manufacturing, acquisition, delivery, integration, operations, maintenance, and disposal of the system, system components, or system services. 03.17.01 a. Review and update the supply chain risk management plan [Assignment: organization-defined frequency]. 03.17.01 b.] | Audits and risk management | Preventive | |
| Include processes for monitoring and reporting in the supply chain risk management plan. CC ID 15619 | Audits and risk management | Preventive | |
| Include dates in the supply chain risk management plan. CC ID 15617 | Audits and risk management | Preventive | |
| Include implementation milestones in the supply chain risk management plan. CC ID 15615 | Audits and risk management | Preventive | |
| Include roles and responsibilities in the supply chain risk management plan. CC ID 15613 | Audits and risk management | Preventive | |
| Include supply chain risk management procedures in the risk management program. CC ID 13190 [Assess the risk (including supply chain risk) of unauthorized disclosure resulting from the processing, storage, or transmission of CUI. 03.11.01 a. Establish a process for identifying and addressing weaknesses or deficiencies in the supply chain elements and processes. 03.17.03 a.] | Audits and risk management | Preventive | |
| Establish, implement, and maintain an access control program. CC ID 11702 | Technical security | Preventive | |
| Establish, implement, and maintain an access rights management plan. CC ID 00513 | Technical security | Preventive | |
| Inventory all user accounts. CC ID 13732 [Define the types of system accounts allowed and prohibited. 03.01.01 a.] | Technical security | Preventive | |
| Add all devices requiring access control to the Access Control List. CC ID 06264 | Technical security | Preventive | |
| Include the objects and users subject to access control in the security policy. CC ID 11836 | Technical security | Preventive | |
| Establish, implement, and maintain a system use agreement for each information system. CC ID 06500 [Prohibit the use of external systems unless the systems are specifically authorized. 03.01.20 a. Establish the following security requirements to be satisfied on external systems prior to allowing use of or access to those systems by authorized individuals: [Assignment: organization-defined security requirements]. 03.01.20 b.] | Technical security | Preventive | |
| Accept and sign the system use agreement before data or system access is enabled. CC ID 06501 | Technical security | Preventive | |
| Document actions that can be performed on an information system absent identification and authentication of the user. CC ID 06771 | Technical security | Preventive | |
| Establish and maintain a list of individuals authorized to perform privileged functions. CC ID 17005 | Technical security | Preventive | |
| Establish and maintain a Digital Rights Management program. CC ID 07093 | Technical security | Preventive | |
| Establish, implement, and maintain an authority for access authorization list. CC ID 06782 | Technical security | Preventive | |
| Establish, implement, and maintain access control procedures. CC ID 11663 | Technical security | Preventive | |
| Document approving and granting access in the access control log. CC ID 06786 | Technical security | Preventive | |
| Include the user identifiers of all personnel who are authorized to access a system in the system record. CC ID 15171 | Technical security | Preventive | |
| Include identity information of all personnel who are authorized to access a system in the system record. CC ID 16406 | Technical security | Preventive | |
| Include the date and time that access rights were changed in the system record. CC ID 16415 | Technical security | Preventive | |
| Establish and maintain a memorized secret list. CC ID 13791 [{commonly used passwords} Maintain a list of commonly-used, expected, or compromised passwords, and update the list [Assignment: organization-defined frequency] and when organizational passwords are suspected to have been compromised. 03.05.07 a. {commonly used passwords} Verify that passwords are not found on the list of commonly used, expected, or compromised passwords when users create or update passwords. 03.05.07 b.] | Technical security | Preventive | |
| Establish, implement, and maintain a network configuration standard. CC ID 00530 [Establish usage restrictions, configuration requirements, and connection requirements for each type of allowable remote system access. 03.01.12 a.] | Technical security | Preventive | |
| Establish, implement, and maintain network segmentation requirements. CC ID 16380 | Technical security | Preventive | |
| Establish, implement, and maintain a network security policy. CC ID 06440 | Technical security | Preventive | |
| Include compliance requirements in the network security policy. CC ID 14205 | Technical security | Preventive | |
| Include coordination amongst entities in the network security policy. CC ID 14204 | Technical security | Preventive | |
| Include management commitment in the network security policy. CC ID 14203 | Technical security | Preventive | |
| Include roles and responsibilities in the network security policy. CC ID 14202 | Technical security | Preventive | |
| Include the scope in the network security policy. CC ID 14201 | Technical security | Preventive | |
| Include the purpose in the network security policy. CC ID 14200 | Technical security | Preventive | |
| Establish, implement, and maintain system and communications protection procedures. CC ID 14052 | Technical security | Preventive | |
| Establish, implement, and maintain a wireless networking policy. CC ID 06732 [Establish usage restrictions, configuration requirements, and connection requirements for each type of wireless access to the system. 03.01.16 a. Establish usage restrictions, configuration requirements, and connection requirements for each type of wireless access to the system. 03.01.16 a. Authorize each type of wireless access to the system prior to establishing such connections. 03.01.16 b.] | Technical security | Preventive | |
| Include usage restrictions for Bluetooth in the wireless networking policy. CC ID 16443 | Technical security | Preventive | |
| Maintain up-to-date network diagrams. CC ID 00531 | Technical security | Preventive | |
| Include the date of the most recent update on the network diagram. CC ID 14319 | Technical security | Preventive | |
| Include the organization's name in the network diagram. CC ID 14318 | Technical security | Preventive | |
| Include Internet Protocol addresses in the network diagram. CC ID 16244 | Technical security | Preventive | |
| Include Domain Name System names in the network diagram. CC ID 16240 | Technical security | Preventive | |
| Accept, by formal signature, the security implications of the network topology. CC ID 12323 | Technical security | Preventive | |
| Maintain up-to-date data flow diagrams. CC ID 10059 | Technical security | Preventive | |
| Establish, implement, and maintain a sensitive information inventory. CC ID 13736 | Technical security | Detective | |
| Include information flows to third parties in the data flow diagram. CC ID 13185 | Technical security | Preventive | |
| Document where data-at-rest and data in transit is encrypted on the data flow diagram. CC ID 16412 | Technical security | Preventive | |
| Establish, implement, and maintain a Boundary Defense program. CC ID 00544 [Monitor and control communications at external managed interfaces to the system and key internal managed interfaces within the system. 03.13.01 a. Connect to external systems only through managed interfaces that consist of boundary protection devices arranged in accordance with an organizational security architecture. 03.13.01 c.] | Technical security | Preventive | |
| Establish, implement, and maintain a network access control standard. CC ID 00546 [Establish usage restrictions, configuration requirements, and connection requirements for each type of allowable remote system access. 03.01.12 a.] | Technical security | Preventive | |
| Include configuration management and rulesets in the network access control standard. CC ID 11845 | Technical security | Preventive | |
| Secure the network access control standard against unauthorized changes. CC ID 11920 | Technical security | Preventive | |
| Include compensating controls implemented for insecure protocols in the firewall and router configuration standard. CC ID 11948 | Technical security | Preventive | |
| Include restricting inbound network traffic in the firewall and router configuration standard. CC ID 11960 | Technical security | Preventive | |
| Include restricting outbound network traffic in the firewall and router configuration standard. CC ID 11961 | Technical security | Preventive | |
| Include requirements for a firewall at each Internet connection and between any demilitarized zone and the internal network zone in the firewall and router configuration standard. CC ID 12435 | Technical security | Preventive | |
| Include network diagrams that identify connections between all subnets and wireless networks in the firewall and router configuration standard. CC ID 12434 | Technical security | Preventive | |
| Include network diagrams that identify storage or processing locations of all restricted data in the firewall and router configuration standard. CC ID 12426 | Technical security | Preventive | |
| Include a protocols, ports, applications, and services list in the firewall and router configuration standard. CC ID 00537 [Prohibit or restrict use of the following functions, ports, protocols, connections, and services: [Assignment: organization-defined functions, ports, protocols, connections, and services]. 03.04.06 b.] | Technical security | Preventive | |
| Include approval of the protocols, ports, applications, and services list in the firewall and router configuration standard. CC ID 12547 | Technical security | Preventive | |
| Include the use of protocols above and beyond common information service protocols in the protocols, ports, applications, and services list in the firewall and router configuration standard. CC ID 00539 | Technical security | Preventive | |
| Include justifying the use of risky protocols in the protocols, ports, applications, and services list in the firewall and router configuration standard. CC ID 01280 | Technical security | Preventive | |
| Document and implement security features for each identified insecure service, protocol, and port in the protocols, ports, applications, and services list. CC ID 12033 | Technical security | Preventive | |
| Identify the insecure services, protocols, and ports in the protocols, ports, applications, and services list in the firewall and router configuration. CC ID 12032 [Review the system [Assignment: organization-defined frequency] to identify unnecessary or nonsecure functions, ports, protocols, connections, and services. 03.04.06 c.] | Technical security | Preventive | |
| Record the configuration rules for network access and control points in the configuration management system. CC ID 12105 | Technical security | Preventive | |
| Record the duration of the business need associated with changes to the configuration rules for network access and control points in the configuration management system. CC ID 12107 | Technical security | Preventive | |
| Record each individual's name and business need associated with changes to the configuration rules for network access and control points in the configuration management system. CC ID 12106 | Technical security | Preventive | |
| Establish, implement, and maintain information flow control configuration standards. CC ID 01924 | Technical security | Preventive | |
| Maintain a record of the challenge state during identification and authentication in an automated information exchange. CC ID 06629 | Technical security | Preventive | |
| Establish, implement, and maintain information flow control policies inside the system and between interconnected systems. CC ID 01410 [Enforce approved authorizations for controlling the flow of CUI within the system and between connected systems. 03.01.03 ¶ 1] | Technical security | Preventive | |
| Establish, implement, and maintain a document printing policy. CC ID 14384 | Technical security | Preventive | |
| Include printing to personal printers during a continuity event in the document printing policy. CC ID 14396 | Technical security | Preventive | |
| Establish, implement, and maintain information flow procedures. CC ID 04542 | Technical security | Preventive | |
| Establish, implement, and maintain information exchange procedures. CC ID 11782 [Approve and manage the exchange of CUI between the system and other systems using [Selection (one or more): interconnection security agreements; information exchange security agreements; memoranda of understanding or agreement; service-level agreements; user agreements; non-disclosure agreements; other types of agreements]. 03.12.05 a. Approve and manage the exchange of CUI between the system and other systems using [Selection (one or more): interconnection security agreements; information exchange security agreements; memoranda of understanding or agreement; service-level agreements; user agreements; non-disclosure agreements; other types of agreements]. 03.12.05 a.] | Technical security | Preventive | |
| Include the connected Information Technology assets in the information exchange procedures. CC ID 17025 | Technical security | Preventive | |
| Include connection termination procedures in the information exchange procedures. CC ID 17027 | Technical security | Preventive | |
| Include the data sensitivity levels in the information exchange procedures. CC ID 17024 | Technical security | Preventive | |
| Include communication requirements in the information exchange procedures. CC ID 17026 | Technical security | Preventive | |
| Include roles and responsibilities in the information exchange procedures. CC ID 17023 | Technical security | Preventive | |
| Include implementation procedures in the information exchange procedures. CC ID 17022 | Technical security | Preventive | |
| Include security controls in the information exchange procedures. CC ID 17021 | Technical security | Preventive | |
| Include testing procedures in the information exchange procedures. CC ID 17020 | Technical security | Preventive | |
| Include measurement criteria in the information exchange procedures. CC ID 17019 | Technical security | Preventive | |
| Include training requirements in the information exchange procedures. CC ID 17017 | Technical security | Preventive | |
| Establish, implement, and maintain whitelists and blacklists of domain names. CC ID 07097 | Technical security | Preventive | |
| Revoke membership in the whitelist, as necessary. CC ID 13827 | Technical security | Corrective | |
| Establish, implement, and maintain whitelists and blacklists of software. CC ID 11780 [Identify software programs authorized to execute on the system. 03.04.08 a. Review and update the list of authorized software programs [Assignment: organization-defined frequency]. 03.04.08 c.] | Technical security | Preventive | |
| Establish, implement, and maintain a remote access and teleworking program. CC ID 04545 [Establish usage restrictions, configuration requirements, and connection requirements for each type of allowable remote system access. 03.01.12 a.] | Technical security | Preventive | |
| Include information security requirements in the remote access and teleworking program. CC ID 15704 | Technical security | Preventive | |
| Document and approve requests to bypass multifactor authentication. CC ID 15464 | Technical security | Preventive | |
| Establish, implement, and maintain cryptographic key management procedures. CC ID 00571 [Establish and manage cryptographic keys in the system in accordance with the following key management requirements: [Assignment: organization-defined requirements for key generation, distribution, storage, access, and destruction]. 03.13.10 ¶ 1] | Technical security | Preventive | |
| Include recommended cryptographic key management procedures for cloud service providers in the cryptographic key management procedures. CC ID 13152 | Technical security | Preventive | |
| Include requesting cryptographic key types in the cryptographic key management procedures. CC ID 13151 | Technical security | Preventive | |
| Include cryptographic key expiration in the cryptographic key management procedures. CC ID 17079 | Technical security | Preventive | |
| Include the establishment of cryptographic keys in the cryptographic key management procedures. CC ID 06540 | Technical security | Preventive | |
| Include offsite backups of cryptographic keys in the cryptographic key management procedures. CC ID 13127 | Technical security | Preventive | |
| Require key custodians to sign the cryptographic key management policy. CC ID 01308 | Technical security | Preventive | |
| Establish, implement, and maintain requirements for Personal Identity Verification authentication certificates. CC ID 06587 | Technical security | Preventive | |
| Establish, implement, and maintain Public Key certificate application procedures. CC ID 07079 | Technical security | Preventive | |
| Include the Identification and Authentication of individuals or entities in the Public Key certificate application procedures. CC ID 07080 | Technical security | Preventive | |
| Include approving or rejecting Public Key certificate applications in the Public Key certificate application procedure. CC ID 07081 | Technical security | Preventive | |
| Include revocation of Public Key certificates in the Public Key certificate procedures. CC ID 07082 | Technical security | Preventive | |
| Publish revoked Public Key certificates in the Certificate Revocation List. CC ID 07089 | Technical security | Preventive | |
| Establish, implement, and maintain Public Key renewal or rekeying request procedures. CC ID 07083 | Technical security | Preventive | |
| Include identification and authentication in Public Key renewal or rekeying request procedures. CC ID 11816 | Technical security | Preventive | |
| Establish, implement, and maintain Public Key certificate procedures. CC ID 07085 | Technical security | Preventive | |
| Include signing and issuing Public Key certificates in the Public Key certificate procedures. CC ID 11817 | Technical security | Preventive | |
| Include publishing Public Key certificates in the Public Key certificate procedures. CC ID 07087 | Technical security | Preventive | |
| Include access to issued Public Key certificates in the Public Key certificate procedures. CC ID 07086 | Technical security | Preventive | |
| Authorize transactions of data transmitted over public networks or shared data networks. CC ID 00566 | Technical security | Preventive | |
| Establish, implement, and maintain a malicious code protection program. CC ID 00574 [Configure malicious code protection mechanisms to: Block malicious code, quarantine malicious code, or take other mitigation actions in response to malicious code detection. 03.14.02 c.2. Configure malicious code protection mechanisms to: Block malicious code, quarantine malicious code, or take other mitigation actions in response to malicious code detection. 03.14.02 c.2. Configure malicious code protection mechanisms to: Block malicious code, quarantine malicious code, or take other mitigation actions in response to malicious code detection. 03.14.02 c.2.] | Technical security | Preventive | |
| Establish, implement, and maintain malicious code protection procedures. CC ID 15483 | Technical security | Preventive | |
| Establish, implement, and maintain a malicious code protection policy. CC ID 15478 | Technical security | Preventive | |
| Establish, implement, and maintain a malicious code outbreak recovery plan. CC ID 01310 | Technical security | Corrective | |
| Establish, implement, and maintain a virtual environment and shared resources security program. CC ID 06551 | Technical security | Preventive | |
| Establish, implement, and maintain a shared resources management program. CC ID 07096 [Prevent unauthorized and unintended information transfer via shared system resources. 03.13.04 ¶ 1] | Technical security | Preventive | |
| Establish, implement, and maintain a physical security program. CC ID 11757 | Physical and environmental protection | Preventive | |
| Establish, implement, and maintain a facility physical security program. CC ID 00711 | Physical and environmental protection | Preventive | |
| Identify and document physical access controls for all physical entry points. CC ID 01637 | Physical and environmental protection | Preventive | |
| Establish, implement, and maintain physical access procedures. CC ID 13629 [{entry points} Enforce physical access authorizations at entry and exit points to the facility where the system resides by: Verifying individual physical access authorizations before granting access to the facility and 03.10.07 a.1.] | Physical and environmental protection | Preventive | |
| Establish, implement, and maintain a visitor access permission policy. CC ID 06699 | Physical and environmental protection | Preventive | |
| Escort visitors within the facility, as necessary. CC ID 06417 [Escort visitors, and control visitor activity. 03.10.07 c.] | Physical and environmental protection | Preventive | |
| Establish, implement, and maintain procedures for changing a visitor's access requirements. CC ID 12048 | Physical and environmental protection | Preventive | |
| Maintain and review facility access lists of personnel who have been granted authorized entry to (and within) facilities that contain restricted data or restricted information. CC ID 01436 [{maintenance personnel} Maintain a list of authorized maintenance organizations or personnel. 03.07.06 b. Verify that non-escorted personnel who perform maintenance on the system possess the required access authorizations. 03.07.06 c. Develop, approve, and maintain a list of individuals with authorized access to the facility where the system resides. 03.10.01 a. Review the facility access list [Assignment: organization-defined frequency]. 03.10.01 c. Remove individuals from the facility access list when access is no longer required. 03.10.01 d.] | Physical and environmental protection | Preventive | |
| Authorize physical access to sensitive areas based on job functions. CC ID 12462 | Physical and environmental protection | Preventive | |
| Establish, implement, and maintain physical identification procedures. CC ID 00713 | Physical and environmental protection | Preventive | |
| Establish, implement, and maintain lost or damaged identification card procedures, as necessary. CC ID 14819 | Physical and environmental protection | Preventive | |
| Document all lost badges in a lost badge list. CC ID 12448 | Physical and environmental protection | Corrective | |
| Establish, implement, and maintain identification issuance procedures for identification cards or badges. CC ID 06598 [Issue authorization credentials for facility access. 03.10.01 b.] | Physical and environmental protection | Preventive | |
| Include error handling controls in identification issuance procedures. CC ID 13709 | Physical and environmental protection | Preventive | |
| Include information security in the identification issuance procedures. CC ID 15425 | Physical and environmental protection | Preventive | |
| Establish, implement, and maintain post-issuance update procedures for identification cards or badges. CC ID 15426 | Physical and environmental protection | Preventive | |
| Include an identity registration process in the identification issuance procedures. CC ID 11671 | Physical and environmental protection | Preventive | |
| Establish, implement, and maintain identification renewal procedures for identification cards or badges. CC ID 06599 | Physical and environmental protection | Preventive | |
| Establish, implement, and maintain identification re-issuing procedures for identification cards or badges. CC ID 06596 | Physical and environmental protection | Preventive | |
| Establish, implement, and maintain identification mechanism termination procedures. CC ID 06306 | Physical and environmental protection | Preventive | |
| Require all visitors to sign in to the visitor log before the entrance of a visitor to the facility. CC ID 06700 | Physical and environmental protection | Preventive | |
| Record the date and time of entry in the visitor log. CC ID 13255 | Physical and environmental protection | Preventive | |
| Record the onsite personnel authorizing physical access for the visitor in the visitor log. CC ID 12466 | Physical and environmental protection | Preventive | |
| Establish, implement, and maintain a physical access log. CC ID 12080 [Review physical access logs [Assignment: organization-defined frequency] and upon occurrence of [Assignment: organization-defined events or potential indications of events]. 03.10.02 b. {entry points} Maintain physical access audit logs for entry or exit points. 03.10.07 b.] | Physical and environmental protection | Preventive | |
| Establish, implement, and maintain physical security threat reports. CC ID 02207 | Physical and environmental protection | Preventive | |
| Establish, implement, and maintain storage media access control procedures. CC ID 00959 | Physical and environmental protection | Preventive | |
| Establish, implement, and maintain electronic media storage container repair guidelines. CC ID 02200 | Physical and environmental protection | Preventive | |
| Establish, implement, and maintain asset removal procedures or asset decommissioning procedures. CC ID 04540 [{does not contain} Prevent the removal of system maintenance equipment containing CUI by verifying that there is no CUI on the equipment, sanitizing or destroying the equipment, or retaining the equipment within the facility. 03.07.04 c.] | Physical and environmental protection | Preventive | |
| Establish, implement, and maintain end user computing device security guidelines. CC ID 00719 | Physical and environmental protection | Preventive | |
| Establish, implement, and maintain a locking screen saver policy. CC ID 06717 [Prevent access to the system by [Selection (one or more): initiating a device lock after [Assignment: organization-defined time period] of inactivity; requiring the user to initiate a device lock before leaving the system unattended]. 03.01.10 a.] | Physical and environmental protection | Preventive | |
| Establish, implement, and maintain mobile device security guidelines. CC ID 04723 [Establish usage restrictions, configuration requirements, and connection requirements for mobile devices. 03.01.18 a.] | Physical and environmental protection | Preventive | |
| Include usage restrictions for untrusted networks in the mobile device security guidelines. CC ID 17076 | Physical and environmental protection | Preventive | |
| Include the expectation of data loss in the event of sanitizing the mobile device in the mobile device security guidelines. CC ID 12292 | Physical and environmental protection | Preventive | |
| Include legal requirements in the mobile device security guidelines. CC ID 12291 | Physical and environmental protection | Preventive | |
| Include prohibiting the usage of unapproved application stores in the mobile device security guidelines. CC ID 12290 | Physical and environmental protection | Preventive | |
| Include requiring users to create data backups in the mobile device security guidelines. CC ID 12289 | Physical and environmental protection | Preventive | |
| Include the definition of mobile devices in the mobile device security guidelines. CC ID 12288 | Physical and environmental protection | Preventive | |
| Establish, implement, and maintain asset return procedures. CC ID 04537 | Physical and environmental protection | Preventive | |
| Establish, implement, and maintain a business continuity program. CC ID 13210 | Operational and Systems Continuity | Preventive | |
| Establish, implement, and maintain system continuity plan strategies. CC ID 00735 | Operational and Systems Continuity | Preventive | |
| Include technical preparation considerations for backup operations in the continuity plan. CC ID 01250 | Operational and Systems Continuity | Preventive | |
| Establish, implement, and maintain a pandemic plan. CC ID 13214 | Operational and Systems Continuity | Preventive | |
| Include alternate work locations in the pandemic plan. CC ID 14376 [Determine alternate work sites allowed for use by employees. 03.10.06 a.] | Operational and Systems Continuity | Preventive | |
| Assign the roles and responsibilities for the asset management system. CC ID 14368 | Human Resources management | Preventive | |
| Establish, implement, and maintain a personnel management program. CC ID 14018 | Human Resources management | Preventive | |
| Establish, implement, and maintain a personnel security program. CC ID 10628 | Human Resources management | Preventive | |
| Establish, implement, and maintain personnel status change and termination procedures. CC ID 06549 | Human Resources management | Preventive | |
| Include evidence of experience in applications for professional certification. CC ID 16193 | Human Resources management | Preventive | |
| Include supporting documentation in applications for professional certification. CC ID 16195 | Human Resources management | Preventive | |
| Document all training in a training record. CC ID 01423 | Human Resources management | Detective | |
| Review the current published guidance and awareness and training programs. CC ID 01245 [Review and update incident response training content [Assignment: organization-defined frequency] and following [Assignment: organization-defined events]. 03.06.04 b.] | Human Resources management | Preventive | |
| Establish, implement, and maintain training plans. CC ID 00828 | Human Resources management | Preventive | |
| Include portions of the visitor control program in the training plan. CC ID 13287 | Human Resources management | Preventive | |
| Establish, implement, and maintain a security awareness program. CC ID 11746 | Human Resources management | Preventive | |
| Establish, implement, and maintain a security awareness and training policy. CC ID 14022 | Human Resources management | Preventive | |
| Include compliance requirements in the security awareness and training policy. CC ID 14092 | Human Resources management | Preventive | |
| Include coordination amongst entities in the security awareness and training policy. CC ID 14091 | Human Resources management | Preventive | |
| Establish, implement, and maintain security awareness and training procedures. CC ID 14054 | Human Resources management | Preventive | |
| Include management commitment in the security awareness and training policy. CC ID 14049 | Human Resources management | Preventive | |
| Include roles and responsibilities in the security awareness and training policy. CC ID 14048 | Human Resources management | Preventive | |
| Include the scope in the security awareness and training policy. CC ID 14047 | Human Resources management | Preventive | |
| Include the purpose in the security awareness and training policy. CC ID 14045 | Human Resources management | Preventive | |
| Include configuration management procedures in the security awareness program. CC ID 13967 | Human Resources management | Preventive | |
| Document security awareness requirements. CC ID 12146 | Human Resources management | Preventive | |
| Include safeguards for information systems in the security awareness program. CC ID 13046 | Human Resources management | Preventive | |
| Include security policies and security standards in the security awareness program. CC ID 13045 | Human Resources management | Preventive | |
| Include mobile device security guidelines in the security awareness program. CC ID 11803 | Human Resources management | Preventive | |
| Include training based on the participants' level of responsibility and access level in the security awareness program. CC ID 11802 | Human Resources management | Preventive | |
| Include a requirement to train all new hires and interested personnel in the security awareness program. CC ID 11800 [{security training} Provide security literacy training to system users: As part of initial training for new users and [Assignment: organization-defined frequency] thereafter, 03.02.01 a.1.] | Human Resources management | Preventive | |
| Include remote access in the security awareness program. CC ID 13892 | Human Resources management | Preventive | |
| Document the goals of the security awareness program. CC ID 12145 | Human Resources management | Preventive | |
| Compare current security awareness assessment reports to the security awareness baseline. CC ID 12150 | Human Resources management | Preventive | |
| Document the scope of the security awareness program. CC ID 12148 | Human Resources management | Preventive | |
| Establish, implement, and maintain a security awareness baseline. CC ID 12147 | Human Resources management | Preventive | |
| Require personnel to acknowledge, through writing their signature, that they have read and understand the organization's security policies. CC ID 01363 | Human Resources management | Preventive | |
| Establish, implement, and maintain an environmental management system awareness program. CC ID 15200 | Human Resources management | Preventive | |
| Establish, implement, and maintain an occupational health and safety policy. CC ID 00716 | Human Resources management | Preventive | |
| Establish, implement, and maintain a Governance, Risk, and Compliance framework. CC ID 01406 | Operational management | Preventive | |
| Establish, implement, and maintain an information security program. CC ID 00812 | Operational management | Preventive | |
| Establish, implement, and maintain the Acceptable Use Policy. CC ID 01350 [Establish rules that describe the responsibilities and expected behavior for system usage and protecting CUI. 03.15.03 a. Review and update the rules of behavior [Assignment: organization-defined frequency]. 03.15.03 d.] | Operational management | Preventive | |
| Include that explicit management authorization must be given for the use of all technologies and their documentation in the Acceptable Use Policy. CC ID 01351 [Authorize, monitor, and control the use of mobile code. 03.13.13 b.] | Operational management | Preventive | |
| Include requiring users to protect restricted data in accordance with the Governance, Risk, and Compliance framework in the Acceptable Use Policy. CC ID 11894 | Operational management | Preventive | |
| Include Bring Your Own Device agreements in the Acceptable Use Policy. CC ID 15703 | Operational management | Preventive | |
| Include the obligations of users in the Bring Your Own Device agreement. CC ID 15708 | Operational management | Preventive | |
| Include the rights of the organization in the Bring Your Own Device agreement. CC ID 15707 | Operational management | Preventive | |
| Include the circumstances in which the organization may confiscate, audit, or inspect assets in the Bring Your Own Device agreement. CC ID 15706 | Operational management | Preventive | |
| Include the circumstances in which the organization may manage assets in the Bring Your Own Device agreement. CC ID 15705 | Operational management | Preventive | |
| Include Bring Your Own Device usage in the Acceptable Use Policy. CC ID 12293 | Operational management | Preventive | |
| Include a web usage policy in the Acceptable Use Policy. CC ID 16496 | Operational management | Preventive | |
| Include Bring Your Own Device security guidelines in the Acceptable Use Policy. CC ID 01352 | Operational management | Preventive | |
| Include asset tags in the Acceptable Use Policy. CC ID 01354 | Operational management | Preventive | |
| Specify the owner of applicable assets in the Acceptable Use Policy. CC ID 15699 | Operational management | Preventive | |
| Include asset use policies in the Acceptable Use Policy. CC ID 01355 [Establish usage restrictions, configuration requirements, and connection requirements for mobile devices. 03.01.18 a. Define acceptable mobile code and mobile code technologies. 03.13.13 a.] | Operational management | Preventive | |
| Include authority for access authorization lists for assets in all relevant Acceptable Use Policies. CC ID 11872 | Operational management | Preventive | |
| Include access control mechanisms in the Acceptable Use Policy. CC ID 01353 | Operational management | Preventive | |
| Include prohibiting the copying or moving of restricted data from its original source onto local hard drives or removable storage media in the Acceptable Use Policy. CC ID 11893 | Operational management | Preventive | |
| Correlate the Acceptable Use Policy with the network security policy. CC ID 01356 | Operational management | Preventive | |
| Include appropriate network locations for each technology in the Acceptable Use Policy. CC ID 11881 | Operational management | Preventive | |
| Correlate the Acceptable Use Policy with the approved product list. CC ID 01357 | Operational management | Preventive | |
| Include facility access and facility use in the Acceptable Use Policy. CC ID 06441 | Operational management | Preventive | |
| Include disciplinary actions in the Acceptable Use Policy. CC ID 00296 | Operational management | Corrective | |
| Include usage restrictions in the Acceptable Use Policy. CC ID 15311 | Operational management | Preventive | |
| Include a software installation policy in the Acceptable Use Policy. CC ID 06749 | Operational management | Preventive | |
| Document idle session termination and logout for remote access technologies in the Acceptable Use Policy. CC ID 12472 | Operational management | Preventive | |
| Require interested personnel and affected parties to sign Acceptable Use Policies. CC ID 06661 [Receive a documented acknowledgement from individuals indicating that they have read, understand, and agree to abide by the rules of behavior before authorizing access to CUI and the system. 03.15.03 c.] | Operational management | Preventive | |
| Require interested personnel and affected parties to re-sign Acceptable Use Policies, as necessary. CC ID 06663 | Operational management | Preventive | |
| Protect policies, standards, and procedures from unauthorized modification or disclosure. CC ID 10603 [Protect the incident response plan from unauthorized disclosure. 03.06.05 d. Protect the system security plan from unauthorized disclosure. 03.15.02 c. Protect the supply chain risk management plan from unauthorized disclosure. 03.17.01 c.] | Operational management | Preventive | |
| Establish, implement, and maintain nondisclosure agreements. CC ID 04536 [Approve and manage the exchange of CUI between the system and other systems using [Selection (one or more): interconnection security agreements; information exchange security agreements; memoranda of understanding or agreement; service-level agreements; user agreements; non-disclosure agreements; other types of agreements]. 03.12.05 a.] | Operational management | Preventive | |
| Require interested personnel and affected parties to sign nondisclosure agreements. CC ID 06667 | Operational management | Preventive | |
| Require interested personnel and affected parties to re-sign nondisclosure agreements, as necessary. CC ID 06669 | Operational management | Preventive | |
| Establish, implement, and maintain an Information Technology inventory with asset discovery audit trails. CC ID 00689 | Operational management | Preventive | |
| Include all account types in the Information Technology inventory. CC ID 13311 | Operational management | Preventive | |
| Include each Information System's major applications in the Information Technology inventory. CC ID 01407 | Operational management | Preventive | |
| Categorize all major applications according to the business information they process. CC ID 07182 | Operational management | Preventive | |
| Document the resources, hazards, and Evaluation Assurance Levels for each major application. CC ID 01164 | Operational management | Preventive | |
| Include the General Support Systems and security support structure in the Information Technology inventory. CC ID 01408 | Operational management | Preventive | |
| Include each Information System's minor applications in the Information Technology inventory. CC ID 01409 | Operational management | Preventive | |
| Categorize facilities in the Information Technology inventory according to their environmental risks. CC ID 06729 | Operational management | Preventive | |
| Establish, implement, and maintain a hardware asset inventory. CC ID 00691 | Operational management | Preventive | |
| Include network equipment in the Information Technology inventory. CC ID 00693 | Operational management | Preventive | |
| Include mobile devices that store restricted data or restricted information in the Information Technology inventory. CC ID 04719 | Operational management | Preventive | |
| Include software in the Information Technology inventory. CC ID 00692 | Operational management | Preventive | |
| Establish and maintain a list of authorized software and versions required for each system. CC ID 12093 | Operational management | Preventive | |
| Establish, implement, and maintain a storage media inventory. CC ID 00694 | Operational management | Preventive | |
| Include all electronic storage media containing restricted data or restricted information in the storage media inventory. CC ID 00962 | Operational management | Detective | |
| Establish, implement, and maintain a records inventory and database inventory. CC ID 01260 | Operational management | Preventive | |
| Add inventoried assets to the asset register database, as necessary. CC ID 07051 | Operational management | Preventive | |
| Organize the asset register database by grouping objects according to an organizational information classification standard. CC ID 07181 | Operational management | Preventive | |
| Record the decommission date for applicable assets in the asset inventory. CC ID 14920 | Operational management | Preventive | |
| Record the Uniform Resource Locator for applicable assets in the asset inventory. CC ID 14918 | Operational management | Preventive | |
| Record the review date for applicable assets in the asset inventory. CC ID 14919 | Operational management | Preventive | |
| Record services for applicable assets in the asset inventory. CC ID 13733 | Operational management | Preventive | |
| Record protocols for applicable assets in the asset inventory. CC ID 13734 | Operational management | Preventive | |
| Record the software version in the asset inventory. CC ID 12196 | Operational management | Preventive | |
| Record the publisher for applicable assets in the asset inventory. CC ID 13725 | Operational management | Preventive | |
| Record the authentication system in the asset inventory. CC ID 13724 | Operational management | Preventive | |
| Tag unsupported assets in the asset inventory. CC ID 13723 | Operational management | Preventive | |
| Record the install date for applicable assets in the asset inventory. CC ID 13720 | Operational management | Preventive | |
| Record the make, model of device for applicable assets in the asset inventory. CC ID 12465 | Operational management | Preventive | |
| Record the asset tag for physical assets in the asset inventory. CC ID 06632 | Operational management | Preventive | |
| Record the host name of applicable assets in the asset inventory. CC ID 13722 | Operational management | Preventive | |
| Record network ports for applicable assets in the asset inventory. CC ID 13730 | Operational management | Preventive | |
| Record the MAC address for applicable assets in the asset inventory. CC ID 13721 | Operational management | Preventive | |
| Record the operating system type for applicable assets in the asset inventory. CC ID 06633 | Operational management | Preventive | |
| Record the department associated with the asset in the asset inventory. CC ID 12084 | Operational management | Preventive | |
| Record the physical location for applicable assets in the asset inventory. CC ID 06634 [Identify and document the location of CUI and the system components on which the information is processed and stored. 03.04.11 a. Document changes to the system or system component location where CUI is processed and stored. 03.04.11 b.] | Operational management | Preventive | |
| Record the manufacturer's serial number for applicable assets in the asset inventory. CC ID 06635 | Operational management | Preventive | |
| Record the firmware version for applicable assets in the asset inventory. CC ID 12195 | Operational management | Preventive | |
| Record the related business function for applicable assets in the asset inventory. CC ID 06636 | Operational management | Preventive | |
| Record the deployment environment for applicable assets in the asset inventory. CC ID 06637 | Operational management | Preventive | |
| Record the Internet Protocol address for applicable assets in the asset inventory. CC ID 06638 | Operational management | Preventive | |
| Link the software asset inventory to the hardware asset inventory. CC ID 12085 | Operational management | Preventive | |
| Record the owner for applicable assets in the asset inventory. CC ID 06640 | Operational management | Preventive | |
| Record all compliance requirements for applicable assets in the asset inventory. CC ID 15696 | Operational management | Preventive | |
| Record all changes to assets in the asset inventory. CC ID 12190 | Operational management | Preventive | |
| Record cloud service derived data in the asset inventory. CC ID 13007 | Operational management | Preventive | |
| Include cloud service customer data in the asset inventory. CC ID 13006 | Operational management | Preventive | |
| Establish, implement, and maintain a software accountability policy. CC ID 00868 [Implement a deny-all, allow-by-exception policy for the execution of authorized software programs on the system. 03.04.08 b.] | Operational management | Preventive | |
| Establish, implement, and maintain software asset management procedures. CC ID 00895 | Operational management | Preventive | |
| Establish, implement, and maintain software archives procedures. CC ID 00866 | Operational management | Preventive | |
| Establish, implement, and maintain software distribution procedures. CC ID 00894 | Operational management | Preventive | |
| Establish, implement, and maintain software documentation management procedures. CC ID 06395 | Operational management | Preventive | |
| Establish, implement, and maintain software license management procedures. CC ID 06639 | Operational management | Preventive | |
| Establish, implement, and maintain a system preventive maintenance program. CC ID 00885 | Operational management | Preventive | |
| Establish, implement, and maintain a customer service program. CC ID 00846 | Operational management | Preventive | |
| Establish, implement, and maintain an incident management policy. CC ID 16414 | Operational management | Preventive | |
| Define the uses and capabilities of the Incident Management program. CC ID 00854 | Operational management | Preventive | |
| Include incident escalation procedures in the Incident Management program. CC ID 00856 | Operational management | Preventive | |
| Define the characteristics of the Incident Management program. CC ID 00855 | Operational management | Preventive | |
| Include the criteria for a data loss event in the Incident Management program. CC ID 12179 | Operational management | Preventive | |
| Include the criteria for an incident in the Incident Management program. CC ID 12173 | Operational management | Preventive | |
| Include a definition of affected transactions in the incident criteria. CC ID 17180 | Operational management | Preventive | |
| Include a definition of affected parties in the incident criteria. CC ID 17179 | Operational management | Preventive | |
| Include references to, or portions of, the Governance, Risk, and Compliance framework in the incident management program, as necessary. CC ID 13504 | Operational management | Preventive | |
| Include incident monitoring procedures in the Incident Management program. CC ID 01207 [Track and document system security incidents. 03.06.02 a. Implement an incident-handling capability that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recovery. 03.06.01 ¶ 1] | Operational management | Preventive | |
| Define and document the criteria to be used in categorizing incidents. CC ID 10033 | Operational management | Preventive | |
| Document the incident and any relevant evidence in the incident report. CC ID 08659 | Operational management | Detective | |
| Record actions taken by investigators during a forensic investigation in the forensic investigation report. CC ID 07095 | Operational management | Preventive | |
| Include the investigation methodology in the forensic investigation report. CC ID 17071 | Operational management | Preventive | |
| Include corrective actions in the forensic investigation report. CC ID 17070 | Operational management | Preventive | |
| Include the investigation results in the forensic investigation report. CC ID 17069 | Operational management | Preventive | |
| Include where the digital forensic evidence was found in the forensic investigation report. CC ID 08674 | Operational management | Detective | |
| Include the condition of the digital forensic evidence in the forensic investigation report. CC ID 08678 | Operational management | Detective | |
| Share data loss event information with interconnected system owners. CC ID 01209 | Operational management | Corrective | |
| Document the justification for not reporting incidents to interested personnel and affected parties. CC ID 16547 | Operational management | Preventive | |
| Include data loss event notifications in the Incident Response program. CC ID 00364 | Operational management | Preventive | |
| Include legal requirements for data loss event notifications in the Incident Response program. CC ID 11954 | Operational management | Preventive | |
| Include required information in the written request to delay the notification to affected parties. CC ID 16785 | Operational management | Preventive | |
| Design the text of the notice for all incident response notifications to be no smaller than 10-point type. CC ID 12985 | Operational management | Preventive | |
| Establish, implement, and maintain incident response notifications. CC ID 12975 | Operational management | Corrective | |
| Include information required by law in incident response notifications. CC ID 00802 | Operational management | Detective | |
| Title breach notifications "Notice of Data Breach". CC ID 12977 | Operational management | Preventive | |
| Display titles of incident response notifications clearly and conspicuously. CC ID 12986 | Operational management | Preventive | |
| Display headings in incident response notifications clearly and conspicuously. CC ID 12987 | Operational management | Preventive | |
| Design the incident response notification to call attention to its nature and significance. CC ID 12984 | Operational management | Preventive | |
| Use plain language to write incident response notifications. CC ID 12976 | Operational management | Preventive | |
| Include directions for changing the user's authenticator or security questions and answers in the breach notification. CC ID 12983 | Operational management | Preventive | |
| Include the affected parties rights in the incident response notification. CC ID 16811 | Operational management | Preventive | |
| Include details of the investigation in incident response notifications. CC ID 12296 | Operational management | Preventive | |
| Include the issuer's name in incident response notifications. CC ID 12062 | Operational management | Preventive | |
| Include a "What Happened" heading in breach notifications. CC ID 12978 | Operational management | Preventive | |
| Include a general description of the data loss event in incident response notifications. CC ID 04734 | Operational management | Preventive | |
| Include time information in incident response notifications. CC ID 04745 | Operational management | Preventive | |
| Include the identification of the data source in incident response notifications. CC ID 12305 | Operational management | Preventive | |
| Include a "What Information Was Involved" heading in the breach notification. CC ID 12979 | Operational management | Preventive | |
| Include the type of information that was lost in incident response notifications. CC ID 04735 | Operational management | Preventive | |
| Include the type of information the organization maintains about the affected parties in incident response notifications. CC ID 04776 | Operational management | Preventive | |
| Include a "What We Are Doing" heading in the breach notification. CC ID 12982 | Operational management | Preventive | |
| Include what the organization has done to enhance data protection controls in incident response notifications. CC ID 04736 | Operational management | Preventive | |
| Include what the organization is offering or has already done to assist affected parties in incident response notifications. CC ID 04737 | Operational management | Preventive | |
| Include a "For More Information" heading in breach notifications. CC ID 12981 | Operational management | Preventive | |
| Include details of the companies and persons involved in incident response notifications. CC ID 12295 | Operational management | Preventive | |
| Include the credit reporting agencies' contact information in incident response notifications. CC ID 04744 | Operational management | Preventive | |
| Include the reporting individual's contact information in incident response notifications. CC ID 12297 | Operational management | Preventive | |
| Include any consequences in the incident response notifications. CC ID 12604 | Operational management | Preventive | |
| Include whether the notification was delayed due to a law enforcement investigation in incident response notifications. CC ID 04746 | Operational management | Preventive | |
| Include a "What You Can Do" heading in the breach notification. CC ID 12980 | Operational management | Preventive | |
| Include how the affected parties can protect themselves from identity theft in incident response notifications. CC ID 04738 | Operational management | Detective | |
| Include contact information in incident response notifications. CC ID 04739 | Operational management | Preventive | |
| Include contact information in the substitute incident response notification. CC ID 16776 | Operational management | Preventive | |
| Post substitute incident response notifications to the organization's website, as necessary. CC ID 04748 | Operational management | Preventive | |
| Establish, implement, and maintain a containment strategy. CC ID 13480 | Operational management | Preventive | |
| Include the containment approach in the containment strategy. CC ID 13486 | Operational management | Preventive | |
| Include response times in the containment strategy. CC ID 13485 | Operational management | Preventive | |
| Include incident recovery procedures in the Incident Management program. CC ID 01758 [Implement an incident-handling capability that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recovery. 03.06.01 ¶ 1] | Operational management | Corrective | |
| Establish, implement, and maintain a restoration log. CC ID 12745 | Operational management | Preventive | |
| Establish, implement, and maintain compromised system reaccreditation procedures. CC ID 00592 | Operational management | Preventive | |
| Analyze security violations in Suspicious Activity Reports. CC ID 00591 | Operational management | Preventive | |
| Update the incident response procedures using the lessons learned. CC ID 01233 | Operational management | Preventive | |
| Include incident response procedures in the Incident Management program. CC ID 01218 | Operational management | Preventive | |
| Include incident management procedures in the Incident Management program. CC ID 12689 [Implement an incident-handling capability that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recovery. 03.06.01 ¶ 1] | Operational management | Preventive | |
| Establish, implement, and maintain temporary and emergency access authorization procedures. CC ID 00858 | Operational management | Corrective | |
| Establish, implement, and maintain temporary and emergency access revocation procedures. CC ID 15334 | Operational management | Preventive | |
| Include after-action analysis procedures in the Incident Management program. CC ID 01219 | Operational management | Preventive | |
| Establish, implement, and maintain security and breach investigation procedures. CC ID 16844 | Operational management | Preventive | |
| Document any potential harm in the incident finding when concluding the incident investigation. CC ID 13830 | Operational management | Preventive | |
| Log incidents in the Incident Management audit log. CC ID 00857 | Operational management | Preventive | |
| Include corrective actions in the incident management audit log. CC ID 16466 | Operational management | Preventive | |
| Include emergency processing priorities in the Incident Management program. CC ID 00859 | Operational management | Preventive | |
| Include user's responsibilities for when a theft has occurred in the Incident Management program. CC ID 06387 | Operational management | Preventive | |
| Include incident record closure procedures in the Incident Management program. CC ID 01620 | Operational management | Preventive | |
| Include incident reporting procedures in the Incident Management program. CC ID 11772 [Report suspected incidents to the organizational incident response capability within [Assignment: organization-defined time period]. 03.06.02 b.] | Operational management | Preventive | |
| Display customer security advice prominently. CC ID 13667 | Operational management | Preventive | |
| Establish, implement, and maintain an Incident Response program. CC ID 00579 | Operational management | Preventive | |
| Establish, implement, and maintain an incident response plan. CC ID 12056 [Develop an incident response plan that: 03.06.05 a. Develop an incident response plan that: Describes the structure and organization of the incident response capability, 03.06.05 a.2. {system changes} Update the incident response plan to address system and organizational changes or problems encountered during plan implementation, execution, or testing. 03.06.05 c.] | Operational management | Preventive | |
| Include addressing external communications in the incident response plan. CC ID 13351 | Operational management | Preventive | |
| Include addressing internal communications in the incident response plan. CC ID 13350 | Operational management | Preventive | |
| Include change control procedures in the incident response plan. CC ID 15479 | Operational management | Preventive | |
| Include addressing information sharing in the incident response plan. CC ID 13349 | Operational management | Preventive | |
| Include dynamic reconfiguration in the incident response plan. CC ID 14306 | Operational management | Preventive | |
| Include a definition of reportable incidents in the incident response plan. CC ID 14303 [Develop an incident response plan that: Defines reportable incidents, 03.06.05 a.4.] | Operational management | Preventive | |
| Include the management support needed for incident response in the incident response plan. CC ID 14300 | Operational management | Preventive | |
| Include root cause analysis in the incident response plan. CC ID 16423 | Operational management | Preventive | |
| Include how incident response fits into the organization in the incident response plan. CC ID 14294 [Develop an incident response plan that: Provides a high-level approach for how the incident response capability fits into the overall organization, 03.06.05 a.3.] | Operational management | Preventive | |
| Include the resources needed for incident response in the incident response plan. CC ID 14292 | Operational management | Preventive | |
| Include incident response team structures in the Incident Response program. CC ID 01237 [Develop an incident response plan that: Designates responsibilities to organizational entities, personnel, or roles. 03.06.05 a.6.] | Operational management | Preventive | |
| Assign establishing, implementing, and maintaining incident response procedures to the appropriate role in the incident response program. CC ID 12473 | Operational management | Preventive | |
| Include personnel contact information in the event of an incident in the Incident Response program. CC ID 06385 | Operational management | Preventive | |
| Include what information interested personnel and affected parties need in the event of an incident in the Incident Response program. CC ID 11789 | Operational management | Preventive | |
| Include identifying remediation actions in the incident response plan. CC ID 13354 | Operational management | Preventive | |
| Include procedures for providing updated status information to the crisis management team in the incident response plan. CC ID 12776 | Operational management | Preventive | |
| Include incident response team services in the Incident Response program. CC ID 11766 | Operational management | Preventive | |
| Include the incident response training program in the Incident Response program. CC ID 06750 | Operational management | Preventive | |
| Establish, implement, and maintain incident response procedures. CC ID 01206 [Develop an incident response plan that: Provides the organization with a roadmap for implementing its incident response capability, 03.06.05 a.1.] | Operational management | Detective | |
| Include references to industry best practices in the incident response procedures. CC ID 11956 | Operational management | Preventive | |
| Include responding to alerts from security monitoring systems in the incident response procedures. CC ID 11949 | Operational management | Preventive | |
| Disseminate and communicate the incident response procedures to all interested personnel and affected parties. CC ID 01215 [Distribute copies of the incident response plan to designated incident response personnel (identified by name and/or by role) and organizational elements. 03.06.05 b.] | Operational management | Preventive | |
| Establish, implement, and maintain a change control program. CC ID 00886 [{configuration-controlled changes} Define the types of changes to the system that are configuration-controlled. 03.04.03 a.] | Operational management | Preventive | |
| Include potential consequences of unintended changes in the change control program. CC ID 12243 | Operational management | Preventive | |
| Include version control in the change control program. CC ID 13119 | Operational management | Preventive | |
| Include service design and transition in the change control program. CC ID 13920 | Operational management | Preventive | |
| Establish, implement, and maintain a back-out plan. CC ID 13623 | Operational management | Preventive | |
| Establish, implement, and maintain back-out procedures for each proposed change in a change request. CC ID 00373 | Operational management | Preventive | |
| Approve back-out plans, as necessary. CC ID 13627 | Operational management | Corrective | |
| Include documentation of the impact level of proposed changes in the change request. CC ID 11942 | Operational management | Preventive | |
| Establish and maintain a change request approver list. CC ID 06795 | Operational management | Preventive | |
| Document all change requests in change request forms. CC ID 06794 [Review proposed configuration-controlled changes to the system, and approve or disapprove such changes with explicit consideration for security impacts. 03.04.03 b.] | Operational management | Preventive | |
| Establish, implement, and maintain emergency change procedures. CC ID 00890 | Operational management | Preventive | |
| Log emergency changes after they have been performed. CC ID 12733 | Operational management | Preventive | |
| Provide audit trails for all approved changes. CC ID 13120 | Operational management | Preventive | |
| Establish, implement, and maintain a transition strategy. CC ID 17049 | Operational management | Preventive | |
| Document the sources of all software updates. CC ID 13316 | Operational management | Preventive | |
| Establish, implement, and maintain a patch management policy. CC ID 16432 | Operational management | Preventive | |
| Establish, implement, and maintain patch management procedures. CC ID 15224 | Operational management | Preventive | |
| Establish, implement, and maintain a patch log. CC ID 01642 | Operational management | Preventive | |
| Establish, implement, and maintain a software release policy. CC ID 00893 | Operational management | Preventive | |
| Establish, implement, and maintain approved change acceptance testing procedures. CC ID 06391 | Operational management | Detective | |
| Establish, implement, and maintain a change acceptance testing log. CC ID 06392 | Operational management | Corrective | |
| Update associated documentation after the system configuration has been changed. CC ID 00891 | Operational management | Preventive | |
| Document approved configuration deviations. CC ID 08711 | Operational management | Corrective | |
| Establish, implement, and maintain a Configuration Management program. CC ID 00867 | System hardening through configuration management | Preventive | |
| Establish, implement, and maintain appropriate system labeling. CC ID 01900 | System hardening through configuration management | Preventive | |
| Include the identification number of the third party who performed the conformity assessment procedures on all promotional materials. CC ID 15041 | System hardening through configuration management | Preventive | |
| Include the identification number of the third party who conducted the conformity assessment procedures after the CE marking of conformity. CC ID 15040 | System hardening through configuration management | Preventive | |
| Establish, implement, and maintain a configuration baseline based on the least functionality principle. CC ID 00862 [Develop and maintain under configuration control, a current baseline configuration of the system. 03.04.01 a.] | System hardening through configuration management | Preventive | |
| Include the measures used to account for any differences in operation between the test environments and production environments in the baseline configuration. CC ID 13285 | System hardening through configuration management | Preventive | |
| Include the differences between test environments and production environments in the baseline configuration. CC ID 13284 | System hardening through configuration management | Preventive | |
| Include the applied security patches in the baseline configuration. CC ID 13271 | System hardening through configuration management | Preventive | |
| Include the installed application software and version numbers in the baseline configuration. CC ID 13270 | System hardening through configuration management | Preventive | |
| Include installed custom software in the baseline configuration. CC ID 13274 | System hardening through configuration management | Preventive | |
| Include network ports in the baseline configuration. CC ID 13273 | System hardening through configuration management | Preventive | |
| Include the operating systems and version numbers in the baseline configuration. CC ID 13269 | System hardening through configuration management | Preventive | |
| Establish, implement, and maintain a system hardening standard. CC ID 00876 | System hardening through configuration management | Preventive | |
| Include common security parameter settings in the configuration standards for all systems. CC ID 12544 | System hardening through configuration management | Preventive | |
| Provide documentation verifying devices are not susceptible to known exploits. CC ID 11987 | System hardening through configuration management | Preventive | |
| Establish, implement, and maintain system hardening procedures. CC ID 12001 | System hardening through configuration management | Preventive | |
| Document that all enabled functions support secure configurations. CC ID 11985 | System hardening through configuration management | Preventive | |
| Validate, approve, and document all UNIX shells prior to use. CC ID 02161 | System hardening through configuration management | Preventive | |
| Configure the "global Package signature checking" setting to organizational standards. CC ID 08735 | System hardening through configuration management | Preventive | |
| Configure the "Package signature checking" setting for "all configured repositories" to organizational standards. CC ID 08736 | System hardening through configuration management | Preventive | |
| Configure the "verify against the package database" setting for "all installed software packages" to organizational standards. CC ID 08737 | System hardening through configuration management | Preventive | |
| Configure the "isdn4k-utils" package to organizational standards. CC ID 08738 | System hardening through configuration management | Preventive | |
| Configure the "postfix" package to organizational standards. CC ID 08739 | System hardening through configuration management | Preventive | |
| Configure the "vsftpd" package to organizational standards. CC ID 08740 | System hardening through configuration management | Preventive | |
| Configure the "net-snmpd" package to organizational standards. CC ID 08741 | System hardening through configuration management | Preventive | |
| Configure the "rsyslog" package to organizational standards. CC ID 08742 | System hardening through configuration management | Preventive | |
| Configure the "ipsec-tools" package to organizational standards. CC ID 08743 | System hardening through configuration management | Preventive | |
| Configure the "pam_ccreds" package to organizational standards. CC ID 08744 | System hardening through configuration management | Preventive | |
| Configure the "talk-server" package to organizational standards. CC ID 08745 | System hardening through configuration management | Preventive | |
| Configure the "talk" package to organizational standards. CC ID 08746 | System hardening through configuration management | Preventive | |
| Configure the "irda-utils" package to organizational standards. CC ID 08747 | System hardening through configuration management | Preventive | |
| Establish, implement, and maintain an authenticator standard. CC ID 01702 | System hardening through configuration management | Preventive | |
| Establish, implement, and maintain an authenticator management system. CC ID 12031 | System hardening through configuration management | Preventive | |
| Establish, implement, and maintain authenticator procedures. CC ID 12002 [{lost authenticators} {compromised authenticators} Establish and implement administrative procedures for initial authenticator distribution; for lost, compromised, or damaged authenticators; and for revoking authenticators. 03.05.12 c. {lost authenticators} {compromised authenticators} Establish and implement administrative procedures for initial authenticator distribution; for lost, compromised, or damaged authenticators; and for revoking authenticators. 03.05.12 c.] | System hardening through configuration management | Preventive | |
| Configure the "minimum number of digits required for new passwords" setting to organizational standards. CC ID 08717 | System hardening through configuration management | Preventive | |
| Configure the "minimum number of upper case characters required for new passwords" setting to organizational standards. CC ID 08718 | System hardening through configuration management | Preventive | |
| Configure the "minimum number of lower case characters required for new passwords" setting to organizational standards. CC ID 08719 | System hardening through configuration management | Preventive | |
| Configure the "minimum number of special characters required for new passwords" setting to organizational standards. CC ID 08720 | System hardening through configuration management | Preventive | |
| Configure the "require new passwords to differ from old ones by the appropriate minimum number of characters" setting to organizational standards. CC ID 08722 | System hardening through configuration management | Preventive | |
| Configure the "password reuse" setting to organizational standards. CC ID 08724 | System hardening through configuration management | Preventive | |
| Configure the "shadow password for all accounts in /etc/passwd" setting to organizational standards. CC ID 08721 | System hardening through configuration management | Preventive | |
| Configure the "password hashing algorithm" setting to organizational standards. CC ID 08723 | System hardening through configuration management | Preventive | |
| Establish, implement, and maintain network parameter modification procedures. CC ID 01517 | System hardening through configuration management | Preventive | |
| Configure Apple iOS to Organizational Standards. CC ID 09986 | System hardening through configuration management | Preventive | |
| Establish, implement, and maintain a Configuration Baseline Documentation Record. CC ID 02130 [Review and update the baseline configuration of the system [Assignment: organization-defined frequency] and when system components are installed or modified. 03.04.01 b.] | System hardening through configuration management | Preventive | |
| Document and approve any changes to the Configuration Baseline Documentation Record. CC ID 12104 | System hardening through configuration management | Preventive | |
| Establish, implement, and maintain records management policies. CC ID 00903 | Records management | Preventive | |
| Define each system's preservation requirements for records and logs. CC ID 00904 | Records management | Detective | |
| Establish, implement, and maintain storage media disposition and destruction procedures. CC ID 11657 | Records management | Preventive | |
| Establish, implement, and maintain records management procedures. CC ID 11619 | Records management | Preventive | |
| Establish, implement, and maintain electronic storage media management procedures. CC ID 00931 | Records management | Preventive | |
| Establish, implement, and maintain security label procedures. CC ID 06747 [Mark system media that contain CUI to indicate distribution limitations, handling caveats, and applicable CUI markings. 03.08.04 ¶ 1] | Records management | Preventive | |
| Establish, implement, and maintain restricted material identification procedures. CC ID 01889 | Records management | Preventive | |
| Conspicuously locate the restricted record's overall classification. CC ID 01890 | Records management | Preventive | |
| Mark a restricted record's displayed pages or printed pages with the appropriate classification. CC ID 01891 | Records management | Preventive | |
| Mark a restricted record's components (appendices, annexes) with the appropriate classification. CC ID 01892 | Records management | Preventive | |
| Mark a restricted record's portions (paragraphs, sections) with the appropriate classification. CC ID 01893 | Records management | Preventive | |
| Mark a restricted record's subject line or title with the appropriate classification. CC ID 01894 | Records management | Preventive | |
| Establish, implement, and maintain system design principles and system design guidelines. CC ID 01057 | Systems design, build, and implementation | Preventive | |
| Include continuous protection of systems or system components in the security design principles. CC ID 14748 | Systems design, build, and implementation | Preventive | |
| Establish, implement, and maintain a product and services acquisition strategy. CC ID 01133 [Develop and implement acquisition strategies, contract tools, and procurement methods to identify, protect against, and mitigate supply chain risks. 03.17.02 ¶ 1] | Acquisition or sale of facilities, technology, and services | Preventive | |
| Establish, implement, and maintain a supply chain management program. CC ID 11742 | Third Party and supply chain oversight | Preventive | |
| Establish, implement, and maintain information flow agreements with all third parties. CC ID 04543 [Permit authorized individuals to use external systems to access the organizational system or to process, store, or transmit CUI only after: Retaining approved system connection or processing agreements with the organizational entities hosting the external systems. 03.01.20 c.2. Approve and manage the exchange of CUI between the system and other systems using [Selection (one or more): interconnection security agreements; information exchange security agreements; memoranda of understanding or agreement; service-level agreements; user agreements; non-disclosure agreements; other types of agreements]. 03.12.05 a. Approve and manage the exchange of CUI between the system and other systems using [Selection (one or more): interconnection security agreements; information exchange security agreements; memoranda of understanding or agreement; service-level agreements; user agreements; non-disclosure agreements; other types of agreements]. 03.12.05 a.] | Third Party and supply chain oversight | Preventive | |
| Include the purpose in the information flow agreement. CC ID 17016 | Third Party and supply chain oversight | Preventive | |
| Include the type of information being transmitted in the information flow agreement. CC ID 14245 [Document interface characteristics, security requirements, and responsibilities for each system as part of the exchange agreements. 03.12.05 b.] | Third Party and supply chain oversight | Preventive | |
| Include the costs in the information flow agreement. CC ID 17018 | Third Party and supply chain oversight | Preventive | |
| Include the security requirements in the information flow agreement. CC ID 14244 [Document interface characteristics, security requirements, and responsibilities for each system as part of the exchange agreements. 03.12.05 b.] | Third Party and supply chain oversight | Preventive | |
| Include the interface characteristics in the information flow agreement. CC ID 14240 [Document interface characteristics, security requirements, and responsibilities for each system as part of the exchange agreements. 03.12.05 b.] | Third Party and supply chain oversight | Preventive | |
| Include a description of the data or information to be covered in third party contracts. CC ID 06510 [Approve and manage the exchange of CUI between the system and other systems using [Selection (one or more): interconnection security agreements; information exchange security agreements; memoranda of understanding or agreement; service-level agreements; user agreements; non-disclosure agreements; other types of agreements]. 03.12.05 a.] | Third Party and supply chain oversight | Preventive | |
| Include text about data ownership in third party contracts. CC ID 06502 | Third Party and supply chain oversight | Preventive | |
| Monitor and report on the efficacy of all Service Level Agreements using a Service Level Agreement Monitoring Chart or equivalent. CC ID 00842 | Third Party and supply chain oversight | Detective | |
| Approve all Service Level Agreements. CC ID 00843 [Review and update the exchange agreements [Assignment: organization-defined frequency]. 03.12.05 c.] | Third Party and supply chain oversight | Detective | |
| Document all chargeable items in Service Level Agreements. CC ID 00844 | Third Party and supply chain oversight | Detective | |
| Include risk management procedures in the supply chain management policy. CC ID 08811 [Enforce the following security requirements to protect against supply chain risks to the system, system components, or system services and to limit the harm or consequences from supply chain-related events: [Assignment: organization-defined security requirements]. 03.17.03 b.] | Third Party and supply chain oversight | Preventive | |
| Include a determination on the impact of services provided by third-party service providers in the supply chain risk assessment report. CC ID 17187 | Third Party and supply chain oversight | Preventive | |
| Include a determination of financial benefits over actual costs of third party relationships in the supply chain risk assessment report. CC ID 10025 | Third Party and supply chain oversight | Preventive | |
| Include a determination of how third party relationships affect strategic initiatives in the supply chain risk assessment report. CC ID 10026 | Third Party and supply chain oversight | Preventive | |
| Include a determination of customer interactions with third parties in the supply chain risk assessment report. CC ID 10028 | Third Party and supply chain oversight | Preventive | |
| Include a determination on the risks third parties pose to Information Security in the supply chain risk assessment report. CC ID 10029 | Third Party and supply chain oversight | Preventive | |
| Include a requirement in outsourcing contracts that supply chain members must implement security controls to protect information. CC ID 13353 | Third Party and supply chain oversight | Preventive | |
| Request attestation of compliance from third parties. CC ID 12067 | Third Party and supply chain oversight | Detective | |
Human Resources Management | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Assign roles and responsibilities for overseeing access to restricted data or restricted information. CC ID 11950 | Monitoring and measurement | Detective | |
| Assign senior management to approve test plans. CC ID 13071 | Monitoring and measurement | Preventive | |
| Employ third parties to carry out testing programs, as necessary. CC ID 13178 | Monitoring and measurement | Preventive | |
| Assign key stakeholders to review and approve supply chain risk management procedures. CC ID 13199 | Audits and risk management | Preventive | |
| Define roles for information systems. CC ID 12454 [Specify: Group and role membership, and 03.01.01 c.2.] | Technical security | Preventive | |
| Define access needs for each role assigned to an information system. CC ID 12455 | Technical security | Preventive | |
| Change authenticators after personnel status changes. CC ID 12284 | Technical security | Preventive | |
| Assign roles and responsibilities for administering user account management. CC ID 11900 | Technical security | Preventive | |
| Require key custodians to sign the key custodian's roles and responsibilities. CC ID 11820 | Technical security | Preventive | |
| Disallow opting out of wearing or displaying identification cards or badges. CC ID 13030 | Physical and environmental protection | Preventive | |
| Direct each employee to be responsible for their identification card or badge. CC ID 12332 | Physical and environmental protection | Preventive | |
| Assign employees the responsibility for controlling their identification badges. CC ID 12333 | Physical and environmental protection | Preventive | |
| Define and assign workforce roles and responsibilities. CC ID 13267 [Define and document user roles and responsibilities with regard to external system services, including shared responsibilities with external service providers. 03.16.03 b.] | Human Resources management | Preventive | |
| Establish, implement, and maintain cybersecurity roles and responsibilities. CC ID 13201 | Human Resources management | Preventive | |
| Document the use of external experts. CC ID 16263 | Human Resources management | Preventive | |
| Define and assign roles and responsibilities for the biometric system. CC ID 17004 | Human Resources management | Preventive | |
| Define and assign roles and responsibilities for those involved in risk management. CC ID 13660 | Human Resources management | Preventive | |
| Include the management structure in the duties and responsibilities for risk management. CC ID 13665 | Human Resources management | Preventive | |
| Assign the roles and responsibilities for the change control program. CC ID 13118 | Human Resources management | Preventive | |
| Assign responsibility for cyber threat intelligence. CC ID 12746 | Human Resources management | Preventive | |
| Assign the role of security leader to keep up to date on the latest threats. CC ID 12112 | Human Resources management | Preventive | |
| Define and assign the data processor's roles and responsibilities. CC ID 12607 | Human Resources management | Preventive | |
| Assign the data processor to assist the data controller in implementing security controls. CC ID 12677 | Human Resources management | Preventive | |
| Assign the role of data controller to be the Point of Contact for the supervisory authority. CC ID 12616 | Human Resources management | Preventive | |
| Assign the role of the Data Controller to cooperate with the supervisory authority. CC ID 12615 | Human Resources management | Preventive | |
| Assign the data controller to facilitate the exercise of the data subject's rights. CC ID 12666 | Human Resources management | Preventive | |
| Assign the role of data controller to provide advice, when requested. CC ID 12611 | Human Resources management | Preventive | |
| Define and assign the roles and responsibilities of security guards. CC ID 12543 | Human Resources management | Preventive | |
| Define and assign roles and responsibilities for dispute resolution. CC ID 13626 | Human Resources management | Preventive | |
| Define and assign the roles for Legal Support Workers. CC ID 13711 | Human Resources management | Preventive | |
| Perform personnel screening procedures, as necessary. CC ID 11763 [Screen individuals prior to authorizing access to the system. 03.09.01 a. Rescreen individuals in accordance with [Assignment: organization-defined conditions requiring rescreening]. 03.09.01 b.] | Human Resources management | Preventive | |
| Support certification programs as viable training programs. CC ID 13268 | Human Resources management | Preventive | |
| Hire third parties to conduct training, as necessary. CC ID 13167 | Human Resources management | Preventive | |
| Include ethical culture in the security awareness program. CC ID 12801 | Human Resources management | Preventive | |
| Include duties and responsibilities in the training plan, as necessary. CC ID 12800 | Human Resources management | Preventive | |
| Establish and maintain management's commitment to supporting the security awareness program. CC ID 12151 | Human Resources management | Preventive | |
| Establish and maintain a steering committee to guide the security awareness program. CC ID 12149 | Human Resources management | Preventive | |
| Encourage interested personnel to obtain security certification. CC ID 11804 | Human Resources management | Preventive | |
| Establish, implement, and maintain a travel program for all personnel. CC ID 10597 | Human Resources management | Preventive | |
| Assign ownership of maintaining the asset inventory, as necessary. CC ID 12344 | Operational management | Preventive | |
| Define and assign the roles and responsibilities for Incident Management program. CC ID 13055 | Operational management | Preventive | |
| Implement security controls for personnel that have accessed information absent authorization. CC ID 10611 | Operational management | Corrective | |
| Assign the distribution of security alerts to the appropriate role in the incident response program. CC ID 11887 | Operational management | Preventive | |
IT Impact Zone | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Leadership and high level objectives CC ID 00597 | Leadership and high level objectives | IT Impact Zone | |
| Monitoring and measurement CC ID 00636 | Monitoring and measurement | IT Impact Zone | |
| Audits and risk management CC ID 00677 | Audits and risk management | IT Impact Zone | |
| Technical security CC ID 00508 | Technical security | IT Impact Zone | |
| Physical and environmental protection CC ID 00709 | Physical and environmental protection | IT Impact Zone | |
| Operational and Systems Continuity CC ID 00731 | Operational and Systems Continuity | IT Impact Zone | |
| Human Resources management CC ID 00763 | Human Resources management | IT Impact Zone | |
| Operational management CC ID 00805 | Operational management | IT Impact Zone | |
| System hardening through configuration management CC ID 00860 | System hardening through configuration management | IT Impact Zone | |
| Records management CC ID 00902 | Records management | IT Impact Zone | |
| Systems design, build, and implementation CC ID 00989 | Systems design, build, and implementation | IT Impact Zone | |
| Acquisition or sale of facilities, technology, and services CC ID 01123 | Acquisition or sale of facilities, technology, and services | IT Impact Zone | |
| Third Party and supply chain oversight CC ID 08807 | Third Party and supply chain oversight | IT Impact Zone | |
Investigate | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Follow up exceptions and anomalies identified when reviewing logs. CC ID 11925 [Review and analyze system audit records [Assignment: organization-defined frequency] for indications and the potential impact of inappropriate or unusual activity. 03.03.05 a.] | Monitoring and measurement | Corrective | |
| Rank discovered vulnerabilities. CC ID 11940 | Monitoring and measurement | Detective | |
| Scan for malicious code, as necessary. CC ID 11941 [Configure malicious code protection mechanisms to: Perform scans of the system [Assignment: organization-defined frequency] and real-time scans of files from external sources at endpoints or system entry and exit points as the files are downloaded, opened, or executed; and 03.14.02 c.1.] | Technical security | Detective | |
| Report anomalies in the visitor log to appropriate personnel. CC ID 14755 | Physical and environmental protection | Detective | |
| Identify root causes of incidents that force system changes. CC ID 13482 | Operational management | Detective | |
| Refrain from turning on any in scope devices that are turned off when a security incident is detected. CC ID 08677 | Operational management | Detective | |
| Analyze the incident response process following an incident response. CC ID 13179 | Operational management | Detective | |
| Provide progress reports of the incident investigation to the appropriate roles, as necessary. CC ID 12298 | Operational management | Preventive | |
| Analyze the behaviors of individuals involved in the incident during incident investigations. CC ID 14042 | Operational management | Detective | |
| Identify the affected parties during incident investigations. CC ID 16781 | Operational management | Detective | |
| Interview suspects during incident investigations, as necessary. CC ID 14041 | Operational management | Detective | |
| Interview victims and witnesses during incident investigations, as necessary. CC ID 14038 | Operational management | Detective | |
| Assign monitoring and analyzing the security alert when a security alert is received to the appropriate role in the incident response program. CC ID 11886 | Operational management | Detective | |
| Analyze mitigating controls for vulnerabilities in the network when certifying the network. CC ID 13126 | Operational management | Detective | |
| Collect data about the network environment when certifying the network. CC ID 13125 | Operational management | Detective | |
Log Management | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Establish, implement, and maintain logging and monitoring operations. CC ID 00637 | Monitoring and measurement | Detective | |
| Operationalize key monitoring and logging concepts to ensure the audit trails capture sufficient information. CC ID 00638 | Monitoring and measurement | Detective | |
| Establish, implement, and maintain event logging procedures. CC ID 01335 [Generate audit records for the selected event types and audit record content specified in 03.03.01 and 03.03.02. 03.03.03 a.] | Monitoring and measurement | Detective | |
| Include a standard to collect and interpret event logs in the event logging procedures. CC ID 00643 | Monitoring and measurement | Preventive | |
| Protect the event logs from failure. CC ID 06290 [Take the following additional actions: [Assignment: organization-defined additional actions]. 03.03.04 b.] | Monitoring and measurement | Preventive | |
| Review and update event logs and audit logs, as necessary. CC ID 00596 [Review and analyze system audit records [Assignment: organization-defined frequency] for indications and the potential impact of inappropriate or unusual activity. 03.03.05 a.] | Monitoring and measurement | Detective | |
| Eliminate false positives in event logs and audit logs. CC ID 07047 | Monitoring and measurement | Corrective | |
| Correlate log entries to security controls to verify the security control's effectiveness. CC ID 13207 | Monitoring and measurement | Detective | |
| Reproduce the event log if a log failure is captured. CC ID 01426 | Monitoring and measurement | Preventive | |
| Enable logging for all systems that meet a traceability criteria. CC ID 00640 | Monitoring and measurement | Detective | |
| Restrict access to logs to authorized individuals. CC ID 01342 [Authorize access to management of audit logging functionality to only a subset of privileged users or roles. 03.03.08 b.] | Monitoring and measurement | Preventive | |
| Protect logs from unauthorized activity. CC ID 01345 [Protect audit information and audit logging tools from unauthorized access, modification, and deletion. 03.03.08 a.] | Monitoring and measurement | Preventive | |
| Disseminate and communicate the reviews of audit reports to organizational management. CC ID 00653 [Report findings to organizational personnel or roles. 03.03.05 b.] | Audits and risk management | Detective | |
| Include the user's location in the system record. CC ID 16996 | Technical security | Preventive | |
| Log issuers who send personal data in cleartext in the transfer audit log. CC ID 12312 | Technical security | Preventive | |
| Log the individual's address in the facility access list. CC ID 16921 | Physical and environmental protection | Preventive | |
| Log the contact information for the person authorizing access in the facility access list. CC ID 16920 | Physical and environmental protection | Preventive | |
| Log the organization's name in the facility access list. CC ID 16919 | Physical and environmental protection | Preventive | |
| Log the individual's name in the facility access list. CC ID 16918 | Physical and environmental protection | Preventive | |
| Log the purpose in the facility access list. CC ID 16982 | Physical and environmental protection | Preventive | |
| Log the level of access in the facility access list. CC ID 16975 | Physical and environmental protection | Preventive | |
| Establish and maintain a visitor log. CC ID 00715 [Escort visitors, and control visitor activity. 03.10.07 c.] | Physical and environmental protection | Preventive | |
| Record the purpose of the visit in the visitor log. CC ID 16917 | Physical and environmental protection | Preventive | |
| Record the visitor's name in the visitor log. CC ID 00557 | Physical and environmental protection | Preventive | |
| Record the visitor's organization in the visitor log. CC ID 12121 | Physical and environmental protection | Preventive | |
| Record the visitor's acceptable access areas in the visitor log. CC ID 12237 | Physical and environmental protection | Preventive | |
| Record the date and time of departure in the visitor log. CC ID 16897 | Physical and environmental protection | Preventive | |
| Record the type of identification used in the visitor log. CC ID 16916 | Physical and environmental protection | Preventive | |
| Retain all records in the visitor log as prescribed by law. CC ID 00572 | Physical and environmental protection | Preventive | |
| Log the entrance of a staff member to a facility or designated rooms within the facility. CC ID 01641 | Physical and environmental protection | Preventive | |
| Log when the vault is accessed. CC ID 06725 | Physical and environmental protection | Detective | |
| Log when the cabinet is accessed. CC ID 11674 | Physical and environmental protection | Detective | |
| Store facility access logs in off-site storage. CC ID 06958 | Physical and environmental protection | Preventive | |
| Include the requestor's name in the physical access log. CC ID 16922 | Physical and environmental protection | Preventive | |
| Log the transiting, internal distribution, and external distribution of restricted storage media. CC ID 12321 [Document activities associated with the transport of system media that contain CUI. 03.08.05 c.] | Physical and environmental protection | Preventive | |
| Log the transfer of removable storage media. CC ID 12322 | Physical and environmental protection | Preventive | |
| Log the performance of all remote maintenance. CC ID 13202 | Operational management | Preventive | |
| Store system logs for in scope systems as digital forensic evidence after a security incident has been detected. CC ID 01754 | Operational management | Corrective | |
| Submit an incident management audit log to the proper authorities for each security breach that affects a predefined number of individuals, as necessary. CC ID 06326 | Operational management | Detective | |
| Include who the incident was reported to in the incident management audit log. CC ID 16487 | Operational management | Preventive | |
| Include the information that was exchanged in the incident management audit log. CC ID 16995 | Operational management | Preventive | |
| Include the organizational functions affected by disruption in the Incident Management audit log. CC ID 12238 | Operational management | Corrective | |
| Include the organization's business products and services affected by disruptions in the Incident Management audit log. CC ID 12234 | Operational management | Preventive | |
| Configure the log to capture creates, reads, updates, or deletes of records containing personal data. CC ID 11890 | System hardening through configuration management | Detective | |
| Configure the log to capture the information referent when personal data is being accessed. CC ID 11968 | System hardening through configuration management | Detective | |
| Configure the log to capture each auditable event's origination. CC ID 01338 [Include the following content in audit records: Source of the event 03.03.02 a.4.] | System hardening through configuration management | Detective | |
| Configure the log to capture the details of electronic signature transactions. CC ID 16910 | System hardening through configuration management | Preventive | |
| Configure the log to uniquely identify each accessed record. CC ID 16909 | System hardening through configuration management | Preventive | |
| Configure the log to capture actions taken by individuals with root privileges or administrative privileges and add logging option to the root file system. CC ID 00645 [Log the execution of privileged functions. 03.01.07 b.] | System hardening through configuration management | Detective | |
Maintenance | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Use system components only when third party support is available. CC ID 10644 [Replace system components when support for the components is no longer available from the developer, vendor, or manufacturer. 03.16.02 a.] | Operational management | Preventive | |
| Obtain justification for the continued use of system components when third party support is no longer available. CC ID 10645 [Provide options for risk mitigation or alternative sources for continued support for unsupported components that cannot be replaced. 03.16.02 b.] | Operational management | Preventive | |
| Disconnect non-volatile media from information systems prior to performing maintenance with uncleared personnel. CC ID 14295 | Operational management | Preventive | |
| Sanitize volatile media in information systems prior to performing maintenance with uncleared personnel. CC ID 14291 | Operational management | Preventive | |
| Separate the production environment from development environment or test environment for the change control process. CC ID 11864 | Operational management | Preventive | |
Monitor and Evaluate Occurrences | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Include the capturing and alerting of compliance violations in the notification system. CC ID 12962 | Leadership and high level objectives | Preventive | |
| Include the capturing and alerting of unethical conduct in the notification system. CC ID 12932 | Leadership and high level objectives | Preventive | |
| Include the capturing and alerting of performance variances in the notification system. CC ID 12929 | Leadership and high level objectives | Preventive | |
| Include the capturing and alerting of weaknesses in the notification system. CC ID 12928 | Leadership and high level objectives | Preventive | |
| Include the capturing and alerting of account activity in the notification system. CC ID 15314 | Leadership and high level objectives | Preventive | |
| Analyze organizational objectives, functions, and activities. CC ID 00598 | Leadership and high level objectives | Preventive | |
| Monitor regulatory trends to maintain compliance. CC ID 00604 | Leadership and high level objectives | Detective | |
| Monitor the usage and capacity of critical assets. CC ID 14825 | Monitoring and measurement | Detective | |
| Monitor the usage and capacity of Information Technology assets. CC ID 00668 | Monitoring and measurement | Detective | |
| Monitor systems for errors and faults. CC ID 04544 [Identify, report, and correct system flaws. 03.14.01 a.] | Monitoring and measurement | Detective | |
| Establish, implement, and maintain intrusion management operations. CC ID 00580 | Monitoring and measurement | Preventive | |
| Monitor systems for inappropriate usage and other security violations. CC ID 00585 [Monitor the system to detect: 03.14.06 a. {inbound communications traffic} Monitor inbound and outbound communications traffic to detect unusual or unauthorized activities or conditions. 03.14.06 c.] | Monitoring and measurement | Detective | |
| Monitor systems for blended attacks and multiple component incidents. CC ID 01225 [Monitor the system to detect: Attacks and indicators of potential attacks and 03.14.06 a.1.] | Monitoring and measurement | Detective | |
| Monitor systems for Denial of Service attacks. CC ID 01222 | Monitoring and measurement | Detective | |
| Monitor systems for unauthorized data transfers. CC ID 12971 | Monitoring and measurement | Preventive | |
| Monitor systems for access to restricted data or restricted information. CC ID 04721 | Monitoring and measurement | Detective | |
| Detect unauthorized access to systems. CC ID 06798 [Monitor the system to detect: Unauthorized connections. 03.14.06 a.2. Identify unauthorized use of the system. 03.14.06 b. Monitor the system to detect: Attacks and indicators of potential attacks and 03.14.06 a.1.] | Monitoring and measurement | Detective | |
| Incorporate potential red flags into the organization's incident management system. CC ID 04652 | Monitoring and measurement | Detective | |
| Alert interested personnel when suspicious activity is detected by an Intrusion Detection System or Intrusion Prevention System. CC ID 06430 | Monitoring and measurement | Detective | |
| Alert interested personnel and affected parties when an incident causes an outage. CC ID 06808 | Monitoring and measurement | Detective | |
| Monitor systems for unauthorized mobile code. CC ID 10034 [Authorize, monitor, and control the use of mobile code. 03.13.13 b.] | Monitoring and measurement | Preventive | |
| Monitor the organization's exposure to threats, as necessary. CC ID 06494 | Monitoring and measurement | Preventive | |
| Monitor and evaluate environmental threats. CC ID 13481 | Monitoring and measurement | Detective | |
| Monitor for new vulnerabilities. CC ID 06843 [Monitor and scan the system for vulnerabilities [Assignment: organization-defined frequency] and when new vulnerabilities affecting the system are identified. 03.11.02 a.] | Monitoring and measurement | Preventive | |
| Monitor devices continuously for conformance with production specifications. CC ID 06201 | Monitoring and measurement | Detective | |
| Alert appropriate personnel when rogue devices are discovered on the network. CC ID 06428 | Monitoring and measurement | Corrective | |
| Establish, implement, and maintain a corrective action plan. CC ID 00675 | Monitoring and measurement | Detective | |
| Include monitoring in the corrective action plan. CC ID 11645 [Update the existing plan of action and milestones based on the findings from: 03.12.02 b.] | Monitoring and measurement | Detective | |
| Enforce information flow control. CC ID 11781 | Technical security | Preventive | |
| Create a full text analysis on executed privileged functions. CC ID 06778 | Technical security | Detective | |
| Monitor and evaluate all remote access usage. CC ID 00563 | Technical security | Detective | |
| Log and react to all malicious code activity. CC ID 07072 | Technical security | Detective | |
| Escort uncleared personnel who need to work in or access controlled access areas. CC ID 00747 [{maintenance personnel} Designate organizational personnel with required access authorizations and technical competence to supervise the maintenance activities of personnel who | Physical and environmental protection | Preventive | |
| Monitor for unauthorized physical access at physical entry points and physical exit points. CC ID 01638 [Monitor physical access to the facility where the system resides to detect and respond to physical security incidents. 03.10.02 a.] | Physical and environmental protection | Detective | |
| Log the exit of a staff member to a facility or designated rooms within the facility. CC ID 11675 | Physical and environmental protection | Preventive | |
| Observe restricted areas with motion detectors or closed-circuit television systems. CC ID 01328 | Physical and environmental protection | Detective | |
| Review and correlate all data collected from video cameras and/or access control mechanisms with other entries. CC ID 11609 | Physical and environmental protection | Detective | |
| Evaluate and react to when unauthorized access is detected by physical entry point alarms. CC ID 11677 | Physical and environmental protection | Detective | |
| Monitor for alarmed security doors being propped open. CC ID 06684 | Physical and environmental protection | Detective | |
| Monitor and measure the effectiveness of security awareness. CC ID 06262 | Human Resources management | Detective | |
| Analyze and evaluate training records to improve the training program. CC ID 06380 | Human Resources management | Detective | |
| Identify discrepancies between the asset register database and the Information Technology inventory, as necessary. CC ID 07052 | Operational management | Corrective | |
| Investigate and resolve discrepancies between the asset register database and the Information Technology inventory. CC ID 07053 | Operational management | Corrective | |
| Automate software license monitoring, as necessary. CC ID 07057 | Operational management | Preventive | |
| Determine the incident severity level when assessing the security incidents. CC ID 01650 | Operational management | Corrective | |
| Require personnel to monitor for and report known or suspected compromise of assets. CC ID 16453 | Operational management | Detective | |
| Require personnel to monitor for and report suspicious account activity. CC ID 16462 | Operational management | Detective | |
| Respond to and triage when an incident is detected. CC ID 06942 | Operational management | Detective | |
| Escalate incidents, as necessary. CC ID 14861 | Operational management | Corrective | |
| Check the precursors and indicators when assessing the security incidents. CC ID 01761 | Operational management | Corrective | |
| Detect any potentially undiscovered security vulnerabilities on previously compromised systems. CC ID 06265 | Operational management | Detective | |
| Include lessons learned from analyzing security violations in the Incident Management program. CC ID 01234 | Operational management | Preventive | |
Physical and Environmental Protection | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Control physical access to (and within) the facility. CC ID 01329 [{entry points} Enforce physical access authorizations at entry and exit points to the facility where the system resides by: Controlling ingress and egress with physical access control systems, devices, or guards. 03.10.07 a.2.] | Physical and environmental protection | Preventive | |
| Meet the physical access requirements of disabled individuals, if reasonably possible. CC ID 00419 | Physical and environmental protection | Preventive | |
| Secure physical entry points with physical access controls or security guards. CC ID 01640 [{entry points} Enforce physical access authorizations at entry and exit points to the facility where the system resides by: Controlling ingress and egress with physical access control systems, devices, or guards. 03.10.07 a.2.] | Physical and environmental protection | Detective | |
| Configure the access control system to grant access only during authorized working hours. CC ID 12325 | Physical and environmental protection | Preventive | |
| Check the visitor's stated identity against a provided government issued identification. CC ID 06701 | Physical and environmental protection | Preventive | |
| Change access requirements to organizational assets for personnel and visitors, as necessary. CC ID 12463 | Physical and environmental protection | Corrective | |
| Issue photo identification badges to all employees. CC ID 12326 | Physical and environmental protection | Preventive | |
| Report lost badges, stolen badges, and broken badges to the Security Manager. CC ID 12334 | Physical and environmental protection | Preventive | |
| Manage visitor identification inside the facility. CC ID 11670 | Physical and environmental protection | Preventive | |
| Secure unissued visitor identification badges. CC ID 06712 | Physical and environmental protection | Preventive | |
| Include name, date of entry, and validity period on disposable identification cards or badges. CC ID 12331 | Physical and environmental protection | Preventive | |
| Restrict access to the badge system to authorized personnel. CC ID 12043 | Physical and environmental protection | Preventive | |
| Enforce dual control for badge assignments. CC ID 12328 | Physical and environmental protection | Preventive | |
| Enforce dual control for accessing unassigned identification cards or badges. CC ID 12327 | Physical and environmental protection | Preventive | |
| Refrain from imprinting the company name or company logo on identification cards or badges. CC ID 12282 | Physical and environmental protection | Preventive | |
| Prevent tailgating through physical entry points. CC ID 06685 | Physical and environmental protection | Preventive | |
| Use locks to protect against unauthorized physical access. CC ID 06342 | Physical and environmental protection | Preventive | |
| Monitor physical entry point alarms. CC ID 01639 | Physical and environmental protection | Detective | |
| Establish, implement, and maintain physical security controls for distributed assets. CC ID 00718 | Physical and environmental protection | Preventive | |
| Use locked containers to transport non-digital media outside of controlled areas. CC ID 14286 | Physical and environmental protection | Preventive | |
| Restrict physical access to distributed assets. CC ID 11865 [Control physical access to output devices to prevent unauthorized individuals from obtaining access to CUI. 03.10.07 e.] | Physical and environmental protection | Preventive | |
| House network hardware in lockable rooms or lockable equipment cabinets. CC ID 01873 | Physical and environmental protection | Preventive | |
| Protect electronic storage media with physical access controls. CC ID 00720 | Physical and environmental protection | Preventive | |
| Physically secure all electronic storage media that store restricted data or restricted information. CC ID 11664 [Physically control and securely store system media that contain CUI. 03.08.01 ¶ 1] | Physical and environmental protection | Preventive | |
| Store removable storage media containing restricted data or restricted information using electronic media storage cabinets or electronic media storage vaults. CC ID 00717 | Physical and environmental protection | Preventive | |
| Protect the combinations for all combination locks. CC ID 02199 | Physical and environmental protection | Preventive | |
| Establish and maintain eavesdropping protection for vaults. CC ID 02231 | Physical and environmental protection | Preventive | |
| Protect distributed assets against theft. CC ID 06799 | Physical and environmental protection | Preventive | |
| Include the use of privacy filters in the mobile device security guidelines. CC ID 16452 | Physical and environmental protection | Preventive | |
| Refrain from responding to unsolicited Personal Identification Number requests. CC ID 12430 | Physical and environmental protection | Preventive | |
| Refrain from pairing Bluetooth devices in unsecured areas. CC ID 12429 | Physical and environmental protection | Preventive | |
| Install and protect network cabling. CC ID 08624 | Physical and environmental protection | Preventive | |
| Conduct environmental surveys. CC ID 00690 | Operational management | Preventive | |
| Control and monitor all maintenance tools. CC ID 01432 [Approve, control, and monitor the use of system maintenance tools. 03.07.04 a. {does not contain} Prevent the removal of system maintenance equipment containing CUI by verifying that there is no CUI on the equipment, sanitizing or destroying the equipment, or retaining the equipment within the facility. 03.07.04 c.] | Operational management | Detective | |
Process or Activity | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Update or adjust fraud detection systems, as necessary. CC ID 13684 | Monitoring and measurement | Corrective | |
| Align the enterprise architecture with the system security plan. CC ID 14255 | Monitoring and measurement | Preventive | |
| Identify risk management measures when testing in scope systems. CC ID 14960 | Monitoring and measurement | Detective | |
| Request an extension of the validity period of technical documentation assessment certificates, as necessary. CC ID 17228 | Monitoring and measurement | Preventive | |
| Define the validity period for technical documentation assessment certificates. CC ID 17227 | Monitoring and measurement | Preventive | |
| Ensure protocols are free from injection flaws. CC ID 16401 | Monitoring and measurement | Preventive | |
| Approve the vulnerability management program. CC ID 15722 | Monitoring and measurement | Preventive | |
| Review documentation to determine the effectiveness of in scope controls. CC ID 16522 | Audits and risk management | Preventive | |
| Analyze supply chain risk management procedures, as necessary. CC ID 13198 | Audits and risk management | Detective | |
| Set access control for objects and users to "deny all" unless explicitly authorized. CC ID 06301 | Technical security | Preventive | |
| Enforce the network segmentation requirements. CC ID 16381 | Technical security | Preventive | |
| Use a passive asset inventory discovery tool to identify assets when network mapping. CC ID 13735 | Technical security | Detective | |
| Use an active asset inventory discovery tool to identify sensitive information for data flow diagrams. CC ID 13737 | Technical security | Detective | |
| Include testing and approving all network connections through the firewall in the firewall and router configuration standard. CC ID 01270 | Technical security | Detective | |
| Update application layer firewalls to the most current version. CC ID 12037 | Technical security | Preventive | |
| Assign virtual escorting to authorized personnel. CC ID 16440 | Technical security | Preventive | |
| Remove malware when malicious code is discovered. CC ID 13691 | Technical security | Corrective | |
| Implement physical identification processes. CC ID 13715 | Physical and environmental protection | Preventive | |
| Refrain from using knowledge-based authentication for in-person identity verification. CC ID 13717 | Physical and environmental protection | Preventive | |
| Record the assigned identification card or badge serial number when issuing an identification card or badge. CC ID 06714 | Physical and environmental protection | Preventive | |
| Include identity proofing processes in the identification issuance procedures. CC ID 06597 | Physical and environmental protection | Preventive | |
| Prohibit assets from being taken off-site absent prior authorization. CC ID 12027 | Physical and environmental protection | Preventive | |
| Include a "Return to Sender" text file on mobile devices. CC ID 17075 | Physical and environmental protection | Preventive | |
| Control physical access to network cables. CC ID 00723 [Control physical access to system distribution and transmission lines within organizational facilities. 03.10.08 ¶ 1] | Physical and environmental protection | Preventive | |
| Perform backup procedures for in scope systems. CC ID 11692 | Operational and Systems Continuity | Preventive | |
| Scan devices for malicious code when an individual returns from locations deemed to be of risk. CC ID 10599 [Apply the following security requirements to the systems or components when the individuals return from travel: [Assignment: organization-defined security requirements]. 03.04.12 b.] | Human Resources management | Detective | |
| Include interconnected systems and Software as a Service in the Information Technology inventory. CC ID 04885 | Operational management | Preventive | |
| Determine the cost of the incident when assessing security incidents. CC ID 17188 | Operational management | Detective | |
| Determine the duration of unscheduled downtime when assessing security incidents CC ID 17182 | Operational management | Detective | |
| Determine the duration of the incident when assessing security incidents. CC ID 17181 | Operational management | Detective | |
| Include support from law enforcement authorities when conducting incident response activities, as necessary. CC ID 13197 | Operational management | Corrective | |
| Coordinate incident response activities with interested personnel and affected parties. CC ID 13196 | Operational management | Corrective | |
| Contain the incident to prevent further loss. CC ID 01751 [Implement an incident-handling capability that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recovery. 03.06.01 ¶ 1] | Operational management | Corrective | |
| Revoke the written request to delay the notification. CC ID 16843 | Operational management | Preventive | |
| Post the incident response notification on the organization's website. CC ID 16809 | Operational management | Preventive | |
| Document the determination for providing a substitute incident response notification. CC ID 16841 | Operational management | Preventive | |
| Conduct incident investigations, as necessary. CC ID 13826 | Operational management | Detective | |
| Perform emergency changes, as necessary. CC ID 12707 | Operational management | Preventive | |
| Back up emergency changes after the change has been performed. CC ID 12734 | Operational management | Preventive | |
| Conduct network certifications prior to approving change requests for networks. CC ID 13121 | Operational management | Detective | |
| Establish, implement, and maintain a patch management program. CC ID 00896 | Operational management | Preventive | |
| Determine how long to keep records and logs before disposing them. CC ID 11661 | Records management | Preventive | |
| Review the information classification of the information that the organization collects, processes, and stores, as necessary. CC ID 13008 [Review the content on publicly accessible systems for CUI and remove such information, if discovered. 03.01.22 b.] | Records management | Detective | |
| Formalize client and third party relationships with contracts or nondisclosure agreements. CC ID 00794 | Third Party and supply chain oversight | Detective | |
| Establish, implement, and maintain Service Level Agreements with the organization's supply chain. CC ID 00838 [Approve and manage the exchange of CUI between the system and other systems using [Selection (one or more): interconnection security agreements; information exchange security agreements; memoranda of understanding or agreement; service-level agreements; user agreements; non-disclosure agreements; other types of agreements]. 03.12.05 a.] | Third Party and supply chain oversight | Preventive | |
| Assess third parties' compliance environment during due diligence. CC ID 13134 | Third Party and supply chain oversight | Detective | |
Records Management | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Retain penetration test results according to internal policy. CC ID 10049 | Monitoring and measurement | Preventive | |
| Retain penetration test remediation action records according to internal policy. CC ID 11629 | Monitoring and measurement | Preventive | |
| Maintain vulnerability scan reports as organizational records. CC ID 12092 | Monitoring and measurement | Preventive | |
| Archive Public Key certificate records according to organizational Records Management rules. CC ID 07090 | Technical security | Preventive | |
| Retain video events according to Records Management procedures. CC ID 06304 | Physical and environmental protection | Preventive | |
| Control the transiting and internal distribution or external distribution of assets. CC ID 00963 [Protect and control system media that contain CUI during transport outside of controlled areas. 03.08.05 a.] | Physical and environmental protection | Preventive | |
| Obtain management authorization for restricted storage media transit or distribution from a controlled access area. CC ID 00964 | Physical and environmental protection | Preventive | |
| Separate duplicate originals and backup media from the original electronic storage media. CC ID 00961 | Physical and environmental protection | Preventive | |
| Treat archive media as evidence. CC ID 00960 | Physical and environmental protection | Preventive | |
| Control the storage of restricted storage media. CC ID 00965 | Physical and environmental protection | Preventive | |
| Include source code in the asset inventory. CC ID 14858 | Operational management | Preventive | |
| Establish, implement, and maintain incident management audit logs. CC ID 13514 | Operational management | Preventive | |
| Retain records in accordance with applicable requirements. CC ID 00968 [Retain audit records for a time period consistent with the records retention policy. 03.03.03 b. Manage and retain CUI within the system and CUI output from the system in accordance with applicable laws, Executive Orders, directives, regulations, policies, standards, guidelines, and operational requirements. 03.14.08 ¶ 1] | Records management | Preventive | |
| Label printed output for specific record categories as directed by the organization's information classification standard. CC ID 01420 | Records management | Detective | |
| Establish, implement, and maintain security controls appropriate to the record types and electronic storage media. CC ID 00943 | Records management | Preventive | |
Systems Continuity | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Prepare the alternate facility for an emergency offsite relocation. CC ID 00744 | Operational and Systems Continuity | Preventive | |
Systems Design, Build, and Implementation | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Implement gateways between security domains. CC ID 16493 | Technical security | Preventive | |
| Include each Information System's system boundaries in the Information Technology inventory. CC ID 00695 | Operational management | Preventive | |
| Validate the system before implementing approved changes. CC ID 01510 | Operational management | Preventive | |
| Establish, implement, and maintain traceability documentation. CC ID 16388 | Operational management | Preventive | |
| Initiate the System Development Life Cycle planning phase. CC ID 06266 | Systems design, build, and implementation | Preventive | |
| Establish, implement, and maintain security design principles. CC ID 14718 [Apply the following systems security engineering principles to the development or modification of the system and system components: [Assignment: organization-defined systems security engineering principles]. 03.16.01 ¶ 1] | Systems design, build, and implementation | Preventive | |
| Include reduced complexity of systems or system components in the security design principles. CC ID 14753 | Systems design, build, and implementation | Preventive | |
| Include self-reliant trustworthiness of systems or system components in the security design principles. CC ID 14752 | Systems design, build, and implementation | Preventive | |
| Include partially ordered dependencies of systems or system components in the security design principles. CC ID 14751 | Systems design, build, and implementation | Preventive | |
| Include modularity and layering of systems or system components in the security design principles. CC ID 14750 | Systems design, build, and implementation | Preventive | |
| Include secure evolvability of systems or system components in the security design principles. CC ID 14749 | Systems design, build, and implementation | Preventive | |
| Include least common mechanisms between systems or system components in the security design principles. CC ID 14747 | Systems design, build, and implementation | Preventive | |
| Include secure system modification of systems or system components in the security design principles. CC ID 14746 | Systems design, build, and implementation | Preventive | |
| Include clear abstractions of systems or system components in the security design principles. CC ID 14745 | Systems design, build, and implementation | Preventive | |
| Include secure failure and recovery of systems or system components in the security design principles. CC ID 14744 | Systems design, build, and implementation | Preventive | |
| Include repeatable and documented procedures for systems or system components in the security design principles. CC ID 14743 | Systems design, build, and implementation | Preventive | |
| Include least privilege of systems or system components in the security design principles. CC ID 14742 | Systems design, build, and implementation | Preventive | |
| Include minimized sharing of systems or system components in the security design principles. CC ID 14741 | Systems design, build, and implementation | Preventive | |
| Include acceptable security of systems or system components in the security design principles. CC ID 14740 | Systems design, build, and implementation | Preventive | |
| Include minimized security elements in systems or system components in the security design principles. CC ID 14739 | Systems design, build, and implementation | Preventive | |
| Include hierarchical protection in systems or system components in the security design principles. CC ID 14738 | Systems design, build, and implementation | Preventive | |
| Include self-analysis of systems or system components in the security design principles. CC ID 14737 | Systems design, build, and implementation | Preventive | |
| Include inverse modification thresholds in systems or system components in the security design principles. CC ID 14736 | Systems design, build, and implementation | Preventive | |
| Include efficiently mediated access to systems or system components in the security design principles. CC ID 14735 | Systems design, build, and implementation | Preventive | |
| Include secure distributed composition of systems or system components in the security design principles. CC ID 14734 | Systems design, build, and implementation | Preventive | |
| Include minimization of systems or system components in the security design principles. CC ID 14733 | Systems design, build, and implementation | Preventive | |
| Include secure defaults in systems or system components in the security design principles. CC ID 14732 | Systems design, build, and implementation | Preventive | |
| Include trusted communications channels for systems or system components in the security design principles. CC ID 14731 | Systems design, build, and implementation | Preventive | |
| Include economic security in systems or system components in the security design principles. CC ID 14730 | Systems design, build, and implementation | Preventive | |
| Include trusted components of systems or system components in the security design principles. CC ID 14729 | Systems design, build, and implementation | Preventive | |
| Include procedural rigor in systems or system components in the security design principles. CC ID 14728 | Systems design, build, and implementation | Preventive | |
| Include accountability and traceability of systems or system components in the security design principles. CC ID 14727 | Systems design, build, and implementation | Preventive | |
| Include hierarchical trust in systems or system components in the security design principles. CC ID 14726 | Systems design, build, and implementation | Preventive | |
| Include sufficient documentation for systems or system components in the security design principles. CC ID 14725 | Systems design, build, and implementation | Preventive | |
| Include performance security of systems or system components in the security design principles. CC ID 14724 | Systems design, build, and implementation | Preventive | |
| Include human factored security in systems or system components in the security design principles. CC ID 14723 | Systems design, build, and implementation | Preventive | |
| Include secure metadata management of systems or system components in the security design principles. CC ID 14722 | Systems design, build, and implementation | Preventive | |
| Include predicate permission of systems or system components in the security design principles. CC ID 14721 | Systems design, build, and implementation | Preventive | |
Technical Security | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Subscribe to a threat intelligence service to receive notification of emerging threats. CC ID 12135 [Receive system security alerts, advisories, and directives from external organizations on an ongoing basis. 03.14.03 a.] | Leadership and high level objectives | Detective | |
| Establish, implement, and maintain log analysis tools. CC ID 17056 | Monitoring and measurement | Preventive | |
| Identify cybersecurity events in event logs and audit logs. CC ID 13206 | Monitoring and measurement | Detective | |
| Conduct Red Team exercises, as necessary. CC ID 12131 | Monitoring and measurement | Detective | |
| Test security systems and associated security procedures, as necessary. CC ID 11901 | Monitoring and measurement | Detective | |
| Scan wireless networks for rogue devices. CC ID 11623 | Monitoring and measurement | Detective | |
| Implement incident response procedures when rogue devices are discovered. CC ID 11880 | Monitoring and measurement | Corrective | |
| Establish, implement, and maintain a port scan baseline for all in scope systems. CC ID 12134 | Monitoring and measurement | Detective | |
| Perform internal penetration tests, as necessary. CC ID 12471 | Monitoring and measurement | Detective | |
| Perform external penetration tests, as necessary. CC ID 12470 | Monitoring and measurement | Detective | |
| Perform application-layer penetration testing on all systems, as necessary. CC ID 11630 | Monitoring and measurement | Detective | |
| Perform penetration testing on segmentation controls, as necessary. CC ID 12498 | Monitoring and measurement | Detective | |
| Prevent adversaries from disabling or compromising security controls. CC ID 17057 | Monitoring and measurement | Preventive | |
| Estimate the maximum bandwidth of any covert channels. CC ID 10653 | Monitoring and measurement | Detective | |
| Reduce the maximum bandwidth of covert channels. CC ID 10655 | Monitoring and measurement | Corrective | |
| Perform vulnerability scans, as necessary. CC ID 11637 [Monitor and scan the system for vulnerabilities [Assignment: organization-defined frequency] and when new vulnerabilities affecting the system are identified. 03.11.02 a.] | Monitoring and measurement | Detective | |
| Identify and document security vulnerabilities. CC ID 11857 | Monitoring and measurement | Detective | |
| Use dedicated user accounts when conducting vulnerability scans. CC ID 12098 | Monitoring and measurement | Preventive | |
| Assign vulnerability scanning to qualified personnel or external third parties. CC ID 11638 | Monitoring and measurement | Detective | |
| Correlate vulnerability scan reports from the various systems. CC ID 10636 | Monitoring and measurement | Detective | |
| Perform vulnerability scans prior to installing payment applications. CC ID 12192 | Monitoring and measurement | Detective | |
| Implement scanning tools, as necessary. CC ID 14282 | Monitoring and measurement | Detective | |
| Repeat vulnerability scanning after an approved change occurs. CC ID 12468 | Monitoring and measurement | Detective | |
| Perform external vulnerability scans, as necessary. CC ID 11624 | Monitoring and measurement | Detective | |
| Use automated mechanisms to compare new vulnerability scan reports with past vulnerability scan reports. CC ID 10635 | Monitoring and measurement | Detective | |
| Perform vulnerability assessments, as necessary. CC ID 11828 | Monitoring and measurement | Corrective | |
| Review applications for security vulnerabilities after the application is updated. CC ID 11938 | Monitoring and measurement | Detective | |
| Perform penetration tests and vulnerability scans in concert, as necessary. CC ID 12111 | Monitoring and measurement | Preventive | |
| Test the system for insecure cryptographic storage. CC ID 11635 | Monitoring and measurement | Detective | |
| Recommend mitigation techniques based on vulnerability scan reports. CC ID 11639 | Monitoring and measurement | Corrective | |
| Correct or mitigate vulnerabilities. CC ID 12497 [Remediate system vulnerabilities within [Assignment: organization-defined response times]. 03.11.02 b.] | Monitoring and measurement | Corrective | |
| Establish, implement, and maintain an exception management process for vulnerabilities that cannot be remediated. CC ID 13859 | Monitoring and measurement | Corrective | |
| Protect against misusing automated audit tools. CC ID 04547 [Protect audit information and audit logging tools from unauthorized access, modification, and deletion. 03.03.08 a.] | Monitoring and measurement | Preventive | |
| Evaluate the information technology products used for metrics. CC ID 11644 | Monitoring and measurement | Detective | |
| Identify information system users. CC ID 12081 [Specify: Authorized users of the system, 03.01.01 c.1.] | Technical security | Detective | |
| Review user accounts. CC ID 00525 [Monitor the use of system accounts. 03.01.01 e.] | Technical security | Detective | |
| Identify and authenticate processes running on information systems that act on behalf of users. CC ID 12082 [Allow only authorized system access for users (or processes acting on behalf of users) that is necessary to accomplish assigned organizational tasks. 03.01.05 a. Uniquely identify and authenticate system users, and associate that unique identification with processes acting on behalf of those users. 03.05.01 a.] | Technical security | Detective | |
| Review shared accounts. CC ID 11840 | Technical security | Detective | |
| Control access rights to organizational assets. CC ID 00004 [Restrict access to CUI on system media to authorized personnel or roles. 03.08.02 ¶ 1] | Technical security | Preventive | |
| Generate but refrain from storing authenticators or Personal Identification Numbers for systems involved in high risk activities. CC ID 06835 | Technical security | Preventive | |
| Define access needs for each system component of an information system. CC ID 12456 | Technical security | Preventive | |
| Define the level of privilege required for each system component of an information system. CC ID 12457 | Technical security | Preventive | |
| Establish access rights based on least privilege. CC ID 01411 [Allow only authorized system access for users (or processes acting on behalf of users) that is necessary to accomplish assigned organizational tasks. 03.01.05 a.] | Technical security | Preventive | |
| Assign user permissions based on job responsibilities. CC ID 00538 [Authorize access to the system based on: Intended system usage. 03.01.01 d.2.] | Technical security | Preventive | |
| Assign user privileges after they have management sign off. CC ID 00542 | Technical security | Preventive | |
| Establish, implement, and maintain lockout procedures or lockout mechanisms to be triggered after a predetermined number of consecutive logon attempts. CC ID 01412 [Enforce a limit of [Assignment: organization-defined number] consecutive invalid logon attempts by a user during a [Assignment: organization-defined time period]. 03.01.08 a. Automatically [Selection (one or more): lock the account or node for an [Assignment: organization-defined time period]; lock the account or node until released by an administrator; delay next logon prompt; notify system administrator; take other action] when the maximum number of unsuccessful attempts is exceeded. 03.01.08 b. Automatically [Selection (one or more): lock the account or node for an [Assignment: organization-defined time period]; lock the account or node until released by an administrator; delay next logon prompt; notify system administrator; take other action] when the maximum number of unsuccessful attempts is exceeded. 03.01.08 b.] | Technical security | Preventive | |
| Disallow unlocking user accounts absent system administrator approval. CC ID 01413 [Automatically [Selection (one or more): lock the account or node for an [Assignment: organization-defined time period]; lock the account or node until released by an administrator; delay next logon prompt; notify system administrator; take other action] when the maximum number of unsuccessful attempts is exceeded. 03.01.08 b.] | Technical security | Preventive | |
| Establish session authenticity through Transport Layer Security. CC ID 01627 [Protect the authenticity of communications sessions. 03.13.15 ¶ 1] | Technical security | Preventive | |
| Include all system components in the access control system. CC ID 11939 | Technical security | Preventive | |
| Enable access control for objects and users to match restrictions set by the system's security classification. CC ID 04850 | Technical security | Preventive | |
| Enable attribute-based access control for objects and users on information systems. CC ID 16351 | Technical security | Preventive | |
| Enable role-based access control for objects and users on information systems. CC ID 12458 | Technical security | Preventive | |
| Enforce access restrictions for change control. CC ID 01428 [{physical access restriction} Define, document, approve, and enforce physical and logical access restrictions associated with changes to the system. 03.04.05 ¶ 1 {physical access restriction} Define, document, approve, and enforce physical and logical access restrictions associated with changes to the system. 03.04.05 ¶ 1 {physical access restriction} Define, document, approve, and enforce physical and logical access restrictions associated with changes to the system. 03.04.05 ¶ 1] | Technical security | Preventive | |
| Permit a limited set of user actions absent identification and authentication. CC ID 04849 | Technical security | Preventive | |
| Activate third party maintenance accounts and user identifiers, as necessary. CC ID 04262 | Technical security | Preventive | |
| Display a logon banner and appropriate logon message before granting access to the system. CC ID 06770 [{privacy notices} Display a system use notification message with privacy and security notices consistent with applicable CUI rules before granting access to the system. 03.01.09 ¶ 1] | Technical security | Preventive | |
| Use automatic equipment identification as a method of connection authentication absent an individual's identification and authentication. CC ID 06964 | Technical security | Preventive | |
| Control user privileges. CC ID 11665 [{information system} Restrict s="term_primary-noun">privileged accounts on the system to [Assignment: organization-defined personnel or roles]. 03.01.06 a. Specify: Access authorizations (i.e., privileges) for each account. 03.01.01 c.3.] | Technical security | Preventive | |
| Review all user privileges, as necessary. CC ID 06784 [Review the privileges assigned to roles or classes of users [Assignment: organization-defined frequency] to validate the need for such privileges. 03.01.05 c. Reassign or remove privileges, as necessary. 03.01.05 d.] | Technical security | Preventive | |
| Review each user's access capabilities when their role changes. CC ID 00524 | Technical security | Preventive | |
| Enable products restricted by Digital Rights Management to be used while offline. CC ID 07094 | Technical security | Preventive | |
| Establish, implement, and maintain User Access Management procedures. CC ID 00514 | Technical security | Preventive | |
| Review and approve logical access to all assets based upon organizational policies. CC ID 06641 [Enforce approved authorizations for logical access to CUI and system resources in accordance with applicable access control policies. 03.01.02 ¶ 1 Receive authorization from organizational personnel or roles to assign an individual, group, role, service, or device identifier. 03.05.05 a.] | Technical security | Preventive | |
| Control the addition and modification of user identifiers, user credentials, or other authenticators. CC ID 00515 [Select and assign an identifier that identifies an individual, group, role, service, or device. 03.05.05 b.] | Technical security | Preventive | |
| Automate access control methods, as necessary. CC ID 11838 | Technical security | Preventive | |
| Automate Access Control Systems, as necessary. CC ID 06854 | Technical security | Preventive | |
| Refrain from storing logon credentials for third party applications. CC ID 13690 | Technical security | Preventive | |
| Refrain from allowing user access to identifiers and authenticators used by applications. CC ID 10048 | Technical security | Preventive | |
| Remove inactive user accounts, as necessary. CC ID 00517 [Disable system accounts when: The accounts have expired, 03.01.01 f.1. Disable system accounts when: The accounts have been inactive for [Assignment: organization-defined time period], 03.01.01 f.2. Disable system accounts when: The accounts are no longer associated with a user or individual, 03.01.01 f.3. Disable system accounts when: The accounts are in violation of organizational policy, or 03.01.01 f.4.] | Technical security | Corrective | |
| Establish, implement, and maintain user accounts in accordance with the organizational Governance, Risk, and Compliance framework. CC ID 00526 [Define the types of system accounts allowed and prohibited. 03.01.01 a. Create, enable, modify, disable, and remove system accounts in accordance with policy, procedures, prerequisites, and criteria. 03.01.01 b. Create, enable, modify, disable, and remove system accounts in accordance with policy, procedures, prerequisites, and criteria. 03.01.01 b. Create, enable, modify, disable, and remove system accounts in accordance with policy, procedures, prerequisites, and criteria. 03.01.01 b. Create, enable, modify, disable, and remove system accounts in accordance with policy, procedures, prerequisites, and criteria. 03.01.01 b. Disable system accounts when: Significant risks associated with individuals are discovered. 03.01.01 f.5.] | Technical security | Preventive | |
| Include digital identification procedures in the access control program. CC ID 11841 | Technical security | Preventive | |
| Require proper authentication for user identifiers. CC ID 11785 | Technical security | Preventive | |
| Identify and control all network access controls. CC ID 00529 | Technical security | Preventive | |
| Protect system or device management and control planes from unwanted user plane traffic. CC ID 17063 | Technical security | Preventive | |
| Ensure the data plane, control plane, and management plane have been segregated according to organizational standards. CC ID 16385 | Technical security | Preventive | |
| Manage all external network connections. CC ID 11842 [Authorize the connection of mobile devices to the system. 03.01.18 b. Terminate the network connection associated with a communications session at the end of the session or after [Assignment: organization-defined time period] of inactivity. 03.13.09 ¶ 1] | Technical security | Preventive | |
| Route outbound Internet traffic through a proxy server that supports decrypting network traffic. CC ID 12116 | Technical security | Preventive | |
| Prevent the insertion of unauthorized network traffic into secure networks. CC ID 17050 | Technical security | Preventive | |
| Prohibit systems from connecting directly to internal networks outside the demilitarized zone (DMZ). CC ID 16360 | Technical security | Preventive | |
| Refrain from disclosing Internet Protocol addresses, routing information, and DNS names, unless necessary. CC ID 11891 | Technical security | Preventive | |
| Segregate systems in accordance with organizational standards. CC ID 12546 | Technical security | Preventive | |
| Implement resource-isolation mechanisms in organizational networks. CC ID 16438 | Technical security | Preventive | |
| Segregate servers that contain restricted data or restricted information from direct public access. CC ID 00533 | Technical security | Preventive | |
| Prevent logical access to dedicated networks from outside the secure areas. CC ID 12310 | Technical security | Preventive | |
| Design Demilitarized Zones with proper isolation rules. CC ID 00532 | Technical security | Preventive | |
| Restrict outbound network traffic out of the Demilitarized Zone. CC ID 16881 | Technical security | Preventive | |
| Restrict inbound network traffic into the Demilitarized Zone to destination addresses within the Demilitarized Zone. CC ID 11998 | Technical security | Preventive | |
| Restrict inbound Internet traffic within the Demilitarized Zone to system components that provide publicly accessible services, protocols, and ports. CC ID 11993 | Technical security | Preventive | |
| Employ firewalls to secure network connections between networks of different security categorizations. CC ID 16373 | Technical security | Preventive | |
| Employ firewalls to secure network connections between trusted networks and untrusted networks, as necessary. CC ID 11821 | Technical security | Preventive | |
| Separate the wireless access points and wireless bridges from the wired network via a firewall. CC ID 04588 | Technical security | Preventive | |
| Employ centralized management systems to configure and control networks, as necessary. CC ID 12540 | Technical security | Preventive | |
| Include reviewing the rulesets for firewalls and routers in the firewall and router configuration standard, as necessary. CC ID 11903 | Technical security | Corrective | |
| Lock personal firewall configurations to prevent them from being disabled or changed by end users. CC ID 06420 | Technical security | Preventive | |
| Protect the firewall's network connection interfaces. CC ID 01955 | Technical security | Preventive | |
| Establish, implement, and maintain packet filtering requirements. CC ID 16362 | Technical security | Preventive | |
| Filter packets based on IPv6 header fields. CC ID 17048 | Technical security | Preventive | |
| Configure firewall filtering to only permit established connections into the network. CC ID 12482 | Technical security | Preventive | |
| Filter traffic at firewalls based on application layer attributes. CC ID 17054 | Technical security | Preventive | |
| Review and approve information exchange system connections. CC ID 07143 | Technical security | Preventive | |
| Establish, implement, and maintain measures to detect and prevent the use of unsafe internet services. CC ID 13104 | Technical security | Preventive | |
| Refrain from storing restricted data at unsafe Internet services or virtual servers. CC ID 13107 | Technical security | Preventive | |
| Block uncategorized sites using URL filtering. CC ID 12140 | Technical security | Preventive | |
| Subscribe to a URL categorization service to maintain website category definitions in the URL filter list. CC ID 12139 | Technical security | Detective | |
| Enforce privileged accounts and non-privileged accounts for system access. CC ID 00558 [Require that users (or roles) with privileged accounts use non-privileged accounts when accessing non-security functions or non-security information. 03.01.06 b. Prevent non-privileged users from executing privileged functions. 03.01.07 a.] | Technical security | Preventive | |
| Control all methods of remote access and teleworking. CC ID 00559 [Authorize each type of remote system access prior to establishing such connections. 03.01.12 b. Authorize the remote execution of privileged commands and remote access to security-relevant information. 03.01.12 d.] | Technical security | Preventive | |
| Refrain from allowing remote users to copy files to remote devices. CC ID 06792 | Technical security | Preventive | |
| Control remote access through a network access control. CC ID 01421 [Route remote access to the system through authorized and managed access control points. 03.01.12 c.] | Technical security | Preventive | |
| Prohibit remote access to systems processing cleartext restricted data or restricted information. CC ID 12324 | Technical security | Preventive | |
| Employ multifactor authentication for remote access to the organization's network. CC ID 12505 [Implement multi-factor authentication and replay resistance in the establishment of nonlocal maintenance and diagnostic sessions. 03.07.05 b.] | Technical security | Preventive | |
| Refrain from allowing individuals to self-enroll into multifactor authentication from untrusted devices. CC ID 17173 | Technical security | Preventive | |
| Implement phishing-resistant multifactor authentication techniques. CC ID 16541 | Technical security | Preventive | |
| Limit the source addresses from which remote administration is performed. CC ID 16393 | Technical security | Preventive | |
| Manage the use of encryption controls and cryptographic controls. CC ID 00570 | Technical security | Preventive | |
| Employ cryptographic controls that comply with applicable requirements. CC ID 12491 [Implement the following types of cryptography to protect the confidentiality of CUI: [Assignment: organization-defined types of cryptography]. 03.13.11 ¶ 1] | Technical security | Preventive | |
| Bind keys to each identity. CC ID 12337 | Technical security | Preventive | |
| Generate unique cryptographic keys for each user. CC ID 12169 | Technical security | Preventive | |
| Implement decryption keys so that they are not linked to user accounts. CC ID 06851 | Technical security | Preventive | |
| Store key-encrypting keys and data-encrypting keys in different locations. CC ID 06085 | Technical security | Preventive | |
| Manage outdated cryptographic keys, compromised cryptographic keys, or revoked cryptographic keys. CC ID 06852 | Technical security | Preventive | |
| Issue authentication mechanisms that support the Public Key Infrastructure. CC ID 07092 | Technical security | Preventive | |
| Establish a Root Certification Authority to support the Public Key Infrastructure. CC ID 07084 | Technical security | Preventive | |
| Connect the Public Key Infrastructure to the organization's identity and access management system. CC ID 07091 | Technical security | Preventive | |
| Use strong data encryption to transmit in scope data or in scope information, as necessary. CC ID 00564 [Transmit passwords only over cryptographically protected channels. 03.05.07 c.] | Technical security | Preventive | |
| Configure the encryption strength to be appropriate for the encryption methodology of the cryptographic controls. CC ID 12492 | Technical security | Preventive | |
| Encrypt traffic over networks with trusted cryptographic keys. CC ID 12490 | Technical security | Preventive | |
| Treat data messages that do not receive an acknowledgment as never been sent. CC ID 14416 | Technical security | Preventive | |
| Establish trusted paths to transmit restricted data or restricted information over public networks or wireless networks. CC ID 00568 | Technical security | Preventive | |
| Protect application services information transmitted over a public network from unauthorized modification. CC ID 12021 | Technical security | Preventive | |
| Protect application services information transmitted over a public network from unauthorized disclosure. CC ID 12020 | Technical security | Preventive | |
| Protect application services information transmitted over a public network from contract disputes. CC ID 12019 | Technical security | Preventive | |
| Protect application services information transmitted over a public network from fraudulent activity. CC ID 12018 | Technical security | Preventive | |
| Install and maintain container security solutions. CC ID 16178 | Technical security | Preventive | |
| Protect systems and devices from fragmentation based attacks and anomalies. CC ID 17058 | Technical security | Preventive | |
| Protect the system against replay attacks. CC ID 04552 [{privileged accounts} Implement replay-resistant authentication mechanisms for access to privileged and non-privileged accounts. 03.05.04 ¶ 1 Implement multi-factor authentication and replay resistance in the establishment of nonlocal maintenance and diagnostic sessions. 03.07.05 b.] | Technical security | Preventive | |
| Analyze the behavior and characteristics of the malicious code. CC ID 10672 | Technical security | Detective | |
| Incorporate the malicious code analysis into the patch management program. CC ID 10673 | Technical security | Corrective | |
| Secure unissued access mechanisms. CC ID 06713 [Secure keys, combinations, and other physical access devices. 03.10.07 d.] | Physical and environmental protection | Preventive | |
| Encrypt digital media containing sensitive information during transport outside controlled areas. CC ID 14258 | Physical and environmental protection | Preventive | |
| Prohibit the unauthorized remote activation of collaborative computing devices. CC ID 06768 [Prohibit the remote activation of collaborative computing devices and applications with the following exceptions: [Assignment: organization-defined exceptions where remote activation is to be allowed]. 03.13.12 a.] | Physical and environmental protection | Preventive | |
| Indicate the active use of collaborative computing devices to users physically present at the device. CC ID 10647 [Provide an explicit indication of use to users physically present at the devices. 03.13.12 b.] | Physical and environmental protection | Preventive | |
| Terminate access rights when notified of a personnel status change or an individual is terminated. CC ID 11826 [When individual employment is terminated: Terminate or revoke authenticators and credentials associated with the individual, and 03.09.02 a.2.] | Human Resources management | Corrective | |
| Establish, implement, and maintain segregation of duties compensating controls if segregation of duties is not practical. CC ID 06960 | Human Resources management | Preventive | |
| Include temporary activation of remote access technologies for third parties in the Acceptable Use Policy. CC ID 11892 | Operational management | Preventive | |
| Use automated tools to collect Information Technology inventory information, as necessary. CC ID 07054 | Operational management | Preventive | |
| Link the authentication system to the asset inventory. CC ID 13718 | Operational management | Preventive | |
| Employ Dynamic Host Configuration Protocol server logging to detect systems not in the asset inventory. CC ID 12110 | Operational management | Detective | |
| Prevent users from disabling required software. CC ID 16417 | Operational management | Preventive | |
| Control remote maintenance according to the system's asset classification. CC ID 01433 [Approve and monitor nonlocal maintenance and diagnostic activities. 03.07.05 a.] | Operational management | Preventive | |
| Approve all remote maintenance sessions. CC ID 10615 [Approve and monitor nonlocal maintenance and diagnostic activities. 03.07.05 a.] | Operational management | Preventive | |
| Terminate remote maintenance sessions when the remote maintenance is complete. CC ID 12083 [Terminate session and network connections when nonlocal maintenance is completed. 03.07.05 c.] | Operational management | Preventive | |
| Categorize the incident following an incident response. CC ID 13208 | Operational management | Preventive | |
| Wipe data and memory after an incident has been detected. CC ID 16850 | Operational management | Corrective | |
| Refrain from accessing compromised systems. CC ID 01752 | Operational management | Corrective | |
| Isolate compromised systems from the network. CC ID 01753 | Operational management | Corrective | |
| Change authenticators after a security incident has been detected. CC ID 06789 | Operational management | Corrective | |
| Change wireless access variables after a data loss event has been detected. CC ID 01756 | Operational management | Corrective | |
| Re-image compromised systems with secure builds. CC ID 12086 | Operational management | Corrective | |
| Integrate configuration management procedures into the incident management program. CC ID 13647 | Operational management | Preventive | |
| Respond when an integrity violation is detected, as necessary. CC ID 10678 | Operational management | Corrective | |
| Shut down systems when an integrity violation is detected, as necessary. CC ID 10679 | Operational management | Corrective | |
| Restart systems when an integrity violation is detected, as necessary. CC ID 10680 | Operational management | Corrective | |
| Integrate configuration management procedures into the change control program. CC ID 13646 | Operational management | Preventive | |
| Implement patch management software, as necessary. CC ID 12094 | Operational management | Preventive | |
| Include updates and exceptions to hardened images as a part of the patch management program. CC ID 12087 | Operational management | Preventive | |
| Review the patch log for missing patches. CC ID 13186 | Operational management | Detective | |
| Patch software. CC ID 11825 | Operational management | Corrective | |
| Patch the operating system, as necessary. CC ID 11824 | Operational management | Corrective | |
| Implement cryptographic mechanisms to authenticate software and computer firmware before installation. CC ID 10682 | Operational management | Detective | |
| Configure security parameter settings on all system components appropriately. CC ID 12041 | System hardening through configuration management | Preventive | |
| Configure session timeout and reauthentication settings according to organizational standards. CC ID 12460 | System hardening through configuration management | Preventive | |
| Use the latest approved version of all assets. CC ID 00897 | System hardening through configuration management | Preventive | |
| Refrain from using assertion lifetimes to limit each session. CC ID 13871 | System hardening through configuration management | Preventive | |
| Restrict and control the use of privileged utility programs. CC ID 12030 | System hardening through configuration management | Preventive | |
| Establish, implement, and maintain service accounts. CC ID 13861 | System hardening through configuration management | Preventive | |
| Review the ownership of service accounts, as necessary. CC ID 13863 | System hardening through configuration management | Detective | |
| Manage access credentials for service accounts. CC ID 13862 | System hardening through configuration management | Preventive | |
| Establish, implement, and maintain authenticators. CC ID 15305 | System hardening through configuration management | Preventive | |
| Restrict access to authentication files to authorized personnel, as necessary. CC ID 12127 | System hardening through configuration management | Preventive | |
| Protect authenticators or authentication factors from unauthorized modification and disclosure. CC ID 15317 [{unauthorized modification} Protect authenticator content from unauthorized disclosure and modification. 03.05.12 f.] | System hardening through configuration management | Preventive | |
| Employ multifactor authentication for accounts with administrative privilege. CC ID 12496 [{privileged accounts} Implement multi-factor authentication for access to privileged and non-privileged accounts. 03.05.03 ¶ 1] | System hardening through configuration management | Preventive | |
| Verify only BlackBerry Enterprise Server e-mail software and e-mail hardware is being used. CC ID 04601 | System hardening through configuration management | Preventive | |
| Verify metamessage software is not installed on BlackBerry handheld devices. CC ID 04604 | System hardening through configuration management | Preventive | |
| Store master images on securely configured servers. CC ID 12089 | System hardening through configuration management | Preventive | |
| Update the security configuration of hardened images, as necessary. CC ID 12088 | System hardening through configuration management | Corrective | |
| Establish, implement, and maintain online storage controls. CC ID 00942 | Records management | Preventive | |
| Provide encryption for different types of electronic storage media. CC ID 00945 [Implement cryptographic mechanisms to prevent the unauthorized disclosure of CUI during transmission and while in storage. 03.13.08 ¶ 1] | Records management | Preventive | |
| Establish, implement, and maintain electronic storage media security controls. CC ID 13204 [Protect the confidentiality of backup information. 03.08.09 a.] | Records management | Preventive | |
| Document the third parties compliance with the organization's system hardening framework. CC ID 04263 [Permit authorized individuals to use external systems to access the organizational system or to process, store, or transmit CUI only after: Verifying that the security requirements on the external systems as specified in the organization’s system security plans have been satisfied and 03.01.20 c.1.] | Third Party and supply chain oversight | Detective | |
Testing | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Supply each in scope asset with audit reduction tool and report generation capabilities to support after-the-fact investigations without altering the event logs. CC ID 01427 [Implement an audit record reduction and report generation capability that supports audit record review, analysis, reporting requirements, and after-the-fact investigations of incidents. 03.03.06 a. Preserve the original content and time ordering of audit records. 03.03.06 b.] | Monitoring and measurement | Preventive | |
| Establish, implement, and maintain a self-assessment approach as part of the compliance testing strategy. CC ID 12833 | Monitoring and measurement | Preventive | |
| Test compliance controls for proper functionality. CC ID 00660 | Monitoring and measurement | Detective | |
| Establish, implement, and maintain a system security plan. CC ID 01922 [Develop a system security plan that: 03.15.02 a. Review and update the system security plan [Assignment: organization-defined frequency]. 03.15.02 b.] | Monitoring and measurement | Preventive | |
| Adhere to the system security plan. CC ID 11640 | Monitoring and measurement | Detective | |
| Validate all testing assumptions in the test plans. CC ID 00663 | Monitoring and measurement | Detective | |
| Require testing procedures to be complete. CC ID 00664 | Monitoring and measurement | Detective | |
| Determine the appropriate assessment method for each testing process in the test plan. CC ID 00665 | Monitoring and measurement | Preventive | |
| Analyze system audit reports and determine the need to perform more tests. CC ID 00666 | Monitoring and measurement | Detective | |
| Enable security controls which were disabled to conduct testing. CC ID 17031 | Monitoring and measurement | Preventive | |
| Disable dedicated accounts after testing is complete. CC ID 17033 | Monitoring and measurement | Preventive | |
| Protect systems and data during testing in the production environment. CC ID 17198 | Monitoring and measurement | Preventive | |
| Define the criteria to conduct testing in the production environment. CC ID 17197 | Monitoring and measurement | Preventive | |
| Suspend testing in a production environment, as necessary. CC ID 17231 | Monitoring and measurement | Preventive | |
| Test in scope systems for segregation of duties, as necessary. CC ID 13906 | Monitoring and measurement | Detective | |
| Include test requirements for the use of production data in the testing program. CC ID 17201 | Monitoring and measurement | Preventive | |
| Include test requirements for the use of human subjects in the testing program. CC ID 16222 | Monitoring and measurement | Preventive | |
| Test the in scope system in accordance with its intended purpose. CC ID 14961 | Monitoring and measurement | Preventive | |
| Perform network testing in accordance with organizational standards. CC ID 16448 | Monitoring and measurement | Preventive | |
| Test user accounts in accordance with organizational standards. CC ID 16421 | Monitoring and measurement | Preventive | |
| Scan organizational networks for rogue devices. CC ID 00536 | Monitoring and measurement | Detective | |
| Scan the network for wireless access points. CC ID 00370 | Monitoring and measurement | Detective | |
| Test the wireless device scanner's ability to detect rogue devices. CC ID 06859 | Monitoring and measurement | Detective | |
| Opt out of third party conformity assessments when the system meets harmonized standards. CC ID 15096 | Monitoring and measurement | Preventive | |
| Perform conformity assessments, as necessary. CC ID 15095 | Monitoring and measurement | Detective | |
| Establish, implement, and maintain a penetration testing methodology that validates scope-reduction controls through network segmentation. CC ID 11958 | Monitoring and measurement | Preventive | |
| Use dedicated user accounts when conducting penetration testing. CC ID 13728 | Monitoring and measurement | Detective | |
| Remove dedicated user accounts after penetration testing is concluded. CC ID 13729 | Monitoring and measurement | Corrective | |
| Perform penetration tests, as necessary. CC ID 00655 | Monitoring and measurement | Detective | |
| Include coverage of all in scope systems during penetration testing. CC ID 11957 | Monitoring and measurement | Detective | |
| Test the system for broken access controls. CC ID 01319 | Monitoring and measurement | Detective | |
| Test the system for broken authentication and session management. CC ID 01320 | Monitoring and measurement | Detective | |
| Test the system for insecure communications. CC ID 00535 | Monitoring and measurement | Detective | |
| Test the system for cross-site scripting attacks. CC ID 01321 | Monitoring and measurement | Detective | |
| Test the system for buffer overflows. CC ID 01322 | Monitoring and measurement | Detective | |
| Test the system for injection flaws. CC ID 01323 | Monitoring and measurement | Detective | |
| Test the system for Denial of Service. CC ID 01326 | Monitoring and measurement | Detective | |
| Test the system for insecure configuration management. CC ID 01327 | Monitoring and measurement | Detective | |
| Perform network-layer penetration testing on all systems, as necessary. CC ID 01277 | Monitoring and measurement | Detective | |
| Test the system for cross-site request forgery. CC ID 06296 | Monitoring and measurement | Detective | |
| Repeat penetration testing, as necessary. CC ID 06860 | Monitoring and measurement | Detective | |
| Test the system for covert channels. CC ID 10652 | Monitoring and measurement | Detective | |
| Test systems to determine which covert channels might be exploited. CC ID 10654 | Monitoring and measurement | Detective | |
| Conduct scanning activities in a test environment. CC ID 17036 | Monitoring and measurement | Preventive | |
| Repeat vulnerability scanning, as necessary. CC ID 11646 | Monitoring and measurement | Detective | |
| Perform internal vulnerability scans, as necessary. CC ID 00656 | Monitoring and measurement | Detective | |
| Meet the requirements for a passing score during an external vulnerability scan or rescan. CC ID 12039 | Monitoring and measurement | Preventive | |
| Test the system for unvalidated input. CC ID 01318 | Monitoring and measurement | Detective | |
| Test the system for proper error handling. CC ID 01324 | Monitoring and measurement | Detective | |
| Test the system for insecure data storage. CC ID 01325 | Monitoring and measurement | Detective | |
| Test the system for access control enforcement in all Uniform Resource Locators. CC ID 06297 | Monitoring and measurement | Detective | |
| Perform self-tests on cryptographic modules within the system. CC ID 06537 | Monitoring and measurement | Detective | |
| Perform power-up tests on cryptographic modules within the system. CC ID 06538 | Monitoring and measurement | Detective | |
| Perform conditional tests on cryptographic modules within the system. CC ID 06539 | Monitoring and measurement | Detective | |
| Document and maintain test results. CC ID 17028 | Monitoring and measurement | Preventive | |
| Evaluate the measurement process used for metrics. CC ID 06920 | Monitoring and measurement | Detective | |
| Determine if the audit assertion's in scope controls are reasonable. CC ID 06980 | Audits and risk management | Detective | |
| Document test plans for auditing in scope controls. CC ID 06985 | Audits and risk management | Detective | |
| Determine the effectiveness of in scope controls. CC ID 06984 [Assess the security requirements for the system and its environment of operation [Assignment: organization-defined frequency] to determine if the requirements have been satisfied. 03.12.01 ¶ 1] | Audits and risk management | Detective | |
| Perform risk assessments for all target environments, as necessary. CC ID 06452 [Assess the risk (including supply chain risk) of unauthorized disclosure resulting from the processing, storage, or transmission of CUI. 03.11.01 a.] | Audits and risk management | Preventive | |
| Perform a risk assessment prior to activating third party access to the organization's critical systems. CC ID 06455 | Technical security | Detective | |
| Employ unique identifiers. CC ID 01273 [{be unique} Manage individual identifiers by uniquely identifying each individual as [Assignment: organization-defined characteristic identifying individual status]. 03.05.05 d. Select and assign an identifier that identifies an individual, group, role, service, or device. 03.05.05 b. Uniquely identify and authenticate system users, and associate that unique identification with processes acting on behalf of those users. 03.05.01 a.] | Technical security | Detective | |
| Authenticate user identities before manually resetting an authenticator. CC ID 04567 [Verify the identity of the individual, group, role, service, or device receiving the authenticator as part of the initial authenticator distribution. 03.05.12 a.] | Technical security | Detective | |
| Configure firewalls to perform dynamic packet filtering. CC ID 01288 | Technical security | Detective | |
| Require the system to identify and authenticate approved devices before establishing a connection. CC ID 01429 [Uniquely identify and authenticate [Assignment: organization-defined devices or types of devices] before establishing a system connection. 03.05.02 ¶ 1] | Technical security | Preventive | |
| Test the information exchange procedures. CC ID 17115 | Technical security | Preventive | |
| Scan the system to verify modems are disabled or removed, except the modems that are explicitly approved. CC ID 00560 | Technical security | Detective | |
| Test cryptographic key management applications, as necessary. CC ID 04829 | Technical security | Detective | |
| Implement non-repudiation for transactions. CC ID 00567 | Technical security | Detective | |
| Test all removable storage media for viruses and malicious code. CC ID 11861 [{diagnostic programs} Check media with diagnostic and test programs for malicious code before it is used in the system. 03.07.04 b.] | Technical security | Detective | |
| Test all untrusted files or unverified files for viruses and malicious code. CC ID 01311 | Technical security | Detective | |
| Authorize visitors before granting entry to physical areas containing restricted data or restricted information. CC ID 01330 | Physical and environmental protection | Preventive | |
| Implement operational requirements for card readers. CC ID 02225 | Physical and environmental protection | Preventive | |
| Employ individuals who have the appropriate staff qualifications, staff clearances, and staff competencies. CC ID 00782 | Human Resources management | Detective | |
| Implement segregation of duties in roles and responsibilities. CC ID 00774 [Identify the duties of individuals requiring separation. 03.01.04 a. Define system access authorizations to support separation of duties. 03.01.04 b.] | Human Resources management | Detective | |
| Conduct tests and evaluate training. CC ID 06672 | Human Resources management | Detective | |
| Conduct maintenance with authorized personnel. CC ID 01434 [Establish a process for maintenance personnel authorization. 03.07.06 a.] | Operational management | Detective | |
| Assess all incidents to determine what information was accessed. CC ID 01226 [Implement an incident-handling capability that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recovery. 03.06.01 ¶ 1] | Operational management | Corrective | |
| Test incident monitoring procedures. CC ID 13194 | Operational management | Detective | |
| Open a priority incident request after a security breach is detected. CC ID 04838 | Operational management | Corrective | |
| Activate the incident response notification procedures after a security breach is detected. CC ID 04839 | Operational management | Corrective | |
| Test the incident response procedures. CC ID 01216 [Test the effectiveness of the incident response capability [Assignment: organization-defined frequency]. 03.06.03 ¶ 1] | Operational management | Detective | |
| Test proposed changes prior to their approval. CC ID 00548 | Operational management | Detective | |
| Perform risk assessments prior to approving change requests. CC ID 00888 [Analyze changes to the system to determine potential security impacts prior to change implementation. 03.04.04 a.] | Operational management | Preventive | |
| Perform a patch test prior to deploying a patch. CC ID 00898 | Operational management | Detective | |
| Test software patches for any potential compromise of the system's security. CC ID 13175 | Operational management | Detective | |
| Review changes to computer firmware. CC ID 12226 | Operational management | Detective | |
| Certify changes to computer firmware are free of malicious logic. CC ID 12227 | Operational management | Detective | |
| Test the system's operational functionality after implementing approved changes. CC ID 06294 | Operational management | Detective | |
| Perform and pass acceptance testing before moving a system back into operation after an approved change has occurred. CC ID 04541 [Verify that the security requirements for the system continue to be satisfied after the system changes have been implemented. 03.04.04 b.] | Operational management | Detective | |
| Verify wireless peripherals meet organizational security requirements. CC ID 00657 | System hardening through configuration management | Detective | |
| Configure security and protection software to check for up-to-date signature files. CC ID 00576 [Update malicious code protection mechanisms as new releases are available in accordance with configuration management policies and procedures. 03.14.02 b.] | System hardening through configuration management | Detective | |
| Test systems to ensure they conform to configuration baselines. CC ID 13062 | System hardening through configuration management | Detective | |
| Include third party acknowledgment of their data protection responsibilities in third party contracts. CC ID 01364 | Third Party and supply chain oversight | Detective | |
| Include auditing third party security controls and compliance controls in third party contracts. CC ID 01366 [Implement processes, methods, and techniques to monitor security requirement compliance by external service providers on an ongoing basis. 03.16.03 c.] | Third Party and supply chain oversight | Detective | |
| Perform risk assessments of third parties, as necessary. CC ID 06454 | Third Party and supply chain oversight | Detective | |
| Include a provision in outsourcing contracts that requires supply chain members' security requirements comply with organizational security requirements. CC ID 00359 [Require the providers of external system services used for the processing, storage, or transmission of CUI to comply with the following security requirements: [Assignment: organization-defined security requirements]. 03.16.03 a.] | Third Party and supply chain oversight | Detective | |
Training | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | CLASS | |
|---|---|---|---|
| Provide new hires limited network access to complete computer-based training. CC ID 17008 | Human Resources management | Preventive | |
| Submit applications for professional certification. CC ID 16192 | Human Resources management | Preventive | |
| Approve training plans, as necessary. CC ID 17193 | Human Resources management | Preventive | |
| Train personnel to recognize conditions of diseases or sicknesses, as necessary. CC ID 14383 | Human Resources management | Detective | |
| Include prevention techniques in training regarding diseases or sicknesses. CC ID 14387 | Human Resources management | Preventive | |
| Include the concept of disease clusters when training to recognize conditions of diseases or sicknesses. CC ID 14386 | Human Resources management | Preventive | |
| Train personnel to identify and communicate symptoms of exposure to disease or sickness. CC ID 14385 | Human Resources management | Detective | |
| Develop or acquire content to update the training plans. CC ID 12867 [Update security literacy training content [Assignment: organization-defined frequency] and following [Assignment: organization-defined events]. 03.02.01 b. Update role-based training content [Assignment: organization-defined frequency] and following [Assignment: organization-defined events]. 03.02.02 b.] | Human Resources management | Preventive | |
| Establish, implement, and maintain a list of tasks to include in the training plan. CC ID 17101 | Human Resources management | Preventive | |
| Designate training facilities in the training plan. CC ID 16200 | Human Resources management | Preventive | |
| Include insider threats in the security awareness program. CC ID 16963 | Human Resources management | Preventive | |
| Include in scope external requirements in the training plan, as necessary. CC ID 13041 | Human Resources management | Preventive | |
| Conduct bespoke roles and responsibilities training, as necessary. CC ID 13192 | Human Resources management | Preventive | |
| Include risk management in the security awareness program. CC ID 13040 | Human Resources management | Preventive | |
| Conduct personal data processing training. CC ID 13757 | Human Resources management | Preventive | |
| Include in personal data processing training how to provide the contact information for the categories of personal data the organization may disclose. CC ID 13758 | Human Resources management | Preventive | |
| Include cloud security in the security awareness program. CC ID 13039 | Human Resources management | Preventive | |
| Complete security awareness training prior to being granted access to information systems or data. CC ID 17009 | Human Resources management | Preventive | |
| Include media protection in the security awareness program. CC ID 16368 | Human Resources management | Preventive | |
| Include identity and access management in the security awareness program. CC ID 17013 | Human Resources management | Preventive | |
| Include the encryption process in the security awareness program. CC ID 17014 | Human Resources management | Preventive | |
| Include physical security in the security awareness program. CC ID 16369 | Human Resources management | Preventive | |
| Include data management in the security awareness program. CC ID 17010 | Human Resources management | Preventive | |
| Include e-mail and electronic messaging in the security awareness program. CC ID 17012 | Human Resources management | Preventive | |
| Include updates on emerging issues in the security awareness program. CC ID 13184 | Human Resources management | Preventive | |
| Include cybersecurity in the security awareness program. CC ID 13183 | Human Resources management | Preventive | |
| Include implications of non-compliance in the security awareness program. CC ID 16425 | Human Resources management | Preventive | |
| Include social networking in the security awareness program. CC ID 17011 | Human Resources management | Preventive | |
| Include the acceptable use policy in the security awareness program. CC ID 15487 | Human Resources management | Preventive | |
| Train all personnel and third parties on how to recognize and report system failures. CC ID 13475 | Human Resources management | Preventive | |
| Conduct tampering prevention training. CC ID 11875 | Human Resources management | Preventive | |
| Include the mandate to refrain from installing, refrain from replacing, and refrain from returning any asset absent verification in the tampering prevention training. CC ID 11877 | Human Resources management | Preventive | |
| Include how to identify and authenticate third parties claiming to be maintenance personnel in the tampering prevention training. CC ID 11876 | Human Resources management | Preventive | |
| Include how to report tampering and unauthorized substitution in the tampering prevention training. CC ID 11879 | Human Resources management | Preventive | |
| Include how to prevent physical tampering in the tampering prevention training. CC ID 11878 | Human Resources management | Preventive | |
| Include procedures on how to inspect devices in the tampering prevention training. CC ID 11990 | Human Resources management | Preventive | |
| Train interested personnel and affected parties to collect digital forensic evidence. CC ID 08658 | Human Resources management | Preventive | |
| Conduct incident response training. CC ID 11889 [Provide incident response training to system users consistent with assigned roles and responsibilities: 03.06.04 a. Provide incident response training to system users consistent with assigned roles and responsibilities: Within [Assignment: organization-defined time period] of assuming an incident response role or responsibility or acquiring system access, 03.06.04 a.1. Provide incident response training to system users consistent with assigned roles and responsibilities: When required by system changes, and 03.06.04 a.2. Provide incident response training to system users consistent with assigned roles and responsibilities: [Assignment: organization-defined frequency] thereafter. 03.06.04 a.3.] | Operational management | Preventive | |
Common Controls andThere are three types of Common Control classifications; corrective, detective, and preventive. Common Controls at the top level have the default assignment of Impact Zone.
Corrective | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | TYPE | |
|---|---|---|---|
| Disseminate and communicate updated guidance documentation to interested personnel and affected parties upon discovery of a new threat. CC ID 12191 | Leadership and high level objectives | Communicate | |
| Correct errors and deficiencies in a timely manner. CC ID 13501 [Identify, report, and correct system flaws. 03.14.01 a.] | Leadership and high level objectives | Business Processes | |
| Include management's assertions on the effectiveness of internal control in the Statement on Internal Control. CC ID 14771 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Report errors and faults to the appropriate personnel, as necessary. CC ID 14296 [Identify, report, and correct system flaws. 03.14.01 a.] | Monitoring and measurement | Communicate | |
| Provide predefined suspicious activity reports for suspicious activity discovered in the event log. CC ID 06774 | Monitoring and measurement | Establish/Maintain Documentation | |
| Eliminate false positives in event logs and audit logs. CC ID 07047 | Monitoring and measurement | Log Management | |
| Follow up exceptions and anomalies identified when reviewing logs. CC ID 11925 [Review and analyze system audit records [Assignment: organization-defined frequency] for indications and the potential impact of inappropriate or unusual activity. 03.03.05 a.] | Monitoring and measurement | Investigate | |
| Update or adjust fraud detection systems, as necessary. CC ID 13684 | Monitoring and measurement | Process or Activity | |
| Implement incident response procedures when rogue devices are discovered. CC ID 11880 | Monitoring and measurement | Technical Security | |
| Alert appropriate personnel when rogue devices are discovered on the network. CC ID 06428 | Monitoring and measurement | Monitor and Evaluate Occurrences | |
| Isolate rogue devices after a rogue device has been detected. CC ID 07061 | Monitoring and measurement | Configuration | |
| Remove dedicated user accounts after penetration testing is concluded. CC ID 13729 | Monitoring and measurement | Testing | |
| Reduce the maximum bandwidth of covert channels. CC ID 10655 | Monitoring and measurement | Technical Security | |
| Update the vulnerability scanners' vulnerability list. CC ID 10634 [Update system vulnerabilities to be scanned [Assignment: organization-defined frequency] and when new vulnerabilities are identified and reported. 03.11.02 c.] | Monitoring and measurement | Configuration | |
| Notify the interested personnel and affected parties after the failure of an automated security test. CC ID 06748 | Monitoring and measurement | Behavior | |
| Perform vulnerability assessments, as necessary. CC ID 11828 | Monitoring and measurement | Technical Security | |
| Recommend mitigation techniques based on vulnerability scan reports. CC ID 11639 | Monitoring and measurement | Technical Security | |
| Disallow the use of payment applications when a vulnerability scan report indicates vulnerabilities are present. CC ID 12188 | Monitoring and measurement | Configuration | |
| Recommend mitigation techniques based on penetration test results. CC ID 04881 | Monitoring and measurement | Establish/Maintain Documentation | |
| Correct or mitigate vulnerabilities. CC ID 12497 [Remediate system vulnerabilities within [Assignment: organization-defined response times]. 03.11.02 b.] | Monitoring and measurement | Technical Security | |
| Establish, implement, and maintain an exception management process for vulnerabilities that cannot be remediated. CC ID 13859 | Monitoring and measurement | Technical Security | |
| Identify and communicate improvements in metrics reporting. CC ID 06921 | Monitoring and measurement | Establish/Maintain Documentation | |
| Document and communicate a corrective action plan based on the risk assessment findings. CC ID 00705 [Develop a plan of action and milestones for the system: 03.12.02 a.] | Audits and risk management | Establish/Maintain Documentation | |
| Notify the user when an authentication is attempted using an expired authenticator. CC ID 13818 | Technical security | Communicate | |
| Revoke asset access when a personnel status change occurs or an individual is terminated. CC ID 00516 | Technical security | Behavior | |
| Review and update accounts and access rights when notified of personnel status changes. CC ID 00788 [When individuals are reassigned or transferred to other positions in the organization: Review and confirm the ongoing operational need for current logical and physical access authorizations to the system and facility, and 03.09.02 b.1. When individuals are reassigned or transferred to other positions in the organization: Modify access authorization to correspond with any changes in operational need. 03.09.02 b.2.] | Technical security | Behavior | |
| Remove inactive user accounts, as necessary. CC ID 00517 [Disable system accounts when: The accounts have expired, 03.01.01 f.1. Disable system accounts when: The accounts have been inactive for [Assignment: organization-defined time period], 03.01.01 f.2. Disable system accounts when: The accounts are no longer associated with a user or individual, 03.01.01 f.3. Disable system accounts when: The accounts are in violation of organizational policy, or 03.01.01 f.4.] | Technical security | Technical Security | |
| Include reviewing the rulesets for firewalls and routers in the firewall and router configuration standard, as necessary. CC ID 11903 | Technical security | Technical Security | |
| Revoke membership in the whitelist, as necessary. CC ID 13827 | Technical security | Establish/Maintain Documentation | |
| Revoke old cryptographic keys or invalid cryptographic keys immediately. CC ID 01307 | Technical security | Data and Information Management | |
| Replace known or suspected compromised cryptographic keys immediately. CC ID 01306 | Technical security | Data and Information Management | |
| Remove malware when malicious code is discovered. CC ID 13691 | Technical security | Process or Activity | |
| Notify interested personnel and affected parties when malware is detected. CC ID 13689 | Technical security | Communicate | |
| Establish, implement, and maintain a malicious code outbreak recovery plan. CC ID 01310 | Technical security | Establish/Maintain Documentation | |
| Incorporate the malicious code analysis into the patch management program. CC ID 10673 | Technical security | Technical Security | |
| Change access requirements to organizational assets for personnel and visitors, as necessary. CC ID 12463 | Physical and environmental protection | Physical and Environmental Protection | |
| Document all lost badges in a lost badge list. CC ID 12448 | Physical and environmental protection | Establish/Maintain Documentation | |
| Terminate access rights when notified of a personnel status change or an individual is terminated. CC ID 11826 [When individual employment is terminated: Terminate or revoke authenticators and credentials associated with the individual, and 03.09.02 a.2.] | Human Resources management | Technical Security | |
| Deny access to restricted data or restricted information when a personnel status change occurs or an individual is terminated. CC ID 01309 [When individual employment is terminated: Disable system access within [Assignment: organization-defined time period], 03.09.02 a.1.] | Human Resources management | Data and Information Management | |
| Conduct secure coding and development training for developers. CC ID 06822 | Human Resources management | Behavior | |
| Include disciplinary actions in the Acceptable Use Policy. CC ID 00296 | Operational management | Establish/Maintain Documentation | |
| Identify discrepancies between the asset register database and the Information Technology inventory, as necessary. CC ID 07052 | Operational management | Monitor and Evaluate Occurrences | |
| Investigate and resolve discrepancies between the asset register database and the Information Technology inventory. CC ID 07053 | Operational management | Monitor and Evaluate Occurrences | |
| Determine the incident severity level when assessing the security incidents. CC ID 01650 | Operational management | Monitor and Evaluate Occurrences | |
| Escalate incidents, as necessary. CC ID 14861 | Operational management | Monitor and Evaluate Occurrences | |
| Include support from law enforcement authorities when conducting incident response activities, as necessary. CC ID 13197 | Operational management | Process or Activity | |
| Respond to all alerts from security systems in a timely manner. CC ID 06434 | Operational management | Behavior | |
| Coordinate incident response activities with interested personnel and affected parties. CC ID 13196 | Operational management | Process or Activity | |
| Contain the incident to prevent further loss. CC ID 01751 [Implement an incident-handling capability that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recovery. 03.06.01 ¶ 1] | Operational management | Process or Activity | |
| Wipe data and memory after an incident has been detected. CC ID 16850 | Operational management | Technical Security | |
| Refrain from accessing compromised systems. CC ID 01752 | Operational management | Technical Security | |
| Isolate compromised systems from the network. CC ID 01753 | Operational management | Technical Security | |
| Store system logs for in scope systems as digital forensic evidence after a security incident has been detected. CC ID 01754 | Operational management | Log Management | |
| Change authenticators after a security incident has been detected. CC ID 06789 | Operational management | Technical Security | |
| Assess all incidents to determine what information was accessed. CC ID 01226 [Implement an incident-handling capability that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recovery. 03.06.01 ¶ 1] | Operational management | Testing | |
| Check the precursors and indicators when assessing the security incidents. CC ID 01761 | Operational management | Monitor and Evaluate Occurrences | |
| Share incident information with interested personnel and affected parties. CC ID 01212 [Develop an incident response plan that: Addresses the sharing of incident information, and 03.06.05 a.5.] | Operational management | Data and Information Management | |
| Share data loss event information with the media. CC ID 01759 | Operational management | Behavior | |
| Share data loss event information with interconnected system owners. CC ID 01209 | Operational management | Establish/Maintain Documentation | |
| Report data loss event information to breach notification organizations. CC ID 01210 [Report incident information to [Assignment: organization-defined authorities]. 03.06.02 c.] | Operational management | Data and Information Management | |
| Report to breach notification organizations the time frame in which the organization will send data loss event notifications to interested personnel and affected parties. CC ID 04731 | Operational management | Behavior | |
| Notify interested personnel and affected parties of the privacy breach that affects their personal data. CC ID 00365 | Operational management | Behavior | |
| Delay sending incident response notifications under predetermined conditions. CC ID 00804 | Operational management | Behavior | |
| Establish, implement, and maintain incident response notifications. CC ID 12975 | Operational management | Establish/Maintain Documentation | |
| Provide enrollment information for identity theft prevention services or identity theft mitigation services. CC ID 13767 | Operational management | Communicate | |
| Offer identity theft prevention services or identity theft mitigation services at no cost to the affected parties. CC ID 13766 | Operational management | Business Processes | |
| Send paper incident response notifications to affected parties, as necessary. CC ID 00366 | Operational management | Behavior | |
| Determine if a substitute incident response notification is permitted if notifying affected parties. CC ID 00803 | Operational management | Behavior | |
| Use a substitute incident response notification to notify interested personnel and affected parties of the privacy breach that affects their personal data. CC ID 00368 | Operational management | Behavior | |
| Telephone incident response notifications to affected parties, as necessary. CC ID 04650 | Operational management | Behavior | |
| Publish the incident response notification in a general circulation periodical. CC ID 04651 | Operational management | Behavior | |
| Send electronic incident response notifications to affected parties, as necessary. CC ID 00367 | Operational management | Behavior | |
| Notify interested personnel and affected parties of the privacy breach about any recovered restricted data. CC ID 13347 | Operational management | Communicate | |
| Include incident recovery procedures in the Incident Management program. CC ID 01758 [Implement an incident-handling capability that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recovery. 03.06.01 ¶ 1] | Operational management | Establish/Maintain Documentation | |
| Change wireless access variables after a data loss event has been detected. CC ID 01756 | Operational management | Technical Security | |
| Eradicate the cause of the incident after the incident has been contained. CC ID 01757 | Operational management | Business Processes | |
| Implement security controls for personnel that have accessed information absent authorization. CC ID 10611 | Operational management | Human Resources Management | |
| Re-image compromised systems with secure builds. CC ID 12086 | Operational management | Technical Security | |
| Establish, implement, and maintain temporary and emergency access authorization procedures. CC ID 00858 | Operational management | Establish/Maintain Documentation | |
| Include the organizational functions affected by disruption in the Incident Management audit log. CC ID 12238 | Operational management | Log Management | |
| Open a priority incident request after a security breach is detected. CC ID 04838 | Operational management | Testing | |
| Activate the incident response notification procedures after a security breach is detected. CC ID 04839 | Operational management | Testing | |
| Notify interested personnel and affected parties that a security breach was detected. CC ID 11788 | Operational management | Communicate | |
| Respond when an integrity violation is detected, as necessary. CC ID 10678 | Operational management | Technical Security | |
| Shut down systems when an integrity violation is detected, as necessary. CC ID 10679 | Operational management | Technical Security | |
| Restart systems when an integrity violation is detected, as necessary. CC ID 10680 | Operational management | Technical Security | |
| Approve back-out plans, as necessary. CC ID 13627 | Operational management | Establish/Maintain Documentation | |
| Deploy software patches in accordance with organizational standards. CC ID 07032 | Operational management | Configuration | |
| Patch software. CC ID 11825 | Operational management | Technical Security | |
| Patch the operating system, as necessary. CC ID 11824 | Operational management | Technical Security | |
| Deploy software patches in the disaster recovery environment to mirror those in the production environment. CC ID 13174 | Operational management | Configuration | |
| Remove outdated software after software has been updated. CC ID 11792 | Operational management | Configuration | |
| Update computer firmware, as necessary. CC ID 11755 [Install security-relevant software and firmware updates within [Assignment: organization-defined time period] of the release of the updates. 03.14.01 b.] | Operational management | Configuration | |
| Remove outdated computer firmware after the computer firmware has been updated. CC ID 10671 | Operational management | Configuration | |
| Mitigate the adverse effects of unauthorized changes. CC ID 12244 | Operational management | Business Processes | |
| Establish, implement, and maintain a change acceptance testing log. CC ID 06392 | Operational management | Establish/Maintain Documentation | |
| Document approved configuration deviations. CC ID 08711 | Operational management | Establish/Maintain Documentation | |
| Change the authenticator for shared accounts when the group membership changes. CC ID 14249 | System hardening through configuration management | Business Processes | |
| Update the security configuration of hardened images, as necessary. CC ID 12088 | System hardening through configuration management | Technical Security | |
| Remove non-public information from publicly accessible systems. CC ID 14246 [Review the content on publicly accessible systems for CUI and remove such information, if discovered. 03.01.22 b.] | Records management | Data and Information Management | |
| Enforce third party Service Level Agreements, as necessary. CC ID 07098 | Third Party and supply chain oversight | Business Processes | |
Detective | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | TYPE | |
|---|---|---|---|
| Monitor regulatory trends to maintain compliance. CC ID 00604 | Leadership and high level objectives | Monitor and Evaluate Occurrences | |
| Subscribe to a threat intelligence service to receive notification of emerging threats. CC ID 12135 [Receive system security alerts, advisories, and directives from external organizations on an ongoing basis. 03.14.03 a.] | Leadership and high level objectives | Technical Security | |
| Analyze organizational policies, as necessary. CC ID 14037 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Map in scope assets and in scope records to external requirements. CC ID 12189 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Include the counterterror protective security plan test results in the Statement on Internal Control. CC ID 06867 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Include all compliance exceptions in the compliance exception standard. CC ID 01630 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Monitor the usage and capacity of critical assets. CC ID 14825 | Monitoring and measurement | Monitor and Evaluate Occurrences | |
| Monitor the usage and capacity of Information Technology assets. CC ID 00668 | Monitoring and measurement | Monitor and Evaluate Occurrences | |
| Monitor systems for errors and faults. CC ID 04544 [Identify, report, and correct system flaws. 03.14.01 a.] | Monitoring and measurement | Monitor and Evaluate Occurrences | |
| Establish, implement, and maintain logging and monitoring operations. CC ID 00637 | Monitoring and measurement | Log Management | |
| Monitor systems for inappropriate usage and other security violations. CC ID 00585 [Monitor the system to detect: 03.14.06 a. {inbound communications traffic} Monitor inbound and outbound communications traffic to detect unusual or unauthorized activities or conditions. 03.14.06 c.] | Monitoring and measurement | Monitor and Evaluate Occurrences | |
| Monitor systems for blended attacks and multiple component incidents. CC ID 01225 [Monitor the system to detect: Attacks and indicators of potential attacks and 03.14.06 a.1.] | Monitoring and measurement | Monitor and Evaluate Occurrences | |
| Monitor systems for Denial of Service attacks. CC ID 01222 | Monitoring and measurement | Monitor and Evaluate Occurrences | |
| Monitor systems for access to restricted data or restricted information. CC ID 04721 | Monitoring and measurement | Monitor and Evaluate Occurrences | |
| Assign roles and responsibilities for overseeing access to restricted data or restricted information. CC ID 11950 | Monitoring and measurement | Human Resources Management | |
| Detect unauthorized access to systems. CC ID 06798 [Monitor the system to detect: Unauthorized connections. 03.14.06 a.2. Identify unauthorized use of the system. 03.14.06 b. Monitor the system to detect: Attacks and indicators of potential attacks and 03.14.06 a.1.] | Monitoring and measurement | Monitor and Evaluate Occurrences | |
| Incorporate potential red flags into the organization's incident management system. CC ID 04652 | Monitoring and measurement | Monitor and Evaluate Occurrences | |
| Alert interested personnel when suspicious activity is detected by an Intrusion Detection System or Intrusion Prevention System. CC ID 06430 | Monitoring and measurement | Monitor and Evaluate Occurrences | |
| Alert interested personnel and affected parties when an incident causes an outage. CC ID 06808 | Monitoring and measurement | Monitor and Evaluate Occurrences | |
| Operationalize key monitoring and logging concepts to ensure the audit trails capture sufficient information. CC ID 00638 | Monitoring and measurement | Log Management | |
| Establish, implement, and maintain event logging procedures. CC ID 01335 [Generate audit records for the selected event types and audit record content specified in 03.03.01 and 03.03.02. 03.03.03 a.] | Monitoring and measurement | Log Management | |
| Review and update event logs and audit logs, as necessary. CC ID 00596 [Review and analyze system audit records [Assignment: organization-defined frequency] for indications and the potential impact of inappropriate or unusual activity. 03.03.05 a.] | Monitoring and measurement | Log Management | |
| Correlate log entries to security controls to verify the security control's effectiveness. CC ID 13207 | Monitoring and measurement | Log Management | |
| Identify cybersecurity events in event logs and audit logs. CC ID 13206 | Monitoring and measurement | Technical Security | |
| Enable logging for all systems that meet a traceability criteria. CC ID 00640 | Monitoring and measurement | Log Management | |
| Monitor and evaluate environmental threats. CC ID 13481 | Monitoring and measurement | Monitor and Evaluate Occurrences | |
| Test compliance controls for proper functionality. CC ID 00660 | Monitoring and measurement | Testing | |
| Adhere to the system security plan. CC ID 11640 | Monitoring and measurement | Testing | |
| Validate all testing assumptions in the test plans. CC ID 00663 | Monitoring and measurement | Testing | |
| Require testing procedures to be complete. CC ID 00664 | Monitoring and measurement | Testing | |
| Analyze system audit reports and determine the need to perform more tests. CC ID 00666 | Monitoring and measurement | Testing | |
| Monitor devices continuously for conformance with production specifications. CC ID 06201 | Monitoring and measurement | Monitor and Evaluate Occurrences | |
| Conduct Red Team exercises, as necessary. CC ID 12131 | Monitoring and measurement | Technical Security | |
| Test security systems and associated security procedures, as necessary. CC ID 11901 | Monitoring and measurement | Technical Security | |
| Test in scope systems for segregation of duties, as necessary. CC ID 13906 | Monitoring and measurement | Testing | |
| Identify risk management measures when testing in scope systems. CC ID 14960 | Monitoring and measurement | Process or Activity | |
| Scan organizational networks for rogue devices. CC ID 00536 | Monitoring and measurement | Testing | |
| Scan the network for wireless access points. CC ID 00370 | Monitoring and measurement | Testing | |
| Scan wireless networks for rogue devices. CC ID 11623 | Monitoring and measurement | Technical Security | |
| Test the wireless device scanner's ability to detect rogue devices. CC ID 06859 | Monitoring and measurement | Testing | |
| Perform conformity assessments, as necessary. CC ID 15095 | Monitoring and measurement | Testing | |
| Establish, implement, and maintain a port scan baseline for all in scope systems. CC ID 12134 | Monitoring and measurement | Technical Security | |
| Compare port scan reports for in scope systems against their port scan baseline. CC ID 12162 | Monitoring and measurement | Establish/Maintain Documentation | |
| Use dedicated user accounts when conducting penetration testing. CC ID 13728 | Monitoring and measurement | Testing | |
| Perform penetration tests, as necessary. CC ID 00655 | Monitoring and measurement | Testing | |
| Perform internal penetration tests, as necessary. CC ID 12471 | Monitoring and measurement | Technical Security | |
| Perform external penetration tests, as necessary. CC ID 12470 | Monitoring and measurement | Technical Security | |
| Include coverage of all in scope systems during penetration testing. CC ID 11957 | Monitoring and measurement | Testing | |
| Test the system for broken access controls. CC ID 01319 | Monitoring and measurement | Testing | |
| Test the system for broken authentication and session management. CC ID 01320 | Monitoring and measurement | Testing | |
| Test the system for insecure communications. CC ID 00535 | Monitoring and measurement | Testing | |
| Test the system for cross-site scripting attacks. CC ID 01321 | Monitoring and measurement | Testing | |
| Test the system for buffer overflows. CC ID 01322 | Monitoring and measurement | Testing | |
| Test the system for injection flaws. CC ID 01323 | Monitoring and measurement | Testing | |
| Test the system for Denial of Service. CC ID 01326 | Monitoring and measurement | Testing | |
| Test the system for insecure configuration management. CC ID 01327 | Monitoring and measurement | Testing | |
| Perform network-layer penetration testing on all systems, as necessary. CC ID 01277 | Monitoring and measurement | Testing | |
| Test the system for cross-site request forgery. CC ID 06296 | Monitoring and measurement | Testing | |
| Perform application-layer penetration testing on all systems, as necessary. CC ID 11630 | Monitoring and measurement | Technical Security | |
| Perform penetration testing on segmentation controls, as necessary. CC ID 12498 | Monitoring and measurement | Technical Security | |
| Verify segmentation controls are operational and effective. CC ID 12545 | Monitoring and measurement | Audits and Risk Management | |
| Repeat penetration testing, as necessary. CC ID 06860 | Monitoring and measurement | Testing | |
| Test the system for covert channels. CC ID 10652 | Monitoring and measurement | Testing | |
| Estimate the maximum bandwidth of any covert channels. CC ID 10653 | Monitoring and measurement | Technical Security | |
| Test systems to determine which covert channels might be exploited. CC ID 10654 | Monitoring and measurement | Testing | |
| Perform vulnerability scans, as necessary. CC ID 11637 [Monitor and scan the system for vulnerabilities [Assignment: organization-defined frequency] and when new vulnerabilities affecting the system are identified. 03.11.02 a.] | Monitoring and measurement | Technical Security | |
| Repeat vulnerability scanning, as necessary. CC ID 11646 | Monitoring and measurement | Testing | |
| Identify and document security vulnerabilities. CC ID 11857 | Monitoring and measurement | Technical Security | |
| Rank discovered vulnerabilities. CC ID 11940 | Monitoring and measurement | Investigate | |
| Assign vulnerability scanning to qualified personnel or external third parties. CC ID 11638 | Monitoring and measurement | Technical Security | |
| Correlate vulnerability scan reports from the various systems. CC ID 10636 | Monitoring and measurement | Technical Security | |
| Perform internal vulnerability scans, as necessary. CC ID 00656 | Monitoring and measurement | Testing | |
| Perform vulnerability scans prior to installing payment applications. CC ID 12192 | Monitoring and measurement | Technical Security | |
| Implement scanning tools, as necessary. CC ID 14282 | Monitoring and measurement | Technical Security | |
| Repeat vulnerability scanning after an approved change occurs. CC ID 12468 | Monitoring and measurement | Technical Security | |
| Perform external vulnerability scans, as necessary. CC ID 11624 | Monitoring and measurement | Technical Security | |
| Use automated mechanisms to compare new vulnerability scan reports with past vulnerability scan reports. CC ID 10635 | Monitoring and measurement | Technical Security | |
| Review applications for security vulnerabilities after the application is updated. CC ID 11938 | Monitoring and measurement | Technical Security | |
| Test the system for unvalidated input. CC ID 01318 | Monitoring and measurement | Testing | |
| Test the system for proper error handling. CC ID 01324 | Monitoring and measurement | Testing | |
| Test the system for insecure data storage. CC ID 01325 | Monitoring and measurement | Testing | |
| Test the system for access control enforcement in all Uniform Resource Locators. CC ID 06297 | Monitoring and measurement | Testing | |
| Test the system for insecure cryptographic storage. CC ID 11635 | Monitoring and measurement | Technical Security | |
| Perform self-tests on cryptographic modules within the system. CC ID 06537 | Monitoring and measurement | Testing | |
| Perform power-up tests on cryptographic modules within the system. CC ID 06538 | Monitoring and measurement | Testing | |
| Perform conditional tests on cryptographic modules within the system. CC ID 06539 | Monitoring and measurement | Testing | |
| Test in scope systems for compliance with the Configuration Baseline Documentation Record. CC ID 12130 | Monitoring and measurement | Configuration | |
| Establish, implement, and maintain a corrective action plan. CC ID 00675 | Monitoring and measurement | Monitor and Evaluate Occurrences | |
| Include monitoring in the corrective action plan. CC ID 11645 [Update the existing plan of action and milestones based on the findings from: 03.12.02 b.] | Monitoring and measurement | Monitor and Evaluate Occurrences | |
| Evaluate the measurement process used for metrics. CC ID 06920 | Monitoring and measurement | Testing | |
| Evaluate the information technology products used for metrics. CC ID 11644 | Monitoring and measurement | Technical Security | |
| Determine if the audit assertion's in scope controls are reasonable. CC ID 06980 | Audits and risk management | Testing | |
| Document test plans for auditing in scope controls. CC ID 06985 | Audits and risk management | Testing | |
| Determine the effectiveness of in scope controls. CC ID 06984 [Assess the security requirements for the system and its environment of operation [Assignment: organization-defined frequency] to determine if the requirements have been satisfied. 03.12.01 ¶ 1] | Audits and risk management | Testing | |
| Review incident management audit logs to determine the effectiveness of in scope controls. CC ID 12157 | Audits and risk management | Audits and Risk Management | |
| Review audit reports to determine the effectiveness of in scope controls. CC ID 12156 | Audits and risk management | Audits and Risk Management | |
| Observe processes to determine the effectiveness of in scope controls. CC ID 12155 | Audits and risk management | Audits and Risk Management | |
| Interview stakeholders to determine the effectiveness of in scope controls. CC ID 12154 | Audits and risk management | Audits and Risk Management | |
| Review policies and procedures to determine the effectiveness of in scope controls. CC ID 12144 | Audits and risk management | Audits and Risk Management | |
| Evaluate personnel status changes to determine the effectiveness of in scope controls. CC ID 16556 | Audits and risk management | Audits and Risk Management | |
| Determine whether individuals performing a control have the appropriate staff qualifications, staff clearances, and staff competencies. CC ID 16555 | Audits and risk management | Audits and Risk Management | |
| Disseminate and communicate the reviews of audit reports to organizational management. CC ID 00653 [Report findings to organizational personnel or roles. 03.03.05 b.] | Audits and risk management | Log Management | |
| Update the risk assessment upon discovery of a new threat. CC ID 00708 | Audits and risk management | Establish/Maintain Documentation | |
| Update the risk assessment upon changes to the risk profile. CC ID 11627 [Update risk assessments [Assignment: organization-defined frequency]. 03.11.01 b.] | Audits and risk management | Establish/Maintain Documentation | |
| Conduct external audits of risk assessments, as necessary. CC ID 13308 | Audits and risk management | Audits and Risk Management | |
| Analyze supply chain risk management procedures, as necessary. CC ID 13198 | Audits and risk management | Process or Activity | |
| Identify information system users. CC ID 12081 [Specify: Authorized users of the system, 03.01.01 c.1.] | Technical security | Technical Security | |
| Review user accounts. CC ID 00525 [Monitor the use of system accounts. 03.01.01 e.] | Technical security | Technical Security | |
| Match user accounts to authorized parties. CC ID 12126 | Technical security | Configuration | |
| Identify and authenticate processes running on information systems that act on behalf of users. CC ID 12082 [Allow only authorized system access for users (or processes acting on behalf of users) that is necessary to accomplish assigned organizational tasks. 03.01.05 a. Uniquely identify and authenticate system users, and associate that unique identification with processes acting on behalf of those users. 03.05.01 a.] | Technical security | Technical Security | |
| Review shared accounts. CC ID 11840 | Technical security | Technical Security | |
| Disallow application IDs from running as privileged users. CC ID 10050 | Technical security | Configuration | |
| Perform a risk assessment prior to activating third party access to the organization's critical systems. CC ID 06455 | Technical security | Testing | |
| Notify interested personnel when user accounts are added or deleted. CC ID 14327 | Technical security | Communicate | |
| Employ unique identifiers. CC ID 01273 [{be unique} Manage individual identifiers by uniquely identifying each individual as [Assignment: organization-defined characteristic identifying individual status]. 03.05.05 d. Select and assign an identifier that identifies an individual, group, role, service, or device. 03.05.05 b. Uniquely identify and authenticate system users, and associate that unique identification with processes acting on behalf of those users. 03.05.01 a.] | Technical security | Testing | |
| Authenticate user identities before manually resetting an authenticator. CC ID 04567 [Verify the identity of the individual, group, role, service, or device receiving the authenticator as part of the initial authenticator distribution. 03.05.12 a.] | Technical security | Testing | |
| Use a passive asset inventory discovery tool to identify assets when network mapping. CC ID 13735 | Technical security | Process or Activity | |
| Use an active asset inventory discovery tool to identify sensitive information for data flow diagrams. CC ID 13737 | Technical security | Process or Activity | |
| Establish, implement, and maintain a sensitive information inventory. CC ID 13736 | Technical security | Establish/Maintain Documentation | |
| Include testing and approving all network connections through the firewall in the firewall and router configuration standard. CC ID 01270 | Technical security | Process or Activity | |
| Configure security alerts in firewalls to include the source Internet protocol address and destination Internet protocol address associated with long sessions. CC ID 12174 | Technical security | Configuration | |
| Configure firewalls to perform dynamic packet filtering. CC ID 01288 | Technical security | Testing | |
| Configure network access and control points to organizational standards. CC ID 12442 | Technical security | Configuration | |
| Subscribe to a URL categorization service to maintain website category definitions in the URL filter list. CC ID 12139 | Technical security | Technical Security | |
| Create a full text analysis on executed privileged functions. CC ID 06778 | Technical security | Monitor and Evaluate Occurrences | |
| Scan the system to verify modems are disabled or removed, except the modems that are explicitly approved. CC ID 00560 | Technical security | Testing | |
| Monitor and evaluate all remote access usage. CC ID 00563 | Technical security | Monitor and Evaluate Occurrences | |
| Test cryptographic key management applications, as necessary. CC ID 04829 | Technical security | Testing | |
| Implement non-repudiation for transactions. CC ID 00567 | Technical security | Testing | |
| Scan for malicious code, as necessary. CC ID 11941 [Configure malicious code protection mechanisms to: Perform scans of the system [Assignment: organization-defined frequency] and real-time scans of files from external sources at endpoints or system entry and exit points as the files are downloaded, opened, or executed; and 03.14.02 c.1.] | Technical security | Investigate | |
| Test all removable storage media for viruses and malicious code. CC ID 11861 [{diagnostic programs} Check media with diagnostic and test programs for malicious code before it is used in the system. 03.07.04 b.] | Technical security | Testing | |
| Test all untrusted files or unverified files for viruses and malicious code. CC ID 01311 | Technical security | Testing | |
| Log and react to all malicious code activity. CC ID 07072 | Technical security | Monitor and Evaluate Occurrences | |
| Analyze the behavior and characteristics of the malicious code. CC ID 10672 | Technical security | Technical Security | |
| Secure physical entry points with physical access controls or security guards. CC ID 01640 [{entry points} Enforce physical access authorizations at entry and exit points to the facility where the system resides by: Controlling ingress and egress with physical access control systems, devices, or guards. 03.10.07 a.2.] | Physical and environmental protection | Physical and Environmental Protection | |
| Monitor for unauthorized physical access at physical entry points and physical exit points. CC ID 01638 [Monitor physical access to the facility where the system resides to detect and respond to physical security incidents. 03.10.02 a.] | Physical and environmental protection | Monitor and Evaluate Occurrences | |
| Report anomalies in the visitor log to appropriate personnel. CC ID 14755 | Physical and environmental protection | Investigate | |
| Log when the vault is accessed. CC ID 06725 | Physical and environmental protection | Log Management | |
| Log when the cabinet is accessed. CC ID 11674 | Physical and environmental protection | Log Management | |
| Observe restricted areas with motion detectors or closed-circuit television systems. CC ID 01328 | Physical and environmental protection | Monitor and Evaluate Occurrences | |
| Review and correlate all data collected from video cameras and/or access control mechanisms with other entries. CC ID 11609 | Physical and environmental protection | Monitor and Evaluate Occurrences | |
| Monitor physical entry point alarms. CC ID 01639 | Physical and environmental protection | Physical and Environmental Protection | |
| Evaluate and react to when unauthorized access is detected by physical entry point alarms. CC ID 11677 | Physical and environmental protection | Monitor and Evaluate Occurrences | |
| Monitor for alarmed security doors being propped open. CC ID 06684 | Physical and environmental protection | Monitor and Evaluate Occurrences | |
| Track restricted storage media while it is in transit. CC ID 00967 [Maintain accountability of system media that contain CUI during transport outside of controlled areas. 03.08.05 b.] | Physical and environmental protection | Data and Information Management | |
| Employ individuals who have the appropriate staff qualifications, staff clearances, and staff competencies. CC ID 00782 | Human Resources management | Testing | |
| Implement segregation of duties in roles and responsibilities. CC ID 00774 [Identify the duties of individuals requiring separation. 03.01.04 a. Define system access authorizations to support separation of duties. 03.01.04 b.] | Human Resources management | Testing | |
| Document all training in a training record. CC ID 01423 | Human Resources management | Establish/Maintain Documentation | |
| Conduct tests and evaluate training. CC ID 06672 | Human Resources management | Testing | |
| Train personnel to recognize conditions of diseases or sicknesses, as necessary. CC ID 14383 | Human Resources management | Training | |
| Train personnel to identify and communicate symptoms of exposure to disease or sickness. CC ID 14385 | Human Resources management | Training | |
| Monitor and measure the effectiveness of security awareness. CC ID 06262 | Human Resources management | Monitor and Evaluate Occurrences | |
| Analyze and evaluate training records to improve the training program. CC ID 06380 | Human Resources management | Monitor and Evaluate Occurrences | |
| Scan devices for malicious code when an individual returns from locations deemed to be of risk. CC ID 10599 [Apply the following security requirements to the systems or components when the individuals return from travel: [Assignment: organization-defined security requirements]. 03.04.12 b.] | Human Resources management | Process or Activity | |
| Include all electronic storage media containing restricted data or restricted information in the storage media inventory. CC ID 00962 | Operational management | Establish/Maintain Documentation | |
| Employ Dynamic Host Configuration Protocol server logging to detect systems not in the asset inventory. CC ID 12110 | Operational management | Technical Security | |
| Control and monitor all maintenance tools. CC ID 01432 [Approve, control, and monitor the use of system maintenance tools. 03.07.04 a. {does not contain} Prevent the removal of system maintenance equipment containing CUI by verifying that there is no CUI on the equipment, sanitizing or destroying the equipment, or retaining the equipment within the facility. 03.07.04 c.] | Operational management | Physical and Environmental Protection | |
| Conduct maintenance with authorized personnel. CC ID 01434 [Establish a process for maintenance personnel authorization. 03.07.06 a.] | Operational management | Testing | |
| Establish, implement, and maintain an anti-money laundering program. CC ID 13675 | Operational management | Business Processes | |
| Determine the cost of the incident when assessing security incidents. CC ID 17188 | Operational management | Process or Activity | |
| Determine the duration of unscheduled downtime when assessing security incidents CC ID 17182 | Operational management | Process or Activity | |
| Determine the duration of the incident when assessing security incidents. CC ID 17181 | Operational management | Process or Activity | |
| Require personnel to monitor for and report known or suspected compromise of assets. CC ID 16453 | Operational management | Monitor and Evaluate Occurrences | |
| Require personnel to monitor for and report suspicious account activity. CC ID 16462 | Operational management | Monitor and Evaluate Occurrences | |
| Identify root causes of incidents that force system changes. CC ID 13482 | Operational management | Investigate | |
| Respond to and triage when an incident is detected. CC ID 06942 | Operational management | Monitor and Evaluate Occurrences | |
| Document the incident and any relevant evidence in the incident report. CC ID 08659 | Operational management | Establish/Maintain Documentation | |
| Refrain from turning on any in scope devices that are turned off when a security incident is detected. CC ID 08677 | Operational management | Investigate | |
| Include where the digital forensic evidence was found in the forensic investigation report. CC ID 08674 | Operational management | Establish/Maintain Documentation | |
| Include the condition of the digital forensic evidence in the forensic investigation report. CC ID 08678 | Operational management | Establish/Maintain Documentation | |
| Analyze the incident response process following an incident response. CC ID 13179 | Operational management | Investigate | |
| Submit an incident management audit log to the proper authorities for each security breach that affects a predefined number of individuals, as necessary. CC ID 06326 | Operational management | Log Management | |
| Determine whether or not incident response notifications are necessary during the privacy breach investigation. CC ID 00801 | Operational management | Behavior | |
| Avoid false positive incident response notifications. CC ID 04732 | Operational management | Behavior | |
| Include information required by law in incident response notifications. CC ID 00802 | Operational management | Establish/Maintain Documentation | |
| Include how the affected parties can protect themselves from identity theft in incident response notifications. CC ID 04738 | Operational management | Establish/Maintain Documentation | |
| Detect any potentially undiscovered security vulnerabilities on previously compromised systems. CC ID 06265 | Operational management | Monitor and Evaluate Occurrences | |
| Test incident monitoring procedures. CC ID 13194 | Operational management | Testing | |
| Conduct incident investigations, as necessary. CC ID 13826 | Operational management | Process or Activity | |
| Analyze the behaviors of individuals involved in the incident during incident investigations. CC ID 14042 | Operational management | Investigate | |
| Identify the affected parties during incident investigations. CC ID 16781 | Operational management | Investigate | |
| Interview suspects during incident investigations, as necessary. CC ID 14041 | Operational management | Investigate | |
| Interview victims and witnesses during incident investigations, as necessary. CC ID 14038 | Operational management | Investigate | |
| Assign monitoring and analyzing the security alert when a security alert is received to the appropriate role in the incident response program. CC ID 11886 | Operational management | Investigate | |
| Establish, implement, and maintain incident response procedures. CC ID 01206 [Develop an incident response plan that: Provides the organization with a roadmap for implementing its incident response capability, 03.06.05 a.1.] | Operational management | Establish/Maintain Documentation | |
| Test the incident response procedures. CC ID 01216 [Test the effectiveness of the incident response capability [Assignment: organization-defined frequency]. 03.06.03 ¶ 1] | Operational management | Testing | |
| Test proposed changes prior to their approval. CC ID 00548 | Operational management | Testing | |
| Examine all changes to ensure they correspond with the change request. CC ID 12345 | Operational management | Business Processes | |
| Conduct network certifications prior to approving change requests for networks. CC ID 13121 | Operational management | Process or Activity | |
| Analyze mitigating controls for vulnerabilities in the network when certifying the network. CC ID 13126 | Operational management | Investigate | |
| Collect data about the network environment when certifying the network. CC ID 13125 | Operational management | Investigate | |
| Review the patch log for missing patches. CC ID 13186 | Operational management | Technical Security | |
| Perform a patch test prior to deploying a patch. CC ID 00898 | Operational management | Testing | |
| Test software patches for any potential compromise of the system's security. CC ID 13175 | Operational management | Testing | |
| Review changes to computer firmware. CC ID 12226 | Operational management | Testing | |
| Certify changes to computer firmware are free of malicious logic. CC ID 12227 | Operational management | Testing | |
| Implement cryptographic mechanisms to authenticate software and computer firmware before installation. CC ID 10682 | Operational management | Technical Security | |
| Establish, implement, and maintain approved change acceptance testing procedures. CC ID 06391 | Operational management | Establish/Maintain Documentation | |
| Test the system's operational functionality after implementing approved changes. CC ID 06294 | Operational management | Testing | |
| Perform and pass acceptance testing before moving a system back into operation after an approved change has occurred. CC ID 04541 [Verify that the security requirements for the system continue to be satisfied after the system changes have been implemented. 03.04.04 b.] | Operational management | Testing | |
| Establish, implement, and maintain a configuration change log. CC ID 08710 [Monitor and review activities associated with configuration-controlled changes to the system. 03.04.03 d.] | Operational management | Configuration | |
| Verify wireless peripherals meet organizational security requirements. CC ID 00657 | System hardening through configuration management | Testing | |
| Review the ownership of service accounts, as necessary. CC ID 13863 | System hardening through configuration management | Technical Security | |
| Ensure the root account is the first entry in password files. CC ID 16323 | System hardening through configuration management | Data and Information Management | |
| Configure the log to capture creates, reads, updates, or deletes of records containing personal data. CC ID 11890 | System hardening through configuration management | Log Management | |
| Configure the log to capture the information referent when personal data is being accessed. CC ID 11968 | System hardening through configuration management | Log Management | |
| Configure the log to capture each auditable event's origination. CC ID 01338 [Include the following content in audit records: Source of the event 03.03.02 a.4.] | System hardening through configuration management | Log Management | |
| Configure the log to capture remote access information. CC ID 05596 | System hardening through configuration management | Configuration | |
| Configure the log to capture actions taken by individuals with root privileges or administrative privileges and add logging option to the root file system. CC ID 00645 [Log the execution of privileged functions. 03.01.07 b.] | System hardening through configuration management | Log Management | |
| Configure security and protection software to check for up-to-date signature files. CC ID 00576 [Update malicious code protection mechanisms as new releases are available in accordance with configuration management policies and procedures. 03.14.02 b.] | System hardening through configuration management | Testing | |
| Test systems to ensure they conform to configuration baselines. CC ID 13062 | System hardening through configuration management | Testing | |
| Audit the configuration of organizational assets, as necessary. CC ID 13653 [Monitor and review activities associated with configuration-controlled changes to the system. 03.04.03 d.] | System hardening through configuration management | Audits and Risk Management | |
| Audit assets after maintenance was performed. CC ID 13657 | System hardening through configuration management | Audits and Risk Management | |
| Define each system's preservation requirements for records and logs. CC ID 00904 | Records management | Establish/Maintain Documentation | |
| Label printed output for specific record categories as directed by the organization's information classification standard. CC ID 01420 | Records management | Records Management | |
| Review the information that the organization collects, processes, and stores, as necessary. CC ID 12988 | Records management | Business Processes | |
| Review the information classification of the information that the organization collects, processes, and stores, as necessary. CC ID 13008 [Review the content on publicly accessible systems for CUI and remove such information, if discovered. 03.01.22 b.] | Records management | Process or Activity | |
| Formalize client and third party relationships with contracts or nondisclosure agreements. CC ID 00794 | Third Party and supply chain oversight | Process or Activity | |
| Include third party acknowledgment of their data protection responsibilities in third party contracts. CC ID 01364 | Third Party and supply chain oversight | Testing | |
| Include auditing third party security controls and compliance controls in third party contracts. CC ID 01366 [Implement processes, methods, and techniques to monitor security requirement compliance by external service providers on an ongoing basis. 03.16.03 c.] | Third Party and supply chain oversight | Testing | |
| Monitor and report on the efficacy of all Service Level Agreements using a Service Level Agreement Monitoring Chart or equivalent. CC ID 00842 | Third Party and supply chain oversight | Establish/Maintain Documentation | |
| Approve all Service Level Agreements. CC ID 00843 [Review and update the exchange agreements [Assignment: organization-defined frequency]. 03.12.05 c.] | Third Party and supply chain oversight | Establish/Maintain Documentation | |
| Track all chargeable items in Service Level Agreements. CC ID 11616 | Third Party and supply chain oversight | Business Processes | |
| Document all chargeable items in Service Level Agreements. CC ID 00844 | Third Party and supply chain oversight | Establish/Maintain Documentation | |
| Perform risk assessments of third parties, as necessary. CC ID 06454 | Third Party and supply chain oversight | Testing | |
| Re-evaluate risk assessments of third parties, as necessary. CC ID 12158 | Third Party and supply chain oversight | Audits and Risk Management | |
| Include a provision in outsourcing contracts that requires supply chain members' security requirements comply with organizational security requirements. CC ID 00359 [Require the providers of external system services used for the processing, storage, or transmission of CUI to comply with the following security requirements: [Assignment: organization-defined security requirements]. 03.16.03 a.] | Third Party and supply chain oversight | Testing | |
| Assess third parties' compliance environment during due diligence. CC ID 13134 | Third Party and supply chain oversight | Process or Activity | |
| Request attestation of compliance from third parties. CC ID 12067 | Third Party and supply chain oversight | Establish/Maintain Documentation | |
| Document the third parties compliance with the organization's system hardening framework. CC ID 04263 [Permit authorized individuals to use external systems to access the organizational system or to process, store, or transmit CUI only after: Verifying that the security requirements on the external systems as specified in the organization’s system security plans have been satisfied and 03.01.20 c.1.] | Third Party and supply chain oversight | Technical Security | |
IT Impact Zone | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | TYPE | |
|---|---|---|---|
| Leadership and high level objectives CC ID 00597 | Leadership and high level objectives | IT Impact Zone | |
| Monitoring and measurement CC ID 00636 | Monitoring and measurement | IT Impact Zone | |
| Audits and risk management CC ID 00677 | Audits and risk management | IT Impact Zone | |
| Technical security CC ID 00508 | Technical security | IT Impact Zone | |
| Physical and environmental protection CC ID 00709 | Physical and environmental protection | IT Impact Zone | |
| Operational and Systems Continuity CC ID 00731 | Operational and Systems Continuity | IT Impact Zone | |
| Human Resources management CC ID 00763 | Human Resources management | IT Impact Zone | |
| Operational management CC ID 00805 | Operational management | IT Impact Zone | |
| System hardening through configuration management CC ID 00860 | System hardening through configuration management | IT Impact Zone | |
| Records management CC ID 00902 | Records management | IT Impact Zone | |
| Systems design, build, and implementation CC ID 00989 | Systems design, build, and implementation | IT Impact Zone | |
| Acquisition or sale of facilities, technology, and services CC ID 01123 | Acquisition or sale of facilities, technology, and services | IT Impact Zone | |
| Third Party and supply chain oversight CC ID 08807 | Third Party and supply chain oversight | IT Impact Zone | |
Preventive | KEY: Primary Verb Primary Noun Secondary Verb Secondary Noun Limiting Term | |||
| Mandated - bold Implied - italic Implementation - regular | IMPACT ZONE | TYPE | |
|---|---|---|---|
| Establish, implement, and maintain a reporting methodology program. CC ID 02072 | Leadership and high level objectives | Business Processes | |
| Establish, implement, and maintain communication protocols. CC ID 12245 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Establish, implement, and maintain alert procedures. CC ID 12406 [Generate and disseminate internal system security alerts, advisories, and directives, as necessary. 03.14.03 b.] | Leadership and high level objectives | Establish/Maintain Documentation | |
| Include the criteria for notifications in the notification system. CC ID 17139 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Include the capturing and alerting of compliance violations in the notification system. CC ID 12962 | Leadership and high level objectives | Monitor and Evaluate Occurrences | |
| Include the capturing and alerting of unethical conduct in the notification system. CC ID 12932 | Leadership and high level objectives | Monitor and Evaluate Occurrences | |
| Include the capturing and alerting of performance variances in the notification system. CC ID 12929 | Leadership and high level objectives | Monitor and Evaluate Occurrences | |
| Include the capturing and alerting of weaknesses in the notification system. CC ID 12928 | Leadership and high level objectives | Monitor and Evaluate Occurrences | |
| Include the capturing and alerting of account activity in the notification system. CC ID 15314 | Leadership and high level objectives | Monitor and Evaluate Occurrences | |
| Analyze organizational objectives, functions, and activities. CC ID 00598 | Leadership and high level objectives | Monitor and Evaluate Occurrences | |
| Disseminate and communicate emerging threats to all interested personnel and affected parties. CC ID 12185 [Generate and disseminate internal system security alerts, advisories, and directives, as necessary. 03.14.03 b.] | Leadership and high level objectives | Communicate | |
| Establish, implement, and maintain a Quality Management framework. CC ID 07196 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Establish, implement, and maintain a Quality Management program. CC ID 07201 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Establish and maintain the scope of the organizational compliance framework and Information Assurance controls. CC ID 01241 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Establish, implement, and maintain a policy and procedure management program. CC ID 06285 [Develop, document, and disseminate to organizational personnel or roles the policies and procedures needed to satisfy the security requirements for the protection of CUI. 03.15.01 a. Review and update policies and procedures [Assignment: organization-defined frequency]. 03.15.01 b.] | Leadership and high level objectives | Establish/Maintain Documentation | |
| Include contact information in the organization's policies, standards, and procedures. CC ID 17167 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Include the effective date on all organizational policies. CC ID 06820 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Include requirements in the organization’s policies, standards, and procedures. CC ID 12956 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Include threats in the organization’s policies, standards, and procedures. CC ID 12953 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Assess the impact of changes to organizational policies, standards, and procedures, as necessary. CC ID 14824 | Leadership and high level objectives | Business Processes | |
| Include opportunities in the organization’s policies, standards, and procedures. CC ID 12945 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Establish and maintain an Authority Document list. CC ID 07113 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Document organizational procedures that harmonize external requirements, including all legal requirements. CC ID 00623 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Establish, implement, and maintain full documentation of all policies, standards, and procedures that support the organization's compliance framework. CC ID 01636 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Disseminate and communicate the organization’s policies, standards, and procedures to all interested personnel and affected parties. CC ID 12901 | Leadership and high level objectives | Communicate | |
| Disseminate and communicate the list of Authority Documents that support the organization's compliance framework to interested personnel and affected parties. CC ID 01312 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Classify controls according to their preventive, detective, or corrective status. CC ID 06436 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Publish, disseminate, and communicate a Statement on Internal Control, as necessary. CC ID 06727 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Include signatures of c-level executives in the Statement on Internal Control. CC ID 14778 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Include confirmation of any significant weaknesses in the Statement on Internal Control. CC ID 06861 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Include roles and responsibilities in the Statement on Internal Control. CC ID 14774 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Include an assurance statement regarding the counterterror protective security plan in the Statement on Internal Control. CC ID 06866 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Include limitations of internal control systems in the Statement on Internal Control. CC ID 14773 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Include a description of the methodology used to evaluate internal controls in the Statement on Internal Control. CC ID 14772 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Assign legislative body jurisdiction to the organization's assets, as necessary. CC ID 06956 | Leadership and high level objectives | Establish Roles | |
| Approve all compliance documents. CC ID 06286 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Align the Authority Document list with external requirements. CC ID 06288 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Assign the appropriate roles to all applicable compliance documents. CC ID 06284 | Leadership and high level objectives | Establish Roles | |
| Identify and document the Designated Approval Authority for compliance documents. CC ID 07114 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Establish, implement, and maintain a compliance exception standard. CC ID 01628 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Include the authority for granting exemptions in the compliance exception standard. CC ID 14329 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Include explanations, compensating controls, or risk acceptance in the compliance exceptions Exceptions document. CC ID 01631 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Review the compliance exceptions in the exceptions document, as necessary. CC ID 01632 | Leadership and high level objectives | Business Processes | |
| Include when exemptions expire in the compliance exception standard. CC ID 14330 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Assign the approval of compliance exceptions to the appropriate roles inside the organization. CC ID 06443 | Leadership and high level objectives | Establish Roles | |
| Include management of the exemption register in the compliance exception standard. CC ID 14328 | Leadership and high level objectives | Establish/Maintain Documentation | |
| Disseminate and communicate compliance exceptions to interested personnel and affected parties. CC ID 16945 | Leadership and high level objectives | Communicate | |
| Disseminate and communicate compliance documents to all interested personnel and affected parties. CC ID 06282 [Develop, document, and disseminate to organizational personnel or roles the policies and procedures needed to satisfy the security requirements for the protection of CUI. 03.15.01 a.] | Leadership and high level objectives | Behavior | |
| Disseminate and communicate any compliance document changes when the documents are updated to interested personnel and affected parties. CC ID 06283 | Leadership and high level objectives | Behavior | |
| Establish, implement, and maintain intrusion management operations. CC ID 00580 | Monitoring and measurement | Monitor and Evaluate Occurrences | |
| Monitor systems for unauthorized data transfers. CC ID 12971 | Monitoring and measurement | Monitor and Evaluate Occurrences | |
| Address operational anomalies within the incident management system. CC ID 11633 | Monitoring and measurement | Audits and Risk Management | |
| Establish, implement, and maintain an Identity Theft Prevention Program. CC ID 11634 | Monitoring and measurement | Audits and Risk Management | |
| Prohibit the sale or transfer of a debt caused by identity theft. CC ID 16983 | Monitoring and measurement | Acquisition/Sale of Assets or Services | |
| Monitor systems for unauthorized mobile code. CC ID 10034 [Authorize, monitor, and control the use of mobile code. 03.13.13 b.] | Monitoring and measurement | Monitor and Evaluate Occurrences | |
| Include the system components that generate audit records in the event logging procedures. CC ID 16426 | Monitoring and measurement | Data and Information Management | |
| Include a standard to collect and interpret event logs in the event logging procedures. CC ID 00643 | Monitoring and measurement | Log Management | |
| Protect the event logs from failure. CC ID 06290 [Take the following additional actions: [Assignment: organization-defined additional actions]. 03.03.04 b.] | Monitoring and measurement | Log Management | |
| Overwrite the oldest records when audit logging fails. CC ID 14308 | Monitoring and measurement | Data and Information Management | |
| Supply each in scope asset with audit reduction tool and report generation capabilities to support after-the-fact investigations without altering the event logs. CC ID 01427 [Implement an audit record reduction and report generation capability that supports audit record review, analysis, reporting requirements, and after-the-fact investigations of incidents. 03.03.06 a. Preserve the original content and time ordering of audit records. 03.03.06 b.] | Monitoring and measurement | Testing | |
| Include identity information of suspects in the suspicious activity report. CC ID 16648 | Monitoring and measurement | Establish/Maintain Documentation | |
| Compile the event logs of multiple components into a system-wide time-correlated audit trail. CC ID 01424 [Analyze and correlate audit records across different repositories to gain organization-wide situational awareness. 03.03.05 c.] | Monitoring and measurement | Audits and Risk Management | |
| Establish, implement, and maintain log analysis tools. CC ID 17056 | Monitoring and measurement | Technical Security | |
| Reproduce the event log if a log failure is captured. CC ID 01426 | Monitoring and measurement | Log Management | |
| Document the event information to be logged in the event information log specification. CC ID 00639 [Specify the following event types selected for logging within the system: [Assignment: organization-defined event types]. 03.03.01 a.] | Monitoring and measurement | Configuration | |
| Synchronize system clocks to an accurate and universal time source on all devices. CC ID 01340 [Use internal system clocks to generate time stamps for audit records. 03.03.07 a.] | Monitoring and measurement | Configuration | |
| Centralize network time servers to as few as practical. CC ID 06308 | Monitoring and measurement | Configuration | |
| Disseminate and communicate information to customers about clock synchronization methods used by the organization. CC ID 13044 | Monitoring and measurement | Communicate | |
| Review and update the list of auditable events in the event logging procedures. CC ID 10097 [Review and update the event types selected for logging [Assignment: organization-defined frequency]. 03.03.01 b.] | Monitoring and measurement | Establish/Maintain Documentation | |
| Establish, implement, and maintain a risk monitoring program. CC ID 00658 [Develop and implement a system-level continuous monitoring strategy that includes ongoing monitoring and security assessments. 03.12.03 ¶ 1 Develop and implement a system-level continuous monitoring strategy that includes ongoing monitoring and security assessments. 03.12.03 ¶ 1] | Monitoring and measurement | Establish/Maintain Documentation | |
| Monitor the organization's exposure to threats, as necessary. CC ID 06494 | Monitoring and measurement | Monitor and Evaluate Occurrences | |
| Implement a fraud detection system. CC ID 13081 | Monitoring and measurement | Business Processes | |
| Monitor for new vulnerabilities. CC ID 06843 [Monitor and scan the system for vulnerabilities [Assignment: organization-defined frequency] and when new vulnerabilities affecting the system are identified. 03.11.02 a.] | Monitoring and measurement | Monitor and Evaluate Occurrences | |
| Establish, implement, and maintain a compliance testing strategy. CC ID 00659 | Monitoring and measurement | Establish/Maintain Documentation | |
| Establish, implement, and maintain a self-assessment approach as part of the compliance testing strategy. CC ID 12833 | Monitoring and measurement | Testing | |
| Establish, implement, and maintain a system security plan. CC ID 01922 [Develop a system security plan that: 03.15.02 a. Review and update the system security plan [Assignment: organization-defined frequency]. 03.15.02 b.] | Monitoring and measurement | Testing | |
| Include a system description in the system security plan. CC ID 16467 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include a description of the operational context in the system security plan. CC ID 14301 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include the results of the security categorization in the system security plan. CC ID 14281 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include the information types in the system security plan. CC ID 14696 [Develop a system security plan that: Identifies the information types processed, stored, and transmitted by the system; 03.15.02 a.2.] | Monitoring and measurement | Establish/Maintain Documentation | |
| Include the security requirements in the system security plan. CC ID 14274 [Develop a system security plan that: Provides an overview of the security requirements for the system; 03.15.02 a.5. Develop a system security plan that: Describes the safeguards in place or planned for meeting the security requirements; 03.15.02 a.6. Develop a system security plan that: Includes other relevant information necessary for the protection of CUI. 03.15.02 a.8.] | Monitoring and measurement | Establish/Maintain Documentation | |
| Include cryptographic key management procedures in the system security plan. CC ID 17029 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include threats in the system security plan. CC ID 14693 [Develop a system security plan that: Describes specific threats to the system that are of concern to the organization; 03.15.02 a.3.] | Monitoring and measurement | Establish/Maintain Documentation | |
| Include network diagrams in the system security plan. CC ID 14273 [Develop a system security plan that: Defines the constituent system components; 03.15.02 a.1. Develop a system security plan that: Describes the operational environment for the system and any dependencies on or connections to other systems or system components; 03.15.02 a.4.] | Monitoring and measurement | Establish/Maintain Documentation | |
| Include roles and responsibilities in the system security plan. CC ID 14682 [Develop a system security plan that: Identifies individuals that fulfill system roles and responsibilities; and 03.15.02 a.7.] | Monitoring and measurement | Establish/Maintain Documentation | |
| Include backup and recovery procedures in the system security plan. CC ID 17043 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include the results of the privacy risk assessment in the system security plan. CC ID 14676 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include remote access methods in the system security plan. CC ID 16441 | Monitoring and measurement | Establish/Maintain Documentation | |
| Disseminate and communicate the system security plan to interested personnel and affected parties. CC ID 14275 | Monitoring and measurement | Communicate | |
| Include a description of the operational environment in the system security plan. CC ID 14272 [Develop a system security plan that: Describes the operational environment for the system and any dependencies on or connections to other systems or system components; 03.15.02 a.4.] | Monitoring and measurement | Establish/Maintain Documentation | |
| Include the security categorizations and rationale in the system security plan. CC ID 14270 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include the authorization boundary in the system security plan. CC ID 14257 | Monitoring and measurement | Establish/Maintain Documentation | |
| Align the enterprise architecture with the system security plan. CC ID 14255 | Monitoring and measurement | Process or Activity | |
| Include security controls in the system security plan. CC ID 14239 | Monitoring and measurement | Establish/Maintain Documentation | |
| Create specific test plans to test each system component. CC ID 00661 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include the roles and responsibilities in the test plan. CC ID 14299 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include the assessment team in the test plan. CC ID 14297 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include the scope in the test plans. CC ID 14293 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include the assessment environment in the test plan. CC ID 14271 | Monitoring and measurement | Establish/Maintain Documentation | |
| Approve the system security plan. CC ID 14241 | Monitoring and measurement | Business Processes | |
| Review the test plans for each system component. CC ID 00662 | Monitoring and measurement | Establish/Maintain Documentation | |
| Document validated testing processes in the testing procedures. CC ID 06200 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include error details, identifying the root causes, and mitigation actions in the testing procedures. CC ID 11827 | Monitoring and measurement | Establish/Maintain Documentation | |
| Determine the appropriate assessment method for each testing process in the test plan. CC ID 00665 | Monitoring and measurement | Testing | |
| Implement automated audit tools. CC ID 04882 | Monitoring and measurement | Acquisition/Sale of Assets or Services | |
| Assign senior management to approve test plans. CC ID 13071 | Monitoring and measurement | Human Resources Management | |
| Establish, implement, and maintain a testing program. CC ID 00654 [Develop and implement a system-level continuous monitoring strategy that includes ongoing monitoring and security assessments. 03.12.03 ¶ 1] | Monitoring and measurement | Behavior | |
| Establish, implement, and maintain a security assessment and authorization policy. CC ID 14031 | Monitoring and measurement | Establish/Maintain Documentation | |
| Establish and maintain a scoring method for Red Team exercise results. CC ID 12136 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include coordination amongst entities in the security assessment and authorization policy. CC ID 14222 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include the scope in the security assessment and authorization policy. CC ID 14220 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include the purpose in the security assessment and authorization policy. CC ID 14219 | Monitoring and measurement | Establish/Maintain Documentation | |
| Disseminate and communicate the security assessment and authorization policy to interested personnel and affected parties. CC ID 14218 | Monitoring and measurement | Communicate | |
| Include management commitment in the security assessment and authorization policy. CC ID 14189 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include compliance requirements in the security assessment and authorization policy. CC ID 14183 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include roles and responsibilities in the security assessment and authorization policy. CC ID 14179 | Monitoring and measurement | Establish/Maintain Documentation | |
| Establish, implement, and maintain security assessment and authorization procedures. CC ID 14056 | Monitoring and measurement | Establish/Maintain Documentation | |
| Disseminate and communicate security assessment and authorization procedures to interested personnel and affected parties. CC ID 14224 | Monitoring and measurement | Communicate | |
| Employ third parties to carry out testing programs, as necessary. CC ID 13178 | Monitoring and measurement | Human Resources Management | |
| Enable security controls which were disabled to conduct testing. CC ID 17031 | Monitoring and measurement | Testing | |
| Document improvement actions based on test results and exercises. CC ID 16840 | Monitoring and measurement | Establish/Maintain Documentation | |
| Disable dedicated accounts after testing is complete. CC ID 17033 | Monitoring and measurement | Testing | |
| Protect systems and data during testing in the production environment. CC ID 17198 | Monitoring and measurement | Testing | |
| Delete personal data upon data subject's withdrawal from testing. CC ID 17238 | Monitoring and measurement | Data and Information Management | |
| Define the criteria to conduct testing in the production environment. CC ID 17197 | Monitoring and measurement | Testing | |
| Obtain the data subject's consent to participate in testing in real-world conditions. CC ID 17232 | Monitoring and measurement | Behavior | |
| Suspend testing in a production environment, as necessary. CC ID 17231 | Monitoring and measurement | Testing | |
| Define the test requirements for each testing program. CC ID 13177 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include test requirements for the use of production data in the testing program. CC ID 17201 | Monitoring and measurement | Testing | |
| Include test requirements for the use of human subjects in the testing program. CC ID 16222 | Monitoring and measurement | Testing | |
| Test the in scope system in accordance with its intended purpose. CC ID 14961 | Monitoring and measurement | Testing | |
| Perform network testing in accordance with organizational standards. CC ID 16448 | Monitoring and measurement | Testing | |
| Notify interested personnel and affected parties prior to performing testing. CC ID 17034 | Monitoring and measurement | Communicate | |
| Test user accounts in accordance with organizational standards. CC ID 16421 | Monitoring and measurement | Testing | |
| Include mechanisms for emergency stops in the testing program. CC ID 14398 | Monitoring and measurement | Establish/Maintain Documentation | |
| Document the business need justification for authorized wireless access points. CC ID 12044 | Monitoring and measurement | Establish/Maintain Documentation | |
| Deny network access to rogue devices until network access approval has been received. CC ID 11852 | Monitoring and measurement | Configuration | |
| Establish, implement, and maintain conformity assessment procedures. CC ID 15032 | Monitoring and measurement | Establish/Maintain Documentation | |
| Share conformity assessment results with affected parties and interested personnel. CC ID 15113 | Monitoring and measurement | Communicate | |
| Notify affected parties and interested personnel of technical documentation assessment certificates that have been issued. CC ID 15112 | Monitoring and measurement | Communicate | |
| Notify affected parties and interested personnel of technical documentation assessment certificates that have been refused, withdrawn, suspended or restricted. CC ID 15111 | Monitoring and measurement | Communicate | |
| Create technical documentation assessment certificates in an official language. CC ID 15110 | Monitoring and measurement | Establish/Maintain Documentation | |
| Request an extension of the validity period of technical documentation assessment certificates, as necessary. CC ID 17228 | Monitoring and measurement | Process or Activity | |
| Define the validity period for technical documentation assessment certificates. CC ID 17227 | Monitoring and measurement | Process or Activity | |
| Opt out of third party conformity assessments when the system meets harmonized standards. CC ID 15096 | Monitoring and measurement | Testing | |
| Define the test frequency for each testing program. CC ID 13176 | Monitoring and measurement | Establish/Maintain Documentation | |
| Establish, implement, and maintain a stress test program for identification cards or badges. CC ID 15424 | Monitoring and measurement | Establish/Maintain Documentation | |
| Establish, implement, and maintain a penetration test program. CC ID 01105 | Monitoring and measurement | Behavior | |
| Disseminate and communicate the testing program to all interested personnel and affected parties. CC ID 11871 | Monitoring and measurement | Communicate | |
| Align the penetration test program with industry standards. CC ID 12469 | Monitoring and measurement | Establish/Maintain Documentation | |
| Assign penetration testing to a qualified internal resource or external third party. CC ID 06429 | Monitoring and measurement | Establish Roles | |
| Establish, implement, and maintain a penetration testing methodology that validates scope-reduction controls through network segmentation. CC ID 11958 | Monitoring and measurement | Testing | |
| Retain penetration test results according to internal policy. CC ID 10049 | Monitoring and measurement | Records Management | |
| Retain penetration test remediation action records according to internal policy. CC ID 11629 | Monitoring and measurement | Records Management | |
| Ensure protocols are free from injection flaws. CC ID 16401 | Monitoring and measurement | Process or Activity | |
| Prevent adversaries from disabling or compromising security controls. CC ID 17057 | Monitoring and measurement | Technical Security | |
| Establish, implement, and maintain a business line testing strategy. CC ID 13245 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include facilities in the business line testing strategy. CC ID 13253 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include electrical systems in the business line testing strategy. CC ID 13251 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include mechanical systems in the business line testing strategy. CC ID 13250 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include Heating Ventilation and Air Conditioning systems in the business line testing strategy. CC ID 13248 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include emergency power supplies in the business line testing strategy. CC ID 13247 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include environmental controls in the business line testing strategy. CC ID 13246 | Monitoring and measurement | Establish/Maintain Documentation | |
| Establish, implement, and maintain a vulnerability management program. CC ID 15721 | Monitoring and measurement | Establish/Maintain Documentation | |
| Establish, implement, and maintain a vulnerability assessment program. CC ID 11636 | Monitoring and measurement | Establish/Maintain Documentation | |
| Conduct scanning activities in a test environment. CC ID 17036 | Monitoring and measurement | Testing | |
| Use dedicated user accounts when conducting vulnerability scans. CC ID 12098 | Monitoring and measurement | Technical Security | |
| Record the vulnerability scanning activity in the vulnerability scan report. CC ID 12097 | Monitoring and measurement | Establish/Maintain Documentation | |
| Disseminate and communicate the vulnerability scan results to interested personnel and affected parties. CC ID 16418 | Monitoring and measurement | Communicate | |
| Maintain vulnerability scan reports as organizational records. CC ID 12092 | Monitoring and measurement | Records Management | |
| Employ an approved third party to perform external vulnerability scans on the organization's systems. CC ID 12467 | Monitoring and measurement | Business Processes | |
| Meet the requirements for a passing score during an external vulnerability scan or rescan. CC ID 12039 | Monitoring and measurement | Testing | |
| Approve the vulnerability management program. CC ID 15722 | Monitoring and measurement | Process or Activity | |
| Assign ownership of the vulnerability management program to the appropriate role. CC ID 15723 | Monitoring and measurement | Establish Roles | |
| Perform penetration tests and vulnerability scans in concert, as necessary. CC ID 12111 | Monitoring and measurement | Technical Security | |
| Document and maintain test results. CC ID 17028 | Monitoring and measurement | Testing | |
| Include the pass or fail test status in the test results. CC ID 17106 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include time information in the test results. CC ID 17105 | Monitoring and measurement | Establish/Maintain Documentation | |
| Include a description of the system tested in the test results. CC ID 17104 | Monitoring and measurement | Establish/Maintain Documentation | |
| Disseminate and communicate the test results to interested personnel and affected parties. CC ID 17103 | Monitoring and measurement | Communicate | |
| Establish, implement, and maintain a compliance monitoring policy. CC ID 00671 | Monitoring and measurement | Establish/Maintain Documentation | |
| Establish, implement, and maintain a log management program. CC ID 00673 | Monitoring and measurement | Establish/Maintain Documentation | |
| Restrict access to logs to authorized individuals. CC ID 01342 [Authorize access to management of audit logging functionality to only a subset of privileged users or roles. 03.03.08 b.] | Monitoring and measurement | Log Management | |
| Protect logs from unauthorized activity. CC ID 01345 [Protect audit information and audit logging tools from unauthorized access, modification, and deletion. 03.03.08 a.] | Monitoring and measurement | Log Management | |
| Protect against misusing automated audit tools. CC ID 04547 [Protect audit information and audit logging tools from unauthorized access, modification, and deletion. 03.03.08 a.] | Monitoring and measurement | Technical Security | |
| Establish, implement, and maintain an audit program. CC ID 00684 | Audits and risk management | Establish/Maintain Documentation | |
| Accept the attestation engagement when all preconditions are met. CC ID 13933 | Audits and risk management | Business Processes | |
| Audit in scope audit items and compliance documents. CC ID 06730 | Audits and risk management | Audits and Risk Management | |
| Review documentation to determine the effectiveness of in scope controls. CC ID 16522 | Audits and risk management | Process or Activity | |
| Establish and maintain organizational audit reports. CC ID 06731 | Audits and risk management | Establish/Maintain Documentation | |
| Disseminate and communicate the audit report to all interested personnel and affected parties identified in the distribution list. CC ID 07117 | Audits and risk management | Establish/Maintain Documentation | |
| Establish, implement, and maintain a risk management program. CC ID 12051 | Audits and risk management | Establish/Maintain Documentation | |
| Establish, implement, and maintain the risk assessment framework. CC ID 00685 | Audits and risk management | Establish/Maintain Documentation | |
| Establish, implement, and maintain a risk assessment program. CC ID 00687 | Audits and risk management | Establish/Maintain Documentation | |
| Perform risk assessments for all target environments, as necessary. CC ID 06452 [Assess the risk (including supply chain risk) of unauthorized disclosure resulting from the processing, storage, or transmission of CUI. 03.11.01 a.] | Audits and risk management | Testing | |
| Include the probability and potential impact of pandemics in the scope of the risk assessment. CC ID 13241 | Audits and risk management | Establish/Maintain Documentation | |
| Include physical assets in the scope of the risk assessment. CC ID 13075 | Audits and risk management | Establish/Maintain Documentation | |
| Include the results of the risk assessment in the risk assessment report. CC ID 06481 | Audits and risk management | Establish/Maintain Documentation | |
| Approve the results of the risk assessment as documented in the risk assessment report. CC ID 07109 | Audits and risk management | Audits and Risk Management | |
| Review risks to the organization's audit function when changes in the supply chain occur. CC ID 01154 | Audits and risk management | Audits and Risk Management | |
| Review the risk to the audit function when the audit personnel status changes. CC ID 01153 | Audits and risk management | Audits and Risk Management | |
| Document any reasons for modifying or refraining from modifying the organization's risk assessment when the risk assessment has been reviewed. CC ID 13312 | Audits and risk management | Establish/Maintain Documentation | |
| Create a risk assessment report based on the risk assessment results. CC ID 15695 | Audits and risk management | Establish/Maintain Documentation | |
| Disseminate and communicate the approved risk assessment report to interested personnel and affected parties. CC ID 10633 | Audits and risk management | Communicate | |
| Notify the organization upon completion of the external audits of the organization's risk assessment. CC ID 13313 | Audits and risk management | Communicate | |
| Review and approve the risk assessment findings. CC ID 06485 | Audits and risk management | Establish/Maintain Documentation | |
| Include risk responses in the risk management program. CC ID 13195 [Respond to findings from security assessments, monitoring, and audits. 03.11.04 ¶ 1] | Audits and risk management | Establish/Maintain Documentation | |
| Establish, implement, and maintain a supply chain risk management plan. CC ID 14713 [Develop a plan for managing supply chain risks associated with the research and development, design, manufacturing, acquisition, delivery, integration, operations, maintenance, and disposal of the system, system components, or system services. 03.17.01 a. Review and update the supply chain risk management plan [Assignment: organization-defined frequency]. 03.17.01 b.] | Audits and risk management | Establish/Maintain Documentation | |
| Include processes for monitoring and reporting in the supply chain risk management plan. CC ID 15619 | Audits and risk management | Establish/Maintain Documentation | |
| Include dates in the supply chain risk management plan. CC ID 15617 | Audits and risk management | Establish/Maintain Documentation | |
| Include implementation milestones in the supply chain risk management plan. CC ID 15615 | Audits and risk management | Establish/Maintain Documentation | |
| Include roles and responsibilities in the supply chain risk management plan. CC ID 15613 | Audits and risk management | Establish/Maintain Documentation | |
| Include supply chain risk management procedures in the risk management program. CC ID 13190 [Assess the risk (including supply chain risk) of unauthorized disclosure resulting from the processing, storage, or transmission of CUI. 03.11.01 a. Establish a process for identifying and addressing weaknesses or deficiencies in the supply chain elements and processes. 03.17.03 a.] | Audits and risk management | Establish/Maintain Documentation | |
| Disseminate and communicate the supply chain risk management procedures to all interested personnel and affected parties. CC ID 14712 | Audits and risk management | Communicate | |
| Assign key stakeholders to review and approve supply chain risk management procedures. CC ID 13199 | Audits and risk management | Human Resources Management | |
| Establish, implement, and maintain an access control program. CC ID 11702 | Technical security | Establish/Maintain Documentation | |
| Establish, implement, and maintain an access rights management plan. CC ID 00513 | Technical security | Establish/Maintain Documentation | |
| Inventory all user accounts. CC ID 13732 [Define the types of system accounts allowed and prohibited. 03.01.01 a.] | Technical security | Establish/Maintain Documentation | |
| Establish and maintain contact information for user accounts, as necessary. CC ID 15418 | Technical security | Data and Information Management | |
| Control access rights to organizational assets. CC ID 00004 [Restrict access to CUI on system media to authorized personnel or roles. 03.08.02 ¶ 1] | Technical security | Technical Security | |
| Configure access control lists in accordance with organizational standards. CC ID 16465 | Technical security | Configuration | |
| Add all devices requiring access control to the Access Control List. CC ID 06264 | Technical security | Establish/Maintain Documentation | |
| Generate but refrain from storing authenticators or Personal Identification Numbers for systems involved in high risk activities. CC ID 06835 | Technical security | Technical Security | |
| Define roles for information systems. CC ID 12454 [Specify: Group and role membership, and 03.01.01 c.2.] | Technical security | Human Resources Management | |
| Define access needs for each role assigned to an information system. CC ID 12455 | Technical security | Human Resources Management | |
| Define access needs for each system component of an information system. CC ID 12456 | Technical security | Technical Security | |
| Define the level of privilege required for each system component of an information system. CC ID 12457 | Technical security | Technical Security | |
| Establish access rights based on least privilege. CC ID 01411 [Allow only authorized system access for users (or processes acting on behalf of users) that is necessary to accomplish assigned organizational tasks. 03.01.05 a.] | Technical security | Technical Security | |
| Assign user permissions based on job responsibilities. CC ID 00538 [Authorize access to the system based on: Intended system usage. 03.01.01 d.2.] | Technical security | Technical Security | |
| Assign user privileges after they have management sign off. CC ID 00542 | Technical security | Technical Security | |
| Separate processing domains to segregate user privileges and enhance information flow control. CC ID 06767 | Technical security | Configuration | |
| Establish, implement, and maintain lockout procedures or lockout mechanisms to be triggered after a predetermined number of consecutive logon attempts. CC ID 01412 [Enforce a limit of [Assignment: organization-defined number] consecutive invalid logon attempts by a user during a [Assignment: organization-defined time period]. 03.01.08 a. Automatically [Selection (one or more): lock the account or node for an [Assignment: organization-defined time period]; lock the account or node until released by an administrator; delay next logon prompt; notify system administrator; take other action] when the maximum number of unsuccessful attempts is exceeded. 03.01.08 b. Automatically [Selection (one or more): lock the account or node for an [Assignment: organization-defined time period]; lock the account or node until released by an administrator; delay next logon prompt; notify system administrator; take other action] when the maximum number of unsuccessful attempts is exceeded. 03.01.08 b.] | Technical security | Technical Security | |
| Configure the lockout procedure to disregard failed logon attempts after the user is authenticated. CC ID 13822 | Technical security | Configuration | |
| Notify appropriate parties when the maximum number of unsuccessful logon attempts is exceeded. CC ID 17164 [Automatically [Selection (one or more): lock the account or node for an [Assignment: organization-defined time period]; lock the account or node until released by an administrator; delay next logon prompt; notify system administrator; take other action] when the maximum number of unsuccessful attempts is exceeded. 03.01.08 b.] | Technical security | Communicate | |
| Disallow unlocking user accounts absent system administrator approval. CC ID 01413 [Automatically [Selection (one or more): lock the account or node for an [Assignment: organization-defined time period]; lock the account or node until released by an administrator; delay next logon prompt; notify system administrator; take other action] when the maximum number of unsuccessful attempts is exceeded. 03.01.08 b.] | Technical security | Technical Security | |
| Establish, implement, and maintain session lock capabilities. CC ID 01417 [Prevent access to the system by [Selection (one or more): initiating a device lock after [Assignment: organization-defined time period] of inactivity; requiring the user to initiate a device lock before leaving the system unattended]. 03.01.10 a.] | Technical security | Configuration | |
| Limit concurrent sessions according to account type. CC ID 01416 | Technical security | Configuration | |
| Establish session authenticity through Transport Layer Security. CC ID 01627 [Protect the authenticity of communications sessions. 03.13.15 ¶ 1] | Technical security | Technical Security | |
| Configure the "tlsverify" argument to organizational standards. CC ID 14460 | Technical security | Configuration | |
| Configure the "tlscacert" argument to organizational standards. CC ID 14521 | Technical security | Configuration | |
| Configure the "tlscert" argument to organizational standards. CC ID 14520 | Technical security | Configuration | |
| Configure the "tlskey" argument to organizational standards. CC ID 14519 | Technical security | Configuration | |
| Enable access control for objects and users on each system. CC ID 04553 | Technical security | Configuration | |
| Include all system components in the access control system. CC ID 11939 | Technical security | Technical Security | |
| Set access control for objects and users to "deny all" unless explicitly authorized. CC ID 06301 | Technical security | Process or Activity | |
| Enable access control for objects and users to match restrictions set by the system's security classification. CC ID 04850 | Technical security | Technical Security | |
| Enable attribute-based access control for objects and users on information systems. CC ID 16351 | Technical security | Technical Security | |
| Enable role-based access control for objects and users on information systems. CC ID 12458 | Technical security | Technical Security | |
| Include the objects and users subject to access control in the security policy. CC ID 11836 | Technical security | Establish/Maintain Documentation | |
| Assign Information System access authorizations if implementing segregation of duties. CC ID 06323 | Technical security | Establish Roles | |
| Enforce access restrictions for change control. CC ID 01428 [{physical access restriction} Define, document, approve, and enforce physical and logical access restrictions associated with changes to the system. 03.04.05 ¶ 1 {physical access restriction} Define, document, approve, and enforce physical and logical access restrictions associated with changes to the system. 03.04.05 ¶ 1 {physical access restriction} Define, document, approve, and enforce physical and logical access restrictions associated with changes to the system. 03.04.05 ¶ 1] | Technical security | Technical Security | |
| Enforce access restrictions for restricted data. CC ID 01921 | Technical security | Data and Information Management | |
| Permit a limited set of user actions absent identification and authentication. CC ID 04849 | Technical security | Technical Security | |
| Activate third party maintenance accounts and user identifiers, as necessary. CC ID 04262 | Technical security | Technical Security | |
| Establish, implement, and maintain a system use agreement for each information system. CC ID 06500 [Prohibit the use of external systems unless the systems are specifically authorized. 03.01.20 a. Establish the following security requirements to be satisfied on external systems prior to allowing use of or access to those systems by authorized individuals: [Assignment: organization-defined security requirements]. 03.01.20 b.] | Technical security | Establish/Maintain Documentation | |
| Accept and sign the system use agreement before data or system access is enabled. CC ID 06501 | Technical security | Establish/Maintain Documentation | |
| Display a logon banner and appropriate logon message before granting access to the system. CC ID 06770 [{privacy notices} Display a system use notification message with privacy and security notices consistent with applicable CUI rules before granting access to the system. 03.01.09 ¶ 1] | Technical security | Technical Security | |
| Display previous logon information in the logon banner. CC ID 01415 | Technical security | Configuration | |
| Document actions that can be performed on an information system absent identification and authentication of the user. CC ID 06771 | Technical security | Establish/Maintain Documentation | |
| Use automatic equipment identification as a method of connection authentication absent an individual's identification and authentication. CC ID 06964 | Technical security | Technical Security | |
| Control user privileges. CC ID 11665 [{information system} Restrict s="term_primary-noun">privileged accounts on the system to [Assignment: organization-defined personnel or roles]. 03.01.06 a. Specify: Access authorizations (i.e., privileges) for each account. 03.01.01 c.3.] | Technical security | Technical Security | |
| Establish and maintain a list of individuals authorized to perform privileged functions. CC ID 17005 | Technical security | Establish/Maintain Documentation | |
| Review all user privileges, as necessary. CC ID 06784 [Review the privileges assigned to roles or classes of users [Assignment: organization-defined frequency] to validate the need for such privileges. 03.01.05 c. Reassign or remove privileges, as necessary. 03.01.05 d.] | Technical security | Technical Security | |
| Encrypt files and move them to a secure file server when a user account is disabled. CC ID 07065 | Technical security | Configuration | |
| Review each user's access capabilities when their role changes. CC ID 00524 | Technical security | Technical Security | |
| Change authenticators after personnel status changes. CC ID 12284 | Technical security | Human Resources Management | |
| Establish and maintain a Digital Rights Management program. CC ID 07093 | Technical security | Establish/Maintain Documentation | |
| Enable products restricted by Digital Rights Management to be used while offline. CC ID 07094 | Technical security | Technical Security | |
| Establish, implement, and maintain User Access Management procedures. CC ID 00514 | Technical security | Technical Security | |
| Establish, implement, and maintain an authority for access authorization list. CC ID 06782 | Technical security | Establish/Maintain Documentation | |
| Review and approve logical access to all assets based upon organizational policies. CC ID 06641 [Enforce approved authorizations for logical access to CUI and system resources in accordance with applicable access control policies. 03.01.02 ¶ 1 Receive authorization from organizational personnel or roles to assign an individual, group, role, service, or device identifier. 03.05.05 a.] | Technical security | Technical Security | |
| Control the addition and modification of user identifiers, user credentials, or other authenticators. CC ID 00515 [Select and assign an identifier that identifies an individual, group, role, service, or device. 03.05.05 b.] | Technical security | Technical Security | |
| Assign roles and responsibilities for administering user account management. CC ID 11900 | Technical security | Human Resources Management | |
| Automate access control methods, as necessary. CC ID 11838 | Technical security | Technical Security | |
| Automate Access Control Systems, as necessary. CC ID 06854 | Technical security | Technical Security | |
| Refrain from storing logon credentials for third party applications. CC ID 13690 | Technical security | Technical Security | |
| Refrain from allowing user access to identifiers and authenticators used by applications. CC ID 10048 | Technical security | Technical Security | |
| Establish, implement, and maintain user accounts in accordance with the organizational Governance, Risk, and Compliance framework. CC ID 00526 [Define the types of system accounts allowed and prohibited. 03.01.01 a. Create, enable, modify, disable, and remove system accounts in accordance with policy, procedures, prerequisites, and criteria. 03.01.01 b. Create, enable, modify, disable, and remove system accounts in accordance with policy, procedures, prerequisites, and criteria. 03.01.01 b. Create, enable, modify, disable, and remove system accounts in accordance with policy, procedures, prerequisites, and criteria. 03.01.01 b. Create, enable, modify, disable, and remove system accounts in accordance with policy, procedures, prerequisites, and criteria. 03.01.01 b. Disable system accounts when: Significant risks associated with individuals are discovered. 03.01.01 f.5.] | Technical security | Technical Security | |
| Establish, implement, and maintain access control procedures. CC ID 11663 | Technical security | Establish/Maintain Documentation | |
| Grant access to authorized personnel or systems. CC ID 12186 [Authorize access to the system based on: A valid access authorization and 03.01.01 d.1. Authorize access to [Assignment: organization-defined security functions] and [Assignment: organization-defined security-relevant information]. 03.01.05 b.] | Technical security | Configuration | |
| Document approving and granting access in the access control log. CC ID 06786 | Technical security | Establish/Maintain Documentation | |
| Disseminate and communicate the access control log to interested personnel and affected parties. CC ID 16442 | Technical security | Communicate | |
| Include the user identifiers of all personnel who are authorized to access a system in the system record. CC ID 15171 | Technical security | Establish/Maintain Documentation | |
| Include identity information of all personnel who are authorized to access a system in the system record. CC ID 16406 | Technical security | Establish/Maintain Documentation | |
| Include the user's location in the system record. CC ID 16996 | Technical security | Log Management | |
| Include the date and time that access was reviewed in the system record. CC ID 16416 | Technical security | Data and Information Management | |
| Include the date and time that access rights were changed in the system record. CC ID 16415 | Technical security | Establish/Maintain Documentation | |
| Include digital identification procedures in the access control program. CC ID 11841 | Technical security | Technical Security | |
| Disseminate and communicate user identifiers and authenticators using secure communication protocols. CC ID 06791 [{lost authenticators} {compromised authenticators} Establish and implement administrative procedures for initial authenticator distribution; for lost, compromised, or damaged authenticators; and for revoking authenticators. 03.05.12 c.] | Technical security | Data and Information Management | |
| Require proper authentication for user identifiers. CC ID 11785 | Technical security | Technical Security | |
| Assign authentication mechanisms for user account authentication. CC ID 06856 | Technical security | Configuration | |
| Establish and maintain a memorized secret list. CC ID 13791 [{commonly used passwords} Maintain a list of commonly-used, expected, or compromised passwords, and update the list [Assignment: organization-defined frequency] and when organizational passwords are suspected to have been compromised. 03.05.07 a. {commonly used passwords} Verify that passwords are not found on the list of commonly used, expected, or compromised passwords when users create or update passwords. 03.05.07 b.] | Technical security | Establish/Maintain Documentation | |
| Identify and control all network access controls. CC ID 00529 | Technical security | Technical Security | |
| Establish, implement, and maintain a network configuration standard. CC ID 00530 [Establish usage restrictions, configuration requirements, and connection requirements for each type of allowable remote system access. 03.01.12 a.] | Technical security | Establish/Maintain Documentation | |
| Establish, implement, and maintain network segmentation requirements. CC ID 16380 | Technical security | Establish/Maintain Documentation | |
| Enforce the network segmentation requirements. CC ID 16381 | Technical security | Process or Activity | |
| Protect system or device management and control planes from unwanted user plane traffic. CC ID 17063 | Technical security | Technical Security | |
| Ensure the data plane, control plane, and management plane have been segregated according to organizational standards. CC ID 16385 | Technical security | Technical Security | |
| Establish, implement, and maintain a network security policy. CC ID 06440 | Technical security | Establish/Maintain Documentation | |
| Include compliance requirements in the network security policy. CC ID 14205 | Technical security | Establish/Maintain Documentation | |
| Include coordination amongst entities in the network security policy. CC ID 14204 | Technical security | Establish/Maintain Documentation | |
| Include management commitment in the network security policy. CC ID 14203 | Technical security | Establish/Maintain Documentation | |
| Include roles and responsibilities in the network security policy. CC ID 14202 | Technical security | Establish/Maintain Documentation | |
| Include the scope in the network security policy. CC ID 14201 | Technical security | Establish/Maintain Documentation | |
| Include the purpose in the network security policy. CC ID 14200 | Technical security | Establish/Maintain Documentation | |
| Disseminate and communicate the network security policy to interested personnel and affected parties. CC ID 14199 | Technical security | Communicate | |
| Establish, implement, and maintain system and communications protection procedures. CC ID 14052 | Technical security | Establish/Maintain Documentation | |
| Disseminate and communicate the system and communications protection procedures to interested personnel and affected parties. CC ID 14206 | Technical security | Communicate | |
| Establish, implement, and maintain a wireless networking policy. CC ID 06732 [Establish usage restrictions, configuration requirements, and connection requirements for each type of wireless access to the system. 03.01.16 a. Establish usage restrictions, configuration requirements, and connection requirements for each type of wireless access to the system. 03.01.16 a. Authorize each type of wireless access to the system prior to establishing such connections. 03.01.16 b.] | Technical security | Establish/Maintain Documentation | |
| Include usage restrictions for Bluetooth in the wireless networking policy. CC ID 16443 | Technical security | Establish/Maintain Documentation | |
| Maintain up-to-date network diagrams. CC ID 00531 | Technical security | Establish/Maintain Documentation | |
| Include the date of the most recent update on the network diagram. CC ID 14319 | Technical security | Establish/Maintain Documentation | |
| Include virtual systems in the network diagram. CC ID 16324 | Technical security | Data and Information Management | |
| Include the organization's name in the network diagram. CC ID 14318 | Technical security | Establish/Maintain Documentation | |
| Include Internet Protocol addresses in the network diagram. CC ID 16244 | Technical security | Establish/Maintain Documentation | |
| Include Domain Name System names in the network diagram. CC ID 16240 | Technical security | Establish/Maintain Documentation | |
| Accept, by formal signature, the security implications of the network topology. CC ID 12323 | Technical security | Establish/Maintain Documentation | |
| Disseminate and communicate network diagrams to interested personnel and affected parties. CC ID 13137 | Technical security | Communicate | |
| Maintain up-to-date data flow diagrams. CC ID 10059 | Technical security | Establish/Maintain Documentation | |
| Include information flows to third parties in the data flow diagram. CC ID 13185 | Technical security | Establish/Maintain Documentation | |
| Document where data-at-rest and data in transit is encrypted on the data flow diagram. CC ID 16412 | Technical security | Establish/Maintain Documentation | |
| Disseminate and communicate the data flow diagrams to interested personnel and affected parties. CC ID 16407 | Technical security | Communicate | |
| Manage all external network connections. CC ID 11842 [Authorize the connection of mobile devices to the system. 03.01.18 b. Terminate the network connection associated with a communications session at the end of the session or after [Assignment: organization-defined time period] of inactivity. 03.13.09 ¶ 1] | Technical security | Technical Security | |
| Route outbound Internet traffic through a proxy server that supports decrypting network traffic. CC ID 12116 | Technical security | Technical Security | |
| Prevent the insertion of unauthorized network traffic into secure networks. CC ID 17050 | Technical security | Technical Security | |
| Prohibit systems from connecting directly to external networks. CC ID 08709 | Technical security | Configuration | |
| Prohibit systems from connecting directly to internal networks outside the demilitarized zone (DMZ). CC ID 16360 | Technical security | Technical Security | |
| Establish, implement, and maintain a Boundary Defense program. CC ID 00544 [Monitor and control communications at external managed interfaces to the system and key internal managed interfaces within the system. 03.13.01 a. Connect to external systems only through managed interfaces that consist of boundary protection devices arranged in accordance with an organizational security architecture. 03.13.01 c.] | Technical security | Establish/Maintain Documentation | |
| Refrain from disclosing Internet Protocol addresses, routing information, and DNS names, unless necessary. CC ID 11891 | Technical security | Technical Security | |
| Authorize the disclosure of private Internet Protocol addresses and routing information to external entities. CC ID 12034 | Technical security | Communicate | |
| Segregate systems in accordance with organizational standards. CC ID 12546 | Technical security | Technical Security | |
| Implement gateways between security domains. CC ID 16493 | Technical security | Systems Design, Build, and Implementation | |
| Implement resource-isolation mechanisms in organizational networks. CC ID 16438 | Technical security | Technical Security | |
| Segregate servers that contain restricted data or restricted information from direct public access. CC ID 00533 | Technical security | Technical Security | |
| Prevent logical access to dedicated networks from outside the secure areas. CC ID 12310 | Technical security | Technical Security | |
| Design Demilitarized Zones with proper isolation rules. CC ID 00532 | Technical security | Technical Security | |
| Restrict outbound network traffic out of the Demilitarized Zone. CC ID 16881 | Technical security | Technical Security | |
| Restrict inbound network traffic into the Demilitarized Zone. CC ID 01285 | Technical security | Data and Information Management | |
| Restrict inbound network traffic into the Demilitarized Zone to destination addresses within the Demilitarized Zone. CC ID 11998 | Technical security | Technical Security | |
| Restrict inbound Internet traffic within the Demilitarized Zone to system components that provide publicly accessible services, protocols, and ports. CC ID 11993 | Technical security | Technical Security | |
| Segregate applications and databases that contain restricted data or restricted information in an internal network zone. CC ID 01289 [Implement subnetworks for publicly accessible system components that are physically or logically separated from internal networks. 03.13.01 b.] | Technical security | Data and Information Management | |
| Establish, implement, and maintain a network access control standard. CC ID 00546 [Establish usage restrictions, configuration requirements, and connection requirements for each type of allowable remote system access. 03.01.12 a.] | Technical security | Establish/Maintain Documentation | |
| Include assigned roles and responsibilities in the network access control standard. CC ID 06410 | Technical security | Establish Roles | |
| Employ firewalls to secure network connections between networks of different security categorizations. CC ID 16373 | Technical security | Technical Security | |
| Employ firewalls to secure network connections between trusted networks and untrusted networks, as necessary. CC ID 11821 | Technical security | Technical Security | |
| Place firewalls between security domains and between any Demilitarized Zone and internal network zones. CC ID 01274 | Technical security | Configuration | |
| Place firewalls between wireless networks and applications or databases that contain restricted data or restricted information. CC ID 01293 | Technical security | Configuration | |
| Place firewalls between all security domains and between any secure subnet and internal network zones. CC ID 11784 | Technical security | Configuration | |
| Separate the wireless access points and wireless bridges from the wired network via a firewall. CC ID 04588 | Technical security | Technical Security | |
| Include configuration management and rulesets in the network access control standard. CC ID 11845 | Technical security | Establish/Maintain Documentation | |
| Secure the network access control standard against unauthorized changes. CC ID 11920 | Technical security | Establish/Maintain Documentation | |
| Employ centralized management systems to configure and control networks, as necessary. CC ID 12540 | Technical security | Technical Security | |
| Establish, implement, and maintain a firewall and router configuration standard. CC ID 00541 | Technical security | Configuration | |
| Include compensating controls implemented for insecure protocols in the firewall and router configuration standard. CC ID 11948 | Technical security | Establish/Maintain Documentation | |
| Include restricting inbound network traffic in the firewall and router configuration standard. CC ID 11960 | Technical security | Establish/Maintain Documentation | |
| Include restricting outbound network traffic in the firewall and router configuration standard. CC ID 11961 | Technical security | Establish/Maintain Documentation | |
| Include requirements for a firewall at each Internet connection and between any demilitarized zone and the internal network zone in the firewall and router configuration standard. CC ID 12435 | Technical security | Establish/Maintain Documentation | |
| Include network diagrams that identify connections between all subnets and wireless networks in the firewall and router configuration standard. CC ID 12434 | Technical security | Establish/Maintain Documentation | |
| Include network diagrams that identify storage or processing locations of all restricted data in the firewall and router configuration standard. CC ID 12426 | Technical security | Establish/Maintain Documentation | |
| Deny or strictly control wireless traffic to applications or databases that contain restricted data or restricted information. CC ID 11847 | Technical security | Configuration | |
| Include a protocols, ports, applications, and services list in the firewall and router configuration standard. CC ID 00537 [Prohibit or restrict use of the following functions, ports, protocols, connections, and services: [Assignment: organization-defined functions, ports, protocols, connections, and services]. 03.04.06 b.] | Technical security | Establish/Maintain Documentation | |
| Configure network ports to organizational standards. CC ID 14007 | Technical security | Configuration | |
| Include approval of the protocols, ports, applications, and services list in the firewall and router configuration standard. CC ID 12547 | Technical security | Establish/Maintain Documentation | |
| Include the use of protocols above and beyond common information service protocols in the protocols, ports, applications, and services list in the firewall and router configuration standard. CC ID 00539 | Technical security | Establish/Maintain Documentation | |
| Include justifying the use of risky protocols in the protocols, ports, applications, and services list in the firewall and router configuration standard. CC ID 01280 | Technical security | Establish/Maintain Documentation | |
| Document and implement security features for each identified insecure service, protocol, and port in the protocols, ports, applications, and services list. CC ID 12033 | Technical security | Establish/Maintain Documentation | |
| Identify the insecure services, protocols, and ports in the protocols, ports, applications, and services list in the firewall and router configuration. CC ID 12032 [Review the system [Assignment: organization-defined frequency] to identify unnecessary or nonsecure functions, ports, protocols, connections, and services. 03.04.06 c.] | Technical security | Establish/Maintain Documentation | |
| Disseminate and communicate the protocols, ports, applications, and services list to interested personnel and affected parties. CC ID 17089 | Technical security | Communicate | |
| Install and configure firewalls to be enabled on all mobile devices, if possible. CC ID 00550 | Technical security | Configuration | |
| Lock personal firewall configurations to prevent them from being disabled or changed by end users. CC ID 06420 | Technical security | Technical Security | |
| Configure network access and control points to protect restricted information and restricted functions. CC ID 01284 | Technical security | Configuration | |
| Protect data stored at external locations. CC ID 16333 | Technical security | Data and Information Management | |
| Protect the firewall's network connection interfaces. CC ID 01955 | Technical security | Technical Security | |
| Configure firewalls to deny all traffic by default, except explicitly designated traffic. CC ID 00547 [Deny network communications traffic by default, and allow network communications traffic by exception. 03.13.06 ¶ 1] | Technical security | Configuration | |
| Allow local program exceptions on the firewall, as necessary. CC ID 01956 | Technical security | Configuration | |
| Allow remote administration exceptions on the firewall, as necessary. CC ID 01957 | Technical security | Configuration | |
| Allow file sharing exceptions on the firewall, as necessary. CC ID 01958 | Technical security | Configuration | |
| Allow printer sharing exceptions on the firewall, as necessary. CC ID 11849 | Technical security | Configuration | |
| Allow Internet Control Message Protocol exceptions on the firewall, as necessary. CC ID 01959 | Technical security | Configuration | |
| Allow Remote Desktop Connection exceptions on the firewall, as necessary. CC ID 01960 | Technical security | Configuration | |
| Allow UPnP framework exceptions on the firewall, as necessary. CC ID 01961 | Technical security | Configuration | |
| Allow notification exceptions on the firewall, as necessary. CC ID 01962 | Technical security | Configuration | |
| Allow unicast response to multicast or broadcast exceptions on the firewall, as necessary. CC ID 01964 | Technical security | Configuration | |
| Allow protocol port exceptions on the firewall, as necessary. CC ID 01965 | Technical security | Configuration | |
| Allow local port exceptions on the firewall, as necessary. CC ID 01966 | Technical security | Configuration | |
| Establish, implement, and maintain internet protocol address filters on the firewall, as necessary CC ID 01287 | Technical security | Configuration | |
| Establish, implement, and maintain packet filtering requirements. CC ID 16362 | Technical security | Technical Security | |
| Filter packets based on IPv6 header fields. CC ID 17048 | Technical security | Technical Security | |
| Configure firewall filtering to only permit established connections into the network. CC ID 12482 | Technical security | Technical Security | |
| Restrict outbound network traffic from systems that contain restricted data or restricted information. CC ID 01295 | Technical security | Data and Information Management | |
| Filter traffic at firewalls based on application layer attributes. CC ID 17054 | Technical security | Technical Security | |
| Deny direct Internet access to databases that store restricted data or restricted information. CC ID 01271 | Technical security | Data and Information Management | |
| Synchronize and secure all router configuration files. CC ID 01291 | Technical security | Configuration | |
| Synchronize and secure all firewall configuration files. CC ID 11851 | Technical security | Configuration | |
| Configure firewalls to generate an audit log. CC ID 12038 | Technical security | Audits and Risk Management | |
| Configure firewalls to generate an alert when a potential security incident is detected. CC ID 12165 | Technical security | Configuration | |
| Record the configuration rules for network access and control points in the configuration management system. CC ID 12105 | Technical security | Establish/Maintain Documentation | |
| Record the duration of the business need associated with changes to the configuration rules for network access and control points in the configuration management system. CC ID 12107 | Technical security | Establish/Maintain Documentation | |
| Record each individual's name and business need associated with changes to the configuration rules for network access and control points in the configuration management system. CC ID 12106 | Technical security | Establish/Maintain Documentation | |
| Install and configure application layer firewalls for all key web-facing applications. CC ID 01450 | Technical security | Configuration | |
| Update application layer firewalls to the most current version. CC ID 12037 | Technical security | Process or Activity | |
| Enforce information flow control. CC ID 11781 | Technical security | Monitor and Evaluate Occurrences | |
| Establish, implement, and maintain information flow control configuration standards. CC ID 01924 | Technical security | Establish/Maintain Documentation | |
| Require the system to identify and authenticate approved devices before establishing a connection. CC ID 01429 [Uniquely identify and authenticate [Assignment: organization-defined devices or types of devices] before establishing a system connection. 03.05.02 ¶ 1] | Technical security | Testing | |
| Maintain a record of the challenge state during identification and authentication in an automated information exchange. CC ID 06629 | Technical security | Establish/Maintain Documentation | |
| Establish, implement, and maintain information flow control policies inside the system and between interconnected systems. CC ID 01410 [Enforce approved authorizations for controlling the flow of CUI within the system and between connected systems. 03.01.03 ¶ 1] | Technical security | Establish/Maintain Documentation | |
| Define risk tolerance to illicit data flow for each type of information classification. CC ID 01923 | Technical security | Data and Information Management | |
| Establish, implement, and maintain a document printing policy. CC ID 14384 | Technical security | Establish/Maintain Documentation | |
| Include printing to personal printers during a continuity event in the document printing policy. CC ID 14396 | Technical security | Establish/Maintain Documentation | |
| Establish, implement, and maintain information flow procedures. CC ID 04542 | Technical security | Establish/Maintain Documentation | |
| Disclose non-privacy related restricted information after a court makes a determination the information is material to a court case. CC ID 06242 | Technical security | Data and Information Management | |
| Exchange non-privacy related restricted information with approved third parties if the information supports an approved activity. CC ID 06243 | Technical security | Data and Information Management | |
| Establish, implement, and maintain information exchange procedures. CC ID 11782 [Approve and manage the exchange of CUI between the system and other systems using [Selection (one or more): interconnection security agreements; information exchange security agreements; memoranda of understanding or agreement; service-level agreements; user agreements; non-disclosure agreements; other types of agreements]. 03.12.05 a. Approve and manage the exchange of CUI between the system and other systems using [Selection (one or more): interconnection security agreements; information exchange security agreements; memoranda of understanding or agreement; service-level agreements; user agreements; non-disclosure agreements; other types of agreements]. 03.12.05 a.] | Technical security | Establish/Maintain Documentation | |
| Include the connected Information Technology assets in the information exchange procedures. CC ID 17025 | Technical security | Establish/Maintain Documentation | |
| Include connection termination procedures in the information exchange procedures. CC ID 17027 | Technical security | Establish/Maintain Documentation | |
| Include the data sensitivity levels in the information exchange procedures. CC ID 17024 | Technical security | Establish/Maintain Documentation | |
| Include communication requirements in the information exchange procedures. CC ID 17026 | Technical security | Establish/Maintain Documentation | |
| Include roles and responsibilities in the information exchange procedures. CC ID 17023 | Technical security | Establish/Maintain Documentation | |
| Include implementation procedures in the information exchange procedures. CC ID 17022 | Technical security | Establish/Maintain Documentation | |
| Include security controls in the information exchange procedures. CC ID 17021 | Technical security | Establish/Maintain Documentation | |
| Include testing procedures in the information exchange procedures. CC ID 17020 | Technical security | Establish/Maintain Documentation | |
| Include measurement criteria in the information exchange procedures. CC ID 17019 | Technical security | Establish/Maintain Documentation | |
| Include training requirements in the information exchange procedures. CC ID 17017 | Technical security | Establish/Maintain Documentation | |
| Test the information exchange procedures. CC ID 17115 | Technical security | Testing | |
| Perform content sanitization on data-in-transit. CC ID 16512 | Technical security | Data and Information Management | |
| Perform content conversion on data-in-transit. CC ID 16510 | Technical security | Data and Information Management | |
| Protect data from unauthorized access while transmitting between separate parts of the system. CC ID 16499 | Technical security | Data and Information Management | |
| Protect data from modification or loss while transmitting between separate parts of the system. CC ID 04554 | Technical security | Data and Information Management | |
| Protect data from unauthorized disclosure while transmitting between separate parts of the system. CC ID 11859 | Technical security | Data and Information Management | |
| Review and approve information exchange system connections. CC ID 07143 | Technical security | Technical Security | |
| Log issuers who send personal data in cleartext in the transfer audit log. CC ID 12312 | Technical security | Log Management | |
| Establish, implement, and maintain measures to detect and prevent the use of unsafe internet services. CC ID 13104 | Technical security | Technical Security | |
| Refrain from storing restricted data at unsafe Internet services or virtual servers. CC ID 13107 | Technical security | Technical Security | |
| Establish, implement, and maintain whitelists and blacklists of domain names. CC ID 07097 | Technical security | Establish/Maintain Documentation | |
| Deploy sender policy framework records in the organization's Domain Name Servers. CC ID 12183 | Technical security | Configuration | |
| Block uncategorized sites using URL filtering. CC ID 12140 | Technical security | Technical Security | |
| Establish, implement, and maintain whitelists and blacklists of web content. CC ID 15234 | Technical security | Data and Information Management | |
| Establish, implement, and maintain whitelists and blacklists of software. CC ID 11780 [Identify software programs authorized to execute on the system. 03.04.08 a. Review and update the list of authorized software programs [Assignment: organization-defined frequency]. 03.04.08 c.] | Technical security | Establish/Maintain Documentation | |
| Implement information flow control policies when making decisions about information sharing or collaboration. CC ID 10094 | Technical security | Behavior | |
| Secure access to each system component operating system. CC ID 00551 | Technical security | Configuration | |
| Enforce privileged accounts and non-privileged accounts for system access. CC ID 00558 [Require that users (or roles) with privileged accounts use non-privileged accounts when accessing non-security functions or non-security information. 03.01.06 b. Prevent non-privileged users from executing privileged functions. 03.01.07 a.] | Technical security | Technical Security | |
| Control all methods of remote access and teleworking. CC ID 00559 [Authorize each type of remote system access prior to establishing such connections. 03.01.12 b. Authorize the remote execution of privileged commands and remote access to security-relevant information. 03.01.12 d.] | Technical security | Technical Security | |
| Assign virtual escorting to authorized personnel. CC ID 16440 | Technical security | Process or Activity | |
| Establish, implement, and maintain a remote access and teleworking program. CC ID 04545 [Establish usage restrictions, configuration requirements, and connection requirements for each type of allowable remote system access. 03.01.12 a.] | Technical security | Establish/Maintain Documentation | |
| Include information security requirements in the remote access and teleworking program. CC ID 15704 | Technical security | Establish/Maintain Documentation | |
| Refrain from allowing remote users to copy files to remote devices. CC ID 06792 | Technical security | Technical Security | |
| Control remote administration in accordance with organizational standards. CC ID 04459 [Authorize the remote execution of privileged commands and remote access to security-relevant information. 03.01.12 d.] | Technical security | Configuration | |
| Control remote access through a network access control. CC ID 01421 [Route remote access to the system through authorized and managed access control points. 03.01.12 c.] | Technical security | Technical Security | |
| Install and maintain remote control software and other remote control mechanisms on critical systems. CC ID 06371 | Technical security | Configuration | |
| Prohibit remote access to systems processing cleartext restricted data or restricted information. CC ID 12324 | Technical security | Technical Security | |
| Employ multifactor authentication for remote access to the organization's network. CC ID 12505 [Implement multi-factor authentication and replay resistance in the establishment of nonlocal maintenance and diagnostic sessions. 03.07.05 b.] | Technical security | Technical Security | |
| Implement multifactor authentication techniques. CC ID 00561 [{privileged accounts} Implement multi-factor authentication for access to privileged and non-privileged accounts. 03.05.03 ¶ 1] | Technical security | Configuration | |
| Refrain from allowing individuals to self-enroll into multifactor authentication from untrusted devices. CC ID 17173 | Technical security | Technical Security | |
| Implement phishing-resistant multifactor authentication techniques. CC ID 16541 | Technical security | Technical Security | |
| Document and approve requests to bypass multifactor authentication. CC ID 15464 | Technical security | Establish/Maintain Documentation | |
| Limit the source addresses from which remote administration is performed. CC ID 16393 | Technical security | Technical Security | |
| Protect remote access accounts with encryption. CC ID 00562 | Technical security | Configuration | |
| Manage the use of encryption controls and cryptographic controls. CC ID 00570 | Technical security | Technical Security | |
| Employ cryptographic controls that comply with applicable requirements. CC ID 12491 [Implement the following types of cryptography to protect the confidentiality of CUI: [Assignment: organization-defined types of cryptography]. 03.13.11 ¶ 1] | Technical security | Technical Security | |
| Establish, implement, and maintain cryptographic key management procedures. CC ID 00571 [Establish and manage cryptographic keys in the system in accordance with the following key management requirements: [Assignment: organization-defined requirements for key generation, distribution, storage, access, and destruction]. 03.13.10 ¶ 1] | Technical security | Establish/Maintain Documentation | |
| Disseminate and communicate cryptographic key management procedures to interested personnel and affected parties. CC ID 13164 | Technical security | Communicate | |
| Bind keys to each identity. CC ID 12337 | Technical security | Technical Security | |
| Include recommended cryptographic key management procedures for cloud service providers in the cryptographic key management procedures. CC ID 13152 | Technical security | Establish/Maintain Documentation | |
| Include requesting cryptographic key types in the cryptographic key management procedures. CC ID 13151 | Technical security | Establish/Maintain Documentation | |
| Include cryptographic key expiration in the cryptographic key management procedures. CC ID 17079 | Technical security | Establish/Maintain Documentation | |
| Recover encrypted data for lost cryptographic keys, compromised cryptographic keys, or damaged cryptographic keys. CC ID 01301 | Technical security | Data and Information Management | |
| Generate strong cryptographic keys. CC ID 01299 | Technical security | Data and Information Management | |
| Generate unique cryptographic keys for each user. CC ID 12169 | Technical security | Technical Security | |
| Use approved random number generators for creating cryptographic keys. CC ID 06574 | Technical security | Data and Information Management | |
| Implement decryption keys so that they are not linked to user accounts. CC ID 06851 | Technical security | Technical Security | |
| Include the establishment of cryptographic keys in the cryptographic key management procedures. CC ID 06540 | Technical security | Establish/Maintain Documentation | |
| Disseminate and communicate cryptographic keys securely. CC ID 01300 | Technical security | Data and Information Management | |
| Control the input and output of cryptographic keys from a cryptographic module. CC ID 06541 | Technical security | Data and Information Management | |
| Store cryptographic keys securely. CC ID 01298 | Technical security | Data and Information Management | |
| Restrict access to cryptographic keys. CC ID 01297 | Technical security | Data and Information Management | |
| Store cryptographic keys in encrypted format. CC ID 06084 | Technical security | Data and Information Management | |
| Store key-encrypting keys and data-encrypting keys in different locations. CC ID 06085 | Technical security | Technical Security | |
| Include offsite backups of cryptographic keys in the cryptographic key management procedures. CC ID 13127 | Technical security | Establish/Maintain Documentation | |
| Change cryptographic keys in accordance with organizational standards. CC ID 01302 | Technical security | Data and Information Management | |
| Notify interested personnel and affected parties upon cryptographic key supersession. CC ID 17084 | Technical security | Communicate | |
| Destroy cryptographic keys promptly after the retention period. CC ID 01303 | Technical security | Data and Information Management | |
| Control cryptographic keys with split knowledge and dual control. CC ID 01304 | Technical security | Data and Information Management | |
| Prevent the unauthorized substitution of cryptographic keys. CC ID 01305 | Technical security | Data and Information Management | |
| Manage outdated cryptographic keys, compromised cryptographic keys, or revoked cryptographic keys. CC ID 06852 | Technical security | Technical Security | |
| Archive outdated cryptographic keys. CC ID 06884 | Technical security | Data and Information Management | |
| Archive revoked cryptographic keys. CC ID 11819 | Technical security | Data and Information Management | |
| Require key custodians to sign the cryptographic key management policy. CC ID 01308 | Technical security | Establish/Maintain Documentation | |
| Require key custodians to sign the key custodian's roles and responsibilities. CC ID 11820 | Technical security | Human Resources Management | |
| Manage the digital signature cryptographic key pair. CC ID 06576 | Technical security | Data and Information Management | |
| Establish, implement, and maintain requirements for Personal Identity Verification authentication certificates. CC ID 06587 | Technical security | Establish/Maintain Documentation | |
| Establish, implement, and maintain Public Key certificate application procedures. CC ID 07079 | Technical security | Establish/Maintain Documentation | |
| Establish a Registration Authority to support the Public Key Infrastructure. CC ID 15725 | Technical security | Establish Roles | |
| Include the Identification and Authentication of individuals or entities in the Public Key certificate application procedures. CC ID 07080 | Technical security | Establish/Maintain Documentation | |
| Include approving or rejecting Public Key certificate applications in the Public Key certificate application procedure. CC ID 07081 | Technical security | Establish/Maintain Documentation | |
| Include revocation of Public Key certificates in the Public Key certificate procedures. CC ID 07082 | Technical security | Establish/Maintain Documentation | |
| Publish revoked Public Key certificates in the Certificate Revocation List. CC ID 07089 | Technical security | Establish/Maintain Documentation | |
| Establish, implement, and maintain Public Key renewal or rekeying request procedures. CC ID 07083 | Technical security | Establish/Maintain Documentation | |
| Include identification and authentication in Public Key renewal or rekeying request procedures. CC ID 11816 | Technical security | Establish/Maintain Documentation | |
| Issue authentication mechanisms that support the Public Key Infrastructure. CC ID 07092 | Technical security | Technical Security | |
| Establish a Root Certification Authority to support the Public Key Infrastructure. CC ID 07084 | Technical security | Technical Security | |
| Establish, implement, and maintain Public Key certificate procedures. CC ID 07085 | Technical security | Establish/Maintain Documentation | |
| Include signing and issuing Public Key certificates in the Public Key certificate procedures. CC ID 11817 | Technical security | Establish/Maintain Documentation | |
| Include publishing Public Key certificates in the Public Key certificate procedures. CC ID 07087 | Technical security | Establish/Maintain Documentation | |
| Include access to issued Public Key certificates in the Public Key certificate procedures. CC ID 07086 | Technical security | Establish/Maintain Documentation | |
| Connect the Public Key Infrastructure to the organization's identity and access management system. CC ID 07091 | Technical security | Technical Security | |
| Archive Public Key certificate records according to organizational Records Management rules. CC ID 07090 | Technical security | Records Management | |
| Use strong data encryption to transmit in scope data or in scope information, as necessary. CC ID 00564 [Transmit passwords only over cryptographically protected channels. 03.05.07 c.] | Technical security | Technical Security | |
| Ensure restricted data or restricted information are encrypted prior to or at the time of transmission. CC ID 01749 [Implement cryptographic mechanisms to prevent the unauthorized disclosure of CUI during transmission and while in storage. 03.13.08 ¶ 1] | Technical security | Configuration | |
| Configure the encryption strength to be appropriate for the encryption methodology of the cryptographic controls. CC ID 12492 | Technical security | Technical Security | |
| Encrypt traffic over networks with trusted cryptographic keys. CC ID 12490 | Technical security | Technical Security | |
| Authorize transactions of data transmitted over public networks or shared data networks. CC ID 00566 | Technical security | Establish/Maintain Documentation | |
| Treat data messages that do not receive an acknowledgment as never been sent. CC ID 14416 | Technical security | Technical Security | |
| Establish trusted paths to transmit restricted data or restricted information over public networks or wireless networks. CC ID 00568 | Technical security | Technical Security | |
| Protect application services information transmitted over a public network from unauthorized modification. CC ID 12021 | Technical security | Technical Security | |
| Protect application services information transmitted over a public network from unauthorized disclosure. CC ID 12020 | Technical security | Technical Security | |
| Protect application services information transmitted over a public network from contract disputes. CC ID 12019 | Technical security | Technical Security | |
| Protect application services information transmitted over a public network from fraudulent activity. CC ID 12018 | Technical security | Technical Security | |
| Establish, implement, and maintain a malicious code protection program. CC ID 00574 [Configure malicious code protection mechanisms to: Block malicious code, quarantine malicious code, or take other mitigation actions in response to malicious code detection. 03.14.02 c.2. Configure malicious code protection mechanisms to: Block malicious code, quarantine malicious code, or take other mitigation actions in response to malicious code detection. 03.14.02 c.2. Configure malicious code protection mechanisms to: Block malicious code, quarantine malicious code, or take other mitigation actions in response to malicious code detection. 03.14.02 c.2.] | Technical security | Establish/Maintain Documentation | |
| Disseminate and communicate the malicious code protection policy to all interested personnel and affected parties. CC ID 15485 | Technical security | Communicate | |
| Disseminate and communicate the malicious code protection procedures to all interested personnel and affected parties. CC ID 15484 | Technical security | Communicate | |
| Establish, implement, and maintain malicious code protection procedures. CC ID 15483 | Technical security | Establish/Maintain Documentation | |
| Establish, implement, and maintain a malicious code protection policy. CC ID 15478 | Technical security | Establish/Maintain Documentation | |
| Restrict downloading to reduce malicious code attacks. CC ID 04576 | Technical security | Behavior | |
| Install security and protection software, as necessary. CC ID 00575 [{entry points} Implement malicious code protection mechanisms at system entry and exit points to detect and eradicate malicious code. 03.14.02 a.] | Technical security | Configuration | |
| Install and maintain container security solutions. CC ID 16178 | Technical security | Technical Security | |
| Protect systems and devices from fragmentation based attacks and anomalies. CC ID 17058 | Technical security | Technical Security | |
| Protect the system against replay attacks. CC ID 04552 [{privileged accounts} Implement replay-resistant authentication mechanisms for access to privileged and non-privileged accounts. 03.05.04 ¶ 1 Implement multi-factor authentication and replay resistance in the establishment of nonlocal maintenance and diagnostic sessions. 03.07.05 b.] | Technical security | Technical Security | |
| Define and assign roles and responsibilities for malicious code protection. CC ID 15474 | Technical security | Establish Roles | |
| Lock antivirus configurations. CC ID 10047 | Technical security | Configuration | |
| Establish, implement, and maintain a virtual environment and shared resources security program. CC ID 06551 | Technical security | Establish/Maintain Documentation | |
| Establish, implement, and maintain a shared resources management program. CC ID 07096 [Prevent unauthorized and unintended information transfer via shared system resources. 03.13.04 ¶ 1] | Technical security | Establish/Maintain Documentation | |
| Maintain ownership of all shared resources. CC ID 12180 | Technical security | Business Processes | |
| Employ resource-isolation mechanisms in virtual environments. CC ID 12178 | Technical security | Configuration | |
| Establish, implement, and maintain a physical security program. CC ID 11757 | Physical and environmental protection | Establish/Maintain Documentation | |
| Establish, implement, and maintain a facility physical security program. CC ID 00711 | Physical and environmental protection | Establish/Maintain Documentation | |
| Identify and document physical access controls for all physical entry points. CC ID 01637 | Physical and environmental protection | Establish/Maintain Documentation | |
| Control physical access to (and within) the facility. CC ID 01329 [{entry points} Enforce physical access authorizations at entry and exit points to the facility where the system resides by: Controlling ingress and egress with physical access control systems, devices, or guards. 03.10.07 a.2.] | Physical and environmental protection | Physical and Environmental Protection | |
| Establish, implement, and maintain physical access procedures. CC ID 13629 [{entry points} Enforce physical access authorizations at entry and exit points to the facility where the system resides by: Verifying individual physical access authorizations before granting access to the facility and 03.10.07 a.1.] | Physical and environmental protection | Establish/Maintain Documentation | |
| Meet the physical access requirements of disabled individuals, if reasonably possible. CC ID 00419 | Physical and environmental protection | Physical and Environmental Protection | |
| Configure the access control system to grant access only during authorized working hours. CC ID 12325 | Physical and environmental protection | Physical and Environmental Protection | |
| Establish, implement, and maintain a visitor access permission policy. CC ID 06699 | Physical and environmental protection | Establish/Maintain Documentation | |
| Escort visitors within the facility, as necessary. CC ID 06417 [Escort visitors, and control visitor activity. 03.10.07 c.] | Physical and environmental protection | Establish/Maintain Documentation | |
| Check the visitor's stated identity against a provided government issued identification. CC ID 06701 | Physical and environmental protection | Physical and Environmental Protection | |
| Authorize visitors before granting entry to physical areas containing restricted data or restricted information. CC ID 01330 | Physical and environmental protection | Testing | |
| Disseminate and communicate the right of the organization to search visitors while at the facility. CC ID 06702 | Physical and environmental protection | Behavior | |
| Establish, implement, and maintain procedures for changing a visitor's access requirements. CC ID 12048 | Physical and environmental protection | Establish/Maintain Documentation | |
| Maintain and review facility access lists of personnel who have been granted authorized entry to (and within) facilities that contain restricted data or restricted information. CC ID 01436 [{maintenance personnel} Maintain a list of authorized maintenance organizations or personnel. 03.07.06 b. Verify that non-escorted personnel who perform maintenance on the system possess the required access authorizations. 03.07.06 c. Develop, approve, and maintain a list of individuals with authorized access to the facility where the system resides. 03.10.01 a. Review the facility access list [Assignment: organization-defined frequency]. 03.10.01 c. Remove individuals from the facility access list when access is no longer required. 03.10.01 d.] | Physical and environmental protection | Establish/Maintain Documentation | |
| Log the individual's address in the facility access list. CC ID 16921 | Physical and environmental protection | Log Management | |
| Log the contact information for the person authorizing access in the facility access list. CC ID 16920 | Physical and environmental protection | Log Management | |
| Log the organization's name in the facility access list. CC ID 16919 | Physical and environmental protection | Log Management | |
| Log the individual's name in the facility access list. CC ID 16918 | Physical and environmental protection | Log Management | |
| Log the purpose in the facility access list. CC ID 16982 | Physical and environmental protection | Log Management | |
| Log the level of access in the facility access list. CC ID 16975 | Physical and environmental protection | Log Management | |
| Authorize physical access to sensitive areas based on job functions. CC ID 12462 | Physical and environmental protection | Establish/Maintain Documentation | |
| Escort uncleared personnel who need to work in or access controlled access areas. CC ID 00747 [{maintenance personnel} Designate organizational personnel with required access authorizations and technical competence to supervise the maintenance activities of personnel who | Physical and environmental protection | Monitor and Evaluate Occurrences | |
| Establish, implement, and maintain physical identification procedures. CC ID 00713 | Physical and environmental protection | Establish/Maintain Documentation | |
| Disallow opting out of wearing or displaying identification cards or badges. CC ID 13030 | Physical and environmental protection | Human Resources Management | |
| Implement physical identification processes. CC ID 13715 | Physical and environmental protection | Process or Activity | |
| Refrain from using knowledge-based authentication for in-person identity verification. CC ID 13717 | Physical and environmental protection | Process or Activity | |
| Issue photo identification badges to all employees. CC ID 12326 | Physical and environmental protection | Physical and Environmental Protection | |
| Implement operational requirements for card readers. CC ID 02225 | Physical and environmental protection | Testing | |
| Establish, implement, and maintain lost or damaged identification card procedures, as necessary. CC ID 14819 | Physical and environmental protection | Establish/Maintain Documentation | |
| Report lost badges, stolen badges, and broken badges to the Security Manager. CC ID 12334 | Physical and environmental protection | Physical and Environmental Protection | |
| Manage constituent identification inside the facility. CC ID 02215 | Physical and environmental protection | Behavior | |
| Direct each employee to be responsible for their identification card or badge. CC ID 12332 | Physical and environmental protection | Human Resources Management | |
| Manage visitor identification inside the facility. CC ID 11670 | Physical and environmental protection | Physical and Environmental Protection | |
| Issue visitor identification badges to all non-employees. CC ID 00543 | Physical and environmental protection | Behavior | |
| Secure unissued visitor identification badges. CC ID 06712 | Physical and environmental protection | Physical and Environmental Protection | |
| Retrieve visitor identification badges prior to the exit of a visitor from the facility. CC ID 01331 | Physical and environmental protection | Behavior | |
| Include name, date of entry, and validity period on disposable identification cards or badges. CC ID 12331 | Physical and environmental protection | Physical and Environmental Protection | |
| Establish, implement, and maintain identification issuance procedures for identification cards or badges. CC ID 06598 [Issue authorization credentials for facility access. 03.10.01 b.] | Physical and environmental protection | Establish/Maintain Documentation | |
| Record the assigned identification card or badge serial number when issuing an identification card or badge. CC ID 06714 | Physical and environmental protection | Process or Activity | |
| Include error handling controls in identification issuance procedures. CC ID 13709 | Physical and environmental protection | Establish/Maintain Documentation | |
| Include an appeal process in the identification issuance procedures. CC ID 15428 | Physical and environmental protection | Business Processes | |
| Include information security in the identification issuance procedures. CC ID 15425 | Physical and environmental protection | Establish/Maintain Documentation | |
| Include identity proofing processes in the identification issuance procedures. CC ID 06597 | Physical and environmental protection | Process or Activity | |
| Establish, implement, and maintain post-issuance update procedures for identification cards or badges. CC ID 15426 | Physical and environmental protection | Establish/Maintain Documentation | |
| Include an identity registration process in the identification issuance procedures. CC ID 11671 | Physical and environmental protection | Establish/Maintain Documentation | |
| Restrict access to the badge system to authorized personnel. CC ID 12043 | Physical and environmental protection | Physical and Environmental Protection | |
| Enforce dual control for badge assignments. CC ID 12328 | Physical and environmental protection | Physical and Environmental Protection | |
| Enforce dual control for accessing unassigned identification cards or badges. CC ID 12327 | Physical and environmental protection | Physical and Environmental Protection | |
| Refrain from imprinting the company name or company logo on identification cards or badges. CC ID 12282 | Physical and environmental protection | Physical and Environmental Protection | |
| Establish, implement, and maintain identification renewal procedures for identification cards or badges. CC ID 06599 | Physical and environmental protection | Establish/Maintain Documentation | |
| Assign employees the responsibility for controlling their identification badges. CC ID 12333 | Physical and environmental protection | Human Resources Management | |
| Establish, implement, and maintain identification re-issuing procedures for identification cards or badges. CC ID 06596 | Physical and environmental protection | Establish/Maintain Documentation | |
| Charge a fee for replacement of identification cards or badges, as necessary. CC ID 17001 | Physical and environmental protection | Business Processes | |
| Establish, implement, and maintain identification mechanism termination procedures. CC ID 06306 | Physical and environmental protection | Establish/Maintain Documentation | |
| Prevent tailgating through physical entry points. CC ID 06685 | Physical and environmental protection | Physical and Environmental Protection | |
| Use locks to protect against unauthorized physical access. CC ID 06342 | Physical and environmental protection | Physical and Environmental Protection | |
| Use locks with electronic authentication systems or cipher locks, as necessary. CC ID 06650 | Physical and environmental protection | Configuration | |
| Secure unissued access mechanisms. CC ID 06713 [Secure keys, combinations, and other physical access devices. 03.10.07 d.] | Physical and environmental protection | Technical Security | |
| Establish and maintain a visitor log. CC ID 00715 [Escort visitors, and control visitor activity. 03.10.07 c.] | Physical and environmental protection | Log Management | |
| Require all visitors to sign in to the visitor log before the entrance of a visitor to the facility. CC ID 06700 | Physical and environmental protection | Establish/Maintain Documentation | |
| Require all visitors to sign out of the visitor log before the exit of a visitor from the facility. CC ID 06649 | Physical and environmental protection | Behavior | |
| Record the purpose of the visit in the visitor log. CC ID 16917 | Physical and environmental protection | Log Management | |
| Record the visitor's name in the visitor log. CC ID 00557 | Physical and environmental protection | Log Management | |
| Record the visitor's organization in the visitor log. CC ID 12121 | Physical and environmental protection | Log Management | |
| Record the visitor's acceptable access areas in the visitor log. CC ID 12237 | Physical and environmental protection | Log Management | |
| Record the date and time of entry in the visitor log. CC ID 13255 | Physical and environmental protection | Establish/Maintain Documentation | |
| Record the date and time of departure in the visitor log. CC ID 16897 | Physical and environmental protection | Log Management | |
| Record the onsite personnel authorizing physical access for the visitor in the visitor log. CC ID 12466 | Physical and environmental protection | Establish/Maintain Documentation | |
| Record the type of identification used in the visitor log. CC ID 16916 | Physical and environmental protection | Log Management | |
| Retain all records in the visitor log as prescribed by law. CC ID 00572 | Physical and environmental protection | Log Management | |
| Establish, implement, and maintain a physical access log. CC ID 12080 [Review physical access logs [Assignment: organization-defined frequency] and upon occurrence of [Assignment: organization-defined events or potential indications of events]. 03.10.02 b. {entry points} Maintain physical access audit logs for entry or exit points. 03.10.07 b.] | Physical and environmental protection | Establish/Maintain Documentation | |
| Log the entrance of a staff member to a facility or designated rooms within the facility. CC ID 01641 | Physical and environmental protection | Log Management | |
| Store facility access logs in off-site storage. CC ID 06958 | Physical and environmental protection | Log Management | |
| Log the exit of a staff member to a facility or designated rooms within the facility. CC ID 11675 | Physical and environmental protection | Monitor and Evaluate Occurrences | |
| Include the requestor's name in the physical access log. CC ID 16922 | Physical and environmental protection | Log Management | |
| Configure video cameras to cover all physical entry points. CC ID 06302 | Physical and environmental protection | Configuration | |
| Configure video cameras to prevent physical tampering or disablement. CC ID 06303 | Physical and environmental protection | Configuration | |
| Retain video events according to Records Management procedures. CC ID 06304 | Physical and environmental protection | Records Management | |
| Establish, implement, and maintain physical security threat reports. CC ID 02207 | Physical and environmental protection | Establish/Maintain Documentation | |
| Establish, implement, and maintain physical security controls for distributed assets. CC ID 00718 | Physical and environmental protection | Physical and Environmental Protection | |
| Control the transiting and internal distribution or external distribution of assets. CC ID 00963 [Protect and control system media that contain CUI during transport outside of controlled areas. 03.08.05 a.] | Physical and environmental protection | Records Management | |
| Log the transiting, internal distribution, and external distribution of restricted storage media. CC ID 12321 [Document activities associated with the transport of system media that contain CUI. 03.08.05 c.] | Physical and environmental protection | Log Management | |
| Encrypt digital media containing sensitive information during transport outside controlled areas. CC ID 14258 | Physical and environmental protection | Technical Security | |
| Obtain management authorization for restricted storage media transit or distribution from a controlled access area. CC ID 00964 | Physical and environmental protection | Records Management | |
| Use locked containers to transport non-digital media outside of controlled areas. CC ID 14286 | Physical and environmental protection | Physical and Environmental Protection | |
| Transport restricted media using a delivery method that can be tracked. CC ID 11777 | Physical and environmental protection | Business Processes | |
| Restrict physical access to distributed assets. CC ID 11865 [Control physical access to output devices to prevent unauthorized individuals from obtaining access to CUI. 03.10.07 e.] | Physical and environmental protection | Physical and Environmental Protection | |
| House network hardware in lockable rooms or lockable equipment cabinets. CC ID 01873 | Physical and environmental protection | Physical and Environmental Protection | |
| Protect electronic storage media with physical access controls. CC ID 00720 | Physical and environmental protection | Physical and Environmental Protection | |
| Establish, implement, and maintain removable storage media controls. CC ID 06680 [Restrict the use of organization-controlled portable storage devices by authorized individuals on external systems. 03.01.20 d. Restrict or prohibit the use of [Assignment: organization-defined types of system media]. 03.08.07 a.] | Physical and environmental protection | Data and Information Management | |
| Control access to restricted storage media. CC ID 04889 | Physical and environmental protection | Data and Information Management | |
| Physically secure all electronic storage media that store restricted data or restricted information. CC ID 11664 [Physically control and securely store system media that contain CUI. 03.08.01 ¶ 1] | Physical and environmental protection | Physical and Environmental Protection | |
| Separate duplicate originals and backup media from the original electronic storage media. CC ID 00961 | Physical and environmental protection | Records Management | |
| Treat archive media as evidence. CC ID 00960 | Physical and environmental protection | Records Management | |
| Log the transfer of removable storage media. CC ID 12322 | Physical and environmental protection | Log Management | |
| Establish, implement, and maintain storage media access control procedures. CC ID 00959 | Physical and environmental protection | Establish/Maintain Documentation | |
| Require removable storage media be in the custody of an authorized individual. CC ID 12319 | Physical and environmental protection | Behavior | |
| Control the storage of restricted storage media. CC ID 00965 | Physical and environmental protection | Records Management | |
| Store removable storage media containing restricted data or restricted information using electronic media storage cabinets or electronic media storage vaults. CC ID 00717 | Physical and environmental protection | Physical and Environmental Protection | |
| Protect the combinations for all combination locks. CC ID 02199 | Physical and environmental protection | Physical and Environmental Protection | |
| Establish, implement, and maintain electronic media storage container repair guidelines. CC ID 02200 | Physical and environmental protection | Establish/Maintain Documentation | |
| Establish and maintain eavesdropping protection for vaults. CC ID 02231 | Physical and environmental protection | Physical and Environmental Protection | |
| Serialize all removable storage media. CC ID 00949 | Physical and environmental protection | Configuration | |
| Protect distributed assets against theft. CC ID 06799 | Physical and environmental protection | Physical and Environmental Protection | |
| Establish, implement, and maintain asset removal procedures or asset decommissioning procedures. CC ID 04540 [{does not contain} Prevent the removal of system maintenance equipment containing CUI by verifying that there is no CUI on the equipment, sanitizing or destroying the equipment, or retaining the equipment within the facility. 03.07.04 c.] | Physical and environmental protection | Establish/Maintain Documentation | |
| Obtain management approval prior to decommissioning assets. CC ID 17269 | Physical and environmental protection | Business Processes | |
| Prohibit assets from being taken off-site absent prior authorization. CC ID 12027 | Physical and environmental protection | Process or Activity | |
| Establish, implement, and maintain end user computing device security guidelines. CC ID 00719 | Physical and environmental protection | Establish/Maintain Documentation | |
| Establish, implement, and maintain a locking screen saver policy. CC ID 06717 [Prevent access to the system by [Selection (one or more): initiating a device lock after [Assignment: organization-defined time period] of inactivity; requiring the user to initiate a device lock before leaving the system unattended]. 03.01.10 a.] | Physical and environmental protection | Establish/Maintain Documentation | |
| Establish, implement, and maintain mobile device security guidelines. CC ID 04723 [Establish usage restrictions, configuration requirements, and connection requirements for mobile devices. 03.01.18 a.] | Physical and environmental protection | Establish/Maintain Documentation | |
| Include a "Return to Sender" text file on mobile devices. CC ID 17075 | Physical and environmental protection | Process or Activity | |
| Include usage restrictions for untrusted networks in the mobile device security guidelines. CC ID 17076 | Physical and environmental protection | Establish/Maintain Documentation | |
| Require users to refrain from leaving mobile devices unattended. CC ID 16446 | Physical and environmental protection | Business Processes | |
| Include the expectation of data loss in the event of sanitizing the mobile device in the mobile device security guidelines. CC ID 12292 | Physical and environmental protection | Establish/Maintain Documentation | |
| Include legal requirements in the mobile device security guidelines. CC ID 12291 | Physical and environmental protection | Establish/Maintain Documentation | |
| Include the use of privacy filters in the mobile device security guidelines. CC ID 16452 | Physical and environmental protection | Physical and Environmental Protection | |
| Include prohibiting the usage of unapproved application stores in the mobile device security guidelines. CC ID 12290 | Physical and environmental protection | Establish/Maintain Documentation | |
| Include requiring users to create data backups in the mobile device security guidelines. CC ID 12289 | Physical and environmental protection | Establish/Maintain Documentation | |
| Include the definition of mobile devices in the mobile device security guidelines. CC ID 12288 | Physical and environmental protection | Establish/Maintain Documentation | |
| Refrain from responding to unsolicited Personal Identification Number requests. CC ID 12430 | Physical and environmental protection | Physical and Environmental Protection | |
| Wipe information from mobile devices after a predetermined number of unsuccessful logon attempts. CC ID 14242 | Physical and environmental protection | Data and Information Management | |
| Refrain from pairing Bluetooth devices in unsecured areas. CC ID 12429 | Physical and environmental protection | Physical and Environmental Protection | |
| Encrypt information stored on mobile devices. CC ID 01422 [Implement full-device or container-based encryption to protect the confidentiality of CUI on mobile devices. 03.01.18 c.] | Physical and environmental protection | Data and Information Management | |
| Establish, implement, and maintain asset return procedures. CC ID 04537 | Physical and environmental protection | Establish/Maintain Documentation | |
| Require the return of all assets upon notification an individual is terminated. CC ID 06679 [When individual employment is terminated: Retrieve security-related system property. 03.09.02 a.3.] | Physical and environmental protection | Behavior | |
| Prohibit the unauthorized remote activation of collaborative computing devices. CC ID 06768 [Prohibit the remote activation of collaborative computing devices and applications with the following exceptions: [Assignment: organization-defined exceptions where remote activation is to be allowed]. 03.13.12 a.] | Physical and environmental protection | Technical Security | |
| Indicate the active use of collaborative computing devices to users physically present at the device. CC ID 10647 [Provide an explicit indication of use to users physically present at the devices. 03.13.12 b.] | Physical and environmental protection | Technical Security | |
| Install and protect network cabling. CC ID 08624 | Physical and environmental protection | Physical and Environmental Protection | |
| Control physical access to network cables. CC ID 00723 [Control physical access to system distribution and transmission lines within organizational facilities. 03.10.08 ¶ 1] | Physical and environmental protection | Process or Activity | |
| Establish, implement, and maintain a business continuity program. CC ID 13210 | Operational and Systems Continuity | Establish/Maintain Documentation | |
| Establish, implement, and maintain system continuity plan strategies. CC ID 00735 | Operational and Systems Continuity | Establish/Maintain Documentation | |
| Include technical preparation considerations for backup operations in the continuity plan. CC ID 01250 | Operational and Systems Continuity | Establish/Maintain Documentation | |
| Perform backup procedures for in scope systems. CC ID 11692 | Operational and Systems Continuity | Process or Activity | |
| Encrypt backup data. CC ID 00958 [Implement cryptographic mechanisms to prevent the unauthorized disclosure of CUI at backup storage locations. 03.08.09 b.] | Operational and Systems Continuity | Configuration | |
| Establish, implement, and maintain a pandemic plan. CC ID 13214 | Operational and Systems Continuity | Establish/Maintain Documentation | |
| Include alternate work locations in the pandemic plan. CC ID 14376 [Determine alternate work sites allowed for use by employees. 03.10.06 a.] | Operational and Systems Continuity | Establish/Maintain Documentation | |
| Prepare the alternate facility for an emergency offsite relocation. CC ID 00744 | Operational and Systems Continuity | Systems Continuity | |
| Configure the alternate facility to meet the least needed operational capabilities. CC ID 01395 [Employ the following security requirements at alternate work sites: [Assignment: organization-defined security requirements]. 03.10.06 b.] | Operational and Systems Continuity | Configuration | |
| Define and assign workforce roles and responsibilities. CC ID 13267 [Define and document user roles and responsibilities with regard to external system services, including shared responsibilities with external service providers. 03.16.03 b.] | Human Resources management | Human Resources Management | |
| Establish, implement, and maintain cybersecurity roles and responsibilities. CC ID 13201 | Human Resources management | Human Resources Management | |
| Assign roles and responsibilities for physical security, as necessary. CC ID 13113 | Human Resources management | Establish Roles | |
| Document the use of external experts. CC ID 16263 | Human Resources management | Human Resources Management | |
| Define and assign roles and responsibilities for the biometric system. CC ID 17004 | Human Resources management | Human Resources Management | |
| Define and assign roles and responsibilities for those involved in risk management. CC ID 13660 | Human Resources management | Human Resources Management | |
| Include the management structure in the duties and responsibilities for risk management. CC ID 13665 | Human Resources management | Human Resources Management | |
| Assign the roles and responsibilities for the change control program. CC ID 13118 | Human Resources management | Human Resources Management | |
| Identify and define all critical roles. CC ID 00777 | Human Resources management | Establish Roles | |
| Assign cybersecurity reporting responsibilities to qualified personnel. CC ID 12739 | Human Resources management | Establish Roles | |
| Assign responsibility for cyber threat intelligence. CC ID 12746 | Human Resources management | Human Resources Management | |
| Assign the role of security management to applicable controls. CC ID 06444 | Human Resources management | Establish Roles | |
| Assign the role of security leader to keep up to date on the latest threats. CC ID 12112 | Human Resources management | Human Resources Management | |
| Define and assign the data processor's roles and responsibilities. CC ID 12607 | Human Resources management | Human Resources Management | |
| Assign the data processor to assist the data controller in implementing security controls. CC ID 12677 | Human Resources management | Human Resources Management | |
| Assign the data processor to notify the data controller when personal data processing could infringe on regulations. CC ID 12617 | Human Resources management | Communicate | |
| Define and assign the data controller's roles and responsibilities. CC ID 00471 | Human Resources management | Establish Roles | |
| Assign the role of data controller to be the Point of Contact for the supervisory authority. CC ID 12616 | Human Resources management | Human Resources Management | |
| Assign the role of the Data Controller to cooperate with the supervisory authority. CC ID 12615 | Human Resources management | Human Resources Management | |
| Assign the data controller to facilitate the exercise of the data subject's rights. CC ID 12666 | Human Resources management | Human Resources Management | |
| Assign the role of data controller to applicable controls. CC ID 00354 | Human Resources management | Establish Roles | |
| Assign the role of data controller to provide advice, when requested. CC ID 12611 | Human Resources management | Human Resources Management | |
| Assign the role of data controller to additional personnel, as necessary. CC ID 00473 | Human Resources management | Establish Roles | |
| Assign the role of Information Technology operations to applicable controls. CC ID 00682 | Human Resources management | Establish Roles | |
| Assign the role of logical access control to applicable controls. CC ID 00772 | Human Resources management | Establish Roles | |
| Assign the role of asset physical security to applicable controls. CC ID 00770 | Human Resources management | Establish Roles | |
| Assign the role of data custodian to applicable controls. CC ID 04789 | Human Resources management | Establish Roles | |
| Assign the role of the Quality Management committee to applicable controls. CC ID 00769 | Human Resources management | Establish Roles | |
| Assign interested personnel to the Quality Management committee. CC ID 07193 | Human Resources management | Establish Roles | |
| Assign the roles and responsibilities for the asset management system. CC ID 14368 | Human Resources management | Establish/Maintain Documentation | |
| Assign personnel to a crime prevention unit and announce the members of the unit. CC ID 06348 | Human Resources management | Establish Roles | |
| Assign the role of fire protection management to applicable controls. CC ID 04891 | Human Resources management | Establish Roles | |
| Assign the role of Information Technology Service Continuity Management to applicable controls. CC ID 04894 | Human Resources management | Establish Roles | |
| Assign the role of the Computer Emergency Response Team to applicable controls. CC ID 04895 | Human Resources management | Establish Roles | |
| Assign the role of CRYPTO custodian to applicable controls. CC ID 06723 | Human Resources management | Establish Roles | |
| Define and assign the roles and responsibilities of security guards. CC ID 12543 | Human Resources management | Human Resources Management | |
| Define and assign roles and responsibilities for dispute resolution. CC ID 13626 | Human Resources management | Human Resources Management | |
| Define and assign the roles for Legal Support Workers. CC ID 13711 | Human Resources management | Human Resources Management | |
| Establish, implement, and maintain a personnel management program. CC ID 14018 | Human Resources management | Establish/Maintain Documentation | |
| Establish, implement, and maintain a personnel security program. CC ID 10628 | Human Resources management | Establish/Maintain Documentation | |
| Perform personnel screening procedures, as necessary. CC ID 11763 [Screen individuals prior to authorizing access to the system. 03.09.01 a. Rescreen individuals in accordance with [Assignment: organization-defined conditions requiring rescreening]. 03.09.01 b.] | Human Resources management | Human Resources Management | |
| Establish, implement, and maintain personnel status change and termination procedures. CC ID 06549 | Human Resources management | Establish/Maintain Documentation | |
| Notify all interested personnel and affected parties when personnel status changes or an individual is terminated. CC ID 06677 [Notify account managers and designated personnel or roles within: [Assignment: organization-defined time period] when accounts are no longer required. 03.01.01 g.1. Notify account managers and designated personnel or roles within: [Assignment: organization-defined time period] when users are terminated or transferred. 03.01.01 g.2. Notify account managers and designated personnel or roles within: [Assignment: organization-defined time period] when system usage or the need-to-know changes for an individual. 03.01.01 g.3.] | Human Resources management | Behavior | |
| Establish and maintain the staff structure in line with the strategic plan. CC ID 00764 | Human Resources management | Establish Roles | |
| Establish, implement, and maintain segregation of duties compensating controls if segregation of duties is not practical. CC ID 06960 | Human Resources management | Technical Security | |
| Train all personnel and third parties, as necessary. CC ID 00785 [Train authorized individuals to ensure that publicly accessible information does not contain CUI. 03.01.22 a.] | Human Resources management | Behavior | |
| Provide new hires limited network access to complete computer-based training. CC ID 17008 | Human Resources management | Training | |
| Establish, implement, and maintain an education methodology. CC ID 06671 | Human Resources management | Business Processes | |
| Support certification programs as viable training programs. CC ID 13268 | Human Resources management | Human Resources Management | |
| Include evidence of experience in applications for professional certification. CC ID 16193 | Human Resources management | Establish/Maintain Documentation | |
| Include supporting documentation in applications for professional certification. CC ID 16195 | Human Resources management | Establish/Maintain Documentation | |
| Submit applications for professional certification. CC ID 16192 | Human Resources management | Training | |
| Retrain all personnel, as necessary. CC ID 01362 [{security training} Provide security literacy training to system users: When required by system changes or following [Assignment: organization-defined events], and 03.02.01 a.2. Provide role-based security training to organizational personnel: When required by system changes or following [Assignment: organization-defined events]. 03.02.02 a.2.] | Human Resources management | Behavior | |
| Tailor training to meet published guidance on the subject being taught. CC ID 02217 | Human Resources management | Behavior | |
| Tailor training to be taught at each person's level of responsibility. CC ID 06674 [Provide role-based security training to organizational personnel: Before authorizing access to the system or CUI, before performing assigned duties, and [Assignment: organization-defined frequency] thereafter 03.02.02 a.1.] | Human Resources management | Behavior | |
| Conduct cross-training or staff backup training to minimize dependency on critical individuals. CC ID 00786 | Human Resources management | Behavior | |
| Use automated mechanisms in the training environment, where appropriate. CC ID 06752 | Human Resources management | Behavior | |
| Hire third parties to conduct training, as necessary. CC ID 13167 | Human Resources management | Human Resources Management | |
| Review the current published guidance and awareness and training programs. CC ID 01245 [Review and update incident response training content [Assignment: organization-defined frequency] and following [Assignment: organization-defined events]. 03.06.04 b.] | Human Resources management | Establish/Maintain Documentation | |
| Establish, implement, and maintain training plans. CC ID 00828 | Human Resources management | Establish/Maintain Documentation | |
| Approve training plans, as necessary. CC ID 17193 | Human Resources management | Training | |
| Include prevention techniques in training regarding diseases or sicknesses. CC ID 14387 | Human Resources management | Training | |
| Include the concept of disease clusters when training to recognize conditions of diseases or sicknesses. CC ID 14386 | Human Resources management | Training | |
| Develop or acquire content to update the training plans. CC ID 12867 [Update security literacy training content [Assignment: organization-defined frequency] and following [Assignment: organization-defined events]. 03.02.01 b. Update role-based training content [Assignment: organization-defined frequency] and following [Assignment: organization-defined events]. 03.02.02 b.] | Human Resources management | Training | |
| Establish, implement, and maintain a list of tasks to include in the training plan. CC ID 17101 | Human Resources management | Training | |
| Designate training facilities in the training plan. CC ID 16200 | Human Resources management | Training | |
| Include portions of the visitor control program in the training plan. CC ID 13287 | Human Resources management | Establish/Maintain Documentation | |
| Include ethical culture in the security awareness program. CC ID 12801 | Human Resources management | Human Resources Management | |
| Include insider threats in the security awareness program. CC ID 16963 | Human Resources management | Training | |
| Include in scope external requirements in the training plan, as necessary. CC ID 13041 | Human Resources management | Training | |
| Include duties and responsibilities in the training plan, as necessary. CC ID 12800 | Human Resources management | Human Resources Management | |
| Conduct bespoke roles and responsibilities training, as necessary. CC ID 13192 | Human Resources management | Training | |
| Include risk management in the security awareness program. CC ID 13040 | Human Resources management | Training | |
| Conduct Archives and Records Management training. CC ID 00975 | Human Resources management | Behavior | |
| Conduct personal data processing training. CC ID 13757 | Human Resources management | Training | |
| Include in personal data processing training how to provide the contact information for the categories of personal data the organization may disclose. CC ID 13758 | Human Resources management | Training | |
| Include cloud security in the security awareness program. CC ID 13039 | Human Resources management | Training | |
| Establish, implement, and maintain a security awareness program. CC ID 11746 | Human Resources management | Establish/Maintain Documentation | |
| Complete security awareness training prior to being granted access to information systems or data. CC ID 17009 | Human Resources management | Training | |
| Establish, implement, and maintain a security awareness and training policy. CC ID 14022 | Human Resources management | Establish/Maintain Documentation | |
| Include compliance requirements in the security awareness and training policy. CC ID 14092 | Human Resources management | Establish/Maintain Documentation | |
| Include coordination amongst entities in the security awareness and training policy. CC ID 14091 | Human Resources management | Establish/Maintain Documentation | |
| Establish, implement, and maintain security awareness and training procedures. CC ID 14054 | Human Resources management | Establish/Maintain Documentation | |
| Disseminate and communicate the security awareness and training procedures to interested personnel and affected parties. CC ID 14138 | Human Resources management | Communicate | |
| Include management commitment in the security awareness and training policy. CC ID 14049 | Human Resources management | Establish/Maintain Documentation | |
| Include roles and responsibilities in the security awareness and training policy. CC ID 14048 | Human Resources management | Establish/Maintain Documentation | |
| Include the scope in the security awareness and training policy. CC ID 14047 | Human Resources management | Establish/Maintain Documentation | |
| Include the purpose in the security awareness and training policy. CC ID 14045 | Human Resources management | Establish/Maintain Documentation | |
| Include configuration management procedures in the security awareness program. CC ID 13967 | Human Resources management | Establish/Maintain Documentation | |
| Include media protection in the security awareness program. CC ID 16368 | Human Resources management | Training | |
| Document security awareness requirements. CC ID 12146 | Human Resources management | Establish/Maintain Documentation | |
| Include safeguards for information systems in the security awareness program. CC ID 13046 | Human Resources management | Establish/Maintain Documentation | |
| Include identity and access management in the security awareness program. CC ID 17013 | Human Resources management | Training | |
| Include the encryption process in the security awareness program. CC ID 17014 | Human Resources management | Training | |
| Include security policies and security standards in the security awareness program. CC ID 13045 | Human Resources management | Establish/Maintain Documentation | |
| Include physical security in the security awareness program. CC ID 16369 | Human Resources management | Training | |
| Include data management in the security awareness program. CC ID 17010 | Human Resources management | Training | |
| Include e-mail and electronic messaging in the security awareness program. CC ID 17012 | Human Resources management | Training | |
| Include mobile device security guidelines in the security awareness program. CC ID 11803 | Human Resources management | Establish/Maintain Documentation | |
| Include updates on emerging issues in the security awareness program. CC ID 13184 | Human Resources management | Training | |
| Include cybersecurity in the security awareness program. CC ID 13183 | Human Resources management | Training | |
| Include implications of non-compliance in the security awareness program. CC ID 16425 | Human Resources management | Training | |
| Include social networking in the security awareness program. CC ID 17011 | Human Resources management | Training | |
| Include the acceptable use policy in the security awareness program. CC ID 15487 | Human Resources management | Training | |
| Include training based on the participants' level of responsibility and access level in the security awareness program. CC ID 11802 | Human Resources management | Establish/Maintain Documentation | |
| Include a requirement to train all new hires and interested personnel in the security awareness program. CC ID 11800 [{security training} Provide security literacy training to system users: As part of initial training for new users and [Assignment: organization-defined frequency] thereafter, 03.02.01 a.1.] | Human Resources management | Establish/Maintain Documentation | |
| Include remote access in the security awareness program. CC ID 13892 | Human Resources management | Establish/Maintain Documentation | |
| Document the goals of the security awareness program. CC ID 12145 | Human Resources management | Establish/Maintain Documentation | |
| Compare current security awareness assessment reports to the security awareness baseline. CC ID 12150 | Human Resources management | Establish/Maintain Documentation | |
| Establish and maintain management's commitment to supporting the security awareness program. CC ID 12151 | Human Resources management | Human Resources Management | |
| Establish and maintain a steering committee to guide the security awareness program. CC ID 12149 | Human Resources management | Human Resources Management | |
| Document the scope of the security awareness program. CC ID 12148 | Human Resources management | Establish/Maintain Documentation | |
| Establish, implement, and maintain a security awareness baseline. CC ID 12147 | Human Resources management | Establish/Maintain Documentation | |
| Encourage interested personnel to obtain security certification. CC ID 11804 | Human Resources management | Human Resources Management | |
| Disseminate and communicate the security awareness program to all interested personnel and affected parties. CC ID 00823 | Human Resources management | Behavior | |
| Train all personnel and third parties on how to recognize and report security incidents. CC ID 01211 [{security training} Provide security literacy training to system users: On recognizing and reporting indicators of insider threat, social engineering, and social mining. 03.02.01 a.3.] | Human Resources management | Behavior | |
| Train all personnel and third parties on how to recognize and report system failures. CC ID 13475 | Human Resources management | Training | |
| Require personnel to acknowledge, through writing their signature, that they have read and understand the organization's security policies. CC ID 01363 | Human Resources management | Establish/Maintain Documentation | |
| Establish, implement, and maintain an environmental management system awareness program. CC ID 15200 | Human Resources management | Establish/Maintain Documentation | |
| Conduct tampering prevention training. CC ID 11875 | Human Resources management | Training | |
| Include the mandate to refrain from installing, refrain from replacing, and refrain from returning any asset absent verification in the tampering prevention training. CC ID 11877 | Human Resources management | Training | |
| Include how to identify and authenticate third parties claiming to be maintenance personnel in the tampering prevention training. CC ID 11876 | Human Resources management | Training | |
| Include how to report tampering and unauthorized substitution in the tampering prevention training. CC ID 11879 | Human Resources management | Training | |
| Include how to prevent physical tampering in the tampering prevention training. CC ID 11878 | Human Resources management | Training | |
| Include procedures on how to inspect devices in the tampering prevention training. CC ID 11990 | Human Resources management | Training | |
| Train interested personnel and affected parties to collect digital forensic evidence. CC ID 08658 | Human Resources management | Training | |
| Conduct crime prevention training. CC ID 06350 | Human Resources management | Behavior | |
| Establish, implement, and maintain an occupational health and safety management system. CC ID 16201 | Human Resources management | Business Processes | |
| Establish, implement, and maintain an occupational health and safety policy. CC ID 00716 | Human Resources management | Establish/Maintain Documentation | |
| Establish, implement, and maintain a travel program for all personnel. CC ID 10597 | Human Resources management | Human Resources Management | |
| Issue devices with secure configurations to individuals traveling to locations deemed to be of risk. CC ID 10598 [Issue systems or system components with the following configurations to individuals traveling to high-risk locations: [Assignment: organization-defined system configurations]. 03.04.12 a.] | Human Resources management | Configuration | |
| Establish, implement, and maintain a Governance, Risk, and Compliance framework. CC ID 01406 | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain an information security program. CC ID 00812 | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain the Acceptable Use Policy. CC ID 01350 [Establish rules that describe the responsibilities and expected behavior for system usage and protecting CUI. 03.15.03 a. Review and update the rules of behavior [Assignment: organization-defined frequency]. 03.15.03 d.] | Operational management | Establish/Maintain Documentation | |
| Include that explicit management authorization must be given for the use of all technologies and their documentation in the Acceptable Use Policy. CC ID 01351 [Authorize, monitor, and control the use of mobile code. 03.13.13 b.] | Operational management | Establish/Maintain Documentation | |
| Include requiring users to protect restricted data in accordance with the Governance, Risk, and Compliance framework in the Acceptable Use Policy. CC ID 11894 | Operational management | Establish/Maintain Documentation | |
| Include Bring Your Own Device agreements in the Acceptable Use Policy. CC ID 15703 | Operational management | Establish/Maintain Documentation | |
| Include the obligations of users in the Bring Your Own Device agreement. CC ID 15708 | Operational management | Establish/Maintain Documentation | |
| Include the rights of the organization in the Bring Your Own Device agreement. CC ID 15707 | Operational management | Establish/Maintain Documentation | |
| Include the circumstances in which the organization may confiscate, audit, or inspect assets in the Bring Your Own Device agreement. CC ID 15706 | Operational management | Establish/Maintain Documentation | |
| Include the circumstances in which the organization may manage assets in the Bring Your Own Device agreement. CC ID 15705 | Operational management | Establish/Maintain Documentation | |
| Include Bring Your Own Device usage in the Acceptable Use Policy. CC ID 12293 | Operational management | Establish/Maintain Documentation | |
| Include a web usage policy in the Acceptable Use Policy. CC ID 16496 | Operational management | Establish/Maintain Documentation | |
| Include Bring Your Own Device security guidelines in the Acceptable Use Policy. CC ID 01352 | Operational management | Establish/Maintain Documentation | |
| Include asset tags in the Acceptable Use Policy. CC ID 01354 | Operational management | Establish/Maintain Documentation | |
| Specify the owner of applicable assets in the Acceptable Use Policy. CC ID 15699 | Operational management | Establish/Maintain Documentation | |
| Include asset use policies in the Acceptable Use Policy. CC ID 01355 [Establish usage restrictions, configuration requirements, and connection requirements for mobile devices. 03.01.18 a. Define acceptable mobile code and mobile code technologies. 03.13.13 a.] | Operational management | Establish/Maintain Documentation | |
| Include authority for access authorization lists for assets in all relevant Acceptable Use Policies. CC ID 11872 | Operational management | Establish/Maintain Documentation | |
| Include access control mechanisms in the Acceptable Use Policy. CC ID 01353 | Operational management | Establish/Maintain Documentation | |
| Include temporary activation of remote access technologies for third parties in the Acceptable Use Policy. CC ID 11892 | Operational management | Technical Security | |
| Include prohibiting the copying or moving of restricted data from its original source onto local hard drives or removable storage media in the Acceptable Use Policy. CC ID 11893 | Operational management | Establish/Maintain Documentation | |
| Include a removable storage media use policy in the Acceptable Use Policy. CC ID 06772 | Operational management | Data and Information Management | |
| Correlate the Acceptable Use Policy with the network security policy. CC ID 01356 | Operational management | Establish/Maintain Documentation | |
| Include appropriate network locations for each technology in the Acceptable Use Policy. CC ID 11881 | Operational management | Establish/Maintain Documentation | |
| Correlate the Acceptable Use Policy with the approved product list. CC ID 01357 | Operational management | Establish/Maintain Documentation | |
| Include facility access and facility use in the Acceptable Use Policy. CC ID 06441 | Operational management | Establish/Maintain Documentation | |
| Include usage restrictions in the Acceptable Use Policy. CC ID 15311 | Operational management | Establish/Maintain Documentation | |
| Include a software installation policy in the Acceptable Use Policy. CC ID 06749 | Operational management | Establish/Maintain Documentation | |
| Document idle session termination and logout for remote access technologies in the Acceptable Use Policy. CC ID 12472 | Operational management | Establish/Maintain Documentation | |
| Disseminate and communicate the Acceptable Use Policy to all interested personnel and affected parties. CC ID 12431 [Provide rules to individuals who require access to the system. 03.15.03 b.] | Operational management | Communicate | |
| Require interested personnel and affected parties to sign Acceptable Use Policies. CC ID 06661 [Receive a documented acknowledgement from individuals indicating that they have read, understand, and agree to abide by the rules of behavior before authorizing access to CUI and the system. 03.15.03 c.] | Operational management | Establish/Maintain Documentation | |
| Require interested personnel and affected parties to re-sign Acceptable Use Policies, as necessary. CC ID 06663 | Operational management | Establish/Maintain Documentation | |
| Protect policies, standards, and procedures from unauthorized modification or disclosure. CC ID 10603 [Protect the incident response plan from unauthorized disclosure. 03.06.05 d. Protect the system security plan from unauthorized disclosure. 03.15.02 c. Protect the supply chain risk management plan from unauthorized disclosure. 03.17.01 c.] | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain nondisclosure agreements. CC ID 04536 [Approve and manage the exchange of CUI between the system and other systems using [Selection (one or more): interconnection security agreements; information exchange security agreements; memoranda of understanding or agreement; service-level agreements; user agreements; non-disclosure agreements; other types of agreements]. 03.12.05 a.] | Operational management | Establish/Maintain Documentation | |
| Disseminate and communicate nondisclosure agreements to interested personnel and affected parties. CC ID 16191 | Operational management | Communicate | |
| Require interested personnel and affected parties to sign nondisclosure agreements. CC ID 06667 | Operational management | Establish/Maintain Documentation | |
| Require interested personnel and affected parties to re-sign nondisclosure agreements, as necessary. CC ID 06669 | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain an Asset Management program. CC ID 06630 | Operational management | Business Processes | |
| Establish, implement, and maintain an asset inventory. CC ID 06631 [Develop and document an inventory of system components. 03.04.10 a. Review and update the system component inventory [Assignment: organization-defined frequency]. 03.04.10 b. Update the system component inventory as part of installations, removals, and system updates. 03.04.10 c.] | Operational management | Business Processes | |
| Establish, implement, and maintain an Information Technology inventory with asset discovery audit trails. CC ID 00689 | Operational management | Establish/Maintain Documentation | |
| Include all account types in the Information Technology inventory. CC ID 13311 | Operational management | Establish/Maintain Documentation | |
| Include each Information System's system boundaries in the Information Technology inventory. CC ID 00695 | Operational management | Systems Design, Build, and Implementation | |
| Identify processes, Information Systems, and third parties that transmit, process, or store restricted data. CC ID 06289 | Operational management | Data and Information Management | |
| Include each Information System's major applications in the Information Technology inventory. CC ID 01407 | Operational management | Establish/Maintain Documentation | |
| Categorize all major applications according to the business information they process. CC ID 07182 | Operational management | Establish/Maintain Documentation | |
| Document the resources, hazards, and Evaluation Assurance Levels for each major application. CC ID 01164 | Operational management | Establish/Maintain Documentation | |
| Include the General Support Systems and security support structure in the Information Technology inventory. CC ID 01408 | Operational management | Establish/Maintain Documentation | |
| Include each Information System's minor applications in the Information Technology inventory. CC ID 01409 | Operational management | Establish/Maintain Documentation | |
| Conduct environmental surveys. CC ID 00690 | Operational management | Physical and Environmental Protection | |
| Categorize facilities in the Information Technology inventory according to their environmental risks. CC ID 06729 | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain a hardware asset inventory. CC ID 00691 | Operational management | Establish/Maintain Documentation | |
| Include network equipment in the Information Technology inventory. CC ID 00693 | Operational management | Establish/Maintain Documentation | |
| Include mobile devices that store restricted data or restricted information in the Information Technology inventory. CC ID 04719 | Operational management | Establish/Maintain Documentation | |
| Include interconnected systems and Software as a Service in the Information Technology inventory. CC ID 04885 | Operational management | Process or Activity | |
| Include software in the Information Technology inventory. CC ID 00692 | Operational management | Establish/Maintain Documentation | |
| Establish and maintain a list of authorized software and versions required for each system. CC ID 12093 | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain a storage media inventory. CC ID 00694 | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain a records inventory and database inventory. CC ID 01260 | Operational management | Establish/Maintain Documentation | |
| Add inventoried assets to the asset register database, as necessary. CC ID 07051 | Operational management | Establish/Maintain Documentation | |
| Organize the asset register database by grouping objects according to an organizational information classification standard. CC ID 07181 | Operational management | Establish/Maintain Documentation | |
| Use automated tools to collect Information Technology inventory information, as necessary. CC ID 07054 | Operational management | Technical Security | |
| Link the authentication system to the asset inventory. CC ID 13718 | Operational management | Technical Security | |
| Record a unique name for each asset in the asset inventory. CC ID 16305 | Operational management | Data and Information Management | |
| Record the decommission date for applicable assets in the asset inventory. CC ID 14920 | Operational management | Establish/Maintain Documentation | |
| Record the status of information systems in the asset inventory. CC ID 16304 | Operational management | Data and Information Management | |
| Record the communication interfaces for applicable assets in the asset inventory. CC ID 16301 | Operational management | Data and Information Management | |
| Record the Uniform Resource Locator for applicable assets in the asset inventory. CC ID 14918 | Operational management | Establish/Maintain Documentation | |
| Include source code in the asset inventory. CC ID 14858 | Operational management | Records Management | |
| Assign ownership of maintaining the asset inventory, as necessary. CC ID 12344 | Operational management | Human Resources Management | |
| Record the review date for applicable assets in the asset inventory. CC ID 14919 | Operational management | Establish/Maintain Documentation | |
| Record software license information for each asset in the asset inventory. CC ID 11736 | Operational management | Data and Information Management | |
| Record services for applicable assets in the asset inventory. CC ID 13733 | Operational management | Establish/Maintain Documentation | |
| Record dependencies and interconnections between applicable assets in the asset inventory. CC ID 17196 | Operational management | Data and Information Management | |
| Record protocols for applicable assets in the asset inventory. CC ID 13734 | Operational management | Establish/Maintain Documentation | |
| Record the software version in the asset inventory. CC ID 12196 | Operational management | Establish/Maintain Documentation | |
| Record the publisher for applicable assets in the asset inventory. CC ID 13725 | Operational management | Establish/Maintain Documentation | |
| Record the authentication system in the asset inventory. CC ID 13724 | Operational management | Establish/Maintain Documentation | |
| Tag unsupported assets in the asset inventory. CC ID 13723 | Operational management | Establish/Maintain Documentation | |
| Record the vendor support end date for applicable assets in the asset inventory. CC ID 17194 | Operational management | Data and Information Management | |
| Record the install date for applicable assets in the asset inventory. CC ID 13720 | Operational management | Establish/Maintain Documentation | |
| Record the make, model of device for applicable assets in the asset inventory. CC ID 12465 | Operational management | Establish/Maintain Documentation | |
| Record the asset tag for physical assets in the asset inventory. CC ID 06632 | Operational management | Establish/Maintain Documentation | |
| Record the host name of applicable assets in the asset inventory. CC ID 13722 | Operational management | Establish/Maintain Documentation | |
| Record network ports for applicable assets in the asset inventory. CC ID 13730 | Operational management | Establish/Maintain Documentation | |
| Record the MAC address for applicable assets in the asset inventory. CC ID 13721 | Operational management | Establish/Maintain Documentation | |
| Record the operating system version for applicable assets in the asset inventory. CC ID 11748 | Operational management | Data and Information Management | |
| Record the operating system type for applicable assets in the asset inventory. CC ID 06633 | Operational management | Establish/Maintain Documentation | |
| Record rooms at external locations in the asset inventory. CC ID 16302 | Operational management | Data and Information Management | |
| Record the department associated with the asset in the asset inventory. CC ID 12084 | Operational management | Establish/Maintain Documentation | |
| Record the physical location for applicable assets in the asset inventory. CC ID 06634 [Identify and document the location of CUI and the system components on which the information is processed and stored. 03.04.11 a. Document changes to the system or system component location where CUI is processed and stored. 03.04.11 b.] | Operational management | Establish/Maintain Documentation | |
| Record the manufacturer's serial number for applicable assets in the asset inventory. CC ID 06635 | Operational management | Establish/Maintain Documentation | |
| Record the firmware version for applicable assets in the asset inventory. CC ID 12195 | Operational management | Establish/Maintain Documentation | |
| Record the related business function for applicable assets in the asset inventory. CC ID 06636 | Operational management | Establish/Maintain Documentation | |
| Record the deployment environment for applicable assets in the asset inventory. CC ID 06637 | Operational management | Establish/Maintain Documentation | |
| Record the Internet Protocol address for applicable assets in the asset inventory. CC ID 06638 | Operational management | Establish/Maintain Documentation | |
| Record trusted keys and certificates in the asset inventory. CC ID 15486 | Operational management | Data and Information Management | |
| Record cipher suites and protocols in the asset inventory. CC ID 15489 | Operational management | Data and Information Management | |
| Link the software asset inventory to the hardware asset inventory. CC ID 12085 | Operational management | Establish/Maintain Documentation | |
| Record the owner for applicable assets in the asset inventory. CC ID 06640 | Operational management | Establish/Maintain Documentation | |
| Record all compliance requirements for applicable assets in the asset inventory. CC ID 15696 | Operational management | Establish/Maintain Documentation | |
| Record all changes to assets in the asset inventory. CC ID 12190 | Operational management | Establish/Maintain Documentation | |
| Record cloud service derived data in the asset inventory. CC ID 13007 | Operational management | Establish/Maintain Documentation | |
| Include cloud service customer data in the asset inventory. CC ID 13006 | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain a software accountability policy. CC ID 00868 [Implement a deny-all, allow-by-exception policy for the execution of authorized software programs on the system. 03.04.08 b.] | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain software asset management procedures. CC ID 00895 | Operational management | Establish/Maintain Documentation | |
| Prevent users from disabling required software. CC ID 16417 | Operational management | Technical Security | |
| Establish, implement, and maintain software archives procedures. CC ID 00866 | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain software distribution procedures. CC ID 00894 | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain software documentation management procedures. CC ID 06395 | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain software license management procedures. CC ID 06639 | Operational management | Establish/Maintain Documentation | |
| Automate software license monitoring, as necessary. CC ID 07057 | Operational management | Monitor and Evaluate Occurrences | |
| Establish, implement, and maintain a system preventive maintenance program. CC ID 00885 | Operational management | Establish/Maintain Documentation | |
| Maintain contact with the device manufacturer or component manufacturer for maintenance requests. CC ID 06388 | Operational management | Behavior | |
| Use system components only when third party support is available. CC ID 10644 [Replace system components when support for the components is no longer available from the developer, vendor, or manufacturer. 03.16.02 a.] | Operational management | Maintenance | |
| Obtain justification for the continued use of system components when third party support is no longer available. CC ID 10645 [Provide options for risk mitigation or alternative sources for continued support for unsupported components that cannot be replaced. 03.16.02 b.] | Operational management | Maintenance | |
| Obtain approval before removing maintenance tools from the facility. CC ID 14298 | Operational management | Business Processes | |
| Control remote maintenance according to the system's asset classification. CC ID 01433 [Approve and monitor nonlocal maintenance and diagnostic activities. 03.07.05 a.] | Operational management | Technical Security | |
| Separate remote maintenance sessions from other network sessions with a logically separate communications path based upon encryption. CC ID 10614 | Operational management | Configuration | |
| Approve all remote maintenance sessions. CC ID 10615 [Approve and monitor nonlocal maintenance and diagnostic activities. 03.07.05 a.] | Operational management | Technical Security | |
| Log the performance of all remote maintenance. CC ID 13202 | Operational management | Log Management | |
| Terminate remote maintenance sessions when the remote maintenance is complete. CC ID 12083 [Terminate session and network connections when nonlocal maintenance is completed. 03.07.05 c.] | Operational management | Technical Security | |
| Disconnect non-volatile media from information systems prior to performing maintenance with uncleared personnel. CC ID 14295 | Operational management | Maintenance | |
| Sanitize volatile media in information systems prior to performing maintenance with uncleared personnel. CC ID 14291 | Operational management | Maintenance | |
| Establish, implement, and maintain a customer service program. CC ID 00846 | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain an Incident Management program. CC ID 00853 [Implement an incident-handling capability that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recovery. 03.06.01 ¶ 1] | Operational management | Business Processes | |
| Establish, implement, and maintain an incident management policy. CC ID 16414 | Operational management | Establish/Maintain Documentation | |
| Disseminate and communicate the incident management policy to interested personnel and affected parties. CC ID 16885 | Operational management | Communicate | |
| Define and assign the roles and responsibilities for Incident Management program. CC ID 13055 | Operational management | Human Resources Management | |
| Define the uses and capabilities of the Incident Management program. CC ID 00854 | Operational management | Establish/Maintain Documentation | |
| Include incident escalation procedures in the Incident Management program. CC ID 00856 | Operational management | Establish/Maintain Documentation | |
| Define the characteristics of the Incident Management program. CC ID 00855 | Operational management | Establish/Maintain Documentation | |
| Include the criteria for a data loss event in the Incident Management program. CC ID 12179 | Operational management | Establish/Maintain Documentation | |
| Include the criteria for an incident in the Incident Management program. CC ID 12173 | Operational management | Establish/Maintain Documentation | |
| Include a definition of affected transactions in the incident criteria. CC ID 17180 | Operational management | Establish/Maintain Documentation | |
| Include a definition of affected parties in the incident criteria. CC ID 17179 | Operational management | Establish/Maintain Documentation | |
| Include references to, or portions of, the Governance, Risk, and Compliance framework in the incident management program, as necessary. CC ID 13504 | Operational management | Establish/Maintain Documentation | |
| Include incident monitoring procedures in the Incident Management program. CC ID 01207 [Track and document system security incidents. 03.06.02 a. Implement an incident-handling capability that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recovery. 03.06.01 ¶ 1] | Operational management | Establish/Maintain Documentation | |
| Categorize the incident following an incident response. CC ID 13208 | Operational management | Technical Security | |
| Define and document the criteria to be used in categorizing incidents. CC ID 10033 | Operational management | Establish/Maintain Documentation | |
| Record actions taken by investigators during a forensic investigation in the forensic investigation report. CC ID 07095 | Operational management | Establish/Maintain Documentation | |
| Include the investigation methodology in the forensic investigation report. CC ID 17071 | Operational management | Establish/Maintain Documentation | |
| Include corrective actions in the forensic investigation report. CC ID 17070 | Operational management | Establish/Maintain Documentation | |
| Include the investigation results in the forensic investigation report. CC ID 17069 | Operational management | Establish/Maintain Documentation | |
| Comply with privacy regulations and civil liberties requirements when sharing data loss event information. CC ID 10036 | Operational management | Data and Information Management | |
| Redact restricted data before sharing incident information. CC ID 16994 | Operational management | Data and Information Management | |
| Notify interested personnel and affected parties of an extortion payment in the event of a cybersecurity event. CC ID 16539 | Operational management | Communicate | |
| Notify interested personnel and affected parties of the reasons for the extortion payment, along with any alternative solutions. CC ID 16538 | Operational management | Communicate | |
| Document the justification for not reporting incidents to interested personnel and affected parties. CC ID 16547 | Operational management | Establish/Maintain Documentation | |
| Report to breach notification organizations the reasons for a delay in sending breach notifications. CC ID 16797 | Operational management | Communicate | |
| Report to breach notification organizations the distribution list to which the organization will send data loss event notifications. CC ID 16782 | Operational management | Communicate | |
| Remediate security violations according to organizational standards. CC ID 12338 [Implement an incident-handling capability that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recovery. 03.06.01 ¶ 1] | Operational management | Business Processes | |
| Include data loss event notifications in the Incident Response program. CC ID 00364 | Operational management | Establish/Maintain Documentation | |
| Include legal requirements for data loss event notifications in the Incident Response program. CC ID 11954 | Operational management | Establish/Maintain Documentation | |
| Include required information in the written request to delay the notification to affected parties. CC ID 16785 | Operational management | Establish/Maintain Documentation | |
| Submit written requests to delay the notification of affected parties. CC ID 16783 | Operational management | Communicate | |
| Revoke the written request to delay the notification. CC ID 16843 | Operational management | Process or Activity | |
| Design the text of the notice for all incident response notifications to be no smaller than 10-point type. CC ID 12985 | Operational management | Establish/Maintain Documentation | |
| Refrain from charging for providing incident response notifications. CC ID 13876 | Operational management | Business Processes | |
| Title breach notifications "Notice of Data Breach". CC ID 12977 | Operational management | Establish/Maintain Documentation | |
| Display titles of incident response notifications clearly and conspicuously. CC ID 12986 | Operational management | Establish/Maintain Documentation | |
| Display headings in incident response notifications clearly and conspicuously. CC ID 12987 | Operational management | Establish/Maintain Documentation | |
| Design the incident response notification to call attention to its nature and significance. CC ID 12984 | Operational management | Establish/Maintain Documentation | |
| Use plain language to write incident response notifications. CC ID 12976 | Operational management | Establish/Maintain Documentation | |
| Include directions for changing the user's authenticator or security questions and answers in the breach notification. CC ID 12983 | Operational management | Establish/Maintain Documentation | |
| Refrain from including restricted information in the incident response notification. CC ID 16806 | Operational management | Actionable Reports or Measurements | |
| Include the affected parties rights in the incident response notification. CC ID 16811 | Operational management | Establish/Maintain Documentation | |
| Include details of the investigation in incident response notifications. CC ID 12296 | Operational management | Establish/Maintain Documentation | |
| Include the issuer's name in incident response notifications. CC ID 12062 | Operational management | Establish/Maintain Documentation | |
| Include a "What Happened" heading in breach notifications. CC ID 12978 | Operational management | Establish/Maintain Documentation | |
| Include a general description of the data loss event in incident response notifications. CC ID 04734 | Operational management | Establish/Maintain Documentation | |
| Include time information in incident response notifications. CC ID 04745 | Operational management | Establish/Maintain Documentation | |
| Include the identification of the data source in incident response notifications. CC ID 12305 | Operational management | Establish/Maintain Documentation | |
| Include a "What Information Was Involved" heading in the breach notification. CC ID 12979 | Operational management | Establish/Maintain Documentation | |
| Include the type of information that was lost in incident response notifications. CC ID 04735 | Operational management | Establish/Maintain Documentation | |
| Include the type of information the organization maintains about the affected parties in incident response notifications. CC ID 04776 | Operational management | Establish/Maintain Documentation | |
| Include a "What We Are Doing" heading in the breach notification. CC ID 12982 | Operational management | Establish/Maintain Documentation | |
| Include what the organization has done to enhance data protection controls in incident response notifications. CC ID 04736 | Operational management | Establish/Maintain Documentation | |
| Include what the organization is offering or has already done to assist affected parties in incident response notifications. CC ID 04737 | Operational management | Establish/Maintain Documentation | |
| Include a "For More Information" heading in breach notifications. CC ID 12981 | Operational management | Establish/Maintain Documentation | |
| Include details of the companies and persons involved in incident response notifications. CC ID 12295 | Operational management | Establish/Maintain Documentation | |
| Include the credit reporting agencies' contact information in incident response notifications. CC ID 04744 | Operational management | Establish/Maintain Documentation | |
| Include the reporting individual's contact information in incident response notifications. CC ID 12297 | Operational management | Establish/Maintain Documentation | |
| Include any consequences in the incident response notifications. CC ID 12604 | Operational management | Establish/Maintain Documentation | |
| Include whether the notification was delayed due to a law enforcement investigation in incident response notifications. CC ID 04746 | Operational management | Establish/Maintain Documentation | |
| Include a "What You Can Do" heading in the breach notification. CC ID 12980 | Operational management | Establish/Maintain Documentation | |
| Include contact information in incident response notifications. CC ID 04739 | Operational management | Establish/Maintain Documentation | |
| Include a copy of the incident response notification in breach notifications, as necessary. CC ID 13085 | Operational management | Communicate | |
| Post the incident response notification on the organization's website. CC ID 16809 | Operational management | Process or Activity | |
| Document the determination for providing a substitute incident response notification. CC ID 16841 | Operational management | Process or Activity | |
| Send electronic substitute incident response notifications to affected parties, as necessary. CC ID 04747 | Operational management | Behavior | |
| Include contact information in the substitute incident response notification. CC ID 16776 | Operational management | Establish/Maintain Documentation | |
| Post substitute incident response notifications to the organization's website, as necessary. CC ID 04748 | Operational management | Establish/Maintain Documentation | |
| Send substitute incident response notifications to breach notification organizations, as necessary. CC ID 04750 | Operational management | Behavior | |
| Publish the substitute incident response notification in a general circulation periodical, as necessary. CC ID 04769 | Operational management | Behavior | |
| Establish, implement, and maintain a containment strategy. CC ID 13480 | Operational management | Establish/Maintain Documentation | |
| Include the containment approach in the containment strategy. CC ID 13486 | Operational management | Establish/Maintain Documentation | |
| Include response times in the containment strategy. CC ID 13485 | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain a restoration log. CC ID 12745 | Operational management | Establish/Maintain Documentation | |
| Include a description of the restored data that was restored manually in the restoration log. CC ID 15463 | Operational management | Data and Information Management | |
| Include a description of the restored data in the restoration log. CC ID 15462 | Operational management | Data and Information Management | |
| Establish, implement, and maintain compromised system reaccreditation procedures. CC ID 00592 | Operational management | Establish/Maintain Documentation | |
| Analyze security violations in Suspicious Activity Reports. CC ID 00591 | Operational management | Establish/Maintain Documentation | |
| Include lessons learned from analyzing security violations in the Incident Management program. CC ID 01234 | Operational management | Monitor and Evaluate Occurrences | |
| Provide progress reports of the incident investigation to the appropriate roles, as necessary. CC ID 12298 | Operational management | Investigate | |
| Update the incident response procedures using the lessons learned. CC ID 01233 | Operational management | Establish/Maintain Documentation | |
| Include incident response procedures in the Incident Management program. CC ID 01218 | Operational management | Establish/Maintain Documentation | |
| Integrate configuration management procedures into the incident management program. CC ID 13647 | Operational management | Technical Security | |
| Include incident management procedures in the Incident Management program. CC ID 12689 [Implement an incident-handling capability that is consistent with the incident response plan and includes preparation, detection and analysis, containment, eradication, and recovery. 03.06.01 ¶ 1] | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain temporary and emergency access revocation procedures. CC ID 15334 | Operational management | Establish/Maintain Documentation | |
| Include after-action analysis procedures in the Incident Management program. CC ID 01219 | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain security and breach investigation procedures. CC ID 16844 | Operational management | Establish/Maintain Documentation | |
| Document any potential harm in the incident finding when concluding the incident investigation. CC ID 13830 | Operational management | Establish/Maintain Documentation | |
| Destroy investigative materials, as necessary. CC ID 17082 | Operational management | Data and Information Management | |
| Establish, implement, and maintain incident management audit logs. CC ID 13514 | Operational management | Records Management | |
| Log incidents in the Incident Management audit log. CC ID 00857 | Operational management | Establish/Maintain Documentation | |
| Include who the incident was reported to in the incident management audit log. CC ID 16487 | Operational management | Log Management | |
| Include the information that was exchanged in the incident management audit log. CC ID 16995 | Operational management | Log Management | |
| Include corrective actions in the incident management audit log. CC ID 16466 | Operational management | Establish/Maintain Documentation | |
| Include the organization's business products and services affected by disruptions in the Incident Management audit log. CC ID 12234 | Operational management | Log Management | |
| Include emergency processing priorities in the Incident Management program. CC ID 00859 | Operational management | Establish/Maintain Documentation | |
| Include user's responsibilities for when a theft has occurred in the Incident Management program. CC ID 06387 | Operational management | Establish/Maintain Documentation | |
| Include incident record closure procedures in the Incident Management program. CC ID 01620 | Operational management | Establish/Maintain Documentation | |
| Include incident reporting procedures in the Incident Management program. CC ID 11772 [Report suspected incidents to the organizational incident response capability within [Assignment: organization-defined time period]. 03.06.02 b.] | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain incident reporting time frame standards. CC ID 12142 | Operational management | Communicate | |
| Provide customer security advice, as necessary. CC ID 13674 [Provide an incident response support resource that offers advice and assistance to system users on handling and reporting incidents. 03.06.02 d.] | Operational management | Communicate | |
| Use simple understandable language when providing customer security advice. CC ID 13685 | Operational management | Communicate | |
| Disseminate and communicate to customers the risks associated with transaction limits. CC ID 13686 | Operational management | Communicate | |
| Display customer security advice prominently. CC ID 13667 | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain an Incident Response program. CC ID 00579 | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain an incident response plan. CC ID 12056 [Develop an incident response plan that: 03.06.05 a. Develop an incident response plan that: Describes the structure and organization of the incident response capability, 03.06.05 a.2. {system changes} Update the incident response plan to address system and organizational changes or problems encountered during plan implementation, execution, or testing. 03.06.05 c.] | Operational management | Establish/Maintain Documentation | |
| Include addressing external communications in the incident response plan. CC ID 13351 | Operational management | Establish/Maintain Documentation | |
| Include addressing internal communications in the incident response plan. CC ID 13350 | Operational management | Establish/Maintain Documentation | |
| Include change control procedures in the incident response plan. CC ID 15479 | Operational management | Establish/Maintain Documentation | |
| Include addressing information sharing in the incident response plan. CC ID 13349 | Operational management | Establish/Maintain Documentation | |
| Include dynamic reconfiguration in the incident response plan. CC ID 14306 | Operational management | Establish/Maintain Documentation | |
| Include a definition of reportable incidents in the incident response plan. CC ID 14303 [Develop an incident response plan that: Defines reportable incidents, 03.06.05 a.4.] | Operational management | Establish/Maintain Documentation | |
| Include the management support needed for incident response in the incident response plan. CC ID 14300 | Operational management | Establish/Maintain Documentation | |
| Include root cause analysis in the incident response plan. CC ID 16423 | Operational management | Establish/Maintain Documentation | |
| Include how incident response fits into the organization in the incident response plan. CC ID 14294 [Develop an incident response plan that: Provides a high-level approach for how the incident response capability fits into the overall organization, 03.06.05 a.3.] | Operational management | Establish/Maintain Documentation | |
| Include the resources needed for incident response in the incident response plan. CC ID 14292 | Operational management | Establish/Maintain Documentation | |
| Include incident response team structures in the Incident Response program. CC ID 01237 [Develop an incident response plan that: Designates responsibilities to organizational entities, personnel, or roles. 03.06.05 a.6.] | Operational management | Establish/Maintain Documentation | |
| Include the incident response team member's roles and responsibilities in the Incident Response program. CC ID 01652 | Operational management | Establish Roles | |
| Include the incident response point of contact's roles and responsibilities in the Incident Response program. CC ID 01877 | Operational management | Establish Roles | |
| Include the head of information security's roles and responsibilities in the Incident Response program. CC ID 01878 | Operational management | Establish Roles | |
| Include the customer database owner's roles and responsibilities in the Incident Response program. CC ID 01879 | Operational management | Establish Roles | |
| Include the online sales department's roles and responsibilities in the Incident Response program. CC ID 01880 | Operational management | Establish Roles | |
| Include the incident response point of contact for credit card payment system's roles and responsibilities in the Incident Response program. CC ID 01881 | Operational management | Establish Roles | |
| Include the organizational legal counsel's roles and responsibilities in the Incident Response program. CC ID 01882 | Operational management | Establish Roles | |
| Include the Human Resources point of contact's roles and responsibilities in the Incident Response program. CC ID 01883 | Operational management | Establish Roles | |
| Include the organizational incident response network architecture point of contact's roles and responsibilities in the Incident Response program. CC ID 01884 | Operational management | Establish Roles | |
| Include the organizational incident response public relations point of contact's roles and responsibilities in the Incident Response program. CC ID 01885 | Operational management | Establish Roles | |
| Include the organizational incident response location manager's roles and responsibilities in the Incident Response program. CC ID 01886 | Operational management | Establish Roles | |
| Assign the distribution of security alerts to the appropriate role in the incident response program. CC ID 11887 | Operational management | Human Resources Management | |
| Assign establishing, implementing, and maintaining incident response procedures to the appropriate role in the incident response program. CC ID 12473 | Operational management | Establish/Maintain Documentation | |
| Assign the distribution of incident response procedures to the appropriate role in the incident response program. CC ID 12474 | Operational management | Communicate | |
| Include personnel contact information in the event of an incident in the Incident Response program. CC ID 06385 | Operational management | Establish/Maintain Documentation | |
| Include what information interested personnel and affected parties need in the event of an incident in the Incident Response program. CC ID 11789 | Operational management | Establish/Maintain Documentation | |
| Include identifying remediation actions in the incident response plan. CC ID 13354 | Operational management | Establish/Maintain Documentation | |
| Include procedures for providing updated status information to the crisis management team in the incident response plan. CC ID 12776 | Operational management | Establish/Maintain Documentation | |
| Include incident response team services in the Incident Response program. CC ID 11766 | Operational management | Establish/Maintain Documentation | |
| Include the incident response training program in the Incident Response program. CC ID 06750 | Operational management | Establish/Maintain Documentation | |
| Conduct incident response training. CC ID 11889 [Provide incident response training to system users consistent with assigned roles and responsibilities: 03.06.04 a. Provide incident response training to system users consistent with assigned roles and responsibilities: Within [Assignment: organization-defined time period] of assuming an incident response role or responsibility or acquiring system access, 03.06.04 a.1. Provide incident response training to system users consistent with assigned roles and responsibilities: When required by system changes, and 03.06.04 a.2. Provide incident response training to system users consistent with assigned roles and responsibilities: [Assignment: organization-defined frequency] thereafter. 03.06.04 a.3.] | Operational management | Training | |
| Include references to industry best practices in the incident response procedures. CC ID 11956 | Operational management | Establish/Maintain Documentation | |
| Include responding to alerts from security monitoring systems in the incident response procedures. CC ID 11949 | Operational management | Establish/Maintain Documentation | |
| Disseminate and communicate the incident response procedures to all interested personnel and affected parties. CC ID 01215 [Distribute copies of the incident response plan to designated incident response personnel (identified by name and/or by role) and organizational elements. 03.06.05 b.] | Operational management | Establish/Maintain Documentation | |
| Document the results of incident response tests and provide them to senior management. CC ID 14857 | Operational management | Actionable Reports or Measurements | |
| Establish, implement, and maintain a change control program. CC ID 00886 [{configuration-controlled changes} Define the types of changes to the system that are configuration-controlled. 03.04.03 a.] | Operational management | Establish/Maintain Documentation | |
| Include potential consequences of unintended changes in the change control program. CC ID 12243 | Operational management | Establish/Maintain Documentation | |
| Include version control in the change control program. CC ID 13119 | Operational management | Establish/Maintain Documentation | |
| Include service design and transition in the change control program. CC ID 13920 | Operational management | Establish/Maintain Documentation | |
| Separate the production environment from development environment or test environment for the change control process. CC ID 11864 | Operational management | Maintenance | |
| Integrate configuration management procedures into the change control program. CC ID 13646 | Operational management | Technical Security | |
| Establish, implement, and maintain a back-out plan. CC ID 13623 | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain back-out procedures for each proposed change in a change request. CC ID 00373 | Operational management | Establish/Maintain Documentation | |
| Manage change requests. CC ID 00887 [Review proposed configuration-controlled changes to the system, and approve or disapprove such changes with explicit consideration for security impacts. 03.04.03 b.] | Operational management | Business Processes | |
| Include documentation of the impact level of proposed changes in the change request. CC ID 11942 | Operational management | Establish/Maintain Documentation | |
| Establish and maintain a change request approver list. CC ID 06795 | Operational management | Establish/Maintain Documentation | |
| Document all change requests in change request forms. CC ID 06794 [Review proposed configuration-controlled changes to the system, and approve or disapprove such changes with explicit consideration for security impacts. 03.04.03 b.] | Operational management | Establish/Maintain Documentation | |
| Approve tested change requests. CC ID 11783 | Operational management | Data and Information Management | |
| Validate the system before implementing approved changes. CC ID 01510 | Operational management | Systems Design, Build, and Implementation | |
| Disseminate and communicate proposed changes to all interested personnel and affected parties. CC ID 06807 | Operational management | Behavior | |
| Establish, implement, and maintain emergency change procedures. CC ID 00890 | Operational management | Establish/Maintain Documentation | |
| Perform emergency changes, as necessary. CC ID 12707 | Operational management | Process or Activity | |
| Back up emergency changes after the change has been performed. CC ID 12734 | Operational management | Process or Activity | |
| Log emergency changes after they have been performed. CC ID 12733 | Operational management | Establish/Maintain Documentation | |
| Perform risk assessments prior to approving change requests. CC ID 00888 [Analyze changes to the system to determine potential security impacts prior to change implementation. 03.04.04 a.] | Operational management | Testing | |
| Implement changes according to the change control program. CC ID 11776 [Implement and document approved configuration-controlled changes to the system. 03.04.03 c.] | Operational management | Business Processes | |
| Provide audit trails for all approved changes. CC ID 13120 | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain a transition strategy. CC ID 17049 | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain a patch management program. CC ID 00896 | Operational management | Process or Activity | |
| Document the sources of all software updates. CC ID 13316 | Operational management | Establish/Maintain Documentation | |
| Implement patch management software, as necessary. CC ID 12094 | Operational management | Technical Security | |
| Include updates and exceptions to hardened images as a part of the patch management program. CC ID 12087 | Operational management | Technical Security | |
| Establish, implement, and maintain a patch management policy. CC ID 16432 | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain patch management procedures. CC ID 15224 | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain a patch log. CC ID 01642 | Operational management | Establish/Maintain Documentation | |
| Prioritize deploying patches according to vulnerability risk metrics. CC ID 06796 | Operational management | Business Processes | |
| Establish, implement, and maintain a software release policy. CC ID 00893 | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain traceability documentation. CC ID 16388 | Operational management | Systems Design, Build, and Implementation | |
| Disseminate and communicate software update information to users and regulators. CC ID 06602 | Operational management | Behavior | |
| Allow interested personnel and affected parties to opt out of specific version releases and software updates. CC ID 06809 | Operational management | Data and Information Management | |
| Update associated documentation after the system configuration has been changed. CC ID 00891 | Operational management | Establish/Maintain Documentation | |
| Establish, implement, and maintain a Configuration Management program. CC ID 00867 | System hardening through configuration management | Establish/Maintain Documentation | |
| Establish, implement, and maintain configuration control and Configuration Status Accounting. CC ID 00863 [Establish usage restrictions, configuration requirements, and connection requirements for each type of wireless access to the system. 03.01.16 a.] | System hardening through configuration management | Business Processes | |
| Establish, implement, and maintain appropriate system labeling. CC ID 01900 | System hardening through configuration management | Establish/Maintain Documentation | |
| Include the identification number of the third party who performed the conformity assessment procedures on all promotional materials. CC ID 15041 | System hardening through configuration management | Establish/Maintain Documentation | |
| Include the identification number of the third party who conducted the conformity assessment procedures after the CE marking of conformity. CC ID 15040 | System hardening through configuration management | Establish/Maintain Documentation | |
| Verify configuration files requiring passwords for automation do not contain those passwords after the installation process is complete. CC ID 06555 | System hardening through configuration management | Configuration | |
| Establish, implement, and maintain a configuration baseline based on the least functionality principle. CC ID 00862 [Develop and maintain under configuration control, a current baseline configuration of the system. 03.04.01 a.] | System hardening through configuration management | Establish/Maintain Documentation | |
| Include the measures used to account for any differences in operation between the test environments and production environments in the baseline configuration. CC ID 13285 | System hardening through configuration management | Establish/Maintain Documentation | |
| Include the differences between test environments and production environments in the baseline configuration. CC ID 13284 | System hardening through configuration management | Establish/Maintain Documentation | |
| Include the applied security patches in the baseline configuration. CC ID 13271 | System hardening through configuration management | Establish/Maintain Documentation | |
| Include the installed application software and version numbers in the baseline configuration. CC ID 13270 | System hardening through configuration management | Establish/Maintain Documentation | |
| Include installed custom software in the baseline configuration. CC ID 13274 | System hardening through configuration management | Establish/Maintain Documentation | |
| Include network ports in the baseline configuration. CC ID 13273 | System hardening through configuration management | Establish/Maintain Documentation | |
| Include the operating systems and version numbers in the baseline configuration. CC ID 13269 | System hardening through configuration management | Establish/Maintain Documentation | |
| Establish, implement, and maintain a system hardening standard. CC ID 00876 | System hardening through configuration management | Establish/Maintain Documentation | |
| Establish, implement, and maintain configuration standards. CC ID 11953 [Establish, document, and implement the following configuration settings for the system that reflect the most restrictive mode consistent with operational requirements: [Assignment: organization-defined configuration settings]. 03.04.02 a.] | System hardening through configuration management | Configuration | |
| Include common security parameter settings in the configuration standards for all systems. CC ID 12544 | System hardening through configuration management | Establish/Maintain Documentation | |
| Apply configuration standards to all systems, as necessary. CC ID 12503 | System hardening through configuration management | Configuration | |
| Document and justify system hardening standard exceptions. CC ID 06845 [Identify, document, and approve any deviations from established configuration settings. 03.04.02 b.] | System hardening through configuration management | Configuration | |
| Configure security parameter settings on all system components appropriately. CC ID 12041 | System hardening through configuration management | Technical Security | |
| Provide documentation verifying devices are not susceptible to known exploits. CC ID 11987 | System hardening through configuration management | Establish/Maintain Documentation | |
| Establish, implement, and maintain system hardening procedures. CC ID 12001 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure session timeout and reauthentication settings according to organizational standards. CC ID 12460 | System hardening through configuration management | Technical Security | |
| Configure automatic logoff to terminate the sessions based on inactivity according to organizational standards. CC ID 04490 [Terminate a user session automatically after [Assignment: organization-defined conditions or trigger events requiring session disconnect]. 03.01.11 ¶ 1 Terminate the network connection associated with a communications session at the end of the session or after [Assignment: organization-defined time period] of inactivity. 03.13.09 ¶ 1] | System hardening through configuration management | Configuration | |
| Use the latest approved version of all assets. CC ID 00897 | System hardening through configuration management | Technical Security | |
| Install critical security updates and important security updates in a timely manner. CC ID 01696 [Install security-relevant software and firmware updates within [Assignment: organization-defined time period] of the release of the updates. 03.14.01 b.] | System hardening through configuration management | Configuration | |
| Include risk information when communicating critical security updates. CC ID 14948 | System hardening through configuration management | Communicate | |
| Establish, implement, and maintain idle session termination and logout capabilities. CC ID 01418 [Require that users log out of the system after [Assignment: organization-defined time period] of expected inactivity or when [Assignment: organization-defined circumstances]. 03.01.01 h.] | System hardening through configuration management | Configuration | |
| Refrain from using assertion lifetimes to limit each session. CC ID 13871 | System hardening through configuration management | Technical Security | |
| Configure Session Configuration settings in accordance with organizational standards. CC ID 07698 | System hardening through configuration management | Configuration | |
| Invalidate unexpected session identifiers. CC ID 15307 | System hardening through configuration management | Configuration | |
| Configure the "MaxStartups" settings to organizational standards. CC ID 15329 | System hardening through configuration management | Configuration | |
| Reject session identifiers that are not valid. CC ID 15306 | System hardening through configuration management | Configuration | |
| Configure the "MaxSessions" settings to organizational standards. CC ID 15330 | System hardening through configuration management | Configuration | |
| Configure the "Interactive logon: Message title for users attempting to log on" to organizational standards. CC ID 07699 | System hardening through configuration management | Configuration | |
| Configure the "LoginGraceTime" settings to organizational standards. CC ID 15328 | System hardening through configuration management | Configuration | |
| Configure the "Network security: Force logoff when logon hours expire" to organizational standards. CC ID 07738 | System hardening through configuration management | Configuration | |
| Configure the "MSS: (ScreenSaverGracePeriod) The time in seconds before the screen saver grace period expires (0 recommended)" to organizational standards. CC ID 07758 | System hardening through configuration management | Configuration | |
| Configure the "Microsoft network server: Disconnect clients when logon hours expire" to organizational standards. CC ID 07824 | System hardening through configuration management | Configuration | |
| Configure the "Microsoft network server: Amount of idle time required before suspending session" to organizational standards. CC ID 07826 | System hardening through configuration management | Configuration | |
| Configure the "Interactive logon: Do not display last user name" to organizational standards. CC ID 07832 | System hardening through configuration management | Configuration | |
| Configure the "Interactive logon: Display user information when the session is locked" to organizational standards. CC ID 07848 | System hardening through configuration management | Configuration | |
| Configure the "Interactive logon: Message text for users attempting to log on" to organizational standards. CC ID 07870 | System hardening through configuration management | Configuration | |
| Configure the "Always prompt for password upon connection" to organizational standards. CC ID 08229 | System hardening through configuration management | Configuration | |
| Configure the "Interactive logon: Machine inactivity limit" to organizational standards. CC ID 08350 | System hardening through configuration management | Configuration | |
| Remove all unnecessary functionality. CC ID 00882 [{essential capabilities} Configure the system to provide only mission-essential capabilities. 03.04.06 a. Disable or remove functions, ports, protocols, connections, and services that are unnecessary or nonsecure. 03.04.06 d.] | System hardening through configuration management | Configuration | |
| Document that all enabled functions support secure configurations. CC ID 11985 | System hardening through configuration management | Establish/Maintain Documentation | |
| Find and eradicate unauthorized world writable files. CC ID 01541 | System hardening through configuration management | Configuration | |
| Strip dangerous/unneeded SUID/SGID system executables. CC ID 01542 | System hardening through configuration management | Configuration | |
| Find and eradicate unauthorized SUID/SGID system executables. CC ID 01543 | System hardening through configuration management | Configuration | |
| Find and eradicate unowned files and unowned directories. CC ID 01544 | System hardening through configuration management | Configuration | |
| Disable logon prompts on serial ports. CC ID 01553 | System hardening through configuration management | Configuration | |
| Disable "nobody" access for Secure RPC. CC ID 01554 | System hardening through configuration management | Configuration | |
| Disable all unnecessary interfaces. CC ID 04826 | System hardening through configuration management | Configuration | |
| Enable or disable all unused USB ports as appropriate. CC ID 06042 | System hardening through configuration management | Configuration | |
| Disable all user-mounted removable file systems. CC ID 01536 | System hardening through configuration management | Configuration | |
| Set the Bluetooth Security Mode to the organizational standard. CC ID 00587 | System hardening through configuration management | Configuration | |
| Secure the Bluetooth headset connections. CC ID 00593 | System hardening through configuration management | Configuration | |
| Disable automatic dial-in access to computers that have installed modems. CC ID 02036 | System hardening through configuration management | Configuration | |
| Configure the "Turn off AutoPlay" setting. CC ID 01787 | System hardening through configuration management | Configuration | |
| Configure the "Devices: Restrict floppy access to locally logged on users only" setting. CC ID 01732 | System hardening through configuration management | Configuration | |
| Configure the "Devices: Restrict CD-ROM access to locally logged on users" setting. CC ID 01731 | System hardening through configuration management | Configuration | |
| Configure the "Remove CD Burning features" setting. CC ID 04379 | System hardening through configuration management | Configuration | |
| Disable Autorun. CC ID 01790 | System hardening through configuration management | Configuration | |
| Disable USB devices (aka hotplugger). CC ID 01545 | System hardening through configuration management | Configuration | |
| Enable or disable all unused auxiliary ports as appropriate. CC ID 06414 | System hardening through configuration management | Configuration | |
| Remove rhosts support unless absolutely necessary. CC ID 01555 | System hardening through configuration management | Configuration | |
| Remove weak authentication services from Pluggable Authentication Modules. CC ID 01556 | System hardening through configuration management | Configuration | |
| Remove the /etc/hosts.equiv file. CC ID 01559 | System hardening through configuration management | Configuration | |
| Create the /etc/ftpd/ftpusers file. CC ID 01560 | System hardening through configuration management | Configuration | |
| Remove the X Wrapper and enable the X Display Manager. CC ID 01564 | System hardening through configuration management | Configuration | |
| Remove empty crontab files and restrict file permissions to the file. CC ID 01571 | System hardening through configuration management | Configuration | |
| Remove all compilers and assemblers from the system. CC ID 01594 | System hardening through configuration management | Configuration | |
| Disable all unnecessary applications unless otherwise noted in a policy exception. CC ID 04827 | System hardening through configuration management | Configuration | |
| Restrict and control the use of privileged utility programs. CC ID 12030 | System hardening through configuration management | Technical Security | |
| Disable the storing of movies in cache in Apple's QuickTime. CC ID 04489 | System hardening through configuration management | Configuration | |
| Install and enable file sharing utilities, as necessary. CC ID 02174 | System hardening through configuration management | Configuration | |
| Disable boot services unless boot services are absolutely necessary. CC ID 01481 | System hardening through configuration management | Configuration | |
| Disable File Services for Macintosh unless File Services for Macintosh are absolutely necessary. CC ID 04279 | System hardening through configuration management | Configuration | |
| Configure the Trivial FTP Daemon service to organizational standards. CC ID 01484 | System hardening through configuration management | Configuration | |
| Disable printer daemons or the printer service unless printer daemons or the printer service is absolutely necessary. CC ID 01487 | System hardening through configuration management | Configuration | |
| Disable web server unless web server is absolutely necessary. CC ID 01490 | System hardening through configuration management | Configuration | |
| Disable portmapper unless portmapper is absolutely necessary. CC ID 01492 | System hardening through configuration management | Configuration | |
| Disable writesrv, pmd, and httpdlite unless writesrv, pmd, and httpdlite are absolutely necessary. CC ID 01498 | System hardening through configuration management | Configuration | |
| Disable hwscan hardware detection unless hwscan hardware detection is absolutely necessary. CC ID 01504 | System hardening through configuration management | Configuration | |
| Configure the “xinetd” service to organizational standards. CC ID 01509 | System hardening through configuration management | Configuration | |
| Configure the /etc/xinetd.conf file permissions as appropriate. CC ID 01568 | System hardening through configuration management | Configuration | |
| Disable inetd unless inetd is absolutely necessary. CC ID 01508 | System hardening through configuration management | Configuration | |
| Disable Network Computing System unless it is absolutely necessary. CC ID 01497 | System hardening through configuration management | Configuration | |
| Disable print server for macintosh unless print server for macintosh is absolutely necessary. CC ID 04284 | System hardening through configuration management | Configuration | |
| Disable Print Server unless Print Server is absolutely necessary. CC ID 01488 | System hardening through configuration management | Configuration | |
| Disable ruser/remote login/remote shell/rcp command, unless it is absolutely necessary. CC ID 01480 | System hardening through configuration management | Configuration | |
| Disable xfsmd unless xfsmd is absolutely necessary. CC ID 02179 | System hardening through configuration management | Configuration | |
| Disable RPC-based services unless RPC-based services are absolutely necessary. CC ID 01455 | System hardening through configuration management | Configuration | |
| Disable netfs script unless netfs script is absolutely necessary. CC ID 01495 | System hardening through configuration management | Configuration | |
| Disable Remote Procedure Calls unless Remote Procedure Calls are absolutely necessary and if enabled, set restrictions. CC ID 01456 | System hardening through configuration management | Configuration | |
| Configure the "RPC Endpoint Mapper Client Authentication" setting. CC ID 04327 | System hardening through configuration management | Configuration | |
| Disable ncpfs Script unless ncpfs Script is absolutely necessary. CC ID 01494 | System hardening through configuration management | Configuration | |
| Disable sendmail server unless sendmail server is absolutely necessary. CC ID 01511 | System hardening through configuration management | Configuration | |
| Disable postfix unless postfix is absolutely necessary. CC ID 01512 | System hardening through configuration management | Configuration | |
| Disable directory server unless directory server is absolutely necessary. CC ID 01464 | System hardening through configuration management | Configuration | |
| Disable Windows-compatibility client processes unless Windows-compatibility client processes are absolutely necessary. CC ID 01471 | System hardening through configuration management | Configuration | |
| Disable Windows-compatibility servers unless Windows-compatibility servers are absolutely necessary. CC ID 01470 | System hardening through configuration management | Configuration | |
| Configure the “Network File System” server to organizational standards CC ID 01472 | System hardening through configuration management | Configuration | |
| Configure NFS to respond or not as appropriate to NFS client requests that do not include a User ID. CC ID 05981 | System hardening through configuration management | Configuration | |
| Configure NFS with appropriate authentication methods. CC ID 05982 | System hardening through configuration management | Configuration | |
| Configure the "AUTH_DES authentication mechanism" for "NFS server" setting to organizational standards. CC ID 08971 | System hardening through configuration management | Configuration | |
| Configure the "AUTH_KERB authentication mechanism" for "NFS server" setting to organizational standards. CC ID 08972 | System hardening through configuration management | Configuration | |
| Configure the "AUTH_NONE authentication mechanism" for "NFS server" setting to organizational standards. CC ID 08973 | System hardening through configuration management | Configuration | |
| Configure the "AUTH_UNIX authentication mechanism" for "NFS server" setting to organizational standards. CC ID 08974 | System hardening through configuration management | Configuration | |
| Disable webmin processes unless the webmin process is absolutely necessary. CC ID 01501 | System hardening through configuration management | Configuration | |
| Disable automount daemon unless automount daemon is absolutely necessary. CC ID 01476 | System hardening through configuration management | Configuration | |
| Disable CDE-related daemons unless CDE-related daemons are absolutely necessary. CC ID 01474 | System hardening through configuration management | Configuration | |
| Disable finger unless finger is absolutely necessary. CC ID 01505 | System hardening through configuration management | Configuration | |
| Disable Rexec unless Rexec is absolutely necessary. CC ID 02164 | System hardening through configuration management | Configuration | |
| Disable Squid cache server unless Squid cache server is absolutely necessary. CC ID 01502 | System hardening through configuration management | Configuration | |
| Disable Kudzu hardware detection unless Kudzu hardware detection is absolutely necessary. CC ID 01503 | System hardening through configuration management | Configuration | |
| Install and enable public Instant Messaging clients as necessary. CC ID 02173 | System hardening through configuration management | Configuration | |
| Disable x font server unless x font server is absolutely necessary. CC ID 01499 | System hardening through configuration management | Configuration | |
| Validate, approve, and document all UNIX shells prior to use. CC ID 02161 | System hardening through configuration management | Establish/Maintain Documentation | |
| Disable NFS client processes unless NFS client processes are absolutely necessary. CC ID 01475 | System hardening through configuration management | Configuration | |
| Disable the use of removable storage media for systems that process restricted data or restricted information, as necessary. CC ID 06681 [{absent} Prohibit the use of removable system media without an identifiable owner. 03.08.07 b.] | System hardening through configuration management | Data and Information Management | |
| Disable removable storage media daemon unless the removable storage media daemon is absolutely necessary. CC ID 01477 | System hardening through configuration management | Configuration | |
| Disable GSS daemon unless GSS daemon is absolutely necessary. CC ID 01465 | System hardening through configuration management | Configuration | |
| Disable Computer Browser unless Computer Browser is absolutely necessary. CC ID 01814 | System hardening through configuration management | Configuration | |
| Configure the Computer Browser ResetBrowser Frames as appropriate. CC ID 05984 | System hardening through configuration management | Configuration | |
| Configure the /etc/samba/smb.conf file file permissions as appropriate. CC ID 05989 | System hardening through configuration management | Configuration | |
| Disable NetMeeting remote desktop sharing unless NetMeeting remote desktop sharing is absolutely necessary. CC ID 01821 | System hardening through configuration management | Configuration | |
| Disable web directory browsing on all web-enabled devices. CC ID 01874 | System hardening through configuration management | Configuration | |
| Disable WWW publishing services unless WWW publishing services are absolutely necessary. CC ID 01833 | System hardening through configuration management | Configuration | |
| Install and enable samba, as necessary. CC ID 02175 | System hardening through configuration management | Configuration | |
| Configure the samba hosts allow option with an appropriate set of networks. CC ID 05985 | System hardening through configuration management | Configuration | |
| Configure the samba security option option as appropriate. CC ID 05986 | System hardening through configuration management | Configuration | |
| Configure the samba encrypt passwords option as appropriate. CC ID 05987 | System hardening through configuration management | Configuration | |
| Configure the Samba 'smb passwd file' option with an appropriate password file or no password file. CC ID 05988 | System hardening through configuration management | Configuration | |
| Disable Usenet Internet news package file capabilities unless Usenet Internet news package file capabilities are absolutely necessary. CC ID 02176 | System hardening through configuration management | Configuration | |
| Disable iPlanet Web Server unless iPlanet Web Server is absolutely necessary. CC ID 02172 | System hardening through configuration management | Configuration | |
| Disable volume manager unless volume manager is absolutely necessary. CC ID 01469 | System hardening through configuration management | Configuration | |
| Disable Solaris Management Console unless Solaris Management Console is absolutely necessary. CC ID 01468 | System hardening through configuration management | Configuration | |
| Disable the Graphical User Interface unless it is absolutely necessary. CC ID 01466 | System hardening through configuration management | Configuration | |
| Disable help and support unless help and support is absolutely necessary. CC ID 04280 | System hardening through configuration management | Configuration | |
| Disable speech recognition unless speech recognition is absolutely necessary. CC ID 04491 | System hardening through configuration management | Configuration | |
| Disable or secure the NetWare QuickFinder search engine. CC ID 04453 | System hardening through configuration management | Configuration | |
| Disable messenger unless messenger is absolutely necessary. CC ID 01819 | System hardening through configuration management | Configuration | |
| Configure the "Do not allow Windows Messenger to be run" setting. CC ID 04516 | System hardening through configuration management | Configuration | |
| Configure the "Do not automatically start Windows Messenger initially" setting. CC ID 04517 | System hardening through configuration management | Configuration | |
| Configure the "Turn off the Windows Messenger Customer Experience Improvement Program" setting. CC ID 04330 | System hardening through configuration management | Configuration | |
| Disable automatic updates unless automatic updates are absolutely necessary. CC ID 01811 | System hardening through configuration management | Configuration | |
| Configure automatic update installation and shutdown/restart options and shutdown/restart procedures to organizational standards. CC ID 05979 | System hardening through configuration management | Configuration | |
| Disable Name Service Cache Daemon unless Name Service Cache Daemon is absolutely necessary. CC ID 04846 | System hardening through configuration management | Configuration | |
| Prohibit R-command files from existing for root or administrator. CC ID 16322 | System hardening through configuration management | Configuration | |
| Verify the /bin/rsh file exists or not, as appropriate. CC ID 05101 | System hardening through configuration management | Configuration | |
| Verify the /sbin/rsh file exists or not, as appropriate. CC ID 05102 | System hardening through configuration management | Configuration | |
| Verify the /usr/bin/rsh file exists or not, as appropriate. CC ID 05103 | System hardening through configuration management | Configuration | |
| Verify the /etc/ftpusers file exists or not, as appropriate. CC ID 05104 | System hardening through configuration management | Configuration | |
| Verify the /etc/rsh file exists or not, as appropriate. CC ID 05105 | System hardening through configuration management | Configuration | |
| Install or uninstall the AIDE package, as appropriate. CC ID 05106 | System hardening through configuration management | Configuration | |
| Enable the GNOME automounter (gnome-volume-manager) as necessary. CC ID 05107 | System hardening through configuration management | Configuration | |
| Install or uninstall the setroubleshoot package, as appropriate. CC ID 05108 | System hardening through configuration management | Configuration | |
| Configure Avahi properly. CC ID 05109 | System hardening through configuration management | Configuration | |
| Install or uninstall OpenNTPD, as appropriate. CC ID 05110 | System hardening through configuration management | Configuration | |
| Configure the "httpd" service to organizational standards. CC ID 05111 | System hardening through configuration management | Configuration | |
| Install or uninstall the net-smtp package properly. CC ID 05112 | System hardening through configuration management | Configuration | |
| Configure the apache web service properly. CC ID 05113 | System hardening through configuration management | Configuration | |
| Configure the vlock package properly. CC ID 05114 | System hardening through configuration management | Configuration | |
| Establish, implement, and maintain service accounts. CC ID 13861 | System hardening through configuration management | Technical Security | |
| Manage access credentials for service accounts. CC ID 13862 | System hardening through configuration management | Technical Security | |
| Configure the daemon account properly. CC ID 05115 | System hardening through configuration management | Configuration | |
| Configure the bin account properly. CC ID 05116 | System hardening through configuration management | Configuration | |
| Configure the nuucp account properly. CC ID 05117 | System hardening through configuration management | Configuration | |
| Configure the smmsp account properly. CC ID 05118 | System hardening through configuration management | Configuration | |
| Configure the listen account properly. CC ID 05119 | System hardening through configuration management | Configuration | |
| Configure the gdm account properly. CC ID 05120 | System hardening through configuration management | Configuration | |
| Configure the webservd account properly. CC ID 05121 | System hardening through configuration management | Configuration | |
| Configure the nobody account properly. CC ID 05122 | System hardening through configuration management | Configuration | |
| Configure the noaccess account properly. CC ID 05123 | System hardening through configuration management | Configuration | |
| Configure the nobody4 account properly. CC ID 05124 | System hardening through configuration management | Configuration | |
| Configure the sys account properly. CC ID 05125 | System hardening through configuration management | Configuration | |
| Configure the adm account properly. CC ID 05126 | System hardening through configuration management | Configuration | |
| Configure the lp account properly. CC ID 05127 | System hardening through configuration management | Configuration | |
| Configure the uucp account properly. CC ID 05128 | System hardening through configuration management | Configuration | |
| Install or uninstall the tftp-server package, as appropriate. CC ID 05130 | System hardening through configuration management | Configuration | |
| Enable the web console as necessary. CC ID 05131 | System hardening through configuration management | Configuration | |
| Enable rlogin auth by Pluggable Authentication Modules or pam.d properly. CC ID 05132 | System hardening through configuration management | Configuration | |
| Enable rsh auth by Pluggable Authentication Modules properly. CC ID 05133 | System hardening through configuration management | Configuration | |
| Enable the listening sendmail daemon, as appropriate. CC ID 05134 | System hardening through configuration management | Configuration | |
| Configure Squid properly. CC ID 05135 | System hardening through configuration management | Configuration | |
| Configure the "global Package signature checking" setting to organizational standards. CC ID 08735 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure the "Package signature checking" setting for "all configured repositories" to organizational standards. CC ID 08736 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure the "verify against the package database" setting for "all installed software packages" to organizational standards. CC ID 08737 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure the "isdn4k-utils" package to organizational standards. CC ID 08738 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure the "postfix" package to organizational standards. CC ID 08739 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure the "vsftpd" package to organizational standards. CC ID 08740 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure the "net-snmpd" package to organizational standards. CC ID 08741 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure the "rsyslog" package to organizational standards. CC ID 08742 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure the "ipsec-tools" package to organizational standards. CC ID 08743 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure the "pam_ccreds" package to organizational standards. CC ID 08744 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure the "talk-server" package to organizational standards. CC ID 08745 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure the "talk" package to organizational standards. CC ID 08746 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure the "irda-utils" package to organizational standards. CC ID 08747 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure the "/etc/shells" file to organizational standards. CC ID 08978 | System hardening through configuration management | Configuration | |
| Configure the LDAP package to organizational standards. CC ID 09937 | System hardening through configuration management | Configuration | |
| Configure the "FTP server" package to organizational standards. CC ID 09938 | System hardening through configuration management | Configuration | |
| Configure the "HTTP Proxy Server" package to organizational standards. CC ID 09939 | System hardening through configuration management | Configuration | |
| Configure the "prelink" package to organizational standards. CC ID 11379 | System hardening through configuration management | Configuration | |
| Configure the Network Information Service (NIS) package to organizational standards. CC ID 11380 | System hardening through configuration management | Configuration | |
| Configure the "time" setting to organizational standards. CC ID 11381 | System hardening through configuration management | Configuration | |
| Configure the "biosdevname" package to organizational standards. CC ID 11383 | System hardening through configuration management | Configuration | |
| Configure the "ufw" setting to organizational standards. CC ID 11384 | System hardening through configuration management | Configuration | |
| Configure the "Devices: Allow undock without having to log on" setting. CC ID 01728 | System hardening through configuration management | Configuration | |
| Limit the user roles that are allowed to format and eject removable storage media. CC ID 01729 | System hardening through configuration management | Configuration | |
| Prevent users from installing printer drivers. CC ID 01730 | System hardening through configuration management | Configuration | |
| Minimize the inetd.conf file and set the file to the appropriate permissions. CC ID 01506 | System hardening through configuration management | Configuration | |
| Configure the unsigned driver installation behavior. CC ID 01733 | System hardening through configuration management | Configuration | |
| Configure the unsigned non-driver installation behavior. CC ID 02038 | System hardening through configuration management | Configuration | |
| Remove all demonstration applications on the system. CC ID 01875 | System hardening through configuration management | Configuration | |
| Configure the system to disallow optional Subsystems. CC ID 04265 | System hardening through configuration management | Configuration | |
| Configure the "Remove Security tab" setting. CC ID 04380 | System hardening through configuration management | Configuration | |
| Disable all unnecessary services unless otherwise noted in a policy exception. CC ID 00880 | System hardening through configuration management | Configuration | |
| Disable rquotad unless rquotad is absolutely necessary. CC ID 01473 | System hardening through configuration management | Configuration | |
| Configure the rquotad service to use a static port or a dynamic portmapper port as appropriate. CC ID 05983 | System hardening through configuration management | Configuration | |
| Disable telnet unless telnet use is absolutely necessary. CC ID 01478 | System hardening through configuration management | Configuration | |
| Disable File Transfer Protocol unless File Transfer Protocol use is absolutely necessary. CC ID 01479 | System hardening through configuration management | Configuration | |
| Configure anonymous FTP to restrict the use of restricted data. CC ID 16314 | System hardening through configuration management | Configuration | |
| Disable anonymous access to File Transfer Protocol. CC ID 06739 | System hardening through configuration management | Configuration | |
| Disable Internet Message Access Protocol unless Internet Message Access Protocol use is absolutely necessary. CC ID 01485 | System hardening through configuration management | Configuration | |
| Disable Post Office Protocol unless its use is absolutely necessary. CC ID 01486 | System hardening through configuration management | Configuration | |
| Disable SQLServer processes unless SQLServer processes use is absolutely necessary. CC ID 01500 | System hardening through configuration management | Configuration | |
| Disable alerter unless alerter use is absolutely necessary. CC ID 01810 | System hardening through configuration management | Configuration | |
| Disable Background Intelligent Transfer Service unless Background Intelligent Transfer Service use is absolutely necessary. CC ID 01812 | System hardening through configuration management | Configuration | |
| Disable ClipBook unless ClipBook use is absolutely necessary. CC ID 01813 | System hardening through configuration management | Configuration | |
| Disable Fax Service unless Fax Service use is absolutely necessary. CC ID 01815 | System hardening through configuration management | Configuration | |
| Disable IIS admin service unless IIS admin service use is absolutely necessary. CC ID 01817 | System hardening through configuration management | Configuration | |
| Disable indexing service unless indexing service use is absolutely necessary. CC ID 01818 | System hardening through configuration management | Configuration | |
| Disable net logon unless net logon use is absolutely necessary. CC ID 01820 | System hardening through configuration management | Configuration | |
| Disable Remote Desktop Help Session Manager unless Remote Desktop Help Session Manager use is absolutely necessary. CC ID 01822 | System hardening through configuration management | Configuration | |
| Disable the "Offer Remote Assistance" setting. CC ID 04325 | System hardening through configuration management | Configuration | |
| Disable the "Solicited Remote Assistance" setting. CC ID 04326 | System hardening through configuration management | Configuration | |
| Disable Remote Registry Service unless Remote Registry Service use is absolutely necessary. CC ID 01823 | System hardening through configuration management | Configuration | |
| Disable Routing and Remote Access unless Routing and Remote Access use is necessary. CC ID 01824 | System hardening through configuration management | Configuration | |
| Disable task scheduler unless task scheduler use is absolutely necessary. CC ID 01829 | System hardening through configuration management | Configuration | |
| Disable Terminal Services unless Terminal Services use is absolutely necessary. CC ID 01831 | System hardening through configuration management | Configuration | |
| Disable Universal Plug and Play device host unless Universal Plug and Play device host use is absolutely necessary. CC ID 01832 | System hardening through configuration management | Configuration | |
| Disable File Service Protocol. CC ID 02167 | System hardening through configuration management | Configuration | |
| Disable the License Logging Service unless unless it is absolutely necessary. CC ID 04282 | System hardening through configuration management | Configuration | |
| Disable Remote Access Auto Connection Manager unless Remote Access Auto Connection Manager use is absolutely necessary. CC ID 04285 | System hardening through configuration management | Configuration | |
| Disable Remote Access Connection Manager unless Remote Access Connection Manager use is absolutely necessary. CC ID 04286 | System hardening through configuration management | Configuration | |
| Disable Remote Administration Service unless remote administration management is absolutely necessary. CC ID 04287 | System hardening through configuration management | Configuration | |
| Disable remote installation unless remote installation is absolutely necessary. CC ID 04288 | System hardening through configuration management | Configuration | |
| Disable Remote Server Manager unless Remote Server Manager is absolutely necessary. CC ID 04289 | System hardening through configuration management | Configuration | |
| Disable Remote Server Monitor unless Remote Server Monitor use is absolutely necessary. CC ID 04290 | System hardening through configuration management | Configuration | |
| Disable Remote Storage Notification unless Remote Storage Notification use is absolutely necessary. CC ID 04291 | System hardening through configuration management | Configuration | |
| Disable Remote Storage Server unless Remote Storage Server use is absolutely necessary. CC ID 04292 | System hardening through configuration management | Configuration | |
| Disable telephony services unless telephony services use is absolutely necessary. CC ID 04293 | System hardening through configuration management | Configuration | |
| Disable Wireless Zero Configuration service unless Wireless Zero Configuration service use is absolutely necessary. CC ID 04294 | System hardening through configuration management | Configuration | |
| Disable SSDP/UPnp unless SSDP/UPnP is absolutely necessary. CC ID 04315 | System hardening through configuration management | Configuration | |
| Configure the "ntpd service" setting to organizational standards. CC ID 04911 | System hardening through configuration management | Configuration | |
| Configure the "echo service" setting to organizational standards. CC ID 04912 | System hardening through configuration management | Configuration | |
| Configure the "echo-dgram service" setting to organizational standards. CC ID 09927 | System hardening through configuration management | Configuration | |
| Configure the "echo-stream service" setting to organizational standards. CC ID 09928 | System hardening through configuration management | Configuration | |
| Configure the "AllowTcpForwarding" to organizational standards. CC ID 15327 | System hardening through configuration management | Configuration | |
| Configure the "tcpmux-server" setting to organizational standards. CC ID 09929 | System hardening through configuration management | Configuration | |
| Configure the "netstat service" setting to organizational standards. CC ID 04913 | System hardening through configuration management | Configuration | |
| Configure the "character generator protocol (chargen)" setting to organizational standards. CC ID 04914 | System hardening through configuration management | Configuration | |
| Configure the "tftpd service" setting to organizational standards. CC ID 04915 | System hardening through configuration management | Configuration | |
| Configure the "walld service" setting to organizational standards. CC ID 04916 | System hardening through configuration management | Configuration | |
| Configure the "rstatd service" setting to organizational standards. CC ID 04917 | System hardening through configuration management | Configuration | |
| Configure the "sprayd service" setting to organizational standards. CC ID 04918 | System hardening through configuration management | Configuration | |
| Configure the "rusersd service" setting to organizational standards. CC ID 04919 | System hardening through configuration management | Configuration | |
| Configure the "inn service" setting to organizational standards. CC ID 04920 | System hardening through configuration management | Configuration | |
| Configure the "font service" setting to organizational standards. CC ID 04921 | System hardening through configuration management | Configuration | |
| Configure the "ident service" setting to organizational standards. CC ID 04922 | System hardening through configuration management | Configuration | |
| Configure the "rexd service" setting to organizational standards. CC ID 04923 | System hardening through configuration management | Configuration | |
| Configure the "daytime service" setting to organizational standards. CC ID 04924 | System hardening through configuration management | Configuration | |
| Configure the "dtspc (cde-spc) service" setting to organizational standards. CC ID 04925 | System hardening through configuration management | Configuration | |
| Configure the "cmsd service" setting to organizational standards. CC ID 04926 | System hardening through configuration management | Configuration | |
| Configure the "ToolTalk service" setting to organizational standards. CC ID 04927 | System hardening through configuration management | Configuration | |
| Configure the "discard service" setting to organizational standards. CC ID 04928 | System hardening through configuration management | Configuration | |
| Configure the "vino-server service" setting to organizational standards. CC ID 04929 | System hardening through configuration management | Configuration | |
| Configure the "bind service" setting to organizational standards. CC ID 04930 | System hardening through configuration management | Configuration | |
| Configure the "nfsd service" setting to organizational standards. CC ID 04931 | System hardening through configuration management | Configuration | |
| Configure the "mountd service" setting to organizational standards. CC ID 04932 | System hardening through configuration management | Configuration | |
| Configure the "statd service" setting to organizational standards. CC ID 04933 | System hardening through configuration management | Configuration | |
| Configure the "lockd service" setting to organizational standards. CC ID 04934 | System hardening through configuration management | Configuration | |
| Configure the lockd service to use a static port or a dynamic portmapper port for User Datagram Protocol as appropriate. CC ID 05980 | System hardening through configuration management | Configuration | |
| Configure the "decode sendmail alias" setting to organizational standards. CC ID 04935 | System hardening through configuration management | Configuration | |
| Configure the sendmail vrfy command, as appropriate. CC ID 04936 | System hardening through configuration management | Configuration | |
| Configure the sendmail expn command, as appropriate. CC ID 04937 | System hardening through configuration management | Configuration | |
| Configure .netrc with an appropriate set of services. CC ID 04938 | System hardening through configuration management | Configuration | |
| Enable NFS insecure locks as necessary. CC ID 04939 | System hardening through configuration management | Configuration | |
| Configure the "X server ac" setting to organizational standards. CC ID 04940 | System hardening through configuration management | Configuration | |
| Configure the "X server core" setting to organizational standards. CC ID 04941 | System hardening through configuration management | Configuration | |
| Enable or disable the setroubleshoot service, as appropriate. CC ID 05540 | System hardening through configuration management | Configuration | |
| Configure the "X server nolock" setting to organizational standards. CC ID 04942 | System hardening through configuration management | Configuration | |
| Enable or disable the mcstrans service, as appropriate. CC ID 05541 | System hardening through configuration management | Configuration | |
| Configure the "PAM console" setting to organizational standards. CC ID 04943 | System hardening through configuration management | Configuration | |
| Enable or disable the restorecond service, as appropriate. CC ID 05542 | System hardening through configuration management | Configuration | |
| Enable the rhnsd service as necessary. CC ID 04944 | System hardening through configuration management | Configuration | |
| Enable the yum-updatesd service as necessary. CC ID 04945 | System hardening through configuration management | Configuration | |
| Enable the autofs service as necessary. CC ID 04946 | System hardening through configuration management | Configuration | |
| Enable the ip6tables service as necessary. CC ID 04947 | System hardening through configuration management | Configuration | |
| Configure syslog to organizational standards. CC ID 04949 | System hardening through configuration management | Configuration | |
| Enable the auditd service as necessary. CC ID 04950 | System hardening through configuration management | Configuration | |
| Enable the logwatch service as necessary. CC ID 04951 | System hardening through configuration management | Configuration | |
| Enable the logrotate (syslog rotator) service as necessary. CC ID 04952 | System hardening through configuration management | Configuration | |
| Install or uninstall the telnet server package, only if absolutely necessary. CC ID 04953 | System hardening through configuration management | Configuration | |
| Enable the ypbind service as necessary. CC ID 04954 | System hardening through configuration management | Configuration | |
| Enable the ypserv service as necessary. CC ID 04955 | System hardening through configuration management | Configuration | |
| Enable the firstboot service as necessary. CC ID 04956 | System hardening through configuration management | Configuration | |
| Enable the gpm service as necessary. CC ID 04957 | System hardening through configuration management | Configuration | |
| Enable the irqbalance service as necessary. CC ID 04958 | System hardening through configuration management | Configuration | |
| Enable the isdn service as necessary. CC ID 04959 | System hardening through configuration management | Configuration | |
| Enable the kdump service as necessary. CC ID 04960 | System hardening through configuration management | Configuration | |
| Enable the mdmonitor service as necessary. CC ID 04961 | System hardening through configuration management | Configuration | |
| Enable the microcode_ctl service as necessary. CC ID 04962 | System hardening through configuration management | Configuration | |
| Enable the pcscd service as necessary. CC ID 04963 | System hardening through configuration management | Configuration | |
| Enable the smartd service as necessary. CC ID 04964 | System hardening through configuration management | Configuration | |
| Enable the readahead_early service as necessary. CC ID 04965 | System hardening through configuration management | Configuration | |
| Enable the readahead_later service as necessary. CC ID 04966 | System hardening through configuration management | Configuration | |
| Enable the messagebus service as necessary. CC ID 04967 | System hardening through configuration management | Configuration | |
| Enable the haldaemon service as necessary. CC ID 04968 | System hardening through configuration management | Configuration | |
| Enable the apmd service as necessary. CC ID 04969 | System hardening through configuration management | Configuration | |
| Enable the acpid service as necessary. CC ID 04970 | System hardening through configuration management | Configuration | |
| Enable the cpuspeed service as necessary. CC ID 04971 | System hardening through configuration management | Configuration | |
| Enable the network service as necessary. CC ID 04972 | System hardening through configuration management | Configuration | |
| Enable the hidd service as necessary. CC ID 04973 | System hardening through configuration management | Configuration | |
| Enable the crond service as necessary. CC ID 04974 | System hardening through configuration management | Configuration | |
| Install and enable the anacron service as necessary. CC ID 04975 | System hardening through configuration management | Configuration | |
| Enable the xfs service as necessary. CC ID 04976 | System hardening through configuration management | Configuration | |
| Install and enable the Avahi daemon service, as necessary. CC ID 04977 | System hardening through configuration management | Configuration | |
| Enable the CUPS service, as necessary. CC ID 04978 | System hardening through configuration management | Configuration | |
| Enable the hplip service as necessary. CC ID 04979 | System hardening through configuration management | Configuration | |
| Enable the dhcpd service as necessary. CC ID 04980 | System hardening through configuration management | Configuration | |
| Enable the nfslock service as necessary. CC ID 04981 | System hardening through configuration management | Configuration | |
| Enable the rpcgssd service as necessary. CC ID 04982 | System hardening through configuration management | Configuration | |
| Enable the rpcidmapd service as necessary. CC ID 04983 | System hardening through configuration management | Configuration | |
| Enable the rpcsvcgssd service as necessary. CC ID 04985 | System hardening through configuration management | Configuration | |
| Configure root squashing for all NFS shares, as appropriate. CC ID 04986 | System hardening through configuration management | Configuration | |
| Configure write access to NFS shares, as appropriate. CC ID 04987 | System hardening through configuration management | Configuration | |
| Configure the named service, as appropriate. CC ID 04988 | System hardening through configuration management | Configuration | |
| Configure the vsftpd service, as appropriate. CC ID 04989 | System hardening through configuration management | Configuration | |
| Configure the “dovecot” service to organizational standards. CC ID 04990 | System hardening through configuration management | Configuration | |
| Configure Server Message Block (SMB) to organizational standards. CC ID 04991 | System hardening through configuration management | Configuration | |
| Enable the snmpd service as necessary. CC ID 04992 | System hardening through configuration management | Configuration | |
| Enable the calendar manager as necessary. CC ID 04993 | System hardening through configuration management | Configuration | |
| Enable the GNOME logon service as necessary. CC ID 04994 | System hardening through configuration management | Configuration | |
| Enable the WBEM services as necessary. CC ID 04995 | System hardening through configuration management | Configuration | |
| Enable the keyserv service as necessary. CC ID 04996 | System hardening through configuration management | Configuration | |
| Enable the Generic Security Service daemon as necessary. CC ID 04997 | System hardening through configuration management | Configuration | |
| Enable the volfs service as necessary. CC ID 04998 | System hardening through configuration management | Configuration | |
| Enable the smserver service as necessary. CC ID 04999 | System hardening through configuration management | Configuration | |
| Enable the mpxio-upgrade service as necessary. CC ID 05000 | System hardening through configuration management | Configuration | |
| Enable the metainit service as necessary. CC ID 05001 | System hardening through configuration management | Configuration | |
| Enable the meta service as necessary. CC ID 05003 | System hardening through configuration management | Configuration | |
| Enable the metaed service as necessary. CC ID 05004 | System hardening through configuration management | Configuration | |
| Enable the metamh service as necessary. CC ID 05005 | System hardening through configuration management | Configuration | |
| Enable the Local RPC Port Mapping Service as necessary. CC ID 05006 | System hardening through configuration management | Configuration | |
| Enable the Kerberos kadmind service as necessary. CC ID 05007 | System hardening through configuration management | Configuration | |
| Enable the Kerberos krb5kdc service as necessary. CC ID 05008 | System hardening through configuration management | Configuration | |
| Enable the Kerberos kpropd service as necessary. CC ID 05009 | System hardening through configuration management | Configuration | |
| Enable the Kerberos ktkt_warnd service as necessary. CC ID 05010 | System hardening through configuration management | Configuration | |
| Enable the sadmin service as necessary. CC ID 05011 | System hardening through configuration management | Configuration | |
| Enable the IPP listener as necessary. CC ID 05012 | System hardening through configuration management | Configuration | |
| Enable the serial port listener as necessary. CC ID 05013 | System hardening through configuration management | Configuration | |
| Enable the Smart Card Helper service as necessary. CC ID 05014 | System hardening through configuration management | Configuration | |
| Enable the Application Management service as necessary. CC ID 05015 | System hardening through configuration management | Configuration | |
| Enable the Resultant Set of Policy (RSoP) Provider service as necessary. CC ID 05016 | System hardening through configuration management | Configuration | |
| Enable the Network News Transport Protocol service as necessary. CC ID 05017 | System hardening through configuration management | Configuration | |
| Enable the network Dynamic Data Exchange service as necessary. CC ID 05018 | System hardening through configuration management | Configuration | |
| Enable the Distributed Link Tracking Server service as necessary. CC ID 05019 | System hardening through configuration management | Configuration | |
| Enable the RARP service as necessary. CC ID 05020 | System hardening through configuration management | Configuration | |
| Configure the ".NET Framework service" setting to organizational standards. CC ID 05021 | System hardening through configuration management | Configuration | |
| Enable the Network DDE Share Database Manager service as necessary. CC ID 05022 | System hardening through configuration management | Configuration | |
| Enable the Certificate Services service as necessary. CC ID 05023 | System hardening through configuration management | Configuration | |
| Configure the ATI hotkey poller service properly. CC ID 05024 | System hardening through configuration management | Configuration | |
| Configure the Interix Subsystem Startup service properly. CC ID 05025 | System hardening through configuration management | Configuration | |
| Configure the Cluster Service service properly. CC ID 05026 | System hardening through configuration management | Configuration | |
| Configure the IAS Jet Database Access service properly. CC ID 05027 | System hardening through configuration management | Configuration | |
| Configure the IAS service properly. CC ID 05028 | System hardening through configuration management | Configuration | |
| Configure the IP Version 6 Helper service properly. CC ID 05029 | System hardening through configuration management | Configuration | |
| Configure "Message Queuing service" to organizational standards. CC ID 05030 | System hardening through configuration management | Configuration | |
| Configure the Message Queuing Down Level Clients service properly. CC ID 05031 | System hardening through configuration management | Configuration | |
| Configure the Windows Management Instrumentation Driver Extensions service properly. CC ID 05033 | System hardening through configuration management | Configuration | |
| Configure the TCP/IP NetBIOS Helper Service properly. CC ID 05034 | System hardening through configuration management | Configuration | |
| Configure the Utility Manager service properly. CC ID 05035 | System hardening through configuration management | Configuration | |
| Configure the secondary logon service properly. CC ID 05036 | System hardening through configuration management | Configuration | |
| Configure the Windows Management Instrumentation service properly. CC ID 05037 | System hardening through configuration management | Configuration | |
| Configure the Workstation service properly. CC ID 05038 | System hardening through configuration management | Configuration | |
| Configure the Windows Installer service properly. CC ID 05039 | System hardening through configuration management | Configuration | |
| Configure the Windows System Resource Manager service properly. CC ID 05040 | System hardening through configuration management | Configuration | |
| Configure the WinHTTP Web Proxy Auto-Discovery Service properly. CC ID 05041 | System hardening through configuration management | Configuration | |
| Configure the Services for Unix Client for NFS service properly. CC ID 05042 | System hardening through configuration management | Configuration | |
| Configure the Services for Unix Server for PCNFS service properly. CC ID 05043 | System hardening through configuration management | Configuration | |
| Configure the Services for Unix Perl Socket service properly. CC ID 05044 | System hardening through configuration management | Configuration | |
| Configure the Services for Unix User Name Mapping service properly. CC ID 05045 | System hardening through configuration management | Configuration | |
| Configure the Services for Unix Windows Cron service properly. CC ID 05046 | System hardening through configuration management | Configuration | |
| Configure the Windows Media Services service properly. CC ID 05047 | System hardening through configuration management | Configuration | |
| Configure the Services for Netware Service Advertising Protocol (SAP) Agent properly. CC ID 05048 | System hardening through configuration management | Configuration | |
| Configure the Web Element Manager service properly. CC ID 05049 | System hardening through configuration management | Configuration | |
| Configure the Remote Installation Services Single Instance Storage (SIS) Groveler service properly. CC ID 05050 | System hardening through configuration management | Configuration | |
| Configure the Terminal Services Licensing service properly. CC ID 05051 | System hardening through configuration management | Configuration | |
| Configure the COM+ Event System service properly. CC ID 05052 | System hardening through configuration management | Configuration | |
| Configure the Event Log service properly. CC ID 05053 | System hardening through configuration management | Configuration | |
| Configure the Infrared Monitor service properly. CC ID 05054 | System hardening through configuration management | Configuration | |
| Configure the Services for Unix Server for NFS service properly. CC ID 05055 | System hardening through configuration management | Configuration | |
| Configure the System Event Notification Service properly. CC ID 05056 | System hardening through configuration management | Configuration | |
| Configure the NTLM Security Support Provider service properly. CC ID 05057 | System hardening through configuration management | Configuration | |
| Configure the Performance Logs and Alerts service properly. CC ID 05058 | System hardening through configuration management | Configuration | |
| Configure the Protected Storage service properly. CC ID 05059 | System hardening through configuration management | Configuration | |
| Configure the QoS Admission Control (RSVP) service properly. CC ID 05060 | System hardening through configuration management | Configuration | |
| Configure the Remote Procedure Call service properly. CC ID 05061 | System hardening through configuration management | Configuration | |
| Configure the Removable Storage service properly. CC ID 05062 | System hardening through configuration management | Configuration | |
| Configure the Server service properly. CC ID 05063 | System hardening through configuration management | Configuration | |
| Configure the Security Accounts Manager service properly. CC ID 05064 | System hardening through configuration management | Configuration | |
| Configure the “Network Connections” service to organizational standards. CC ID 05065 | System hardening through configuration management | Configuration | |
| Configure the Logical Disk Manager service properly. CC ID 05066 | System hardening through configuration management | Configuration | |
| Configure the Logical Disk Manager Administrative Service properly. CC ID 05067 | System hardening through configuration management | Configuration | |
| Configure the File Replication service properly. CC ID 05068 | System hardening through configuration management | Configuration | |
| Configure the Kerberos Key Distribution Center service properly. CC ID 05069 | System hardening through configuration management | Configuration | |
| Configure the Intersite Messaging service properly. CC ID 05070 | System hardening through configuration management | Configuration | |
| Configure the Remote Procedure Call locator service properly. CC ID 05071 | System hardening through configuration management | Configuration | |
| Configure the Distributed File System service properly. CC ID 05072 | System hardening through configuration management | Configuration | |
| Configure the Windows Internet Name Service service properly. CC ID 05073 | System hardening through configuration management | Configuration | |
| Configure the FTP Publishing Service properly. CC ID 05074 | System hardening through configuration management | Configuration | |
| Configure the Windows Search service properly. CC ID 05075 | System hardening through configuration management | Configuration | |
| Configure the Microsoft Peer-to-Peer Networking Services service properly. CC ID 05076 | System hardening through configuration management | Configuration | |
| Configure the Remote Shell service properly. CC ID 05077 | System hardening through configuration management | Configuration | |
| Configure Simple TCP/IP services to organizational standards. CC ID 05078 | System hardening through configuration management | Configuration | |
| Configure the Print Services for Unix service properly. CC ID 05079 | System hardening through configuration management | Configuration | |
| Configure the File Shares service to organizational standards. CC ID 05080 | System hardening through configuration management | Configuration | |
| Configure the NetMeeting service properly. CC ID 05081 | System hardening through configuration management | Configuration | |
| Configure the Application Layer Gateway service properly. CC ID 05082 | System hardening through configuration management | Configuration | |
| Configure the Cryptographic Services service properly. CC ID 05083 | System hardening through configuration management | Configuration | |
| Configure the Help and Support Service properly. CC ID 05084 | System hardening through configuration management | Configuration | |
| Configure the Human Interface Device Access service properly. CC ID 05085 | System hardening through configuration management | Configuration | |
| Configure the IMAPI CD-Burning COM service properly. CC ID 05086 | System hardening through configuration management | Configuration | |
| Configure the MS Software Shadow Copy Provider service properly. CC ID 05087 | System hardening through configuration management | Configuration | |
| Configure the Network Location Awareness service properly. CC ID 05088 | System hardening through configuration management | Configuration | |
| Configure the Portable Media Serial Number Service service properly. CC ID 05089 | System hardening through configuration management | Configuration | |
| Configure the System Restore Service service properly. CC ID 05090 | System hardening through configuration management | Configuration | |
| Configure the Themes service properly. CC ID 05091 | System hardening through configuration management | Configuration | |
| Configure the Uninterruptible Power Supply service properly. CC ID 05092 | System hardening through configuration management | Configuration | |
| Configure the Upload Manager service properly. CC ID 05093 | System hardening through configuration management | Configuration | |
| Configure the Volume Shadow Copy Service properly. CC ID 05094 | System hardening through configuration management | Configuration | |
| Configure the WebClient service properly. CC ID 05095 | System hardening through configuration management | Configuration | |
| Configure the Windows Audio service properly. CC ID 05096 | System hardening through configuration management | Configuration | |
| Configure the Windows Image Acquisition service properly. CC ID 05097 | System hardening through configuration management | Configuration | |
| Configure the WMI Performance Adapter service properly. CC ID 05098 | System hardening through configuration management | Configuration | |
| Enable file uploads via vsftpd service, as appropriate. CC ID 05100 | System hardening through configuration management | Configuration | |
| Disable or remove sadmind unless use of sadmind is absolutely necessary. CC ID 06885 | System hardening through configuration management | Configuration | |
| Configure the "SNMP version 1" setting to organizational standards. CC ID 08976 | System hardening through configuration management | Configuration | |
| Configure the "xdmcp service" setting to organizational standards. CC ID 08985 | System hardening through configuration management | Configuration | |
| Disable the automatic display of remote images in HTML-formatted e-mail. CC ID 04494 | System hardening through configuration management | Configuration | |
| Disable Remote Apply Events unless Remote Apply Events are absolutely necessary. CC ID 04495 | System hardening through configuration management | Configuration | |
| Disable Xgrid unless Xgrid is absolutely necessary. CC ID 04496 | System hardening through configuration management | Configuration | |
| Configure the "Do Not Show First Use Dialog Boxes" setting for Windows Media Player properly. CC ID 05136 | System hardening through configuration management | Configuration | |
| Disable Core dumps unless absolutely necessary. CC ID 01507 | System hardening through configuration management | Configuration | |
| Set hard core dump size limits, as appropriate. CC ID 05990 | System hardening through configuration management | Configuration | |
| Configure the "Prevent Desktop Shortcut Creation" setting for Windows Media Player properly. CC ID 05137 | System hardening through configuration management | Configuration | |
| Set the Squid EUID and Squid GUID to an appropriate user and group. CC ID 05138 | System hardening through configuration management | Configuration | |
| Verify groups referenced in /etc/passwd are included in /etc/group, as appropriate. CC ID 05139 | System hardening through configuration management | Configuration | |
| Use of the cron.allow file should be enabled or disabled as appropriate. CC ID 06014 | System hardening through configuration management | Configuration | |
| Use of the at.allow file should be enabled or disabled as appropriate. CC ID 06015 | System hardening through configuration management | Configuration | |
| Enable or disable the Dynamic DNS feature of the DHCP Server as appropriate. CC ID 06039 | System hardening through configuration management | Configuration | |
| Enable or disable each user's Screen saver software, as necessary. CC ID 06050 [Conceal, via the device lock, information previously visible on the display with a publicly viewable image. 03.01.10 c.] | System hardening through configuration management | Configuration | |
| Disable any unnecessary scripting languages, as necessary. CC ID 12137 | System hardening through configuration management | Configuration | |
| Enable logon authentication management techniques. CC ID 00553 | System hardening through configuration management | Configuration | |
| Configure devices and users to re-authenticate, as necessary. CC ID 10609 [Re-authenticate users when [Assignment: organization-defined circumstances or situations requiring re-authentication]. 03.05.01 b.] | System hardening through configuration management | Configuration | |
| Establish, implement, and maintain authenticators. CC ID 15305 | System hardening through configuration management | Technical Security | |
| Establish, implement, and maintain an authenticator standard. CC ID 01702 | System hardening through configuration management | Establish/Maintain Documentation | |
| Establish, implement, and maintain an authenticator management system. CC ID 12031 | System hardening through configuration management | Establish/Maintain Documentation | |
| Establish, implement, and maintain authenticator procedures. CC ID 12002 [{lost authenticators} {compromised authenticators} Establish and implement administrative procedures for initial authenticator distribution; for lost, compromised, or damaged authenticators; and for revoking authenticators. 03.05.12 c. {lost authenticators} {compromised authenticators} Establish and implement administrative procedures for initial authenticator distribution; for lost, compromised, or damaged authenticators; and for revoking authenticators. 03.05.12 c.] | System hardening through configuration management | Establish/Maintain Documentation | |
| Restrict access to authentication files to authorized personnel, as necessary. CC ID 12127 | System hardening through configuration management | Technical Security | |
| Configure authenticator activation codes in accordance with organizational standards. CC ID 17032 | System hardening through configuration management | Configuration | |
| Configure authenticators to comply with organizational standards. CC ID 06412 [Establish initial authenticator content for any authenticators issued by the organization. 03.05.12 b.] | System hardening through configuration management | Configuration | |
| Configure the system to require new users to change their authenticator on first use. CC ID 05268 [Select a new password upon first use after account recovery. 03.05.07 e.] | System hardening through configuration management | Configuration | |
| Configure authenticators so that group authenticators or shared authenticators are prohibited. CC ID 00519 | System hardening through configuration management | Configuration | |
| Configure the system to prevent unencrypted authenticator use. CC ID 04457 | System hardening through configuration management | Configuration | |
| Disable store passwords using reversible encryption. CC ID 01708 | System hardening through configuration management | Configuration | |
| Configure the system to encrypt authenticators. CC ID 06735 [{encrypted format} Store passwords in a cryptographically protected form. 03.05.07 d.] | System hardening through configuration management | Configuration | |
| Configure the system to mask authenticators. CC ID 02037 [Obscure feedback of authentication information during the authentication process. 03.05.11 ¶ 1] | System hardening through configuration management | Configuration | |
| Configure the authenticator policy to ban the use of usernames or user identifiers in authenticators. CC ID 05992 | System hardening through configuration management | Configuration | |
| Configure the "minimum number of digits required for new passwords" setting to organizational standards. CC ID 08717 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure the "minimum number of upper case characters required for new passwords" setting to organizational standards. CC ID 08718 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure the system to refrain from specifying the type of information used as password hints. CC ID 13783 | System hardening through configuration management | Configuration | |
| Configure the "minimum number of lower case characters required for new passwords" setting to organizational standards. CC ID 08719 | System hardening through configuration management | Establish/Maintain Documentation | |
| Disable machine account password changes. CC ID 01737 | System hardening through configuration management | Configuration | |
| Configure the "minimum number of special characters required for new passwords" setting to organizational standards. CC ID 08720 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure the "require new passwords to differ from old ones by the appropriate minimum number of characters" setting to organizational standards. CC ID 08722 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure the "password reuse" setting to organizational standards. CC ID 08724 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure the "Disable Remember Password" setting. CC ID 05270 | System hardening through configuration management | Configuration | |
| Configure the "Minimum password age" to organizational standards. CC ID 01703 | System hardening through configuration management | Configuration | |
| Configure the LILO/GRUB password. CC ID 01576 | System hardening through configuration management | Configuration | |
| Configure the system to use Apple's Keychain Access to store passwords and certificates. CC ID 04481 | System hardening through configuration management | Configuration | |
| Change the default password to Apple's Keychain. CC ID 04482 | System hardening through configuration management | Configuration | |
| Configure Apple's Keychain items to ask for the Keychain password. CC ID 04483 | System hardening through configuration management | Configuration | |
| Configure the Syskey Encryption Key and associated password. CC ID 05978 | System hardening through configuration management | Configuration | |
| Configure the "Accounts: Limit local account use of blank passwords to console logon only" setting. CC ID 04505 | System hardening through configuration management | Configuration | |
| Configure the "System cryptography: Force strong key protection for user keys stored in the computer" setting. CC ID 04534 | System hardening through configuration management | Configuration | |
| Configure interactive logon for accounts that do not have assigned authenticators in accordance with organizational standards. CC ID 05267 | System hardening through configuration management | Configuration | |
| Enable or disable remote connections from accounts with empty authenticators, as appropriate. CC ID 05269 | System hardening through configuration management | Configuration | |
| Configure the "Send LanMan compatible password" setting. CC ID 05271 | System hardening through configuration management | Configuration | |
| Configure the authenticator policy to ban or allow authenticators as words found in dictionaries, as appropriate. CC ID 05993 | System hardening through configuration management | Configuration | |
| Configure the authenticator policy to ban or allow authenticators as proper names, as necessary. CC ID 17030 | System hardening through configuration management | Configuration | |
| Set the most number of characters required for the BitLocker Startup PIN correctly. CC ID 06054 | System hardening through configuration management | Configuration | |
| Set the default folder for BitLocker recovery passwords correctly. CC ID 06055 | System hardening through configuration management | Configuration | |
| Notify affected parties to keep authenticators confidential. CC ID 06787 | System hardening through configuration management | Behavior | |
| Discourage affected parties from recording authenticators. CC ID 06788 | System hardening through configuration management | Behavior | |
| Configure the "shadow password for all accounts in /etc/passwd" setting to organizational standards. CC ID 08721 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure the "password hashing algorithm" setting to organizational standards. CC ID 08723 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure the "Disable password strength validation for Peer Grouping" setting to organizational standards. CC ID 10866 | System hardening through configuration management | Configuration | |
| Configure the "Set the interval between synchronization retries for Password Synchronization" setting to organizational standards. CC ID 11185 | System hardening through configuration management | Configuration | |
| Configure the "Set the number of synchronization retries for servers running Password Synchronization" setting to organizational standards. CC ID 11187 | System hardening through configuration management | Configuration | |
| Configure the "Turn off password security in Input Panel" setting to organizational standards. CC ID 11296 | System hardening through configuration management | Configuration | |
| Configure the "Turn on the Windows to NIS password synchronization for users that have been migrated to Active Directory" setting to organizational standards. CC ID 11355 | System hardening through configuration management | Configuration | |
| Configure the authenticator display screen to organizational standards. CC ID 13794 | System hardening through configuration management | Configuration | |
| Configure the authenticator field to disallow memorized secrets found in the memorized secret list. CC ID 13808 [{commonly used passwords} Maintain a list of commonly-used, expected, or compromised passwords, and update the list [Assignment: organization-defined frequency] and when organizational passwords are suspected to have been compromised. 03.05.07 a.] | System hardening through configuration management | Configuration | |
| Protect authenticators or authentication factors from unauthorized modification and disclosure. CC ID 15317 [{unauthorized modification} Protect authenticator content from unauthorized disclosure and modification. 03.05.12 f.] | System hardening through configuration management | Technical Security | |
| Change authenticators, as necessary. CC ID 15315 [Change or refresh authenticators [Assignment: organization-defined frequency] or when the following events occur: [Assignment: organization-defined events]. 03.05.12 e.] | System hardening through configuration management | Configuration | |
| Change all default authenticators. CC ID 15309 [Change default authenticators at first use. 03.05.12 d.] | System hardening through configuration management | Configuration | |
| Configure the system security parameters to prevent system misuse or information misappropriation. CC ID 00881 | System hardening through configuration management | Configuration | |
| Configure the system to require a password before it unlocks the Screen saver software. CC ID 04443 [Retain the device lock until the user reestablishes access using established identification and authentication procedures. 03.01.10 b.] | System hardening through configuration management | Configuration | |
| Configure the system account settings and the permission settings in accordance with the organizational standards. CC ID 01538 | System hardening through configuration management | Configuration | |
| Configure user accounts. CC ID 07036 | System hardening through configuration management | Configuration | |
| Configure accounts with administrative privilege. CC ID 07033 | System hardening through configuration management | Configuration | |
| Employ multifactor authentication for accounts with administrative privilege. CC ID 12496 [{privileged accounts} Implement multi-factor authentication for access to privileged and non-privileged accounts. 03.05.03 ¶ 1] | System hardening through configuration management | Technical Security | |
| Establish, implement, and maintain network parameter modification procedures. CC ID 01517 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure wireless communication to be encrypted using strong cryptography. CC ID 06078 [Protect wireless access to the system using authentication and encryption. 03.01.16 d.] | System hardening through configuration management | Configuration | |
| Configure Wireless Access Points in accordance with organizational standards. CC ID 12477 | System hardening through configuration management | Configuration | |
| Enable two-factor authentication for identifying and authenticating Wireless Local Area Network users. CC ID 04595 [Protect wireless access to the system using authentication and encryption. 03.01.16 d.] | System hardening through configuration management | Configuration | |
| Enable or disable all wireless interfaces, as necessary. CC ID 05755 [Disable, when not intended for use, wireless networking capabilities prior to issuance and deployment. 03.01.16 c.] | System hardening through configuration management | Configuration | |
| Configure mobile device settings in accordance with organizational standards. CC ID 04600 [Establish usage restrictions, configuration requirements, and connection requirements for mobile devices. 03.01.18 a.] | System hardening through configuration management | Configuration | |
| Configure mobile devices to enable remote wipe. CC ID 12212 | System hardening through configuration management | Configuration | |
| Configure prohibiting the circumvention of security controls on mobile devices. CC ID 12335 | System hardening through configuration management | Configuration | |
| Configure Apple iOS to Organizational Standards. CC ID 09986 | System hardening through configuration management | Establish/Maintain Documentation | |
| Configure the "VPN" setting to organizational standards. CC ID 09987 | System hardening through configuration management | Configuration | |
| Configure the "Fraudulent Website Warning" setting to organizational standards. CC ID 09988 | System hardening through configuration management | Configuration | |
| Configure the "With Authentication" setting to organizational standards. CC ID 09989 | System hardening through configuration management | Configuration | |
| Configure the "Auto-Join" setting to organizational standards. CC ID 09990 | System hardening through configuration management | Configuration | |
| Configure the "AirDrop Discoverability" setting to organizational standards. CC ID 09991 | System hardening through configuration management | Configuration | |
| Configure the "Wi-Fi" setting to organizational standards. CC ID 09992 | System hardening through configuration management | Configuration | |
| Configure the "Personal Hotspot" setting to organizational standards. CC ID 09994 | System hardening through configuration management | Configuration | |
| Configure the "Notifications View" setting for "Access on Lock Screen" to organizational standards. CC ID 09995 | System hardening through configuration management | Configuration | |
| Configure the "Find My iPhone" setting to organizational standards. CC ID 09996 | System hardening through configuration management | Configuration | |
| Configure the "iPhone Unlock" setting to organizational standards. CC ID 09997 | System hardening through configuration management | Configuration | |
| Configure the "Access on Lock Screen" setting to organizational standards. CC ID 09998 | System hardening through configuration management | Configuration | |
| Configure the "Forget this Network" setting to organizational standards. CC ID 09999 | System hardening through configuration management | Configuration | |
| Configure the "Ask to Join Networks" setting to organizational standards. CC ID 10000 | System hardening through configuration management | Configuration | |
| Configure the "Fraudulent Website Warning" setting to organizational standards. CC ID 10001 | System hardening through configuration management | Configuration | |
| Configure the "Credit Cards" setting to organizational standards. CC ID 10002 | System hardening through configuration management | Configuration | |
| Configure the "Saved Credit Card Information" setting to organizational standards. CC ID 10003 | System hardening through configuration management | Configuration | |
| Configure the "Do Not Track" setting to organizational standards. CC ID 10004 | System hardening through configuration management | Configuration | |
| Configure the "With Authentication" setting to organizational standards. CC ID 10005 | System hardening through configuration management | Configuration | |
| Configure the "Allow Move" setting to organizational standards. CC ID 10006 | System hardening through configuration management | Configuration | |
| Configure the "Use Only in Mail" setting to organizational standards. CC ID 10007 | System hardening through configuration management | Configuration | |
| Configure mobile devices to organizational standards. CC ID 04639 | System hardening through configuration management | Configuration | |
| Configure mobile devices to separate organizational data from personal data. CC ID 16463 | System hardening through configuration management | Configuration | |
| Configure the mobile device properties to organizational standards. CC ID 04640 | System hardening through configuration management | Configuration | |
| Configure the mobile device menu items to organizational standards. CC ID 04641 | System hardening through configuration management | Configuration | |
| Configure the BlackBerry handheld device driver settings. CC ID 04642 | System hardening through configuration management | Configuration | |
| Verify only BlackBerry Enterprise Server e-mail software and e-mail hardware is being used. CC ID 04601 | System hardening through configuration management | Technical Security | |
| Configure the BlackBerry Enterprise Server with either BlackBerry DMZ Solution or the BlackBerry firewall solution. CC ID 04602 | System hardening through configuration management | Configuration | |
| Configure automatic master key generation on the BlackBerry Enterprise Server. CC ID 04608 | System hardening through configuration management | Configuration | |
| Train BlackBerry handheld device users on the Bluetooth Smart Card Reader's proper usage. CC ID 04603 | System hardening through configuration management | Behavior | |
| Verify metamessage software is not installed on BlackBerry handheld devices. CC ID 04604 | System hardening through configuration management | Technical Security | |
| Configure e-mail messages to not display a signature line stating the message was sent from a Portable Electronic Device. CC ID 04605 | System hardening through configuration management | Configuration | |
| Verify only the specific mobile device web browser software is installed. CC ID 04606 | System hardening through configuration management | Configuration | |
| Update the software and master keys for mobile Personal Electronic Devices every 30 days. CC ID 04607 | System hardening through configuration management | Configuration | |
| Enable content protection on mobile devices. CC ID 04609 | System hardening through configuration management | Configuration | |
| Configure the application policy groups for each mobile Personal Electronic Device. CC ID 04610 | System hardening through configuration management | Configuration | |
| Configure the BlackBerry Messenger policy group settings. CC ID 04611 | System hardening through configuration management | Configuration | |
| Configure the Camera policy group settings. CC ID 04614 | System hardening through configuration management | Configuration | |
| Configure the Bluetooth policy group settings. CC ID 04612 | System hardening through configuration management | Configuration | |
| Configure the Bluetooth Smart Card Reader policy group settings. CC ID 04613 | System hardening through configuration management | Configuration | |
| Configure the Browser policy group settings. CC ID 04615 | System hardening through configuration management | Configuration | |
| Configure the Certificate Sync policy group settings. CC ID 04616 | System hardening through configuration management | Configuration | |
| Configure the CMIME policy group settings. CC ID 04617 | System hardening through configuration management | Configuration | |
| Configure the Common policy group settings. CC ID 04618 | System hardening through configuration management | Configuration | |
| Configure the Desktop-only policy group settings. CC ID 04619 | System hardening through configuration management | Configuration | |
| Configure the IOT Application policy group settings. CC ID 04620 | System hardening through configuration management | Configuration | |
| Configure the Device-only policy group settings. CC ID 04621 | System hardening through configuration management | Configuration | |
| Configure the Desktop policy group settings. CC ID 04622 | System hardening through configuration management | Configuration | |
| Configure the Global items policy group settings. CC ID 04623 | System hardening through configuration management | Configuration | |
| Configure the Location Based Services policy group settings. CC ID 04624 | System hardening through configuration management | Configuration | |
| Configure the MDS policy group settings. CC ID 04625 | System hardening through configuration management | Configuration | |
| Configure the On-Device Help policy group settings. CC ID 04626 | System hardening through configuration management | Configuration | |
| Configure the Password policy group settings. CC ID 04627 | System hardening through configuration management | Configuration | |
| Configure the PIM Sync policy group settings. CC ID 04628 | System hardening through configuration management | Configuration | |
| Configure the Secure E-mail policy group settings. CC ID 04629 | System hardening through configuration management | Configuration | |
| Configure the Memory Cleaner policy group settings. CC ID 04630 | System hardening through configuration management | Configuration | |
| Configure the Security policy group settings. CC ID 04631 | System hardening through configuration management | Configuration | |
| Configure the Service Exclusivity policy group settings. CC ID 04632 | System hardening through configuration management | Configuration | |
| Configure the SIM Application Toolkit policy group settings. CC ID 04633 | System hardening through configuration management | Configuration | |
| Configure the Smart Dialing policy group settings. CC ID 04634 | System hardening through configuration management | Configuration | |
| Configure the S/MIME policy group settings. CC ID 04635 | System hardening through configuration management | Configuration | |
| Configure the TCP policy group settings. CC ID 04636 | System hardening through configuration management | Configuration | |
| Configure the WTLS (Application) policy group settings. CC ID 04638 | System hardening through configuration management | Configuration | |
| Configure emergency and critical e-mail notifications so that they are digitally signed. CC ID 04841 | System hardening through configuration management | Configuration | |
| Enable data-at-rest encryption on mobile devices. CC ID 04842 | System hardening through configuration management | Configuration | |
| Disable the capability to automatically execute code on mobile devices absent user direction. CC ID 08705 | System hardening through configuration management | Configuration | |
| Configure environmental sensors on mobile devices. CC ID 10667 | System hardening through configuration management | Configuration | |
| Prohibit the remote activation of environmental sensors on mobile devices. CC ID 10666 | System hardening through configuration management | Configuration | |
| Configure the mobile device to explicitly show when an environmental sensor is in use. CC ID 10668 | System hardening through configuration management | Configuration | |
| Configure the environmental sensor to report collected data to designated personnel only. CC ID 10669 | System hardening through configuration management | Configuration | |
| Configure Account settings in accordance with organizational standards. CC ID 07603 | System hardening through configuration management | Configuration | |
| Configure the "Account lockout duration" to organizational standards. CC ID 07771 [Automatically [Selection (one or more): lock the account or node for an [Assignment: organization-defined time period]; lock the account or node until released by an administrator; delay next logon prompt; notify system administrator; take other action] when the maximum number of unsuccessful attempts is exceeded. 03.01.08 b.] | System hardening through configuration management | Configuration | |
| Configure Logging settings in accordance with organizational standards. CC ID 07611 | System hardening through configuration management | Configuration | |
| Configure the detailed data elements to be captured for all logs so that events are identified by type, location, subject, user, what data was accessed, etc. CC ID 06331 [{place} Include the following content in audit records: Where the event occurred 03.03.02 a.3. Provide additional information for audit records as needed. 03.03.02 b.] | System hardening through configuration management | Configuration | |
| Configure the log to capture the user's identification. CC ID 01334 [Include the following content in audit records: Identity of the individuals, subjects, objects, or entities associated with the event 03.03.02 a.6.] | System hardening through configuration management | Configuration | |
| Configure the log to capture a date and time stamp. CC ID 01336 [{time} Include the following content in audit records: When the event occurred 03.03.02 a.2. Record time stamps for audit records that meet [Assignment: organization-defined granularity of time measurement] and that use Coordinated Universal Time (UTC), have a fixed local time offset from UTC, or include the local time offset as part of the time stamp. 03.03.07 b.] | System hardening through configuration management | Configuration | |
| Configure the log to uniquely identify each asset. CC ID 01339 [Include the following content in audit records: Identity of the individuals, subjects, objects, or entities associated with the event 03.03.02 a.6.] | System hardening through configuration management | Configuration | |
| Configure the log to capture the type of each event. CC ID 06423 [Include the following content in audit records: What type of event occurred 03.03.02 a.1.] | System hardening through configuration management | Configuration | |
| Configure the log to capture the details of electronic signature transactions. CC ID 16910 | System hardening through configuration management | Log Management | |
| Configure the log to uniquely identify each accessed record. CC ID 16909 | System hardening through configuration management | Log Management | |
| Configure the log to capture each event's success or failure indication. CC ID 06424 [Include the following content in audit records: Outcome of the event 03.03.02 a.5.] | System hardening through configuration management | Configuration | |
| Configure all logs to capture auditable events or actionable events. CC ID 06332 | System hardening through configuration management | Configuration | |
| Configure the event log settings for specific Operating System functions. CC ID 06337 | System hardening through configuration management | Configuration | |
| Generate an alert when an audit log failure occurs. CC ID 06737 [Alert organizational personnel or roles within [Assignment: organization-defined time period] in the event of an audit logging process failure. 03.03.04 a.] | System hardening through configuration management | Configuration | |
| Configure Key, Certificate, Password, Authentication and Identity Management settings in accordance with organizational standards. CC ID 07621 | System hardening through configuration management | Configuration | |
| Configure the "Password must meet complexity requirements" to organizational standards. CC ID 07743 [Enforce the following composition and complexity rules for passwords: [Assignment: organization-defined composition and complexity rules]. 03.05.07 f.] | System hardening through configuration management | Configuration | |
| Configure the "Enforce password history" to organizational standards. CC ID 07877 [Prevent the reuse of identifiers for [Assignment: organization-defined time period]. 03.05.05 c.] | System hardening through configuration management | Configuration | |
| Configure security and protection software according to Organizational Standards. CC ID 11917 | System hardening through configuration management | Configuration | |
| Configure security and protection software to check e-mail attachments. CC ID 11860 [Configure malicious code protection mechanisms to: Perform scans of the system [Assignment: organization-defined frequency] and real-time scans of files from external sources at endpoints or system entry and exit points as the files are downloaded, opened, or executed; and 03.14.02 c.1.] | System hardening through configuration management | Configuration | |
| Establish, implement, and maintain a Configuration Baseline Documentation Record. CC ID 02130 [Review and update the baseline configuration of the system [Assignment: organization-defined frequency] and when system components are installed or modified. 03.04.01 b.] | System hardening through configuration management | Establish/Maintain Documentation | |
| Document and approve any changes to the Configuration Baseline Documentation Record. CC ID 12104 | System hardening through configuration management | Establish/Maintain Documentation | |
| Create a hardened image of the baseline configuration to be used for building new systems. CC ID 07063 | System hardening through configuration management | Configuration | |
| Store master images on securely configured servers. CC ID 12089 | System hardening through configuration management | Technical Security | |
| Establish, implement, and maintain records management policies. CC ID 00903 | Records management | Establish/Maintain Documentation | |
| Determine how long to keep records and logs before disposing them. CC ID 11661 | Records management | Process or Activity | |
| Retain records in accordance with applicable requirements. CC ID 00968 [Retain audit records for a time period consistent with the records retention policy. 03.03.03 b. Manage and retain CUI within the system and CUI output from the system in accordance with applicable laws, Executive Orders, directives, regulations, policies, standards, guidelines, and operational requirements. 03.14.08 ¶ 1] | Records management | Records Management | |
| Establish, implement, and maintain storage media disposition and destruction procedures. CC ID 11657 | Records management | Establish/Maintain Documentation | |
| Sanitize electronic storage media in accordance with organizational standards. CC ID 16464 | Records management | Data and Information Management | |
| Sanitize all electronic storage media before disposing a system or redeploying a system. CC ID 01643 [Sanitize system media that contain CUI prior to disposal, release out of organizational control, or release for reuse. 03.08.03 ¶ 1] | Records management | Data and Information Management | |
| Establish, implement, and maintain records management procedures. CC ID 11619 | Records management | Establish/Maintain Documentation | |
| Establish, implement, and maintain electronic storage media management procedures. CC ID 00931 | Records management | Establish/Maintain Documentation | |
| Establish, implement, and maintain security label procedures. CC ID 06747 [Mark system media that contain CUI to indicate distribution limitations, handling caveats, and applicable CUI markings. 03.08.04 ¶ 1] | Records management | Establish/Maintain Documentation | |
| Label restricted storage media appropriately. CC ID 00966 | Records management | Data and Information Management | |
| Establish, implement, and maintain restricted material identification procedures. CC ID 01889 | Records management | Establish/Maintain Documentation | |
| Conspicuously locate the restricted record's overall classification. CC ID 01890 | Records management | Establish/Maintain Documentation | |
| Mark a restricted record's displayed pages or printed pages with the appropriate classification. CC ID 01891 | Records management | Establish/Maintain Documentation | |
| Mark a restricted record's components (appendices, annexes) with the appropriate classification. CC ID 01892 | Records management | Establish/Maintain Documentation | |
| Mark a restricted record's portions (paragraphs, sections) with the appropriate classification. CC ID 01893 | Records management | Establish/Maintain Documentation | |
| Mark a restricted record's subject line or title with the appropriate classification. CC ID 01894 | Records management | Establish/Maintain Documentation | |
| Mark all forms of electronic messages that contain restricted data or restricted information with the appropriate classification. CC ID 01896 | Records management | Data and Information Management | |
| Establish, implement, and maintain online storage controls. CC ID 00942 | Records management | Technical Security | |
| Establish, implement, and maintain security controls appropriate to the record types and electronic storage media. CC ID 00943 | Records management | Records Management | |
| Provide encryption for different types of electronic storage media. CC ID 00945 [Implement cryptographic mechanisms to prevent the unauthorized disclosure of CUI during transmission and while in storage. 03.13.08 ¶ 1] | Records management | Technical Security | |
| Establish, implement, and maintain electronic storage media security controls. CC ID 13204 [Protect the confidentiality of backup information. 03.08.09 a.] | Records management | Technical Security | |
| Initiate the System Development Life Cycle planning phase. CC ID 06266 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Establish, implement, and maintain system design principles and system design guidelines. CC ID 01057 | Systems design, build, and implementation | Establish/Maintain Documentation | |
| Establish, implement, and maintain security design principles. CC ID 14718 [Apply the following systems security engineering principles to the development or modification of the system and system components: [Assignment: organization-defined systems security engineering principles]. 03.16.01 ¶ 1] | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include reduced complexity of systems or system components in the security design principles. CC ID 14753 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include self-reliant trustworthiness of systems or system components in the security design principles. CC ID 14752 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include partially ordered dependencies of systems or system components in the security design principles. CC ID 14751 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include modularity and layering of systems or system components in the security design principles. CC ID 14750 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include secure evolvability of systems or system components in the security design principles. CC ID 14749 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include continuous protection of systems or system components in the security design principles. CC ID 14748 | Systems design, build, and implementation | Establish/Maintain Documentation | |
| Include least common mechanisms between systems or system components in the security design principles. CC ID 14747 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include secure system modification of systems or system components in the security design principles. CC ID 14746 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include clear abstractions of systems or system components in the security design principles. CC ID 14745 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include secure failure and recovery of systems or system components in the security design principles. CC ID 14744 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include repeatable and documented procedures for systems or system components in the security design principles. CC ID 14743 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include least privilege of systems or system components in the security design principles. CC ID 14742 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include minimized sharing of systems or system components in the security design principles. CC ID 14741 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include acceptable security of systems or system components in the security design principles. CC ID 14740 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include minimized security elements in systems or system components in the security design principles. CC ID 14739 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include hierarchical protection in systems or system components in the security design principles. CC ID 14738 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include self-analysis of systems or system components in the security design principles. CC ID 14737 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include inverse modification thresholds in systems or system components in the security design principles. CC ID 14736 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include efficiently mediated access to systems or system components in the security design principles. CC ID 14735 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include secure distributed composition of systems or system components in the security design principles. CC ID 14734 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include minimization of systems or system components in the security design principles. CC ID 14733 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include secure defaults in systems or system components in the security design principles. CC ID 14732 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include trusted communications channels for systems or system components in the security design principles. CC ID 14731 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include economic security in systems or system components in the security design principles. CC ID 14730 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include trusted components of systems or system components in the security design principles. CC ID 14729 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include procedural rigor in systems or system components in the security design principles. CC ID 14728 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include accountability and traceability of systems or system components in the security design principles. CC ID 14727 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include hierarchical trust in systems or system components in the security design principles. CC ID 14726 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include sufficient documentation for systems or system components in the security design principles. CC ID 14725 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include performance security of systems or system components in the security design principles. CC ID 14724 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include human factored security in systems or system components in the security design principles. CC ID 14723 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include secure metadata management of systems or system components in the security design principles. CC ID 14722 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Include predicate permission of systems or system components in the security design principles. CC ID 14721 | Systems design, build, and implementation | Systems Design, Build, and Implementation | |
| Plan for acquiring facilities, technology, or services. CC ID 06892 | Acquisition or sale of facilities, technology, and services | Acquisition/Sale of Assets or Services | |
| Establish, implement, and maintain a product and services acquisition strategy. CC ID 01133 [Develop and implement acquisition strategies, contract tools, and procurement methods to identify, protect against, and mitigate supply chain risks. 03.17.02 ¶ 1] | Acquisition or sale of facilities, technology, and services | Establish/Maintain Documentation | |
| Establish, implement, and maintain a supply chain management program. CC ID 11742 | Third Party and supply chain oversight | Establish/Maintain Documentation | |
| Establish, implement, and maintain information flow agreements with all third parties. CC ID 04543 [Permit authorized individuals to use external systems to access the organizational system or to process, store, or transmit CUI only after: Retaining approved system connection or processing agreements with the organizational entities hosting the external systems. 03.01.20 c.2. Approve and manage the exchange of CUI between the system and other systems using [Selection (one or more): interconnection security agreements; information exchange security agreements; memoranda of understanding or agreement; service-level agreements; user agreements; non-disclosure agreements; other types of agreements]. 03.12.05 a. Approve and manage the exchange of CUI between the system and other systems using [Selection (one or more): interconnection security agreements; information exchange security agreements; memoranda of understanding or agreement; service-level agreements; user agreements; non-disclosure agreements; other types of agreements]. 03.12.05 a.] | Third Party and supply chain oversight | Establish/Maintain Documentation | |
| Include the purpose in the information flow agreement. CC ID 17016 | Third Party and supply chain oversight | Establish/Maintain Documentation | |
| Include the type of information being transmitted in the information flow agreement. CC ID 14245 [Document interface characteristics, security requirements, and responsibilities for each system as part of the exchange agreements. 03.12.05 b.] | Third Party and supply chain oversight | Establish/Maintain Documentation | |
| Include the costs in the information flow agreement. CC ID 17018 | Third Party and supply chain oversight | Establish/Maintain Documentation | |
| Include the security requirements in the information flow agreement. CC ID 14244 [Document interface characteristics, security requirements, and responsibilities for each system as part of the exchange agreements. 03.12.05 b.] | Third Party and supply chain oversight | Establish/Maintain Documentation | |
| Include the interface characteristics in the information flow agreement. CC ID 14240 [Document interface characteristics, security requirements, and responsibilities for each system as part of the exchange agreements. 03.12.05 b.] | Third Party and supply chain oversight | Establish/Maintain Documentation | |
| Include a description of the data or information to be covered in third party contracts. CC ID 06510 [Approve and manage the exchange of CUI between the system and other systems using [Selection (one or more): interconnection security agreements; information exchange security agreements; memoranda of understanding or agreement; service-level agreements; user agreements; non-disclosure agreements; other types of agreements]. 03.12.05 a.] | Third Party and supply chain oversight | Establish/Maintain Documentation | |
| Include text about access, use, disclosure, and transfer of data or information in third party contracts. CC ID 11610 | Third Party and supply chain oversight | Business Processes | |
| Include text about data ownership in third party contracts. CC ID 06502 | Third Party and supply chain oversight | Establish/Maintain Documentation | |
| Establish, implement, and maintain Service Level Agreements with the organization's supply chain. CC ID 00838 [Approve and manage the exchange of CUI between the system and other systems using [Selection (one or more): interconnection security agreements; information exchange security agreements; memoranda of understanding or agreement; service-level agreements; user agreements; non-disclosure agreements; other types of agreements]. 03.12.05 a.] | Third Party and supply chain oversight | Process or Activity | |
| Include the responsible party for managing complaints in third party contracts. CC ID 10022 | Third Party and supply chain oversight | Establish Roles | |
| Include risk management procedures in the supply chain management policy. CC ID 08811 [Enforce the following security requirements to protect against supply chain risks to the system, system components, or system services and to limit the harm or consequences from supply chain-related events: [Assignment: organization-defined security requirements]. 03.17.03 b.] | Third Party and supply chain oversight | Establish/Maintain Documentation | |
| Include a determination on the impact of services provided by third-party service providers in the supply chain risk assessment report. CC ID 17187 | Third Party and supply chain oversight | Establish/Maintain Documentation | |
| Include a determination of the complexity of the third party relationships in the supply chain risk assessment. CC ID 10024 | Third Party and supply chain oversight | Business Processes | |
| Include a determination of financial benefits over actual costs of third party relationships in the supply chain risk assessment report. CC ID 10025 | Third Party and supply chain oversight | Establish/Maintain Documentation | |
| Include a determination of how third party relationships affect strategic initiatives in the supply chain risk assessment report. CC ID 10026 | Third Party and supply chain oversight | Establish/Maintain Documentation | |
| Include a determination if the third party relationship will affect employees in the supply chain risk assessment report. CC ID 10027 | Third Party and supply chain oversight | Business Processes | |
| Include a determination of customer interactions with third parties in the supply chain risk assessment report. CC ID 10028 | Third Party and supply chain oversight | Establish/Maintain Documentation | |
| Include a determination on the risks third parties pose to Information Security in the supply chain risk assessment report. CC ID 10029 | Third Party and supply chain oversight | Establish/Maintain Documentation | |
| Conduct all parts of the supply chain due diligence process. CC ID 08854 | Third Party and supply chain oversight | Business Processes | |
| Include a requirement in outsourcing contracts that supply chain members must implement security controls to protect information. CC ID 13353 | Third Party and supply chain oversight | Establish/Maintain Documentation | |